《聯合國制裁聯合全面行動計劃——伊朗規例》 united nations ... · 2021. 1....

United Nations Sanctions (Joint Comprehensive Plan of Action—Iran) Regulation《聯合國制裁 (聯合全面行動計劃——伊朗 )規例》

2016年第 178號法律公告B3328

L.N. 178 of 2016B3329

L.N. 178 of 2016

United Nations Sanctions (Joint Comprehensive Plan of Action—Iran) Regulation

Contents

Section Page

Part 1

Preliminary

1. Interpretation .........................................................................B3339

Part 2

Prohibitions

2. Prohibition against supply, sale or transfer of certain

items to Iran ..........................................................................B3353

3. Prohibition against carriage of certain items to Iran .............B3357

4. Prohibition against supply, sale or transfer of certain

items from Iran ......................................................................B3363

5. Prohibition against carriage of certain items from Iran ........B3365

6. Prohibition against provision of certain training, services

or assistance related to conventional arms ............................B3371

7. Prohibition against provision or transfer of certain

assistance, training, services or resources related to

nuclear-related items ..............................................................B3375

2016年第 178號法律公告

《聯合國制裁 (聯合全面行動計劃——伊朗 )規例》

目錄

條次頁次

第 1部

導言

1. 釋義 .......................................................................................B3338

第 2部

禁止條文

2. 禁止向伊朗供應、售賣或移轉若干項目 ..............................B3352

3. 禁止向伊朗載運若干項目 .....................................................B3356

4. 禁止從伊朗供應、售賣或移轉若干項目 ..............................B3362

5. 禁止從伊朗載運若干項目 .....................................................B3364

6. 禁止提供關乎常規武器的若干訓練、服務或協助 ...............B3370

7. 禁止提供或移轉關乎核項目的若干協助或援助、訓練、服務或資源 ............................................................................B3374



L.N. 178 of 2016B3331

Section Page條次頁次

8. Prohibition against provision or transfer of certain

technology, assistance, training, services or resources

related to ballistic missiles .....................................................B3379

9. Prohibition against making available funds, etc. or

dealing with funds, etc. ..........................................................B3385

10. Prohibition against sale and acquisition of interest in

ballistic missile commercial activity or uranium

commercial activity ................................................................B3389

11. Prohibition against entry or transit by certain persons ..........B3393

12. Exceptions to prohibition against entry or transit by

certain persons .......................................................................B3395

Part 3

Licences

13. Licence for supply, sale, transfer or carriage of certain

items to Iran ..........................................................................B3397

14. Licence for supply, sale, transfer or carriage of certain

items from Iran ......................................................................B3403

15. Licence for provision of certain training, services or

assistance related to conventional arms .................................B3405

16. Licence for provision or transfer of certain assistance,

training, services or resources related to nuclear-related

items ......................................................................................B3407

8. 禁止提供或移轉關乎彈道導彈的若干技術、協助或援助、訓練、服務或資源 .........................................................B3378

9. 禁止提供資金等或處理資金等 .............................................B3384

10. 禁止售賣及獲取彈道導彈商業活動或鈾商業活動的權益 ...........................................................................................B3388

11. 禁止若干人士入境或過境 .....................................................B3392

12. 禁止若干人士入境或過境的例外情況 .................................B3394

第 3部

特許

13. 向伊朗供應、售賣、移轉或載運若干項目的特許 ...............B3396

14. 從伊朗供應、售賣、移轉或載運若干項目的特許 ...............B3402

15. 提供關乎常規武器的若干訓練、服務或協助的特許 ...........B3404

16. 提供或移轉關乎核項目的若干協助或援助、訓練、服務或資源的特許 ....................................................................B3406



L.N. 178 of 2016B3333


17. Licence for provision or transfer of certain technology,

assistance, training, services or resources related to

ballistic missiles ......................................................................B3411

18. Licence for making available funds, etc. to certain

persons or entities or dealing with funds, etc. of certain

persons or entities ..................................................................B3415

19. Licence for sale and acquisition of interest in ballistic

missile commercial activity or uranium commercial

activity ...................................................................................B3421

20. Provision of false information or documents for purpose

of obtaining licences ..............................................................B3423

Part 4

Things Done outside HKSAR

21. Licence or permission granted by authorities of places

outside HKSAR ....................................................................B3427

Part 5

Enforcement of Regulation

Division 1—Investigation, etc. of Suspected Ships

22. Investigation of suspected ships .............................................B3429

23. Offences by charterer, operator or master of ship .................B3433

24. Power of authorized officers to enter and detain ships ..........B3433

Division 2—Investigation, etc. of Suspected Aircraft

25. Investigation of suspected aircraft .........................................B3435

17. 提供或移轉關乎彈道導彈的若干技術、協助或援助、訓練、服務或資源的特許 .....................................................B3410

18. 向若干人士或實體提供資金等或處理若干人士或實體的資金等的特許 ....................................................................B3414

19. 售賣及獲取彈道導彈商業活動或鈾商業活動的權益的特許 .......................................................................................B3420

20. 為取得特許而提供虛假資料或文件 .....................................B3422

第 4部

在特區以外地方作出的事情

21. 特區以外地方的主管當局批予的特許或准許 ......................B3426

第 5部

規例的執行

第 1分部——對可疑船舶進行調查等

22. 對可疑船舶進行調查 ............................................................B3428

23. 船舶的租用人、營運人或船長所犯的罪行 ..........................B3432

24. 獲授權人員登上及扣留船舶的權力 .....................................B3432

第 2分部——對可疑飛機進行調查等

25. 對可疑飛機進行調查 ............................................................B3434



L.N. 178 of 2016B3335


26. Offences by charterer, operator or pilot in command of

aircraft ...................................................................................B3437

27. Power of authorized officers to enter and detain aircraft ......B3439

Division 3—Investigation, etc. of Suspected Vehicles

28. Investigation of suspected vehicles ........................................B3441

29. Offences by operator or driver of vehicle ..............................B3443

30. Power of authorized officers to enter and detain vehicles .....B3443

Division 4—Proof of Identity

31. Production of proof of identity .............................................B3445

Part 6

Evidence

32. Power of magistrate or judge to grant warrant .....................B3447

33. Detention of documents, cargoes or articles seized ...............B3449

Part 7

Disclosure of Information or Documents

34. Disclosure of information or documents ...............................B3451

Part 8

Other Offences and Miscellaneous Matters

35. Liability of persons other than principal offenders ...............B3455

36. Offences in relation to obstruction of authorized persons,

etc. .........................................................................................B3455

