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Prof. Li Jianlin Dr. Li Xinzhe China Three Gorges University Advance on Unloading Rock Mass Mechanics Dec. 2016 Hong Kong

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Page 1: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Prof. Li Jianlin Dr. Li Xinzhe

China Three Gorges University

Advance on Unloading Rock Mass Mechanics

Dec. 2016 Hong Kong

Page 2: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

4、Engineering Application

3、Research Contents

5、Research Platform

1、Research Background

CONTENTS

2、Methodology

Page 3: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

西电东送 13 Hydropower Bases West Power-to-East

1.1 Industry Background

1. RESEARCH BACKGROUND

Over the past few decades, China has successfully built a number of hydropower stations. According to the National Energy Development Projects (2006-2015), plenty of hydropower based constructions have been built in China.

Page 4: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Hydropower Bases

1. RESEARCH BACKGROUND

Page 5: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

• Three kinds of rock masses Slope Foundation

Tunnel

1.2 Engineering Background

1. RESEARCH BACKGROUND

Page 6: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

1. RESEARCH BACKGROUND

Example 1: Slope Engineering

Unloading

Excavation rock masses

. A

•For point A

•Before excavating: 𝜎1, 𝜎3 → loading condition.

•After excavating: 𝜎1 →loading condition, 𝜎3 → unloading condition.

𝜎1

𝜎3

𝜎1

𝜎3

Page 7: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

1. RESEARCH BACKGROUND

Example 2: Tunnel Engineering

•For point A

Before excavating: 𝜎θ,𝜎r →loading condition. •After excavating: 𝜎θ →loading, 𝜎r → unloading.

A A

Distribution of σθ Distribution of σr Enlarged drawing of point A

Page 8: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

1. RESEARCH BACKGROUND

Example 3: Foundation Engineering

•For point A

•Before excavating: 𝜎1, 𝜎3 → loading condition.

•After excavating: 𝜎3 →loading, 𝜎1 →unloading condition.

•Dam construction: 𝜎1, 𝜎3 → loading condition

A

Initial ground

Dam

Force diagram of point A

𝜎1

𝜎3

A

Page 9: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Different unloading paths of the unloading rock masses

𝜎1 unloading

𝜎3 unloading

𝜎1, 𝜎3 unloading

The stress state change process

1. RESEARCH BACKGROUND

In different forms of rock masses engineering, the mechanics action

process of the rock masses is different.

The mechanical properties of rock masses are varied during the process

of bearing alterative forces.

There are essential distinctions between the mechanical characteristics of

rock masses under unloading and loading conditions.

Page 10: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

1. RESEARCH BACKGROUND

Engineering Actual deformation Calculating deformation by traditional method

Lianzi cliff dangerous rock body in the Three Gorges

2.17m 10cm

Jinchuan mine slope 1.52m 20cm

Ertan hydropower station 17.57cm 3cm

The Three Gorges permanent lock slope

17.38cm 3.47cm

The discrepancy between the deformations computed by using

traditional method (without considering unloading condition) and the

actual deformations are shown in this table.

Considering the above all, one should study the unloading mechanics

to solve those problems as a new approach.

Page 11: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

2 Methodology

Multi-crossed Disciplines

Unloading Rock

masses

Mechanics

Engineering

Geology Reconnaissance

Survey

Engineering

Mechanics

Engineering

Mathematics

Computer

Science

Engineering

Structure &

Construction

Engineering

Economics

… …

Page 12: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

2 Methodology

Research Procedure

Understanding of Rock Masses

Utilization of Rock Masses

Protection of Rock Masses

Monitoring of Rock Masses

Page 13: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

3 Researech Contents

(1) Division of Excavation Damage Zone

Excavation Damage Zone

Weak unloading

Strong unloading

Excavation

Moreover, the stress adjustment in

different rock masses region changes

at different levels, corresponding to

the different deterioration degree of

rock masses quality. Therefore, how to

divide the excavation damage zone

becomes one of the key problems in

the study of unloading rock masses.

The essential of unloading rock masses is that the adjustment of the internal stress

state of the rock masses leads to the damage of rock masses quality during the

excavation process.

Page 14: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Method of dividing Excavation Damage Zone

In-situ stress measurement

Acoustic wave test

Numerical simulation

3 Researech Contents

Distribution of point safety factor Distribution of horizontal stress

(1) Division of Excavation Damage Zone

Page 15: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

3 Researech Contents

(2) Quality Evaluation of Unloading Rock Masses

RMR

Excavation unloading effect of rock masses is introduced into RMR.

