webinar exin information security foundation 27002

12

Upload: york-duenas-boada

Post on 06-Sep-2015

218 views

Category:

Documents


2 download

DESCRIPTION

ISO/IEC 27002

TRANSCRIPT

  • 1R

    2UJDQL]DFLRQHVLQYLWDGDV &RQODFRODERUDFLQGH

    l6HULHGH:(%,1$56(;,1HQ&DVWHOODQR*HVWLQGHVHUYLFLRGH7,6HJXULGDGGHODLQIRUPDFLQ&ORXG&RPSXWLQJ(;,1:HELQDUV(Q&DVWHOODQR

    *(67,1'(/$6(*85,'$''(/$,1)250$&,1&21/$,62

    &RQODFRODERUDFLQGH_FRRUGLQDFLRQ#SHUXSPFRQVXOWDQWHV&DOOH-RV&KDULDUVH1UR2ILFLQD0LUDIORUHV/LPD3HU

    -XDQ0D(VSLQR]D

    ! " #

    $ % & ' ( ) * + , + - ) ' . + / 0 & 1 & . 2 , ) ' ) 1 & . & 2 - + ' . ) 3 ) 4 5 6 , & 0 ) / 7 8 9 : ; < < = + 7 8 9 : < < < < >

    ? @ A B C D D B E ? F ? G

    B H

    I

    E J

    K L M N

    E

    B E O A P E J

    Q

    J

    R S Q T

    ? F ? G

    S

    @

    T

    H E U

    T

    A

    S V

    W X ! " ! Y Z ! [ \ ] ^ _ ` _ W X ` a b

    c d V

    O ? O

    R K

    ? U e

    M f N

    B

    N g h i I #

    j X k l !

    @ O P

    m #

    _ X

    n ` X

    ? o p

    J G A q U

    #

    _ " r _ ` _ W X ` a ` W X X ! " s r

    @ O P p

    S t #

    l W u v W w x ! y Z X

    + - z { | } ~ { { ~ | ~ { | ~ { ~ | } { | ~ 7 } | 2 '

    W X

    W

    c _ c Y W #

    ,1)250$7,216(&85,7

  • /RVGDWRVSXHGHQVHUSURFHVDGRVSRUOD7HFQRORJDGHOD,QIRUPDFLQSHURHVWRVVHFRQYLHUWHQHQ,QIRUPDFLQVRORFXDQGRDGTXLHUHQXQVLJQLILFDGRGHWHUPLQDGR

    /D LQIRPDFLQ SXHGH H[WUDHU HO WH[WR SHUR WDPELQ OD SDODEUD SURQXQFLDGD \ ODVLPJHQHVGHYLGHR

    (MHPSORVGH0HGLRVGH$OPDFHQDPLHQWR

    +RMD 0LFURILFKD 0DJQHWLFR(MHPSOR&LQWDV SWLFD(MHPSOR&'V

    '$726(,1)250$&,1%(67

    35$&7,&(

    ',.:'DWD,QIRUPDWLRQ.QRZOHGJH:LVGRP%(67

    35$&7,&(DFFRUGLQJWR,7,/p9HUVLRQ

    /DLQIRUPDFLQHVODFRPSUHQVLQGHODUHODFLQHQWUHODVSLH]DVGHORVGDWRV /DLQIRUPDFLQUHVSRQGHSUHJXQWDV

    4XLQ" 4X" &XDQGR" 'RQGH"

    'DWRVH,QIRUPDFLQ%(67

    35$&7,&(//

    'DWRV H ,QIRUPDFLQ35 DFFRUGLQJWR,7,/p9HUVLRQ/D/D

    D RV H R DF %(5$D LQD LQ

    (67$&7 UGLQ WR

    QIRUPDFLQ HV OD FRPSUHQVLQ GH OD UHODFLQ HQWUH ODV SLH]DV GH ORV GDWRVQIRUPDFLQ UHVSRQGH SUHJXQWDV

    4XLQ"4X"&XDQGR"'RQGH"

    677,&( DFFRUGLQJWR,7,/p 9HUVLRQ

    /DFRQVHUYDFLQ GHOD&RQILGHQFLDOLGDG'LVSRQLELOLGDG H,QWHJUDFLQGHODLQIRUPDFLQDGLFLRQDOPHQWHRWUDV

    SURSLHGDGHVFRPRODDXWHQWLFLGDGHOUHQGLUFXHQWDV1215(38',$7,21\ODILDELOLGDGWDPELQSXHGHQHVWDU

    LQYROXFUDGRV

    4XHVOD6HJXULGDGGHOD,QIRUPDFLQ"

