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Institute of Financial Planners of Hong Kong 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會

Unit 2601, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong 香港灣仔告士打道 56 號東亞銀行港灣中心 2601 室 Tel 電話: 2982 7888 Fax 傳真: 2982 7777

Website 網址: www.ifphk.org

Continuing Education Activities 持續教育進修課程持續教育進修課程持續教育進修課程持續教育進修課程

Are you looking to continually upgrade yourself with the latest topical issues in financial planning?

IFPHK’s continuing education activities are designed to answer the needs of today’s financial planners. They address industry issues you face every day,

propose solutions to overcome challenges and provide proven and practical solutions that you can implement immediately.

This comprehensive program includes lectures, integrated and comprehensive case studies and experience sharing. Come and join us to learn from the

financial experts and industry celebrities and gain new insights for achieving success in the financial planning industry. 你是否希望與時並進、探討財務策劃領域中的熱門課題？香港財務策劃師學會持續進修課程正正為滿足現今財務策劃專業的需求而設。課程將探討在日常執業過程中所面對的問題，就如何解決問題提供最佳的方案及成功的實務例子，讓你可即時實踐應用。本課程由多位財務策劃專家及業界精英主講，包括理論教授，綜合個案分析及經驗分享。令您更深入了解財務策劃成功之路。

What you will gain

� Learn and practise different steps of the internationally-recognized financial planning process � Update your knowledge with the latest technical and practice knowledge in financial planning � Gain valuable tips in practice management that you can apply immediately 本課程助您本課程助您本課程助您本課程助您：：：： � 學習及演練國際標準財務策劃流程的不同步驟 � 獲得財務策劃行業的最新技巧及執業知識 � 獲得的寶貴建議讓您可立即應用於工作中

Course Date 課程日期課程日期課程日期課程日期 Course Title and code 課程名稱及編號課程名稱及編號課程名稱及編號課程名稱及編號 Duration 時間時間時間時間 (hours 小時) Fee 費用費用費用費用 Member / Non-Member 會員 / 非會員 IFPHK SFC IA MPFA Core MPFA Non- Core

15 Jul (Thu)

7 月 15 日 (四) Performance Analysis of Mutual Funds 基金表現分析 M304

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

22 Jul (Thu)

7 月 22 日 (四) Marketing Interest Rate Linked Structured Products 利率掛鉤結構性產品的市場 RZ48

3.0 HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

26 Jul (Mon)

7 月 26 日 (一) Fixed Income Securities Analysis 固定收入證券分析 M302

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

28 Jul (Wed)

7 月 28 日 (三) How To Trade In a Logical Manner --- A Hedge Funds Perspective 投資市場下的邏輯思維 – 對冲解碼篇 RZ31

3.0 HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

29 Jul (Thu)

7 月 29 日 (四) Updates on Compliance Issues 監管架構之最新發展 M101

3.0 HK$390 /

HK$780 3.0 3.0 3.0 3.0 0.0

04 & 11 Aug (Wed)

8 月 4 及 11 日 (三) Basic Pattern Analysis and Charting基礎圖表及形態分析 M303

5.0 HK$650 /

HK$1300 5.0 5.0 5.0 0.0 5.0

05 Aug (Thu)

8 月 5 日 (四) Retirement Planning Recommendation 退休策劃建議 M210

2.0 HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

18 & 19 Aug (Wed, Thu)

8 月 18 及 19 日 (三、四) Negotiation Skill for Financial Planning Professionals 專業財務策劃從業員的談判技能 RZ40

6.0 HK$780 /

HK$1560 6.0 6.0 0.0 0.0 6.0

26 Aug (Thu)

8 月 26 日 (四) Practical Applications in Financial Planning 財務策劃的實際應用 M114

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

23 Aug (Mon)

8 月 23 日 (一) How To Monitor Your Portfolio 如何監控你的投資組合 M214

2.0 HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

Unless otherwise specified, all classes start at 6:30 pm. Enrolment ends 7 days before the course date. 除特別聲明外，上課時間均於晚上 6:30 開始。截止報名日期定於課程舉行日前之 7 天。

CFPCM, CERTIFIED FINANCIAL PLANNERCM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). The Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks in Hong Kong and Macau, through agreement with FPSB.

CFPCM, CERTIFIED FINANCIAL PLANNERCM 和等認證標誌，於美國以外地區由財務策劃標準制定局(FPSB)全權擁有。根據與財務策劃標準制定局(FPSB)簽訂的協議，香港財務策劃師學會是唯一在香港及澳門頒授 CFP 認證標誌的認可機構。

Performance Analysis of Mutual Funds 基金表現分析基金表現分析基金表現分析基金表現分析 [Course Code 課程編號課程編號課程編號課程編號:M304]

Content 內容內容內容內容 � Basic concepts of mutual funds � Valuation of mutual funds � Prospectus of mutual fund � Evaluation of performance of mutual funds