37. Offences in relation to evasion of this Regulation .................B3455

26. 飛機的租用人、營運人或機長所犯的罪行 ..........................B3436

27. 獲授權人員登上及扣留飛機的權力 .....................................B3438

第 3分部——對可疑車輛進行調查等

28. 對可疑車輛進行調查 ............................................................B3440

29. 車輛的營運人或駕駛人所犯的罪行 .....................................B3442

30. 獲授權人員登上及扣留車輛的權力 .....................................B3442

第 4分部——身分證明文件

31. 出示身分證明文件 ................................................................B3444

第 6部

證據

32. 裁判官或法官批出手令的權力 .............................................B3446

33. 扣留被檢取的文件、貨物或物件 .........................................B3448

第 7部

披露資料或文件

34. 披露資料或文件 ....................................................................B3450

第 8部

其他罪行及雜項事宜

35. 主犯以外的人的法律責任 .....................................................B3454

36. 有關妨礙獲授權的人等的罪行 .............................................B3454

37. 有關規避本規例的罪行 ........................................................B3454



L.N. 178 of 2016B3337


38. 在同意下提起法律程序及有關時限 .....................................B3456

39. 行政長官指明有關人士或有關實體 .....................................B3456

40. 取閱安全理事會的文件 ........................................................B3458

41. 行政長官的權力的行使 ........................................................B3458

38. Consent and time limit for proceedings .................................B3457

39. Specification of relevant person or relevant entity by

Chief Executive ......................................................................B3457

40. Access to Security Council documents ..................................B3459

41. Exercise of powers of Chief Executive ..................................B3459

第 1部第 1條

Part 1Section 1



L.N. 178 of 2016B3339

《聯合國制裁 (聯合全面行動計劃——伊朗 )規例》

(由行政長官按中華人民共和國外交部的指示並在徵詢行政會議的意見後根據《聯合國制裁條例》(第 537章 )第 3條訂立 )

第 1部

導言

1. 釋義在本規例中——大口徑火炮 (large-calibre artillery system)指任何能夠主要以

間接射擊火力攻擊地面目標而口徑不小於 75毫米的火炮、榴彈炮、具有火炮或榴彈炮特性的炮、迫擊炮或多管火箭系統；

《全面行動計劃》 (JCPOA)指在 2015年 7月 14日達成的《聯合全面行動計劃》(S/2015/544) (即《第 2231號決議》所附連的附件 A)；

安全理事會 (Security Council)指聯合國安全理事會；有關人士 (relevant person)指——

(a) 由行政長官根據第 39(a)或 (b)條指明為有關人士的人；或

(b) 代表由行政長官根據第 39(a)或 (b)條指明為有關人士或有關實體的人或實體行事的人；或按該等人士或實體指示行事的人；

United Nations Sanctions (Joint Comprehensive Plan of Action—Iran) Regulation

(Made by the Chief Executive under section 3 of the United Nations Sanctions Ordinance (Cap. 537) on the instruction of the Ministry of

Foreign Affairs of the People’s Republic of China and after consultation with the Executive Council)

Part 1

Preliminary

1. Interpretation

In this Regulation—

armoured combat vehicle (裝甲戰鬥車) means any tracked, semi-tracked or wheeled self-propelled vehicle, with armoured protection and cross-country capability, either—

(a) designed and equipped to transport a squad of 4 or more infantry personnel; or

(b) armed with an integral or organic weapon of at least 12.5 mm calibre or a missile launcher;

attack helicopter (攻擊直昇機)— (a) means any rotary-wing aircraft designed, equipped or

modified to engage targets by employing guided or unguided anti-armour, air-to-surface, air-to-subsurface, or air-to-air weapons and equipped with an integrated fire control and aiming system for those weapons; and

(b) includes any version of an aircraft described in paragraph (a) that performs specialized reconnaissance or electronic warfare missions;

第 1部第 1條

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L.N. 178 of 2016B3341

有關連人士 (person connected with Iran)指—— (a) 伊朗政府； (b) 在伊朗境內或居住於伊朗的人； (c) 根據伊朗的法律成立為法團或組成的團體； (d) 由下述的政府、人或團體控制的團體，不論該團體

在何處成立為法團或組成—— (i) (a)段所述的政府； (ii) (b)段所述的人；或 (iii) (c)段所述的團體；或

(e) 代表下述的政府、人或團體行事的人—— (i) (a)段所述的政府； (ii) (b)段所述的人；或 (iii) (c)或 (d)段所述的團體；

有關實體 (relevant entity)指—— (a) 由行政長官根據第 39(a)或 (b)條指明為有關實體

的實體；或 (b) 代表由行政長官根據第 39(a)或 (b)條指明為有關

人士或有關實體的人或實體行事的實體；或按該等人士或實體指示行事的實體；或該等人士或實體所擁有或控制的實體；

authorized officer (獲授權人員) means— (a) a police officer;

(b) a member of the Customs and Excise Service holding an office specified in Schedule 1 to the Customs and Excise Service Ordinance (Cap. 342); or

(c) a public officer employed in the Customs and Excise Department in the Trade Controls Officer Grade;

ballistic missile commercial activity (彈道導彈商業活動) means a commercial activity that is related to—

(a) the supply, sale, transfer, manufacture or use of any ballistic missile-related item; or

(b) any ballistic missile-related activity;

ballistic missile-related activity (彈道導彈活動) means an activity that is related to ballistic missiles designed to be capable of delivering nuclear weapons, including launches using such ballistic missile technology;

ballistic missile-related item (彈道導彈項目) means any item, material, equipment, goods or technology set out in the Security Council document S/2015/546;

battle tank (作戰坦克) means any tracked or wheeled self-propelled armoured fighting vehicle with high cross-country mobility and a high-level of self-protection, weighing at least 16.5 metric tons unladen weight, with a high muzzle velocity direct fire main gun of at least 75 mm calibre;

combat aircraft (作戰飛機)— (a) means any fixed-wing or variable-geometry wing

aircraft, or any primary trainer aircraft, designed, equipped or modified to engage targets by employing guided missiles, unguided rockets, bombs, guns, cannons or other weapons of destruction; and

第 1部第 1條

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L.N. 178 of 2016B3343

作戰坦克 (battle tank)指任何用履帶或輪子自行推進，具有高度越野機動性和高度自衞能力，自重至少 16.5公噸，配備高初速、直接瞄準射擊及口徑至少 75毫米的主炮的裝甲戰車；

