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深圳证券交易所交易规则

〔2016〕291

2001 11 30 2006 5 15 2011 1

17 2012 11 30 2013 7 29

2013 11 30

2013 3.1.4 2015 1

9 3.1.4

2015 12 4

2016 4 28

2016 9 30

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第一章 总则

1.1

1.2

1.3

1.4

1.5

第二章 交易市场

2.1.1

2.2.1

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2.2.2

2.2.3

2.3.1

2.3.2

2.4.1

2.4.2 9:15 9:25

9:30 11:30 13:00 14:57

14:57 15:00

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2.4.3

第三章 证券买卖

3.1.1

3.1.2

3.1.3

3.1.4

B

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3.1.5

3.2.1

3.2.2

3.2.3

IP

3.2.4

3.2.5

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3.2.6

3.2.7

3.3.1

9:15 9:25 9:30 11:30 13:00 15:00

9:20 9:25 14:57 15:00

3.3.2

3.3.3

3.3.4

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3.3.5

3.3.6

3.3.7

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3.3.8 100

100

3.3.9 10

10

10

100 1 100

1

3.3.10 100

100

3.3.11

3.3.12

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3.3.13 A 0.01

0.001

B 0.01

3.3.14

3.3.15

10% ST *ST

5%

3.3.16 =

× 1

3.3.17

3.3.18

3.3.4

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3.4.1

3.4.2

3.4.3

900%

10%

30%

10%

10%

10%

100%

100%

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3.4.4

3.4.5

3.4.6

3.5.1

3.5.2

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3.5.3

3.5.4

3.5.5

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3.5.6

3.6.1

A 30

200

B 3

20

200

200

5

50

3.6.2

3.6.3

9:15 11:30 13:00 15:30

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15:05 15:30

3.6.4

30%

3.6.5

3.6.6

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3.6.7

15:00 15:30

9:15 11:30 13:00 15:30

3.6.8

3.6.9

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3.6.10

3.6.11

3.6.12

3.7.1

3.7.2

3.7.3

3.7.4

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3.7.5

3.7.6

3.7.7

3.8.1

3.8.2

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3.8.3

3.8.4

3.8.5

100

第四章 其他交易事项

4.1.1

4.1.2

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4.2.1

4.2.2

4.2.3

4.3.1

4.3.2

4.3.3 6.1

4.3.4

10% 1

20% 14:57

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50% 1

14:57 14:57

4.3.5

4.3.6 9:25

9:30

4.3.7

4.3.8

4.4.1

B

4.4.2

) - + ×

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1+

4.4.3

4.5.1

4.5.2

10%

4.5.3

4.5.4

4.5.5

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4.6.1 300

300

5% 7% 15

11:30 13:00 14:57

14:57 14:45

15:00

300

7% 15:00

9:30 9:30

14:57 15:00

4.6.2

11:30 13:00 13:00 15:00

50 300 500

4.6.3

4.6.4

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4.6.5

4.6.6 15:00

4.6.7 15:00

第五章 交易信息

5.1.1

5.1.2

5.1.3

5.2.1

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5.2.2

5.2.3

0.001

5.2.4

5.2.5

5.3.1

5.3.2

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5.4.1

7%

= -

15%

= - / ×100%

20%

= / ×100%

A B

A

B

5.4.2 3.3.17

5.4.3

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20%

ST *ST

12%

30

20%

3.3.17

5.4.4

第六章 证券交易监督

6.1

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6.2

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6.3

6.4

6.2

6.5 6.1

6.6

6.7

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6.8 6.1

15

第七章 交易异常情况处理

7.1

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7.2

10%

7.3 7.1 7.2

7.4

7.5

7.6

第八章 交易纠纷

8.1

8.2

8.3

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第九章 交易费用

9.1

9.2

9.3

第十章 附则

10.1

10.2

10.3

10.4

10.5

10.6

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10.7

10.8

10.9

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10.10

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