Page 16: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

3 Researech Contents

(3) Anisotropy of unloading rock masses

Anisotropic mechanical characteristics of jointed rock masses is revealed by

experimental study.

Shear failure

sliding failure

0° 30° 45° 60° 90° 0.0

1.0

2.0

3.0

4.0

5.0

6.0

7.0

0 15 30 45 60 75 90

节理倾角/°

变形

参数

/GPa

变形模量 弹性模量

0.0

5.0

10.0

15.0

20.0

25.0

30.0

35.0

40.0

45.0

0 15 30 45 60 75 90

节理倾角/°

单轴

抗压

强度

/MPa

Defo

rmatio

n p

ara

mete

rs/G

Pa

Angle/° Angle/°

Com

pre

ssiv

e s

trength

/MP

a

Deformation modulus

Young modul

Load

0.0

5.0

10.0

15.0

20.0

25.0

0 20 40 60 80 100

α/°

c/MPa

常规加载 卸荷

0.0

10.0

20.0

30.0

40.0

50.0

0 20 40 60 80 100

α/°

卸荷 常规加载

卸荷试验线性回归分析 常规加载试验线性回归分析

/

Angle/° Angle/°

Loading Unloading Loading Unloading

Page 17: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

3 Researech Contents

(4)Size Effect

Four sets of discontinuities in the

Three Gorges Ship Lock

Unloading curves of different

geometric

similarity scale

Model of jointed rock masses

Page 18: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

3 Researech Contents

Relationship between

compressive

strength and size

Relationship between

tensile strength and

size

Deformation modulus varies with the size

Rock masses size(m) 0.75×0.75 2.25×2.25 6.75×6.75 20.25×20.25

Compressive deformation modulus

(GPa) 50 45 38 35

Tensile deformation modulus (GPa) 6 4 2.0 1.5

Initial unloading modulus (GPa) 35 32 28 26

(4)Size Effect

Page 19: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

3 Researech Contents

(5) Yield criterion for unloading rock masses

Drucker-Prager criterion is established by considering the shear failure

characteristics of unloading rock masses.

Formulation of D-P criterion:

1 2 2 0F I J J k

2

c

2

c

2 2

c

12cos

3sin 3cos 12cos

4cos

m

m

k s

Material parameters:

Page 20: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

3 Researech Contents

(6) Creep behavior

The nonlinear constitutive model of unloading creep for jointed rock masses is

established.

Creep behavior of jointed rock masses

Creep behavior of intact rock

EM

M

M

K

EK

K

损伤因子 D

K

K

K*

K

*

M M K

( ) *

M M K

1 e ( )

( ) 1 e ( )

Et

Et

b t t

t t tE E

a t t tE E

*( )1 ( ) b t tD a Damage factor

Nonlinear constitutive model

Page 21: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

x y xy

a

x y xy

A B

b a

y

xy

Compression-shear fracture Tension-shear fracture

sK

am

Ic

c

2

)1/1(

sa

mKaK ccCC

)1/1(

2)1/1(216 2 )/1(/32 22

cccc KKlKs

)/1(2/16 2

cccc KKKlKm

Actual stress

Equivalent stress

3 Researech Contents

(7) Fracture behavior

An equivalent analytical model of compression shear and tension shear for

unloading rock masses is proposed.

l0

a

b

c

d

x`

y`

Actual stress

Equivalent stress

Page 22: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Plastic deformation

Yield function

0b s

b s b ss b s b

E E E EF f f

E E E E

T

b s b s

Te

b s b s

e

F F

d D dF F

A C

Elastic-brittle-plastic constitutive model

3 Researech Contents

(8) Constitutive model of unloading rock masses

An incremental constitutive model of unloading rock masses and a hyperbolic

nonlinear elastic constitutive model of unloading rock masses are established.

Page 23: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

裂隙-4,宽度8cm,间距10m

裂隙-3,宽度4cm,间距4m

裂隙-2,宽度1cm,间距1m

裂隙-1,宽度1cm,间距1m

裂隙-5,宽度10cm,间距15m

1

2

3

ab

cd

f

e

Jointed rock masses

Analytical model

3 Researech Contents

(9) Determination of mechanical parameters for jointed rock masses

A method, which suggests starting from the small-size fracture to the large-size

fracture to study the size effect of mechanical parameters, has been proposed to

obtain mechanical parameters of jointed rock masses.