� Trends in mutual fund Industry � Matching fund with clients’ objectives and risk profile � 基金基礎概念 � 基金估值方法 � 基金表現評估 � 基金市場發展趨勢 � 如何為不同目標及風險承受之客戶配對基金

Date 日期日期日期日期 15 Jul 2010 (Thu) 2010 年 7 月 15 日 (四)

Time 時間時間時間時間 6:30 PM - 9:30 PM (3.0 hours 小時)

Speaker 講者講者講者講者 Jacky Chan, CFA, CFP, FRM Mr. Chan has more than 12 years of experience with major international banks where he has been delivering investment advice and asset management services to ultra-high net worth individual. He has extensive exposure in financial planning and portfolio management for private clients. He has been conducting different training sessions and workshops in portfolio management, investment advisory and financial

planning. Through frequent and direct interactions with clients, Mr Chan has practical skills and knowledge in delivering wealth management solutions with proven track record.

陳先生, CFA, CFP, FRM 陳先生於個人及私人銀行業擁有超過 12年工作經驗，為高端客戶提供財務策劃及投資方案，在財富管理服務方面積累了相當豐富的經驗。陳先生擁有財務分析師(CFA)、認可財務策劃師(CFP)及金融風險管理師(FRM)的專業資格，常獲邀於不同的講座及培訓課程擔任嘉賓講者。

Continuous Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會 3.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話

IA 保監處保監處保監處保監處 3.0 CPD hours 小時小時小時小時 SFC 證監會證監會證監會證監會 3.0 CPT hours 小時小時小時小時

MPFA 積金局積金局積金局積金局 0.0 Core CPD hours 核心小時核心小時核心小時核心小時

HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/04 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M3043H330JC100715]

Marketing Interest Rate Linked Structured Products 利率利率利率利率掛鉤結構性產品的市場掛鉤結構性產品的市場掛鉤結構性產品的市場掛鉤結構性產品的市場 [Course Code 課程編號課程編號課程編號課程編號:RZ48]

Content 內容內容內容內容 � The investors of structured products � Structured products versus traditional investment products � Customization of interest rate linked structured products to meet different risk and

return expectations

� 認識結構性產品的投資者 � 結構性產品與傳統投資產品的區別 � 如何設計不同與利率掛鉤結構性產品來迎合不同客戶需要



Speaker 講者講者講者講者 Ringo Yuen Mr. Yuen is currently the Deputy Head of Financial Institutions Department for ICBC (Asia). Prior to that, he

was a Senior Vice President and Head of Relationship Management of Financial Institutions – North Asia for

HSH NordBank AG. In addition, he was a Director of Financial Institution Greater China for National

Australia Bank. Mr. Yuen has over 20 years of experience in marketing and relationship management

within the banking industry. He has a strong proven record of successfully selling / cross-selling a variety

of banking products to both high net worth clients as well as financial institution clients, generating high

incremental revenue. During his engagements with Citibank and ABN AMRO, he originated a number of

new product ideas that result in diversification of the revenue sources. His primary responsibilities include

developing, implementing and executing comprehensive account plans and call programs for different

clients to achieve budgeted growth in assets, liabilities and earnings. Mr. Yuen holds a Master of Science

(Business Administration) and a Bachelor of Commerce from the University of British Columbia.

阮志國阮先生曾任職德國北方銀行香港分行金融機構北亞洲部高級副總裁及客戶關係主管。在此之前，阮先生任職澳洲銀行金融機構部主管。阮先生具備超過二十年有關銀行業的市場及關係管理方面的經驗。他能從銷售/交易買賣有關不同類別的銀行產品予客戶及金融機構中賺取高回報的收入。在過往任職花旗銀行及荷蘭銀行期間，阮先生推出一系列新產品概念，從而擴大公司的收入來源。阮先生工作範疇包括發展、推行及執行完善的客戶聯絡計劃，從而改善資產、負債及收益方面的增長。阮先生持有加拿大英屬哥倫比亞大學工商管理碩士及商學學士。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ483H300RG100722]

Fixed Income Securities Analysis 固定收固定收固定收固定收入入入入證券分析證券分析證券分析證券分析 [Course Code 課程編號課程編號課程編號課程編號:M302]

Content 內容內容內容內容 � Introduction to Fixed Income Securities � Credit Risk � Trading Terminology � Trading Conventions

� General approaches in valuation � Rating system � Behavioral observations � Fixed income portfolio management

� 固定收入證券簡介 � 信用風險 � 交易術語 � 交易憤例 � 估值方法 � 評級制度 � 行為學觀察 � 管理固定收入投資組合

Date 日期日期日期日期 26 Jul 2010 (Mon) 2010 年 7 月 26 日 (一)


Speaker 講者講者講者講者 M K Lai Man-kit Lai is the Principal Consultant of Executive Training and Management Consultancy Company Limited. In recent years, he has offered professional consulting services and quality training programmes to a number of financial institutions, business organizations and academic units in China, Hong Kong, Japan and Singapore. Dr Lai is the author of a number of professional publications including Study Manual to International Certificate for Financial Advisers Chapters 7 and 8 (English), 24-Hour FX Trading (Chinese), Advanced Investment Analysis (English), Portfolio Management (English), Happy Ways to Learn Money Matters (Chinese), Fighting Against Psychology Biases (Chinese), Lifelong Wealth Management (Chinese) and Investment Analysis and Portfolio Management (English).