    1RWH5HSXGLDWLRQLVDQRWKHUZRUGIRUQHJDWLRQGLVFODLPHU

    \ODILDELOLGDG WDPELQ SXHGHQ HVWDULQYROXFUDGRV

    1RWH5HSXGLDWLRQLVDQRWKHUZRUGIRUQHJDWLRQGLVFODLPHU

  • /DVHJXULGDGGH OD ,QIRUPDFLQFRQVLVWHHQ ODGHILQLFLQ LPSOHPHQWDFLQPDQWHQLPLHQWR\HYDOXDFLQGHXQVLVWHPDPWULFRFRKHUHQWHTXHDVHJXUHOD GLVSRQLELOLGDG FRQILGHQFLDOLGDGH LQWHJULGDG GH OD LQIRUPDFLQEULQGDGDFRPSXWDUL]DGD\PDQXDO

    4XHVOD6HJXULGDGGHOD,QIRUPDFLQ"%(67

    35$&7,&(

    GH XQ VLVWHPD PWULFR FRKHUHQWH TXH DVHJXUDOLGDG H LQWHJULGDG GH OD LQIRUPDFLQ EULQGDG

    ,PSOLFD HO XVR GH OD WHFQRORJD SDUD HODOPDFHQDPLHQWR FRPXQLFDFLQ \SURFHVDPLHQWRGHODLQIRUPDFLQ

    1RUPDOPHQWH OD WHFQRORJD LQFOX\HFRPSXWDGRUDV WHOHFRPXQLFDFLRQHVDSOLFDFLRQHV\RWURVVRIWZDUH

    /D LQIRUPDFLQ SXHGH LQFOXLU GDWRVHPSUHVDULDOHVGHYR]LPJHQHVYLGHRVHWF

    /D 7HFQRORJD GH OD ,QIRUPDFLQ HV XVDGDSDUD DSR\DU ORV 3URFHVRV (PSUHVDULDOHV DWUDYVGH6HUYLFLRV,7

    6LVWHPD\ 7HFQRORJDGHOD,QIRUPDFLQ%(67

    35$&7,&(

    (O SURFHVDPLHQWR \ WUDQVIHUHQFLD GH ODLQIRUPDFLQ VH G D WUDYV GHO 6LVWHPD GH,QIRUPDFLQ

    7RGR VLVWHPD TXH WHQJD HO SURSVLWR GHWUDQVIHULU LQIRUPDFLQ HV XQ 6LVWHPD GH,QIRUPDFLQ

    (MHPSORV GH 6LVWHPDV GH ,QIRUPDFLQ VRQORV DUFKLYRV JXDUGDGRV HQ FDUSHWDVWHOIRQRVHLPSUHVRUDV

    'HQWUR GHO FRQWH[WR GH 6HJXULGDG GH OD,QIRUPDFLQHO6LVWHPDGH,QIRUPDFLQHVODFRPELQDFLQ GH PHGLRV SURFHGLPLHQWRVQRUPDV \ SHUVRQDV TXH DVHJXUDQ ODWUDQVIHUHQFLD GH LQIRUPDFLQ HQ XQ SURFHVRRSHUDWLYR

    ,QIRUPDWLRQ6\VWHP ,QIRUPDWLRQ7HFKQRORJ\

    (/9$/25'(/$,1)250$&,1(6'(7(50,1$'$$75$96'(/9$/2548((/5(&(37252725*$$/$0,60$

    3DUD OD LGHQWLILFDFLQ GH ULHVJRV UHODFLRQDGRV DO DFFHVR H[WHUQR VHGHEHWHQHUHQFXHQWDODVHQVLELOLGDG\HOYDORU GHODLQIRUPDFLQHQMXHJR\DTXHHVFUWLFDSDUDODVRSHUDFLRQHVGHOQHJRFLR

    /D LQIRUPDFLQGHEHVHUFODVLILFDGDGHDFXHUGRDOYDORUTXHSRVHH\DVHDQUHTXLVLWRVOHJDOHVVHQVLELOLGDGRGH LPSRUWDQFLDSDUDODHPSUHVD

    /RV FRQWUROHV \ UHTXLVLWRV GH 6HJXULGDG GHEHQ UHIOHMDU HO YDORUHPSUHVDULDOGHODLQIRUPDFLQLPSOLFDGD$VLFRPRHOGDRSRWHQFLDOFRPHUFLDOTXHSRGUDUHVXOWDUGHXQIDOORRDXVHQFLDGHVHJXULGDG

    9DORUGHOD,QIRUPDFLQ%(67

    35$&7,&(

    /RVIDFWRUHVFRPXQHVGHSURGXFFLQGHXQDFRPSDLDXRUJDQL]DFLQVRQ&DSLWDO0DWHULDSULPD\7UDEDMR

    (Q OD 7HFQRORJD GH OD ,QIRUPDFLQ WDPELQ HV FRPQ FRQVLGHUDU OD LQIRUPDFLQFRPRXQIDFWRU GHSURGXFFLQ

    6LQLQIRUPDFLQQRH[LVWHQORVQHJRFLRV$TXHODOPDFQTXHSLHUGHLQIRUPDFLQEXUVWLO\FOLHQWHVQRHVFDSD]GHUHDOL]DURSHUDFLRQHV,QFOXVLYH DTXHOORV QHJRFLRV FRPR ODV RILFLQDV GH FRQWDGRUHV EDQFRV \RFRPSDDVGHVHJXURRIUHFHQ,QIRUPDFLQFRPRVXQLFR3URGXFWR6HUYLFLR

