深证会[2016]291号-关于修改《深圳证券交易所交易规则》涉及交 … · —1 —...
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深圳证券交易所交易规则
〔2016〕291
2001 11 30 2006 5 15 2011 1
17 2012 11 30 2013 7 29
2013 11 30
2013 3.1.4 2015 1
9 3.1.4
2015 12 4
2016 4 28
2016 9 30
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— 4 —
第一章 总则
1.1
1.2
1.3
1.4
1.5
第二章 交易市场
2.1.1
2.2.1
— 5 —
2.2.2
2.2.3
2.3.1
2.3.2
2.4.1
2.4.2 9:15 9:25
9:30 11:30 13:00 14:57
14:57 15:00
— 6 —
2.4.3
第三章 证券买卖
3.1.1
3.1.2
3.1.3
3.1.4
B
— 7 —
3.1.5
3.2.1
3.2.2
3.2.3
IP
3.2.4
3.2.5
— 8 —
3.2.6
3.2.7
3.3.1
9:15 9:25 9:30 11:30 13:00 15:00
9:20 9:25 14:57 15:00
3.3.2
3.3.3
3.3.4
— 9 —
3.3.5
3.3.6
3.3.7
— 10 —
3.3.8 100
100
3.3.9 10
10
10
100 1 100
1
3.3.10 100
100
3.3.11
3.3.12
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3.3.13 A 0.01
0.001
B 0.01
3.3.14
3.3.15
10% ST *ST
5%
3.3.16 =
× 1
3.3.17
3.3.18
3.3.4
— 12 —
3.4.1
3.4.2
3.4.3
900%
10%
30%
10%
10%
10%
100%
100%
— 13 —
3.4.4
3.4.5
3.4.6
3.5.1
3.5.2
— 14 —
3.5.3
3.5.4
3.5.5
— 15 —
3.5.6
3.6.1
A 30
200
B 3
20
200
200
5
50
3.6.2
3.6.3
9:15 11:30 13:00 15:30
— 16 —
15:05 15:30
3.6.4
30%
3.6.5
3.6.6
— 17 —
3.6.7
15:00 15:30
9:15 11:30 13:00 15:30
3.6.8
3.6.9
— 18 —
3.6.10
3.6.11
3.6.12
3.7.1
3.7.2
3.7.3
3.7.4
— 19 —
3.7.5
3.7.6
3.7.7
3.8.1
3.8.2
— 20 —
3.8.3
3.8.4
3.8.5
100
第四章 其他交易事项
4.1.1
4.1.2
— 21 —
4.2.1
4.2.2
4.2.3
4.3.1
4.3.2
4.3.3 6.1
4.3.4
10% 1
20% 14:57
— 22 —
50% 1
14:57 14:57
4.3.5
4.3.6 9:25
9:30
4.3.7
4.3.8
4.4.1
B
4.4.2
) - + ×
— 23 —
1+
4.4.3
4.5.1
4.5.2
10%
4.5.3
4.5.4
4.5.5
— 24 —
4.6.1 300
300
5% 7% 15
11:30 13:00 14:57
14:57 14:45
15:00
300
7% 15:00
9:30 9:30
14:57 15:00
4.6.2
11:30 13:00 13:00 15:00
50 300 500
4.6.3
4.6.4
— 25 —
4.6.5
4.6.6 15:00
4.6.7 15:00
第五章 交易信息
5.1.1
5.1.2
5.1.3
5.2.1
— 26 —
5.2.2
5.2.3
0.001
5.2.4
5.2.5
5.3.1
5.3.2
— 27 —
5.4.1
7%
= -
15%
= - / ×100%
20%
= / ×100%
A B
A
B
5.4.2 3.3.17
5.4.3
— 28 —
20%
ST *ST
12%
30
20%
3.3.17
5.4.4
第六章 证券交易监督
6.1
— 29 —
6.2
— 30 —
6.3
6.4
6.2
6.5 6.1
6.6
6.7
— 31 —
6.8 6.1
15
第七章 交易异常情况处理
7.1
— 32 —
7.2
10%
7.3 7.1 7.2
7.4
7.5
7.6
第八章 交易纠纷
8.1
8.2
8.3
— 33 —
第九章 交易费用
9.1
9.2
9.3
第十章 附则
10.1
10.2
10.3
10.4
10.5
10.6
— 34 —
10.7
10.8
10.9
— 35 —
10.10
10.11 2016 1 1
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