黎民傑黎博士是行政培訓及管理顧問有限公司的首席顧問。近年致力於中國國內、香港、日本及新加坡等地，提供專業的顧問及培訓服務。黎博士出版了數本專業著作，如《國際財務顧問證書溫習手冊》（第七章及第八章，英文）、《24小時外匯》（中文）、《高級投資分析》（英文）、《投資組合管理》（英文）、《開開心心學理財：學前篇》（中文）、《力戰心魔》（中文）、《一生的財富管理》（中文）和《投資分析及投資組合管理》（英文）。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/04 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M3023H330MK100726]

How To Trade In a Logical Manner --- A Hedge Funds Perspective 投資市場下的邏輯思維投資市場下的邏輯思維投資市場下的邏輯思維投資市場下的邏輯思維 – 對冲解碼篇對冲解碼篇對冲解碼篇對冲解碼篇 [Course Code 課程編號課程編號課程編號課程編號:RZ31]

Content 內容內容內容內容 � A logical trader's mindset � Directional and Directionless Trading Strategies � War Stories on how peak performance traders control the "inner game" � There is no secret trading formulas, just a strive for consistency

� 邏輯思維模式 � 方向性及無方向性投資策略 � 傑出表現投資者如何操控 ”心戰攻房” 的實戰分享 � 投資並無必勝秘笈策略只在乎如何掌握一致性

Date 日期日期日期日期 28 Jul 2010 (Wed) 2010 年 7 月 28 日 (三)


Speaker 講者講者講者講者 Edward C K Chin Mr. Chin has 20 years of professional experience in portfolio management, hedge funds and securities

trading. Mr. Chin founded MDE Walters Capital in 2002, a strategy consulting firm that advises the

investment banking and financial services sectors on investment product distribution, hedge funds advisory,

trading psychology, and advanced trading strategies in major financial centers in London, New York, and

the Asia Pacific Region. Mr. Chin writes the column “The Inner Circle of Finance” at the Hong Kong Economic

Journal every Monday. Mr. Chin is also a board member of a family office with investments primarily in real

estate and hedge funds with directional/ tactical trading styles. On the “inner game” front, Mr. Chin is a

Certified NLP Coach, a Master Firewalker, a Certified Firewalking Instructor and a hypnotherapy practitioner.

Mr. Chin is a Canadian Investment Manager (CIM) and a Fellow of the Canadian Securities Institute (FCSI).

Mr. Chin studied speech communication at the University of Minnesota, graduated from the University of

Manitoba in Applied Economics and received an MBA from the University of Toronto.

錢志健錢志健先生具備二十年的投資組合管理、對沖基金及操盤交易經驗。錢先生於 2002年創辦MDE Walters Capital 策略顧問公司，在主要的金融中心為投資銀行及金融服務機構負責提供顧問服務如投資產品銷售、對沖基金策略、交易心理學及操盤交易策略。錢先生的「金融圈內」專欄，每周一在く信報＞刊登。錢先生同時間是一家族資產公司的董事局成員，主攻地產及方向／策略投資。錢先生為加拿大認可投資經理 (CIM) 及加拿大證券學會資深院士(FCSI)。錢先生曾於美國明尼蘇達州大學修讀傳理系,並分別於加拿大緬尼吐巴大學獲取應用經濟學學位及於加拿大多倫多大學獲取エ商管理碩士學位。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ313H300EK100728]

Updates on Compliance Issues 監管架構之最新發展監管架構之最新發展監管架構之最新發展監管架構之最新發展 [Course Code 課程編號課程編號課程編號課程編號:M101]

Content 內容內容內容內容 � Roles and functions of regulatory bodies � The Insurance Authority's cooperation with local financial services regulators � Updates on Ordinances, Rules, Codes and Guidelines relevant to financial

planning industry � Regulations and ethics in the financial planning industry � 監管機構的角色和作用 � 保險業監理處與本地金融服務業監管機構的合作 � 與財務策劃業有關的條例、規定、法規和指引之最新資訊 � 財務策劃業的監管機制及其專業操守



Speaker 講者講者講者講者 Monty Yuen, B.Comm., CFP, PFP, CIM, FCSI Monty Yuen, holder of a Bachelor of Commerce degree from the University of Toronto, has over ten years of

experience in different capacities in the financial industry. While an investment advisor in Toronto, Canada,

Mr. Yuen successfully obtained the CFP, PFP, CIM and FCSI designations while helping clients achieve their

financial goals. Mr. Yuen is currently working in a financial institution. Prior to that, he was a manager of

Enforcement Division of Securities & Futures Commission. His previous engagement was with Compliance

Department at Citigroup. Prior to joining the financial industry, Mr. Yuen was a senior inspector with the

Royal Hong Kong Police Force.