    /D,QIRUPDFLQFRPR)DFWRUGH3URGXFFLQ%(67

    35$&7,&(

  • /D 6HJXULGDG GH OD ,QIRUPDFLQ RWRUJD DO 3URFHVR GH 1HJRFLRVHJXULGDGDSOLFDQGRORV&RQWUROHVGH6HJXULGDGHQWRGDVODVUHDVGH,7 \D WUDYVGH ODJHVWLQGH5LHVJR ,7HQ OQHDFRQHO3URFHVRGH*HVWLQGH5LHVJR&RUSRUDWLYR\&RPHUFLDO\'LUHFWULFHV

    (O9DORUGHO1HJRFLR%(67

    35$&7,&(DFFRUGLQJWR,7,/p9HUVLRQ

    /DILDELOLGDGGHODLQIRUPDFLQFRQVWDGHDVSHFWRV

    &RQILGHQWLDOLW\&RQILGHQFLDOLGDG ,QWHJULW\,QWHJULGDG $YDLODELOLW\'LVSRQLELOLGDG

    )LDELOLGDGGHOD,QIRUPDFLQ%(67

    35$&7,&(

    HQFLDOLGDG

    GDG

    /DFRQILGHQFLDOLGDGHVHOJUDGRHQHOFXDOHODFFHVRDODLQIRUPDFLQHVUHVWULQJLGD\VRORXQJUXSRGHWHUPLQDGRWLHQHDXWRUL]DFLQSDUDDFFHGHUDHOOD $VLPLVPRHVWRLQFOX\HPHGLGDVTXHSURWHJHQVXSULYDFLGDG

    &RQILGHQFLDOLGDG%(67

    35$&7,&(

    HO JUDGR HQ HO FXDO HO DFFHVR D OD LQIRUPDFLQ HV UHVWULQJLGD \LQDGR WLHQH DXWRUL]DFLQ SDUD DFFHGHU D HOOD $VLPLVPR HVWRSURWHJHQ VX SULYDFLGDG

    /DLQWHJULGDGHVHOJUDGRHQHOTXHODLQIRUPDFLQVHHQFXHQWUDVLQHUURUHV\DFWXDOL]DGD

    /DVFDUDFWHUVWLFDVVRQ /DH[DFWLWXGGHODLQIRUPDFLQ /DLQWHJULGDGGHODLQIRUPDFLQ

    ,QWHJULGDG%(67

    35$&7,&(

    QHOTXH ODLQIRUPDFLQ VHHQFXHQWUD VLQ

    FLQDFLQ

  • (OJUDGRGHGLVSRQLELOLGDGHVFXDQGRODLQIRUPDFLQVHHQFXHQWUDGLVSRQLEOHWDQWRSDUDHOXVXDULRFRPRSDUDHO6LVWHPDGH,QIRUPDFLQ(VWHVHHQFXHQWUDRSHUDWLYRHQHOPRPHQWRTXHODRUJDQL]DFLQORUHTXLHUD

    /DVFDUDFWHUVWLFDVGH'LVSRQLELOLGDGVRQ /QHDGHOWLHPSR(O6LVWHPDGH,QIRUPDFLQVHHQFXHQWUDGLVSRQLEOH

    FXDQGRVHDQHFHVDULR &RQWLQXLGDG(OSHUVRQDOHVFDSD]GHFRQWLQXDUWUDEDMDQGRHQHOFDVR

    TXHRFXUUDDOJQIDOOR )XHU]D+D\VXILFLHQWHFDSDFLGDGODFXDOSHUPLWDTXHWRGRVWUDEDMHQDO

    PLVPRWLHPSRHQHOVLVWHPD

    'LVSRQLELOLGDG%(67

    35$&7,&(

    DFXDO SHUPLWD TXH WRGRV WUDEDMHQ DO

    /D6HJXULGDGGHOD,QIRUPDFLQFDVLVHSRGUDUHODFLRQDUFRQOD$UTXLWHFWXUDGHOD,QIRUPDFLQ

    /DDUTXLWHFWXUDGHLQIRUPDFLQHVHOSURFHVRTXHVHFHQWUDHQSRQHUDGLVSRVLFLQODLQIRUPDFLQGHQWURGHXQDRUJDQL]DFLQ

    /D 6HJXULGDG GH OD ,QIRUPDFLQ SXHGH D\XGDU D JDUDQWL]DU HO VXPLQLVWUR GHLQIRUPDFLQUHTXHULGDUHDOL]DGDHQOD$TXLWHFWXUDGH,QIRUPDFLQ