Page 24: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Comparison of calculation and monitoring in slope

Monitoring

Calculation

3 Researech Contents

(10) Inversion of mechanical parameters of unloading rock masses

Based on the artificial neural network, the excavation unloading effect has been

considered in the inversion of rock mechanics parameters.

Deformation mechanism of unloading rock masses

Analytical model

Geological factor

Monitoring data

Inverse analysis

In situ stress

Impoundment

Excavation

Rainfall

Earthquake

Support

Creep

Predicting the deformation

De

form

atio

n/m

m

Page 25: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Xiaowan Project Rumei Project Lidi Project Jinghong Project

4.1 Applied valley

Jialing River

Qing River

Ya-lung River

Lantsang River

Dadu River

Yellow River

Beipan River

Nanpan River

Han River

Binlangjiang

Loushui River

Jinsha River

Yangtze River

The Three Gorges

Sujiahekou Project

Geheyan Project Shuibuya Project Gaobazhou Project

Dongqing Project Guangzhao Project

Baihetan Project Xiluodu Project Ahai Project Lawa Project Ludila Project

Jingping I Project Jingping II Project Lianghekou Project Yagen Project Lenggu Project GuandiProject

Shenxigou Project Pubugou Project Daba Project Jinchuan Project

Tingzikou Project

Cihaxia Project Maerdang Project

Jiangpinghe Project Tianshengqiao Project

Nuozu Project

Sanliping Project

4. ENGINEERING APPLICATION

46 projects

14 valleys

Page 26: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Shuibuya Hydropower station

Xiaowan Hydropower station

Cihaxia Hydropower station

Shenxigou Hydropower station

The Three Gorges Project

Rumei Hydropower station

Geheyan Hydropower station

4.2 Applied Engineering

Jingping II Hydropower station

4. ENGINEERING APPLICATION

Page 27: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

Landslide-Geheyan

Tunnel-Dashankou

High slope-Rumei

Slope-Dongqing

High slope-Jinchuan

Tunnel-Danba Slope-Xiaowan

1

X Y

Z

a model of slope !

AUG 13 2009

06:43:13

ELEMENTS

MAT NUM

Slope-Jiangpinghe

4.2 Applied Engineering

4. ENGINEERING APPLICATION

Page 28: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

5.1 Introduction of CTGU

5. RESEARCH PLATFORM

China Three Gorges University

Three Gorges Dam

China Three Gorges University

Gezhouba Dam

Page 29: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

5.2 Research team

Team members

5. RESEARCH PLATFORM

Page 30: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

5.3 Research platform

National Field Observation and Research Station of Landslides in Three Gorges Reservoir Area of Yangtze River

5. RESEARCH PLATFORM

Page 31: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

5.3 Research platform

Key Laboratory of Geological Hazards on Three Gorges Reservoir Area(China

Three Gorges University),Ministry of Education

Monitoring System

5. RESEARCH PLATFORM

Page 32: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

5.3 Research platform

Equipment(1)

Three dimensional landslide physical model test system

(12mx6mx6m)

5. RESEARCH PLATFORM

Page 33: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

5.3 Research platform

Equipment (2)

ST500 three-dimensional non-

contact surface profilometer

Adaptive automatic triaxial

testing machine RLW-2000 triaxial creep test system RMT-150C rock mechanics test system

ELE rock seepage system PCI-2 acoustic emission detection system

5. RESEARCH PLATFORM

Page 34: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

5.3 Research platform

Equipment (3):

quadruple direct shear

apparatus for unsaturated soil Computer controlled electro-hydraulic

servo soil dynamic triaxial testing machine

DHJ-50 large single shear、direct shear apparatus

轴压控制器

反压控制器

UPS

应急电源

差压传感器

压力室

孔压传感器

进气口

排水口

HKUST-GDS unsaturated

soil triaxial apparatus

进气管

进水管

轴向加压装置

位移传感器

加热板

排水管

平衡手轮

压力室

The soil-water characteristic curve tester

JSM-7500F scanning

electron microscope

5. RESEARCH PLATFORM

Page 35: Advance on Unloading Rock Mass MechanicsProjects (2006-2015), plenty of hydropower based constructions have been built in China. ... The essential of unloading rock masses is that

THANKS

2016.12