袁先生, B.Comm., CFP, PFP, CIM, FCSI 袁先生持有加拿大多倫多大學商學學士。他在金融行業擁有超過十年的經驗。袁先生在加拿大多倫多任職投資顧問期間，取得 CFP, PFP, CIM及 FCSI資格，並成功地為顧客達成他們的投資目標。袁先生現於金融機構工作。在此之前，他任職證監會執行部經理。此外，袁先生亦曾在 Citigroup 之監察部門工作。在投入金融行業之前，袁先生是香港皇家警察高級督察。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/02 0.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1011H330MY100729]

Basic Pattern Analysis and Charting 基礎圖表及形態分析基礎圖表及形態分析基礎圖表及形態分析基礎圖表及形態分析 [Course Code 課程編號課程編號課程編號課程編號:M303]

Content 內容內容內容內容 Session I � Overview of common technical

analysis used in the market � The strength and weakness of

technical analysis

� In-depth descriptions of common technical & market indicators and their application

� How to use technical analysis to make better trading decisions

Session II

� Candlestick charting

� Dow Theory � Elliott wave theory � Fibonacci & golden ratio

� How to predict support, resistance and target level - Percentage retracement - Speed resistance lines

- Golden ratio & square - Gann Theory

� John Murphy's Ten Laws of Technical Trading

單元一單元一單元一單元一 � 概覽市場常見的圖表及形態分析 � 了解圖表及形態分析之優點及缺點 � 詳細分析及應用不同的技術和市場指標 � 如何利用圖表及形態分析為投資決擇作較佳的決定單元二單元二單元二單元二 � 深入探討常見的形態分析圖表及理論，包括:

- 陰陽蠋技術分析 (Candlestick charting) - 道氏理論 (Dow Theory) - 艾略特波浪理論(Elliott wave theory) - 費波納奇比率及黃金比率 (Fibonacci &

Golden Ratio) � 如何預測支持、阻力及目標位置

- 回描浪比例 (Percentage Retracement)

- 速度阻力線 (Speed resistance lines) - 黃金比率(Golden ratio) - 甘氏理論(Gann Theory)

� John Murphy 之市場互動技術分析(John Murphy's Ten Laws of Technical Trading)

Date 日期日期日期日期 04 & 11 Aug 2010 (Wed) 2010 年 8 月 4 及 11 日 (三)


Speaker 講者講者講者講者 Leo Lam, CFA, CFP Mr. Lam is now working for an international bank specializing in asset management. He acquired over 9

years in the financial planning industry. He specializes in conducting customers' needs analysis, constructing

and managing client’s portfolio. Mr. Lam completed his Master and Bachelor Degrees of Economics at the

University of Hong Kong. He is also a CFA charter holder and CFP Certificant.

林先生, CFA, CFP 林先生於財務策劃界擁有超過九年的工作經驗，現職一間國際金融機構之投資顧問。林先生擅長於分析不同類型客戶之需要，為客戶度身訂造及管理合適的投資組合。林先生於香港大學畢業，取得經濟學學士及碩士學位。林先生並考獲美國特許金融分析師(CFA)、CFP認可財務策劃師等專業資格。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/04 5.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M3033A220LL100804]

Retirement Planning Recommendation 退休策劃建議退休策劃建議退休策劃建議退休策劃建議 [Course Code 課程編號課程編號課程編號課程編號:M210]

Content 內容內容內容內容 � Risks faced by retirees and pre-retirees � Pre-retirement versus post-retirement planning investment strategies � Scenarios studies � 準備退休人士及已退休人士所面對之風險 � 準備退休人士與已退休人士應有之退休策劃策略 � 個案分析

Date 日期日期日期日期 05 Aug 2010 (Thu) 2010 年 8 月 5 日 (四)


Speaker 講者講者講者講者 Johnny Chan Johnny is the Senior Business Manager of Prudential Assurance, Hong Kong.

Johnny joined Prudential in 1994 and has been working in the Financial Planning Industry for over 12 years.

He is currently serving over 400 individual and SME clients. Johnny’s Financial Planning Expertise includes

Systematic Investment Plan, Insurance Planning, Retirement Planning, Inter-Generation Asset Protection

Plan and Business Succession Plan. Johnny has obtained different industrial recognitions and awards

including the Insurance Industry Award of South China Morning Post / Institute of Financial Planners Awards

2006, Million Dollars Round Table (MDRT) from 2002 to 2007, International Quality Awards (IQA) from

1996 – 2007 and the Dragon Award from 2001 – 2007.

Johnny obtained a Bachelor of Economics from the Hong Kong University and received different professional

qualifications including Certified Financial Planner (CFP), Insurance Financial Planner (IFP), Fellow, Life

Management Institute (FLMI) and Life Underwriter Training Course (LUTCF).