    /D $UTXLWHFWXUD ,QIRUPWLFD VH FHQWUD SULQFLSDOPHQWH HQ OD 2UJDQL]DFLQ GH OD,QIRUPDFLQ 'H DFXHUGR D OD QHFHVLGDG \ OD PDQHUD HQ OD TXH VWD VH OOHYH DFDER /D 6HJXULGDG ,QIRUPWLFD DSR\D HO SURFHVR PHGLDQWH OD IXQFLQ GHJDUDQWL]DUOD&RQILGHQFLDOLGDG,QWHJULGDG \'LVSRQLELOLGDGGHOD,1)250$&,1

    $UTXLWHFWXUDGHOD,QIRUPDFLQ%(67

    35$&7,&(

    8QSURFHVRRSHUDWLYRHVDTXHOTXHVHXELFDHQHOQFOHRGHOQHJRFLR (QHO3URFHVR2SHUDWLYRHOSHUVRQDOGHVDUUROODXQVHUYLFLRRSURGXFWRSDUDHOFOLHQWH (O3URFHVR2SHUDWLYRVHFRPSRQHSULQFLSDOPHQWHGH$FWLYLGDGHVGHHQWUDGD\VDOLGD ([LVWHQGLIHUHQWHVWLSRVGH3URFHVRV2SHUDWLYRV 3URFHVR3ULPDULR

    (J$GPLQLVWUDFLQGHOFDSLWDO 3URFHVR*XD

    (J3ODQHDFLQGHHVWUDWHJLDGHODFRPSDLD 3URFHVRGHDSR\R

    (J&RPSUDVYHQWDVRUHFXUVRVKXPDQRV

    ,QIRUPDFLQ\3URFHVR2SHUDWLYR%(67

    35$&7,&(

    (ODQDOLVLVGH,QIRUPDFLQEULQGDXQDLPDJHQPVFODUDGHFPRODFRPSDLDPDQHMDODLQIRUPDFLQFPRHVTXHODLQIRUPDFLQIOX\HDWUDYVGHODPLVPD3RUHMHPSOR 8QKXVSHGVHUHJLVWUDHQXQKRWHODWUDYVGHOVLWLRZHE (VWD LQIRUPDFLQ HV HQYLDGD GLUHFWDPHQWH DO GHSDUWDPHQWR GHDGPLQLVWUDFLQHOFXDOVHHQFDUJDGHDVLJQDUOHXQDKDELWDFLQ

    (OUHDGHUHFHSFLQWLHQHSUHVHQWHTXHHOKXVSHGOOHJDUHOGDGHKR\ (OUHDGHVHUYLFLRWLHQHFRQRFLPLHQWRGHTXHODKDELWDFLQGHEHHVWDUOLVWD\OLPSLDSDUDODOOHJDGDGHOKXVSHG

    'XUDQWHHVWHSURFHVRHVLPSRUWDQWHTXHODLQIRUPDFLQVHDFRPSOHWDPHQWHILDEOH /RVUHVXOWDGRVGHO$QOLVLVGH,QIRUPDFLQSXHGHQVHUXWLOL]DGRVSDUDHOGLVHRGHXQ6LVWHPD,QIRUPWLFR