作戰飛機 (combat aircraft)—— (a) 指任何經設計、裝備或改裝以使用制導導彈、非制

導火箭、炸彈、機槍、火炮或其他殺傷性武器攻擊目標的固定翼或變後掠翼飛機或初級訓練機；及

(b) 包括任何與 (a)段所描述的飛機同型號的執行專門電子戰、抑制防空系統或偵察任務的飛機；

攻擊直升機 (attack helicopter)—— (a) 指任何經設計、裝備或改裝以使用制導或非制導的

反裝甲、空對地、空對地下 (反潛 )或空對空武器攻擊目標，並配備使用該等武器的綜合火控和瞄準系統的旋轉翼飛機；及

(b) 包括任何與 (a)段所描述的飛機同型號的執行專門偵察或電子戰任務的飛機；

受禁制人士 (prohibited person)指—— (a) 伊朗； (b) 伊朗公民； (c) 在伊朗成立的實體或接受伊朗管轄的實體；

(b) includes any version of an aircraft described in paragraph (a) that performs specialized electronic warfare, suppression of air defence or reconnaissance missions;

Commissioner (關長) means the Commissioner of Customs and Excise, any Deputy Commissioner of Customs and Excise or any Assistant Commissioner of Customs and Excise;

Committee (委員會) means the Committee of the Security Council established under paragraph 18 of Resolution 1737;

conventional arms (常規武器) means any armoured combat vehicle, attack helicopter, battle tank, combat aircraft, large-calibre artillery system, missile and missile system or warship, or its related materiel (including spare parts);

economic resources (經濟資源) means assets of every kind, whether tangible or intangible, movable or immovable, which are not funds but can be used to obtain funds, goods or services;

funds (資金) includes— (a) gold coin, gold bullion, cash, cheques, claims on

money, drafts, money orders and other payment instruments;

(b) deposits with financial institutions or other entities, balances on accounts, debts and debt obligations;

(c) securities and debt instruments (including stocks and shares, certificates representing securities, bonds, notes, warrants, debentures, debenture stock and derivatives contracts);

(d) interest, dividends or other income on or value accruing from or generated by property;

第 1部第 1條

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L.N. 178 of 2016B3345

(d) 代表伊朗、伊朗公民或 (c)段所述的實體行事的人或實體；或按伊朗、伊朗公民或 (c)段所述的實體指示行事的人或實體；或

(e) 伊朗、伊朗公民或 (c)段所述的實體所擁有或控制的實體；

委員會 (Committee)指根據《第 1737號決議》第 18段設立的安全理事會委員會；

軍艦 (warship)指任何標準排水量 500公噸或以上、配備軍用武器和裝備的艦艇或潛艇，或任何標準排水量小於 500公噸，但裝備了射程至少 25公里的導彈或類似射程的魚雷的艦艇或潛艇；

核項目 (nuclear-related item) 指《國際原子能機構INFCIRC/254/Rev. 12/Part 1號文件》或《國際原子能機構 INFCIRC/254/Rev. 9/Part 2號文件》列出的任何物項、材料、設備、貨物或技術；

特許 (licence)指根據第 13(1)、14(1)、15(1)、16(1)、17(1)、18(1)或 19(1)條批予的特許；

常規武器 (conventional arms)指任何裝甲戰鬥車、攻擊直升機、作戰坦克、作戰飛機、大口徑火炮、導彈及導彈系統或軍艦，或與任何上述武器相關的物資 (包括零部件 )；

《第 1737號決議》 (Resolution 1737)指安全理事會於 2006年12月 23日通過的第 1737 (2006)號決議；

《第 2231號決議》 (Resolution 2231)指安全理事會於 2015年 7月 20日通過的第 2231 (2015)號決議；

船長 (master)就某船舶而言，包括當其時掌管該船舶的人 (領港員除外 )；

(e) credit, rights of set-off, guarantees, performance bonds or other financial commitments;

(f) letters of credit, bills of lading and bills of sale; and

(g) documents evidencing an interest in funds or financial resources, and any other instrument of export financing;

JCPOA (《全面行動計劃》) means the Joint Comprehensive Plan of Action (S/2015/544) concluded on 14 July 2015 and attached as Annex A to Resolution 2231;

Joint Commission (聯合委員會) means the Joint Commission established in the JCPOA;

large-calibre artillery system (大口徑火炮) means any gun, howitzer, artillery piece combining the characteristics of a gun or howitzer, mortar or multiple-launch rocket system, capable of engaging surface targets by delivering primarily indirect fire, with a calibre of 75 mm and above;

licence (特許) means a licence granted under section 13(1), 14(1), 15(1), 16(1), 17(1), 18(1) or 19(1);

master (船長), in relation to a ship, includes any person (other than a pilot) for the time being in charge of the ship;

missile and missile system (導彈及導彈系統) means— (a) any guided or unguided rocket, ballistic or cruise

missile or remotely piloted vehicle capable of delivering a warhead or weapon of destruction to a range of at least 25 km;

(b) any means, other than any armoured combat vehicle, attack helicopter, battle tank, combat aircraft, large-calibre artillery system or warship, designed or modified specifically for launching any rocket or missile described in paragraph (a), including any missile launcher; or

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L.N. 178 of 2016B3347

經濟資源 (economic resources)指並非資金的各種資產，不論是有形的或無形的、是動產或不動產，並可用以取得資金、貨物或服務；

裝甲戰鬥車 (armoured combat vehicle)指任何用履帶、半履帶或輪子自行推進，具有裝甲保護和越野能力，且符合以下任何一項條件的車輛——

(a) 該車輛經設計及裝備以運載 4人或 4人以上的小隊步兵；或

(b) 該車輛配備至少 12.5毫米口徑的固定武器或制式武器，或配備導彈發射器；

資金 (funds)包括—— (a) 金幣、金錠、現金、支票、金錢的申索、銀票、匯

票及其他作付款用的票據； (b) 存於財務機構或其他實體的存款、帳户結餘、債項

及債務責任； (c) 證券及債務票據 (包括股額及股份、代表證券的證

明書、債券、票據、認購權證、債權證、債權股證及衍生工具合約 )；

(d) 利息、股息、或財產上的其他收入或自財產累算或財產所產生的價值；

(e) 信貸、抵銷權、保證或擔保、履約保證或其他財務承擔；

(f) 信用狀、提單及賣據；及 (g) 證明擁有資金或財務資源的權益的文件，以及任何

其他出口融資的票據；

(c) any Man-portable Air-Defence Systems (MANPADS),

but does not include any ground-to-air missile;

nuclear-related item (核項目) means any item, material, equipment, goods or technology set out in the International Atomic Energy Agency document INFCIRC/254/Rev. 12/Part 1 or the International Atomic Energy Agency document INFCIRC/254/Rev. 9/Part 2;

operator (營運人), in relation to a ship, aircraft or vehicle, means the person for the time being having the management of the ship, aircraft or vehicle;

person connected with Iran (有關連人士) means— (a) the Government of Iran;