陳家慶陳家慶為英國保誠保險有限公司的資深業務經理。陳先生於 1994年加入英國保誠保險有限公司，於財務策劃行業服務逾 12年，現時服務的中小企業客戶已超過 400位。陳先生的財務策劃服務範疇包括系統化個人投資，保險策劃，退休策劃，跨代資產保護計劃，以及企業延續計劃。陳先生曾多次獲得業界的認可及獎項，包括 2006年度香港財務策劃師學會 / 南華早報財務策劃師大獎之「保險業界大獎」、2002至 2007年的百萬圓桌會，1996至 2007年的國際優質獎項和 2001至 2007年的銅龍獎。陳先生擁有香港大學經濟學學士學位，以及多項專業資格包括認可財務策劃師 (CFP)、保險理財規劃師、壽險管理院士和美國壽險訓練學院院士。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/03 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M2105H220JH100805]

Negotiation Skill for Financial Planning Professionals 專業財務策劃從業員的談判技能專業財務策劃從業員的談判技能專業財務策劃從業員的談判技能專業財務策劃從業員的談判技能 [Course Code 課程編號課程編號課程編號課程編號:RZ40]

Content 內容內容內容內容 � Understand the nature of negotiation; why negotiate and when? � Learn how we should prepare for a negotiation strategically � Identify two major types of negotiation: Win-Win and Win-Lose negotiation � Know how we can formulate strategies to handle the Win-Win and Win-lose

negotiation � Case studies – Applying the appropriate tactics required to achieve our negotiation

objectives by sharing the daily examples in Financial Planning Industry

� 了解談判的性質、為何要及什麼時候需要談判? � 學習如何準備談判策略 � 認識兩大類型的談判 - 「雙贏談判」和「輪贏談判」 � 如何制定策略處理「雙贏談判」和「輪贏談判」 � 個案分析 – 以財務策劃上常見的例子作分析，並運用適當的策略實踐談判目標

Date 日期日期日期日期 18 & 19 Aug 2010 (Wed, Thu) 2010 年 8 月 18 及 19 日 (三、四)


Speaker 講者講者講者講者 Jessie Ho Ms Ho is a Lecturer who is currently working for Hong Kong Polytechnic University – Hong Kong Community

College (HKCC), teaching the subject of Negotiation Skills, Psychology, Human Resources Management, and

Management. Ms. Jessie Ho received her Master of Philosophy Degree in Industrial and Organizational

Psychology at Chinese University of Hong Kong. She is also a member of Hong Kong Psychological Society.

In addition, she is also a Ph.D. candidate of Macquarie University in Australia with research interest focused

on improving the employees’ self-management skills for achieving their goals.

何靜思何小姐現為香港理工大學 - 香港專上學院講師, 教授的科目包括:談判學, 心理學, 人力資源及管理學。何小姐於 2001年取得了中文大學工業及組織心理學的碩士學位，現任香港心理學會會員。此外. 她亦是澳州麥格里大學 (Macquarie University) 的博士研究生, 專注研究如何提昇企業員工達成目標的自我管理能力。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 6.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ403H300JE100818]

Practical Applications in Financial Planning 財務策劃的實際應用財務策劃的實際應用財務策劃的實際應用財務策劃的實際應用 [Course Code 課程編號課程編號課程編號課程編號:M114]

Content 內容內容內容內容 � Financial planning process � Life-stage approach � Designing a holistic financial plan � Integrated and comprehensive case studies

� 財務策劃流程 � 生命週期規劃 � 製定全面的財務策劃計劃 � 個案研習

Date 日期日期日期日期 26 Aug 2010 (Thu) 2010 年 8 月 26 日 (四)


Speaker 講者講者講者講者 Maria Lui, MBA, B.Soc.Sci., CFP (Hong Kong & China) Maria Lui joined the financial industry in 1993. Since then, she took up management and marketing

positions in banks, international insurance company and financial services company, etc. Ms. Lui is a

seasoned training consultant in the financial planning sector and currently teaching CFP Certification

Education Program at the HKU SPACE. She has conducted a number of seminars in the area of financial

planning for various multinational organizations, professional bodies, and universities. Ms. Lui is very

dedicated to upgrading the professionalism of the financial planning industry. She has much pleasure to

share her knowledge and practical experience of the application of holistic financial planning with those who

aspire to be successful in this industry.

呂文瑛, MBA, B.Soc.Sci., CFP(Hong Kong & China) 呂小姐於 1993年加入金融服務業，曾為多間國際金融服務集團及保險公司的市場推廣部門及營運管理部要員。呂小姐於財務策劃行業擁有豐富的培訓經驗。現於香港大學專業進修學院教授《進階財務策劃》課程。她亦曾為多間跨國機構，專業團體及香港公開大學李嘉誠專業進修學院主講有關財務策劃的講座。呂小姐致力推動財務策劃行業的專業發展，十分高興與所有有志於財務策劃行業建立成功事業的人士分享如何制定全面財務策劃的知識及實務經驗。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/02 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1147H330ML100826]