    $QOLVLVGHODLQIRUPDFLQ%(67

    35$&7,&(

  • /D*HVWLQGHOD,QIRUPDFLQGLULJH\GHILQHOD3ROWLFDUHODFLRQDGDDOVXPLQLVWURGHLQIRUPDFLQGHXQDRUJDQL]DFLQ

    'HQWURGHHVWHVLVWHPDXQDGPLQLVWUDGRUGH LQIRUPDFLQSXHGHKDFHUXVRGH OD$UTXLWHFWXUDGHOD,QIRUPDFLQ\XQ$QOLVLVGHOD,QIRUPDFLQ

    /D*HVWLQGH OD LQIRUPDFLQ LPSOLFDPXFKRPVTXHXQSURFHVRGH LQIRUPDFLQDXWRPDWL]DGRHOFXDOHVOOHYDGRDFDERSRUXQDRUJDQL]DFLQ

    (QPXFKRVFDVRVODFRPXQLFDFLQLQWHUQD\H[WHUQDIRUPDQSDUWHGHODHVWUDWHJLDGH*HVWLQGHODLQIRUPDFLQ

    *HVWLQGHOD,QIRUPDFLQ%(67

    35$&7,&(

    /RV WUPLQRV GH OD LQIRPWLFDVH UHODFLRQDQFRQXVR OJLFRGH ODHVWUXFWXUDSDUDHOGHVDUUROORGHORVVLVWHPDV\ODLQIRUPDFLQ

    3RU RWUR ODGR HV LPSRUWDQWH FRPSUHQGHU TXH OD LQIRUPWLFD SXHGH VHUXWLOL]DGDSDUDHO GHVDUUROORGHSURJUDPDV

    ,QIRUPWLFD%(67

    35$&7,&(

    5,(6*26

  • 'XUDQWHHOSURFHVRGH6HJXULGDGGHOD,QIRUPDFLQORVHIHFWRVQRGHVHDGRVDPHQD]DVVHWUDWDQGHVROXFLRQDUORPHMRUSRVLEOH

    3DUD HYLWDU HVWH WLSR GH HIHFWRV VH GHWHUPLQDQ HVWUDWHJLDV GHQWUR GH OD6HJXULGDGGHOD,QIRUPDFLQ

    /D 6HJXULGDG GH OD ,QIRUPDFLQ GHWHUPLQD ODV 0HGLGDV GH 6HJXULGDG TXHGHEHQHPSOHDUVHSDUDHYLWDUHVWRVHIHFWRV

    0WULFDVGH6HJXULGDG\$PHQD]DV%(67

    35$&7,&(

    5LHVJR/D FRPELQDFLQ GH SUREDELOLGDG HQWUH XQ DFRQWHFLPLHQWR \ ODFRQVHFXHQFLDGHOPLVPR

    5LHVJRV%(67

    35$&7,&(

    $QOLVLVGHO5LHVJR /DPHWRGRORJDQRVD\XGDDWHQHUXQDLGHDGHDTXHOORTXHQRVDIHFWD\GHORTXHQRVHVWDPRVSURWHJLHQGR

    ([LVWHQGLYHUVDVPDQHUDVGH$QDOL]DUHO5LHVJR 8QDQOLVLVGHULHVJRVHXWLOL]DSDUDGHVFULELUORVULHVJRVDORVTXHVHHQIUHQWDODHPSUHVD

    $QOLVLVGHO5LHVJR%(67

    35$&7,&(

    8WLOL]DFLQVLVWHPWLFDGHODLQIRUPDFLQSDUDLGHQWLILFDUODVIXHQWHV\ODHVWLPDFLQGHOULHVJR

    5LHVJRV

    $PHQD]DV 9XOQHUDELOLGDGHV

    &RQWUDPHGLGDV

    %LHQHV

    !

    $QOLVLVGHO5LHVJR5LHVJRV\$PHQD]DV%(67

    35$&7,&(DFFRUGLQJWR,7,/p9HUVLRQDQG&5$00

    &XDQGRXQDDPHQD]DVHPDWHULDOL]DQDFHXQULHVJRSDUDODRUJDQL]DFLQ$VLPLVPR WDQWR OD HYDOXDFLQ GH OD JHVWLQ \ OD PDJQLWXG GHO ULHVJRGHWHUPLQDQVLODVPHGLGDVVHGHEHQHMHFXWDUFRQODILQDOLGDGGHPLQLPL]DUHOULHVJR\ORTXHSXHGDVXFHGHU

  • /DHYDOXDFLQGHULHVJRVGHEHULQFOXLUHOHQIRTXHVLVWHPWLFRSDUDHVWLPDUODPDJQLWXG GH ORVPLVPRV $QOLVLV GHO5LHVJR \ HO SURFHVR GH FRPSDUDU ORVULHVJRV HVWLPDGRV FRQWUD ORV FULWHULRV GH ULHVJR \ DV GHWHUPLQDU ODLPSRUWDQFLDGHHVWRV(YDOXDFLQGHORV5LHVJR

    /D(YDOXDFLQGHORV5LHVJRVHVODVXPDWRWDOGH 9DORUDFLQ\(YDOXDFLQGHORV%LHQHV 9DORUDFLQ\(YDOXDFLQGHODV$PHQD]DV (YDOXDFLQGHODYXOQHUDELOLGDG

    (YDOXDFLQGHO5LHVJR%(67

    35$&7,&(DFFRUGLQJWR,7,/p9HUVLRQDQG&5$00

    ,QFLGHQFLD /DDPHQD]DORJUDPDQLIHVWDUVH(MHPSOR

    &XDQGRXQKDFNHUUHDOL]DRSHUDFLRQHVQHFHVDULDVSDUDWHQHUDFFHVRDODUHGGHODHPSUHVD

    'HVDVWUH 6XFHGHXQJUDQLQFLGHQWHTXHDWHQWDFRQODFRQWLQXLGDGGHODHPSUHVD(MHPSOR

    8QFRUWHGHHQHUJDFDXVDGDSRUXQKHOLFSWHURTXHGDDOJQFDEOHGHDOWDWHQVLQ

    'HVDVWUHVH,QFLGHQFLDV%(67

    35$&7,&(

    *HVWLQGHO5LHVJR

    3URFHVRGHVGH

    +DFLD

    +DVWD

    +HUUDPLHQWDTXHFODULILFDOD YLVLQVREUHFXDOHVVRQODVDPHQD]DVPVUHOHYDQWHVHQHO3URFHVR2SHUDWLYRH LGHQWLILFDU ORVULHVJRVDVRFLDGRV ,QFOXVLYHHOQLYHOGHVHJXULGDGDSURSLDGRSRGUDVHUGHWHUPLQDQGRMXQWRFRQODV0HGLGDVGH6HJXULGDGFRUUHVSRQGLHQWHV

    *HVWLQGHO5LHVJR%(67

    35$&7,&(

    " # $ % & ' & (

    ) * + , - .