(b) any person in, or resident in, Iran;

(c) any body incorporated or constituted under the law of Iran;

(d) any body, wherever incorporated or constituted, which is controlled by—

(i) the Government mentioned in paragraph (a);

(ii) a person mentioned in paragraph (b); or

(iii) a body mentioned in paragraph (c); or

(e) any person acting on behalf of—

(i) the Government mentioned in paragraph (a);

(ii) a person mentioned in paragraph (b); or

(iii) a body mentioned in paragraph (c) or (d);

pilot in command (機長), in relation to an aircraft, means the pilot designated by the operator or the owner, as appropriate, as being in charge of the aircraft (without being under the direction of any other pilot in the aircraft) and charged with the safe conduct of a flight;

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L.N. 178 of 2016B3349

鈾商業活動 (uranium commercial activity)指涉及開採鈾，或涉及生產或使用《國際原子能機構 INFCIRC/254/Rev. 12/Part 1號文件》列出的核材料或核技術的商業活動；

彈道導彈活動 (ballistic missile-related activity)指關乎符合以下說明的彈道導彈的活動：該導彈的設計是使其可運載核武器 (包括使用彈道導彈技術進行發射 )；

彈道導彈商業活動 (ballistic missile commercial activity)指關乎以下事宜的商業活動——

(a) 供應、售賣、移轉、製造或使用任何彈道導彈項目；或

(b) 任何彈道導彈活動；彈道導彈項目 (ballistic missile-related item)指《安全理事會

S/2015/546號文件》列出的任何物項、材料、設備、貨物或技術；

導彈及導彈系統 (missile and missile system)指—— (a) 任何能夠將彈頭或殺傷性武器投送到至少 25公里

外的制導或非制導火箭、彈道導彈或巡航導彈或遙控車輛；

(b) 除裝甲戰鬥車、攻擊直升機、作戰坦克、作戰飛機、大口徑火炮或軍艦外的任何經專門設計或改裝以發射任何 (a)段所描述的火箭或導彈的裝置，包括任何導彈發射器；或

(c) 便攜式防空系統 (便防系統 )，但不包括地對空導彈；

機長 (pilot in command)就某飛機而言，指由營運人或機主 (視何者屬適當而定 )指定為掌管該飛機的機師，而該機師無需受該飛機任何其他機師指示，並獲委負責飛行的安全；

營運人 (operator)就某船舶、飛機或車輛而言，指當其時管理該船舶、飛機或車輛的人；

prohibited person (受禁制人士) means— (a) Iran;

(b) a national of Iran;

(c) an entity incorporated in Iran or subject to Iranian jurisdiction;

(d) a person or entity acting on behalf of, or at the direction of, Iran, a national of Iran or an entity mentioned in paragraph (c); or

(e) an entity owned or controlled by Iran, a national of Iran or an entity mentioned in paragraph (c);

relevant entity (有關實體) means— (a) an entity specified by the Chief Executive as a

relevant entity under section 39(a) or (b); or

(b) an entity acting on behalf of, or at the direction of, or owned or controlled by, a person or entity specified by the Chief Executive as a relevant person or relevant entity under section 39(a) or (b);

relevant person (有關人士) means— (a) a person specified by the Chief Executive as a

relevant person under section 39(a) or (b); or

(b) a person acting on behalf of, or at the direction of, a person or entity specified by the Chief Executive as a relevant person or relevant entity under section 39(a) or (b);

Resolution 1737 (《第1737號決議》) means Resolution 1737 (2006) adopted by the Security Council on 23 December 2006;

Resolution 2231 (《第2231號決議》) means Resolution 2231 (2015) adopted by the Security Council on 20 July 2015;

第 1部第 1條

Part 1Section 1



L.N. 178 of 2016B3351

獲授權人員 (authorized officer)指—— (a) 警務人員； (b) 擔任《香港海關條例》(第 342章 )附表 1指明的職

位的香港海關人員；或 (c) 受僱於香港海關的屬貿易管制主任職系的公職人員；聯合委員會 (Joint Commission)指在《全面行動計劃》下成立

的聯合委員會；關長 (Commissioner)指海關關長、任何海關副關長或任何海

關助理關長。

Security Council (安全理事會) means the Security Council of the United Nations;

uranium commercial activity (鈾商業活動) means a commercial activity that involves uranium mining, or the production or use of nuclear materials or technology listed in the International Atomic Energy Agency document INFCIRC/254/Rev. 12/Part 1;

warship (軍艦) means any vessel or submarine armed and equipped for military use with a standard displacement of 500 metric tons or above, or any vessel or submarine with a standard displacement of less than 500 metric tons, equipped for launching missiles with a range of at least 25 km or torpedoes with similar range.

第 2部第 2條

Part 2Section 2



L.N. 178 of 2016B3353

第 2部

禁止條文

2. 禁止向伊朗供應、售賣或移轉若干項目 (1) 本條適用於——

(a) 在特區境內行事的人；及 (b) 在特區境外行事的——

(i) 兼具香港永久性居民及中國公民身分的人；或 (ii) 根據特區法律成立為法團或組成的團體。

(2) 除獲根據第 13(1)(a)條批予的特許授權外，任何人不得——

(a) 直接或間接向伊朗供應、售賣或移轉任何常規武器、核項目或彈道導彈項目；或同意直接或間接向伊朗供應、售賣或移轉任何常規武器、核項目或彈道導彈項目；或作出任何可能會促使向伊朗供應、售賣或移轉任何常規武器、核項目或彈道導彈項目的作為；

(b) 直接或間接向有關連人士或該等人士指定的對象供應、售賣或移轉任何常規武器、核項目或彈道導彈項目；或同意直接或間接向該等人士或對象供應、售賣或移轉任何常規武器、核項目或彈道導彈項目；或作出任何可能會促使向該等人士或對象供應、售賣或移轉任何常規武器、核項目或彈道導彈項目的作為；

(c) 直接或間接向某目的地或某人供應、售賣或移轉任何常規武器、核項目或彈道導彈項目，以將該等武器或項目直接或間接交付或移轉至伊朗，或直接或間接交付或移轉予有關連人士或該等人士指定的對象；或同意直接或間接向某目的地或某人供應、售賣或移轉任何常規武器、核項目或彈道導彈項目，

Part 2

Prohibitions

2. Prohibition against supply, sale or transfer of certain items to Iran

(1) This section applies to—

(a) a person acting in the HKSAR; and

(b) a person acting outside the HKSAR who is—

(i) both a Hong Kong permanent resident and a Chinese national; or

(ii) a body incorporated or constituted under the law of the HKSAR.