How To Monitor Your Portfolio 如何監控你的投資組合如何監控你的投資組合如何監控你的投資組合如何監控你的投資組合 [Course Code 課程編號課程編號課程編號課程編號:M214]

Content 內容內容內容內容 � Schedule regular checkups � Know when to act and react � Handling client resistances � Keep a cool head in turbulent markets

� 定期檢討投資計劃 � 主動出擊與被動回應的時機 � 如何處理客戶的阻力 � 如何在動盪的市場保持冷靜

Date 日期日期日期日期 23 Aug 2010 (Mon) 2010 年 8 月 23 日 (一)


Speaker 講者講者講者講者 David Wong MEng (First Hon., Oxon) MSc (Soc. Sc.) MBA, CFP, CFA, FRM David Wong has more than seven years of professional experience in the wealth management industry,

where he has managed numerous high net-worth clients’ portfolios and provided professional advice to

private clients. He is an Associate Director at a wealth management firm. David has been a part-time

lecturer for various courses relating to Financial Management, Financial Analysis & Planning, Treasury

Operations, Risk Analysis & Portfolio Management for more than four years.

David was awarded a First Class Honours in Master of Engineering from the University of Oxford. He is a CFA

charteholder, a CFP certificant and a FRM holder.

黃道啟, MBA, CFA, CFP , FRM 黃先生於財富管理界擁有超過六年的工作經驗，管理不同類型的高端客戶的資產及進行資產配置，為私人客戶提供專業的財富管理建議。黃先生現職香港本港具規模的獨立理財顧問公司之聯席董事。黃先生亦擁有超過三年任教財務策劃課程之經驗，其中包括財務管理、財資運作、風險及組合管理等。黃先生於一九九三年於牛津大學取得一級榮譽工程碩士學位，兼擁有美國特許金融分析師(CFA)、認可財務策劃師(CFP)及美國特許金融風險經理(FRM)等專業資格。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/03 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M2141H220DW100823]

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Institute of Financial Planners of Hong Kong 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港灣仔告士打道 56號東亞銀行港灣中心 2601室 Unit 2601, 26/F, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong Tel電話: 2982 7888 Fax傳真: 2982 7777 Website網址: www.ifphk.org

Continuing Education Activities 持續持續持續持續教育教育教育教育進修進修進修進修課程課程課程課程 REGISTRATION FORM報名表格報名表格報名表格報名表格

Please read the general notes overleaf before completing the Enrolment Form. Applicant must complete the enrolment form in BLOCK LETTERS. 請在填表前注意表格背後的申請須知，並用正楷填寫表格。 Section (A) 甲部甲部甲部甲部– Course(s) applied for申請課程申請課程申請課程申請課程 Course Code 課程編號課程編號課程編號課程編號 Course Date 課程課程課程課程日期日期日期日期 (dd/mm/yyyy) Fee 費用費用費用費用 Cash Coupon code# 現金現金現金現金劵劵劵劵編號編號編號編號 Ref No. 參考編號參考編號參考編號參考編號(Office use only 內部專用) 1. / /

2. / /

3. / /

4. / /

Total Fee總計總計總計總計 # Please provide the original copy of cash coupon(s) or quote the coupon code in the box. Only one cash coupon can be used for each CE

activity. Kindly refer to the terms and conditions printed on the coupons for details. 請連同現金券正本或於指請連同現金券正本或於指請連同現金券正本或於指請連同現金券正本或於指定空格上填寫現金券編號定空格上填寫現金券編號定空格上填寫現金券編號定空格上填寫現金券編號。。。。每項每項每項每項 CE 活活活活動只可使用一張現金券動只可使用一張現金券動只可使用一張現金券動只可使用一張現金券。。。。如欲查詢現金券的條款如欲查詢現金券的條款如欲查詢現金券的條款如欲查詢現金券的條款和細節和細節和細節和細節，，，，請參閱現金券背面請參閱現金券背面請參閱現金券背面請參閱現金券背面。。。。

Section (B) 乙部乙部乙部乙部- Personal Particulars個人資料個人資料個人資料個人資料 *must fill in必須填寫必須填寫必須填寫必須填寫 Title稱號稱號稱號稱號 Mr 先生 / Ms 女士 /Mrs 太太/ Miss 小姐

(Please delete where appropriate 請刪除不適用者) Membership/HKID/Passport No. * 會員編號會員編號會員編號會員編號/身份證編號身份證編號身份證編號身份證編號/旅遊証件編號旅遊証件編號旅遊証件編號旅遊証件編號 For the purpose of identification and CE record 以核對身份及登記持續進修學分#

Full Name名字名字名字名字* (Same as the name on ID card/passport)

Company Name公司名稱公司名稱公司名稱公司名稱 (Corporate member no., if any 機構會員編號, 如適用) ( ) Position職位職位職位職位 Email Address電郵地址電郵地址電郵地址電郵地址* (Notification will be sent via e-mail學會將透過電郵發出確認通知) Phone No. 電話號碼電話號碼電話號碼電話號碼*