    / 0 1 2 3 4 5 6 7 8 9 8 : ; 2 3 7 5 7

    2EMHWLYRV,GHQWLILFDUHOYDORU\ORVELHQHV'HWHUPLQDUDPHQ]DV\ODYXOQHUDELOLGDG3DUDGHWHUPLQDUHO5LHVJRGHTXHODVDPHQD]DVSRGUDQFRQYHUWLUVHHQUHDOLGDGHLQWHUUXPSDQHO3URFHVR2SHUDWLYR

    'HWHUPLQDHOEDODQFHHQWUHORVFRVWRVGHHQIUHQWDUDOJQWLSRGH,QFLGHQFLD\GHODV0WULFDVGH6HJXULGDG

    $QOLVLVGHO5LHVJR%(67

    35$&7,&(

    < = > ? @ A B C D E F E G H ? @ D B D C I J

    K L M N O P Q R S P T O

    U V

    P Q R S T O W N X N Y L Q R W T W Z [

    O [ Z N \ N S P R ] T O

    ^

    T O

    U V

    P Q R S T O W N X N Y L Q R W T W O [ Z

    ? E J > B _ ` E C a E b E A > @ c B C d

    e f e g h i j k

    X

  • $QOLVLVGH&RVWRV%HQHILFLRV 3HUWHQHFHDO3URFHVRGH$QOLVLVGHO5LHVJR 3UHJXQWD

    8QVHUYLFLRFXHVWD /DV0WULFDVGH6HJXULGDGSDUDHVWHVHUYLFLRFXHVWD &RQFOXVLQ/DV0WULFDVGH6HJXULGDGVRQUHDOPHQWHFDUDV HVXQDFRUUHFWDRLQFRUUHFWDFRQFOXVLQ"

    $QOLVLVGH&RVWRV%HQHILFLRV%(67

    35$&7,&(

    FRUUHFWD FRQFOXVLQ"

    $QOLVLV&XDQWLWDWLYRGHO5LHVJR (O REMHWLYR HV FDOFXODU HO 9DORU GHO 5LHVJR EDVDGR HQ HO QLYHO GH ODV SUGLGDVHFRQPLFDV\ODSUREDELOLGDGGHTXHXQDDPHQD]DVHFRQYLHUWDHQXQLQFLGHQWH

    (O 9DORUGHFDGDHOHPHQWRHVGHWHUPLQDGRGXUDQWHWRGRHO3URFHVR2SHUDWLYR (VWRVYDORUHVVHSXHGHQFRPSRQHUGHORVFRVWRVGHODV0WULFDVGH6HJXULGDGDVFRPRGHOYDORUGH ODSURSLHGDGHQV LQFOX\HQGRHO LPSDFWRHQHGLILFLRVKDUGZDUHVRIWZDUHLQIRUPDFLQ\HQORVQHJRFLRV

    (O WLHPSR VH H[WLHQGH DQWHV GH TXH XQD DPHQD]D DSDUH]FD OD HILFDFLD GH ODV0WULFDV GH 6HJXULGDG \ HO 5LHVJR GH TXH H[LVWH DOJQ WLSR GH 9XOQHUDELOLGDGWDPELQVRQHOHPHQWRVTXHGHEHQFRQVLGHUDUVH

    8Q DQOLVLVGHULHVJRVSXUDPHQWHFXDQWLWDWLYDHVSUFWLFDPHQWHLPSRVLEOH

    7LSRVGH$QOLVLVGH5LHVJR%(67

    35$&7,&(

    $QOLVLV&XDOLWDWLYRGHO5LHVJR %DVDGRHQVLWXDFLRQHV\HVFHQDULRV /DV SRVLELOLGDGHV GH TXH XQD DPHQD]D VH GHVDUUROOH VRQ H[DPLQDGDV EDMR XQDSHUFHSFLQSHUVRQDO

    (ODQOLVLVH[DPLQDHO3URFHVR2SHUDWLYRHOFXDOVH UHODFLRQDFRQ ODDPHQD]D\ODV 0WULFDV GH 6HJXULGDG TXH VH KDQ WRPDGR DQWH OD VLWXDFLQ

    7RGRHVWRFRQGXFHDXQDYLVLQVXEMHWLYDGHODVSRVLEOHVDPHQD]DV 3RVWHULRUPHQWHODV0WULFDVVRQWRPDGDVSDUDORJUDUPLQL]DUHO5LHVJR (OPHMRU UHVXOWDGRVHFRQVLJXHD WUDYVGHODQOLVLVHQXQDVHVLQGHJUXSR\DTXH VH LQWHUFDPELDUDQ LGHDV HQWUH HO SHUVRQDO (YLWDQGR FRQVLGHUDU HO SXQWRGHYLVWDGHXQDVRODSHUVRQDRGHSDUWDPHQWRTXHORJUHGRPLQDUGLFKRDQOLVLV

    7LSRVGH$QOLVLVGH5LHVJR%(67

    35$&7,&(

    $PHQD]DV+XPDQDV ,QWHQFLRQDOHV

    3LUDWHUD'DDUODSURSLHGDGGHODFRPSDDGHVWUXLUHPDLOVGHVSXVGHKDEHUVLGRGHVSHGLGRVLQUD]QHLQWHQFLRQDOPHQWHFRQILUPDUODDFFLQGHHOLPLQDUFRQXQ2.