(2) Except under the authority of a licence granted under section 13(1)(a), a person must not supply, sell or transfer, or agree to supply, sell or transfer, directly or indirectly, or do any act likely to promote the supply, sale or transfer of, any conventional arms, nuclear-related item or ballistic missile-related item—

(a) to Iran;

(b) to, or to the order of, a person connected with Iran;

(c) to a destination or person for the purpose of delivery or transfer, directly or indirectly, to Iran or

第 2部第 2條

Part 2Section 2



L.N. 178 of 2016B3355

以將該等武器或項目如此直接或間接交付或移轉；或作出任何可能會促使向某目的地或某人供應、售賣或移轉任何常規武器、核項目或彈道導彈項目，以將該等武器或項目如此直接或間接交付或移轉的作為；或

(d) 直接或間接為在伊朗使用或為伊朗的利益而供應、售賣或移轉任何常規武器、核項目或彈道導彈項目；或同意直接或間接為在伊朗使用或為伊朗的利益而供應、售賣或移轉任何常規武器、核項目或彈道導彈項目；或作出任何可能會促使為在伊朗使用或為伊朗的利益而供應、售賣或移轉任何常規武器、核項目或彈道導彈項目的作為。

(3) 任何人違反第 (2)款，即屬犯罪—— (a) 一經循公訴程序定罪，可處罰款及監禁 7年；或 (b) 一經循簡易程序定罪，可處第 6級罰款及監禁 6個

月。 (4) 被控犯第 (3)款所訂罪行的人如證明本身既不知道亦無

理由相信—— (a) 有關的項目屬常規武器、核項目或彈道導彈項目；

或 (b) 有關的項目是或是會——

(i) 向伊朗供應、售賣或移轉的； (ii) 供應、售賣或移轉予有關連人士或該等人士指

定的對象的； (iii) 向某目的地或某人供應、售賣或移轉，以將該

等項目直接或間接交付或移轉至伊朗，或直接或間接交付或移轉予有關連人士或該等人士指定的對象的；或

(iv) 為在伊朗使用或為伊朗的利益而供應、售賣或移轉的，

即可以此作為免責辯護。

to, or to the order of, a person connected with Iran; or

(d) for the use in or benefit of Iran.

(3) A person who contravenes subsection (2) commits an offence and is liable—

(a) on conviction on indictment to a fine and to imprisonment for 7 years; or

(b) on summary conviction to a fine at level 6 and to imprisonment for 6 months.

(4) It is a defence for a person charged with an offence under subsection (3) to prove that the person did not know and had no reason to believe—

(a) that the item concerned was conventional arms, a nuclear-related item or a ballistic missile-related item; or

(b) that the item concerned was or was to be supplied, sold or transferred—

(i) to Iran;

(ii) to, or to the order of, a person connected with Iran;

(iii) to a destination or person for the purpose of delivery or transfer, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran; or

(iv) for the use in or benefit of Iran.

第 2部第 3條

Part 2Section 3



L.N. 178 of 2016B3357

3. 禁止向伊朗載運若干項目 (1) 本條適用於——

(a) 在特區註冊的船舶； (b) 並非在特區註冊但在香港水域內的船舶； (c) 在特區註冊的飛機； (d) 並非在特區註冊但在香港空域內的飛機； (e) 當其時租予下述人士的任何其他船舶或飛機——

(i) 在特區境內的人； (ii) 兼具香港永久性居民及中國公民身分的人；或 (iii) 根據特區法律成立為法團或組成的團體；及

(f) 在特區境內的車輛。 (2) 在不局限第 2條的原則下，除獲根據第 13(1)(b)條批予

的特許授權外，船舶、飛機或車輛不得用於下述載運途程或其任何組成部分——

(a) 自伊朗以外的某地方載運任何常規武器、核項目或彈道導彈項目至伊朗境內的某地方；

(b) 載運任何常規武器、核項目或彈道導彈項目予有關連人士或該等人士指定的對象；

(c) 載運任何常規武器、核項目或彈道導彈項目至某目的地，以將該等武器或項目直接或間接交付或移轉至伊朗，或直接或間接交付或移轉予有關連人士或該等人士指定的對象；或

(d) 為在伊朗使用或為伊朗的利益而載運任何常規武器、核項目或彈道導彈項目。

3. Prohibition against carriage of certain items to Iran


(a) a ship that is registered in the HKSAR;

(b) a ship that is not registered in the HKSAR and is within the waters of Hong Kong;

(c) an aircraft that is registered in the HKSAR;

(d) an aircraft that is not registered in the HKSAR and is within Hong Kong air space;

(e) any other ship or aircraft that is for the time being chartered to a person who is—

(i) in the HKSAR;

(ii) both a Hong Kong permanent resident and a Chinese national; or

(iii) a body incorporated or constituted under the law of the HKSAR; and

(f) a vehicle in the HKSAR.

(2) Without limiting section 2, except under the authority of a licence granted under section 13(1)(b), a ship, aircraft or vehicle must not be used for the carriage of any conventional arms, nuclear-related item or ballistic missile-related item if the carriage is, or forms part of, a carriage—

(a) from a place outside Iran to a place in Iran;

(b) to, or to the order of, a person connected with Iran;

(c) to a destination for the purpose of delivery or transfer, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran; or

(d) for the use in or benefit of Iran.