Mailing Address郵寄地址郵寄地址郵寄地址郵寄地址 Employment Field 行業行業行業行業 Please tick ”√” the one below that best describes the industry you are serving 請剔選 ”√” 下列其中一個最能夠描述您所屬行業的編號 � 1 Retail Banking 零售銀行 � 5 General Insurance 一般保險 � 9 Securities Brokerage 證券經紀 � 13 Real Estate Sector 房地產界別 � 2 Private Banking 私人銀行 � 6 Independent Financial

Advisor 獨立財務顧問 � 10 Legal Practice 法律 � 14 Other 其他 � 3 Investment Banking 投資銀行 � 7 Fund House 基金公司 � 11 Accounting Practice 會計 please specify 請註明: � 4 Life Insurance 人壽保險 � 8 Asset Management 資產管理 � 12 Academia 學術 _______________________________ Section (C) 丙部丙部丙部丙部- Payment Method and Details付款方式與詳情付款方式與詳情付款方式與詳情付款方式與詳情

� Cheque支票支票支票支票 Cheque No 支票號碼.___________________ Drawn on (Bank)發票銀行: ___________________________ Cheques should be made payable to “IFPHK Ltd.” 請於支票收款人填上 “IFPHK Ltd.” � Credit Card 信用卡信用卡信用卡信用卡

Total payable fees本人計算得以上課程合共本人計算得以上課程合共本人計算得以上課程合共本人計算得以上課程合共:HK$ _________________ . I hereby authorize IFPHK Ltd. to charge this amount or, if I have miscalculated the amount, the correct amount payable to my credit card with

details below. I understand that IFPHK Ltd. will notify me if I have miscalculated the payable fees after charging my credit card. 本人授權香港財務策劃師學會從下述信用卡戶口扣除上述所列費用。如有計算錯誤，請從下述戶口扣除正確費用並隨後通知本人。 � Visa card � MasterCard

Card number 信用卡號碼:

Expiry Date 到期日: (MM/YYYY 月/年) Cardholder’s Name 卡主名字: Cardholder’s Signature 卡主簽署: Date 日期:

Notes (申請須知申請須知申請須知申請須知)

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1) Enrolment報名報名報名報名 a) Registration will be on First-Come-First-Served basis upon

receipt of payment. IFPHK members will be given priority. 報名將以先到先得並已全數繳交所需費用為準。本會會員享有優先報名的權利。 b) IFPHK reserves the right to refuse enrolment application if

applicants fail to make payment, and/or unable to provide accurate and complete information as stated in the enrolment form. 申請人報讀本學會課程時須按報名表上的要求提供正確及完整的資料，並繳付所需費用。如申請人未達以上要求，本學會有權拒絕其申請。

c) In general, ENROLMENT ACKNOWLEGMENT will be sent via email within 7 days after the receipt of application form. 本學會一般會於接收報名表七個工作天內以電郵與申請人確認收妥課程申請。

d) In general, ENROLMENT CONFIRMATION will be sent via email at least 3 working days prior to the class. Applicants who do not receive the confirmation by the said date should contact IFPHK at 2982 7888. 本學會一般會於開課前三個工作天或以前以電郵與申請人確認課程。申請人如在所述時間仍未收到本學會的確認電郵，請致電2982 7888 與本會職員聯絡。

2) Course Fee 課程費用課程費用課程費用課程費用 a) Application paid by cheque will be processed only if the cheque

reaches IFPHK within 5 working days from date of application. No post-dated cheques will be accepted. 以支票繳付學費的申請人必須於報名後5個工作天內將支票送達本學會，否則其申請將不獲受理。本學會概不接受期票。

b) Course fees paid are non-refundable and non-transferable irrespective of individual’s attendance status, with the exception of unsuccessful application due to full enrolment and class cancellation. 除課程額滿或課程被取消外，學員已繳之學費﹝不論有否出席﹞均不予退還或轉用於另一課程。

c) IFPHK reserves the right to cancel classes due to under-enrolment, individuals will be notified and full refund will be arranged. 本學會有權因報名人數不足而決定取消課程。受影響的學員將獲個別通知及退還已收之費用。

d) Applications who wish to enjoy Member Fee must provide relevant information at the time of application. Otherwise, Non-member fee shall be charged and fee difference will not be refunded. 申請人如欲享有課程學費之會員優惠價，必須於申請時提出並提供有關資料。否則本學會將收取非會員課程學費之金額。課程費用之差額概不退還。