    ,QJHQLHUD6RFLDO (QJDDUDODJHQWHYROXQWDULDPHQWHRIUHFLQGROHVLQIRUPDFLQFRQILGHQFLDOHOSKLVKLQJ

    $PHQD]DV12KXPDQDV 7RUPHQWDV ,QFHQGLRV ,QXQGDFLRQHV +XUDFDQHV 7RUQDGRV (WF

    7LSRVGH$PHQD]DV%(67

    35$&7,&(

  • 'DR'LUHFWR 5RER

    'DR,QGLUHFWR 8QDSUGLGDHQFRQVHFXHQFLDDDOJRTXHRFXUUL

    (J 6L KD\ XQD LQXQGDFLQ HQ HO FHQWUR GH GDWRV HVWR HYLWDU TXH HO6HUYLFLRGH,7SURSRUFLRQHD\XGDRFDVLRQDQGRSUGLGDVHQHOQHJRFLR

    ([SHFWDWLYDVGH3UGLGD$QXDO$/( /D DPSOLWXG GHO GDR H[SUHVDGR HQ WUPLQRV PRQHWDULRV SXHGH VHU HOUHVXOWDGRGHXQLQFLGHQWHHQXQDR (J8QSURPHGLRGHFRPSXWDGRUDVSRUWWLOHVVRQUREDGRVFDGDDRGHDOJXQDHPSUHVD

    ([SHFWDWLYDGH3UGLGD6LPSOH (OGDRFDXVDGRSRUXQQLFRRQHRII,QFLGHQWH

    7LSRVGH'DR%(67

    35$&7,&(

    $PRUWLJDQGRHO5LHVJR$OJXQRVULHVJRVVRQDFHSWDGRV

    0WULFDVGH6HJXULGDGPX\FRVWRVDV 0WULFDVGH6HJXULGDGVXSHUDQORVSRVLEOHVGDRV 0WULFDVGH6HJXULGDGTXHVHWRPDQVRQSRUQDWXUDOH]DUHSUHVLYDV

    5LHVJR1HXWUDO /RVUHVXOWDGRVGHODV0WULFDVGH6HJXULGDGVRQDFHSWDGDV

    /DDPHQD]D\DQRVHSURGXFH (OGDRVHUHGXFHDOPQLPR 0WULFDVGH6HJXULGDGDGRSWDGDVVRQXQDFRPELQDFLQGH3UHYHQFLQ'HWHFFLQ\5HSUHVLQ

    (YLWDQGRHO5LHVJR/DV0WULFDVGH6HJXULGDGDGRSWDGDVVRQWDOHVTXHODDPHQD]DVHQHXWUDOL]DKDVWDHOSXQWRHQTXHHYLWDTXHVHFRQYLHUWDHQXQLQFLGHQWH

    3RUHMHPSOR/DLQVWDODFLQGHXQQXHYRVRIWZDUHORJUDTXHORVHUURUHVHQHOVRIWZDUHDQWLJRGHMHQGHVHUXQDDPHQD]D

    7LSRVGH(VWUDWHJLDVGHO5LHVJR%(67

    35$&7,&(

    3RVLEOHVVROXFLRQHVLQFOXGDVGHQWURGHOWUDWDPLHQWRGH5LHVJRD$SOLFDQGRODVUHJODVDSURSLDGDVSDUDODUHGXFFLQGHO5LHVJRE$FHSWDQGRGHPDQHUDREMHWLYD\DVDELHQGDVHO5LHVJRRWRUJDQGRDVXQDFODUDVDWLVIDFFLQ

    F3ROWLFDGH2UJDQL]DFLQ\FULWHULRVGHDFHSWDFLQGHO5LHVJRG(YLWDQGRTXHHOULHVJRVHGHVDUUROOH\SXHGDSURYRFDUDOJQGDRH7UDQVILULHQGRDWHUFHURV5LHVJRVDVRFLDGRVSRUHMHPSORDVHJXUDGRUHV\RSURYHHGRUHV

    6ROXFLRQHVGHORV5LHVJRVGHOD6HJXULGDG

    /(*,6/$&,1

  • 2EMHWLYR (YLWDU HO LQFXPSOLPLHQWR GH FXDOTXLHU OH\ HVWDWXWR ODV REOLJDFLRQHVUHJODPHQWDULDVRFRQWUDFWXDOHV\VREUHORVUHTXLVLWRVGHVHJXULGDG