第 2部第 3條

Part 2Section 3



L.N. 178 of 2016B3359

(3) 如—— (a) 有關常規武器、核項目或彈道導彈項目的載運，是

在該等武器或項目的供應、售賣或移轉的過程中作出的；而

(b) 有關供應、售賣或移轉，是根據第 13(1)(a)條批予的特許授權進行的，

則第 (2)款不適用。 (4) 如船舶、飛機或車輛在違反第 (2)款的情況下使用，每

一下述的人均屬犯罪—— (a) 就在特區註冊的船舶而言——該船舶的租用人、營

運人及船長； (b) 就任何其他船舶而言——

(i) (在該船舶的租用人身在特區境內，或是兼具香港永久性居民及中國公民身分的人，或是根據特區法律成立為法團或組成的團體的情況下 )該租用人；

(ii) (在該船舶的營運人身在特區境內，或是兼具香港永久性居民及中國公民身分的人，或是根據特區法律成立為法團或組成的團體的情況下 )該營運人；及

(iii) (在該船舶的船長身在特區境內，或是兼具香港永久性居民及中國公民身分的人的情況下 )該船長；

(c) 就在特區註冊的飛機而言——該飛機的租用人、營運人及機長；

(d) 就任何其他飛機而言——

(3) Subsection (2) does not apply if—

(a) the carriage of the conventional arms, nuclear-related item or ballistic missile-related item is performed in the course of the supply, sale or transfer of the conventional arms, nuclear-related item or ballistic missile-related item; and

(b) the supply, sale or transfer was authorized by a licence granted under section 13(1)(a).

(4) If a ship, aircraft or vehicle is used in contravention of subsection (2), each of the following persons commits an offence—

(a) for a ship registered in the HKSAR—the charterer, the operator and the master of the ship;

(b) for any other ship—

(i) the charterer of the ship, if the charterer is in the HKSAR, or is both a Hong Kong permanent resident and a Chinese national, or is a body incorporated or constituted under the law of the HKSAR;

(ii) the operator of the ship, if the operator is in the HKSAR, or is both a Hong Kong permanent resident and a Chinese national, or is a body incorporated or constituted under the law of the HKSAR; and

(iii) the master of the ship, if the master is in the HKSAR or is both a Hong Kong permanent resident and a Chinese national;

(c) for an aircraft registered in the HKSAR—the charterer, the operator and the pilot in command of the aircraft;

(d) for any other aircraft—

第 2部第 3條

Part 2Section 3



L.N. 178 of 2016B3361

(i) (在該飛機的租用人身在特區境內，或是兼具香港永久性居民及中國公民身分的人，或是根據特區法律成立為法團或組成的團體的情況下 )該租用人；

(ii) (在該飛機的營運人身在特區境內，或是兼具香港永久性居民及中國公民身分的人，或是根據特區法律成立為法團或組成的團體的情況下 )該營運人；及

(iii) (在該飛機的機長身在特區境內，或是兼具香港永久性居民及中國公民身分的人的情況下 )該機長；

(e) 就車輛而言——該車輛的營運人及駕駛人。 (5) 任何人犯第 (4)款所訂罪行——

(a) 一經循公訴程序定罪，可處罰款及監禁 7年；或 (b) 一經循簡易程序定罪，可處第 6級罰款及監禁 6個


理由相信—— (a) 有關的項目屬常規武器、核項目或彈道導彈項目；

或 (b) 有關的項目的載運屬下述載運途程或其任何組成部

分—— (i) 自伊朗以外的某地方載運至伊朗境內的某地

方；

(i) the charterer of the aircraft, if the charterer is in the HKSAR, or is both a Hong Kong permanent resident and a Chinese national, or is a body incorporated or constituted under the law of the HKSAR;

(ii) the operator of the aircraft, if the operator is in the HKSAR, or is both a Hong Kong permanent resident and a Chinese national, or is a body incorporated or constituted under the law of the HKSAR; and

(iii) the pilot in command of the aircraft, if the pilot in command is in the HKSAR or is both a Hong Kong permanent resident and a Chinese national;

(e) for a vehicle—the operator and the driver of the vehicle.

(5) A person who commits an offence under subsection (4) is liable—




(a) that the item concerned was conventional arms, a nuclear-related item or a ballistic missile-related item; or

(b) that the carriage of the item concerned was, or formed part of, a carriage—

(i) from a place outside Iran to a place in Iran;

第 2部第 4條

Part 2Section 4



L.N. 178 of 2016B3363

(ii) 載運予有關連人士或該等人士指定的對象； (iii) 載運至某目的地，以將該等項目直接或間接交

付或移轉至伊朗，或直接或間接交付或移轉予有關連人士或該等人士指定的對象；或

(iv) 為在伊朗使用或為伊朗的利益而載運，即可以此作為免責辯護。

4. 禁止從伊朗供應、售賣或移轉若干項目 (1) 本條適用於——



(2) 除獲根據第 14(1)(a)條批予的特許授權外，任何人不得——

(a) 直接或間接從伊朗供應、售賣或移轉任何軍火或相關的物資或彈道導彈項目；或同意直接或間接從伊朗供應、售賣或移轉任何軍火或相關的物資或彈道導彈項目；或作出任何可能會促使從伊朗供應、售賣或移轉任何軍火或相關的物資或彈道導彈項目的作為；或

(b) 直接或間接從有關連人士供應、售賣或移轉任何軍火或相關的物資或彈道導彈項目；或同意直接或間接從該等人士供應、售賣或移轉任何軍火或相關的物資或彈道導彈項目；或作出任何可能會促使從該等人士供應、售賣或移轉任何軍火或相關的物資或彈道導彈項目的作為。

(3) 任何人違反第 (2)款，即屬犯罪—— (a) 一經循公訴程序定罪，可處罰款及監禁 7年；或

(ii) to, or to the order of, a person connected with Iran;

(iii) to a destination for the purpose of delivery or transfer, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran; or

(iv) for the use in or benefit of Iran.

4. Prohibition against supply, sale or transfer of certain items from Iran






(2) Except under the authority of a licence granted under section 14(1)(a), a person must not supply, sell or transfer, or agree to supply, sell or transfer, directly or indirectly, or do any act likely to promote the supply, sale or transfer of, any arms or related materiel or ballistic missile-related item—

(a) from Iran; or

(b) from a person connected with Iran.