3) Attendance & Certificate出席記錄及證書出席記錄及證書出席記錄及證書出席記錄及證書 a) Attendance Certificates will only be issued to participants who: 參加者必須符合以下條件方可獲發出席證書：

i. present their Hong Kong Identity Card or other photo-bearing legal identification documents, such as Passport, upon registration for identity verification. 於登記時出示香港身份証明文件或附有其相片之有效法律証件(如旅遊証件)以確認身份。

ii. sign-in before class and sign-out after class. 於上課前及下課後簽到/簽退。 iii. arrive no later than 15 minutes after the course commences

and do not leave earlier than 15 minutes before the course end. 不遲於課程開始十五分鐘內到達及不早於課程完畢前十五分鐘離開。

iv. return to the classroom before the end time for official breaks (if any) announced by the speaker or IFPHK staff. 於講師/職員提出的課程休息時段(如有)完結前返回課室上課。

b) The “Attendance Certificate”, with IFPHK official stamp, will be distributed to eligible participants at the end of the class. The certificate will not be distributed otherwise. Participants will be charged a fee of $100 for re-issuance of the certificate. 本學會將於課堂完畢時派發蓋上學會印章的「出席證明書」。該證書將不再補發。參加者如須補領證書必須支付100元之行政費用。

4) Class Venue上課地點上課地點上課地點上課地點 a) Unless specify, all courses will be held at IFPHK office, Unit 2601,

26th Floor, Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wanchai, Hong Kong. 除特別聲明外，上課地點均為本會會址：香港灣仔告士打道56號東亞銀行港灣中心2601室。

b) IFPHK reserves all rights to make necessary alternations on

course venue. Participants shall refer to the confirmation email for the updated class venue. 本學會有權隨時更改原定課程之地點，學員應以確認電郵上所列之上課地點為準。

5) Medium of Instruction教授語言教授語言教授語言教授語言

Unless otherwise specified, all courses are conducted in Cantonese and supplemented with English terminology. Notes will be in English. 除特別聲明外，所有課程將以粵語教授並附以英語專用名詞。講義内容為英語。

6) The course instructor/IFPHK staff may exclude a participant from class if his/her behavior disturbs the class or if he/she does not follow instructions in class or as laid down by IFPHK. No course fee will be refunded. 如學員行為影響課堂秩序及教學進度，導師及本會職員有權要求學員即時離開課室，並不會退回其繳交之費用。

7) IFPHK reserves all rights to make necessary alternations on course arrangements, such as location, date, time and speaker. 本學會有權隨時更改原定課程之細則，如地點、日期、時間及講師。

8) No recording is allowed in class unless with prior consent from IFPHK. 未經本學會同意，在課程進行期間一概不得進行任何形式的錄影或錄音。

9) No smoking is allowed inside the class. Mobile phones, pagers and other electronic communications must be switched off. 課室內不准吸煙。學員必須關掉所有手提電話、傳呼機及其他響鬧儀器。

10) Participants are required to keep the training venue clean and tidy. 學員必須保持課室整潔。

11) Personal data supplied in this enrollment will be used only for purposes relating to enrolling / and attending the IFPHK training courses. IFPHK reserves the right to inspect personal identity of attendees. 本申請表上提供的個人資料，僅供作處理有關報讀/及出席本學會課程事宜之用。本學會保留檢查出席課程人士之身份證明之一切權利。

12) Arrangement in times of Tropical Cyclones and Rainstorms 有關熱帶氣旋警告信號及暴雨警告信號發出時有關熱帶氣旋警告信號及暴雨警告信號發出時有關熱帶氣旋警告信號及暴雨警告信號發出時有關熱帶氣旋警告信號及暴雨警告信號發出時之之之之課堂安排課堂安排課堂安排課堂安排 a) When Typhoon Signal No. 3 or below/ Amber or Red Rainstorm

Warning is in force, all classes will be held as scheduled. 當三號風球或以下／黃色或紅色暴雨警告訊號懸掛時，所有課堂均會如常進行。 b) When the Observatory hoists the Typhoon Signal No. 8 or

above/Black Rainstorm Warning is in force during classes; or Typhoon Signal No. 8 or above will be hoisted within 2 hours before classes commence, all classes already in progress will be dismissed immediately or cancelled. Remedial classes will be arranged.| 當天文台在上課時發出八號風球或以上／懸掛黑色暴雨警告訊號；或將於上課前二小時內懸掛八號風球或以上，所有課堂均會即時終止或取消，本學會將會安排補課。

c) All classes will be held as scheduled, if Typhoon Signal No. 8 or above/Black Rainstorm Warning is lowered before 7:00am. 當八號風球或以上／黑色暴雨警告訊號在上午七時或以前除下，所有課堂均會如常進行。

d) Classes starting between 2:00pm and 6:00pm will be held as scheduled, if Typhoon Signal No. 8 or above/Black Rainstorm Warning is lowered at or before 12:00 noon. 當八號風球或以上／黑色暴雨警告訊號在正午十二時或以前除下，下午二時至六時舉行之所有課堂均會如常進行。

e) Classes starting at or after 6:00pm will be held as scheduled, if Typhoon Signal No. 8 or above/Black Rainstorm Warning is lowered at or before 4:00pm. 當八號風球或以上／黑色暴雨警告訊號在下午四時或以前除下，下午六時或以後舉行之所有課堂均會如常進行。

13) IFPHK reserves all rights to alter and update the “Terms & Conditions” from time to time without prior notice 本學會有權隨時更新並更改本報名指引，不作出任何預先通知。

20100712 leafletReg Form_201001

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