    &RQIRUPLGDG

    l

    m

    n

    o

    !

    m

    p

    q r s s

    t u

    v

    &XPSOLPLHQWRGH5HTXLVLWRV/HJDOHV ,GHQWLILFDFLQGHODOHJLVODFLQDSOLFDEOH 'HUHFKRVGHSURSLHGDGLQWHOHFWXDO 3URWHFFLQGHORVUHJLVWURVGHODRUJDQL]DFLQ 3URWHFFLQGH'DWRV\3ULYDFLGDGGHOD,QIRUPDFLQ3HUVRQDO3UHYHQFLQGHOXVRLQGHELGRGHODVLQVWDODFLRQHVGHSURFHVDPLHQWRGHLQIRUPDFLQ 5HJODPHQWRGHORVFRQWUROHVFULSWRJUILFRV

    &XPSOLPLHQWRFRQODVQRUPDV\HVWQGDUHVGHVHJXULGDG\FXPSOLPLHQWRWFQLFR &XPSOLPLHQWRFRQODVQRUPDV\HVWQGDUHVGHVHJXULGDG &RPSUREDFLQGHOFXPSOLPLHQWRWFQLFR

    ,QIRUPDFLQGHVLVWHPDGH&RQVLGHUDFLRQHVGHDXGLWRUD ,QIRUPDFLQGH&RQWUROGH6LVWHPDVGH$XGLWRUD 3URWHFFLQGHODVKHUUDPLHQWDVGHDXGLWRUDGHVLVWHPDVGHLQIRUPDFLQ

    w x y y z { | x } ~ x z z x | {

    3DUDREVHUYDUODVSUHVFULSFLRQHVOHJDOHV 3DUDREVHUYDUHOFXPSOLPLHQWR 3DUDDEDUFDUORVGHUHFKRVGHSURSLHGDGLQWHOHFWXDO 3DUDSURWHJHUORVGRFXPHQWRVGHORVQHJRFLRV 3DUDSURWHJHUORVGDWRV\ODFRQILGHQFLDOLGDGGHGDWRVSHUVRQDOHVHM/H\GH3URWHFFLQGH'DWRVGH&DUFWHU3HUVRQDOODSURWHFFLQGHORVGDWRVSHUVRQDOHV\ODLQWLPLGDG

    3DUDSUHYHQLUHODEXVRGHODVLQVWDODFLRQHVGH,7 3DUDREVHUYDUODSROWLFDGHVHJXULGDG\QRUPDVGHVHJXULGDG 3DUDVXSHUYLVDUODVPHGLGDVGHVHJXULGDG 3DUDOOHYDUDFDERDXGLWRUDVGHLQIRUPDFLQGHOVLVWHPD 3DUDSURWHJHUORVPHGLRVXWLOL]DGRVSDUDORVVLVWHPDVGHLQIRUPDFLQGHDXGLWRUD

    %(6735$&7,&(

    3RUTXODOHJLVODFLRQ\UHJODPHQWRVVRQLPSRUWDQWHV"

    (MHPSORV /HJLVODFLQ TXH LPSOLFD OD3ULYDFLGDG ,PSXHVWRV \ )LQDQ]DV \ HO5HJODPHQWRSDUDORVEDQFRV\ODVHPSUHVDVSRUHMHPSOR6DUEDQHV2[OH\

    /HJLVODFLRQHV/RFDOHV(VWDWDOHV\1DFLRQDOHV 3ROWLFDSURSLDGHXQDHPSUHVDUHVSHFWRDODOHJLVODFLQLQWHUQD /HJLVODFLQGHXQSDVH[WUDQMHURFXDQGRVHKDFHQQHJRFLRVLQWHUQDFLRQDOHV /HJLVODFLQTXHLPSOLFD3ULYDFLGDG

    %(6735$&7,&(

    ,QIRUPDFLQGHODOHJLVODFLQVREUHVHJXULGDG

  • &RQODFRODERUDFLQGH_FRRUGLQDFLRQ#SHUXSPFRQVXOWDQWHV&DOOH-RV&KDULDUVH1UR2ILFLQD0LUDIORUHV/LPD3HU

    -XDQ0D(VSLQR]D

    c*UDFLDVSRUVXDWHQFLQ2UJDQL]DFLRQHVLQYLWDGDV &RQODFRODERUDFLQGH

    l6HULHGH:(%,1$56(;,1HQ&DVWHOODQR*HVWLQGHVHUYLFLRGH7,6HJXULGDGGHODLQIRUPDFLQ&ORXG&RPSXWLQJ

    #(;,1B(6+DVK7DJ(;,1:HELQDUV(Q&DVWHOODQR

    2EWQHVWH\RWURV:HELQDUVHQQXHVWURFDQDO