第 2部第 5條

Part 2Section 5



L.N. 178 of 2016B3365

(b) 一經循簡易程序定罪，可處第 6級罰款及監禁 6個月。

(4) 被控犯第 (3)款所訂罪行的人如證明本身既不知道亦無理由相信——

(a) 有關的項目屬軍火或相關的物資或彈道導彈項目；或

(b) 有關的項目是或是會—— (i) 從伊朗供應、售賣或移轉的；或 (ii) 從有關連人士供應、售賣或移轉的，即可以此作為免責辯護。

5. 禁止從伊朗載運若干項目 (1) 本條適用於——

(a) 在特區註冊的船舶； (b) 並非在特區註冊但在香港水域內的船舶； (c) 在特區註冊的飛機； (d) 並非在特區註冊但在香港空域內的飛機； (e) 當其時租予下述人士的任何其他船舶或飛機——

(i) 在特區境內的人； (ii) 兼具香港永久性居民及中國公民身分的人；或 (iii) 根據特區法律成立為法團或組成的團體；及

(f) 在特區境內的車輛。



(a) that the item concerned was arms or related materiel or a ballistic missile-related item; or

(b) that the item concerned was or was to be supplied, sold or transferred—

(i) from Iran; or

(ii) from a person connected with Iran.

5. Prohibition against carriage of certain items from Iran


(a) a ship that is registered in the HKSAR;

(b) a ship that is not registered in the HKSAR and is within the waters of Hong Kong;

(c) an aircraft that is registered in the HKSAR;

(d) an aircraft that is not registered in the HKSAR and is within Hong Kong air space;

(e) any other ship or aircraft that is for the time being chartered to a person who is—

(i) in the HKSAR;

(ii) both a Hong Kong permanent resident and a Chinese national; or

(iii) a body incorporated or constituted under the law of the HKSAR; and

(f) a vehicle in the HKSAR.

第 2部第 5條

Part 2Section 5



L.N. 178 of 2016B3367

(2) 在不局限第 4條的原則下，除獲根據第 14(1)(b)條批予的特許授權外，船舶、飛機或車輛不得用於下述載運途程或其任何組成部分——

(a) 從伊朗載運任何軍火或相關的物資或彈道導彈項目；或

(b) 從有關連人士載運任何軍火或相關的物資或彈道導彈項目。

(3) 如—— (a) 有關軍火或相關的物資或彈道導彈項目的載運，是

在該等軍火或相關的物資或彈道導彈項目的供應、售賣或移轉的過程中作出的；而

(b) 有關供應、售賣或移轉，是根據第 14(1)(a)條批予的特許授權進行的，

則第 (2)款不適用。 (4) 如船舶、飛機或車輛在違反第 (2)款的情況下使用，每

一下述的人均屬犯罪—— (a) 就在特區註冊的船舶而言——該船舶的租用人、營

運人及船長； (b) 就任何其他船舶而言——

(i) (在該船舶的租用人身在特區境內，或是兼具香港永久性居民及中國公民身分的人，或是根據特區法律成立為法團或組成的團體的情況下 )該租用人；

(ii) (在該船舶的營運人身在特區境內，或是兼具香港永久性居民及中國公民身分的人，或是根據特區法律成立為法團或組成的團體的情況下 )該營運人；及

(2) Without limiting section 4, except under the authority of a licence granted under section 14(1)(b), a ship, aircraft or vehicle must not be used for the carriage of any arms or related materiel or ballistic missile-related item if the carriage is, or forms part of, a carriage—

(a) from Iran; or

(b) from a person connected with Iran.

(3) Subsection (2) does not apply if—

(a) the carriage of the arms or related materiel or ballistic missile-related item is performed in the course of the supply, sale or transfer of the arms or related materiel or ballistic missile-related item; and

(b) the supply, sale or transfer was authorized by a licence granted under section 14(1)(a).

(4) If a ship, aircraft or vehicle is used in contravention of subsection (2), each of the following persons commits an offence—

(a) for a ship registered in the HKSAR—the charterer, the operator and the master of the ship;

(b) for any other ship—

(i) the charterer of the ship, if the charterer is in the HKSAR, or is both a Hong Kong permanent resident and a Chinese national, or is a body incorporated or constituted under the law of the HKSAR;

(ii) the operator of the ship, if the operator is in the HKSAR, or is both a Hong Kong permanent resident and a Chinese national, or is a body incorporated or constituted under the law of the HKSAR; and

第 2部第 5條

Part 2Section 5



L.N. 178 of 2016B3369

(iii) (在該船舶的船長身在特區境內，或是兼具香港永久性居民及中國公民身分的人的情況下 )該船長；

(c) 就在特區註冊的飛機而言——該飛機的租用人、營運人及機長；

(d) 就任何其他飛機而言—— (i) (在該飛機的租用人身在特區境內，或是兼具

香港永久性居民及中國公民身分的人，或是根據特區法律成立為法團或組成的團體的情況下 )該租用人；

(ii) (在該飛機的營運人身在特區境內，或是兼具香港永久性居民及中國公民身分的人，或是根據特區法律成立為法團或組成的團體的情況下 )該營運人；及

(iii) (在該飛機的機長身在特區境內，或是兼具香港永久性居民及中國公民身分的人的情況下 )該機長；

(e) 就車輛而言——該車輛的營運人及駕駛人。 (5) 任何人犯第 (4)款所訂罪行——


月。

(iii) the master of the ship, if the master is in the HKSAR or is both a Hong Kong permanent resident and a Chinese national;

(c) for an aircraft registered in the HKSAR—the charterer, the operator and the pilot in command of the aircraft;

(d) for any other aircraft—

(i) the charterer of the aircraft, if the charterer is in the HKSAR, or is both a Hong Kong permanent resident and a Chinese national, or is a body incorporated or constituted under the law of the HKSAR;

(ii) the operator of the aircraft, if the operator is in the HKSAR, or is both a Hong Kong permanent resident and a Chinese national, or is a body incorporated or constituted under the law of the HKSAR; and

(iii) the pilot in command of the aircraft, if the pilot in command is in the HKSAR or is both a Hong Kong permanent resident and a Chinese national;

(e) for a vehicle—the operator and the driver of the vehicle.

(5) A person who commits an offence under subsection (4) is liable—



第 2部第 6條

Part 2Section 6



L.N. 178 of 2016B3371

(6) 被控犯第 (4)款所訂罪行的人如證明本身既不知道亦無理由相信——

(a) 有關的項目屬軍火或相關的物資或彈道導彈項目；或

(b) 有關的項目的載運屬下述載運途程或其任何組成部分——

(i) 從伊朗載運；或 (ii) 從有關連人士載運，即可以此作為免責辯護。

6. 禁止提供關乎常規武器的若干訓練、服務或協助 (1) 本條適用於——



(2) 除獲根據第 15(1)條批予的特許授權外，任何人不得—— (a) 直接或間接向伊朗提供關乎供應、售賣、移轉、製

造、維修或使用任何常規武器的任何技術訓練、財務資源或服務、意見、其他服務或協助；

(b) 直接或間接向有關連人士或該等人士指定的對象提供關乎供應、售賣、移轉、製造、維修或使用任何常規武器的任何技術訓練、財務資源或服務、意見、其他服務或協助；或


(a) that the item concerned was arms or related materiel or a ballistic missile-related item; or

(b) that the carriage of the item concerned was, or formed part of, a carriage—

(i) from Iran; or

(ii) from a person connected with Iran.

6. Prohibition against provision of certain training, services or assistance related to conventional arms






(2) Except under the authority of a licence granted under section 15(1), a person must not provide, directly or indirectly, any technical training, financial resources or services, advice, other services or assistance related to the supply, sale, transfer, manufacture, maintenance or use of any conventional arms—

(a) to Iran;

(b) to, or to the order of, a person connected with Iran; or

第 2部第 6條

Part 2Section 6



L.N. 178 of 2016B3373

(c) 直接或間接向某目的地或某人提供關乎供應、售賣、移轉、製造、維修或使用任何常規武器的任何技術訓練、財務資源或服務、意見、其他服務或協助，以將該等技術訓練、財務資源或服務、意見、其他服務或協助直接或間接提供予伊朗，或直接或間接提供予有關連人士或該等人士指定的對象。



理由相信—— (a) 有關的技術訓練、財務資源或服務、意見、其他服

務或協助是或是會—— (i) 向伊朗提供的； (ii) 提供予有關連人士或該等人士指定的對象的；

或 (iii) 向某目的地或某人提供，以將該等技術訓練、

財務資源或服務、意見、其他服務或協助直接或間接提供予伊朗，或直接或間接提供予有關連人士或該等人士指定的對象的；或

(b) 有關的技術訓練、財務資源或服務、意見、其他服務或協助，是關乎供應、售賣、移轉、製造、維修或使用有關的常規武器的，


(c) to a destination or person for the purpose of provision, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran.





(a) that the technical training, financial resources or services, advice, other services or assistance concerned were or were to be provided—

(i) to Iran;

(ii) to, or to the order of, a person connected with Iran; or

(iii) to a destination or person for the purpose of provision, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran; or

(b) that the technical training, financial resources or services, advice, other services or assistance concerned related to the supply, sale, transfer, manufacture, maintenance or use of the conventional arms concerned.

第 2部第 7條

Part 2Section 7



L.N. 178 of 2016B3375

7. 禁止提供或移轉關乎核項目的若干協助或援助、訓練、服務或資源

(1) 本條適用於—— (a) 在特區境內行事的人；及 (b) 在特區境外行事的——


(2) 在不局限第 6條的原則下，除獲根據第 16(1)(a)條批予的特許授權外，任何人不得——

(a) 直接或間接向伊朗提供關乎供應、售賣、移轉、製造或使用任何核項目的任何技術協助或訓練、財政援助、投資、中介或其他服務；

(b) 直接或間接向有關連人士或該等人士指定的對象提供關乎供應、售賣、移轉、製造或使用任何核項目的任何技術協助或訓練、財政援助、投資、中介或其他服務；或

(c) 直接或間接向某目的地或某人提供關乎供應、售賣、移轉、製造或使用任何核項目的任何技術協助或訓練、財政援助、投資、中介或其他服務，以將該等技術協助或訓練、財政援助、投資、中介或其他服務直接或間接提供予伊朗，或直接或間接提供予有關連人士或該等人士指定的對象。

(3) 在不局限第 6條的原則下，除獲根據第 16(1)(b)條批予的特許授權外，任何人不得——

(a) 直接或間接向伊朗移轉關乎供應、售賣、移轉、製造或使用任何核項目的任何財務資源或服務；

(b) 直接或間接向有關連人士或該等人士指定的對象移轉關乎供應、售賣、移轉、製造或使用任何核項目的任何財務資源或服務；或

7. Prohibition against provision or transfer of certain assistance, training, services or resources related to nuclear-related items






(2) Without limiting section 6, except under the authority of a licence granted under section 16(1)(a), a person must not provide, directly or indirectly, any technical assistance or training, financial assistance, investment, brokering or other services related to the supply, sale, transfer, manufacture or use of any nuclear-related item—

(a) to Iran;



(3) Without limiting section 6, except under the authority of a licence granted under section 16(1)(b), a person must not transfer, directly or indirectly, any financial resources or services related to the supply, sale, transfer, manufacture or use of any nuclear-related item—

(a) to Iran;


第 2部第 7條

Part 2Section 7



L.N. 178 of 2016B3377

(c) 直接或間接向某目的地或某人移轉關乎供應、售賣、移轉、製造或使用任何核項目的任何財務資源或服務，以將該等財務資源或服務直接或間接移轉至伊朗，或直接或間接移轉予有關連人士或該等人士指定的對象。


月。 (5) 任何人違反第 (3)款，即屬犯罪——



理由相信—— (a) 有關的技術協助或訓練、財政援助、投資、中介或

其他服務是或是會—— (i) 向伊朗提供的； (ii) 提供予有關連人士或該等人士指定的對象的；

或 (iii) 向某目的地或某人提供，以將該等技術協助或

訓練、財政援助、投資、中介或其他服務直接或間接提供予伊朗，或直接或間接提供予有關連人士或該等人士指定的對象的；或

(c) to a destination or person for the purpose of transfer, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran.








(a) that the technical assistance or training, financial assistance, investment, brokering or other services concerned were or were to be provided—

(i) to Iran;



第 2部第 8條

Part 2Section 8



L.N. 178 of 2016B3379

(b) 有關的技術協助或訓練、財政援助、投資、中介或其他服務，是關乎供應、售賣、移轉、製造或使用有關的核項目的，

即可以此作為免責辯護。 (7) 被控犯第 (5)款所訂罪行的人如證明本身既不知道亦無

理由相信—— (a) 有關的財務資源或服務是或是會——

(i) 向伊朗移轉的； (ii) 移轉予有關連人士或該等人士指定的對象的；

或 (iii) 向某目的地或某人移轉，以將該等財務資源或

服務直接或間接移轉至伊朗，或直接或間接移轉予有關連人士或該等人士指定的對象的；或

(b) 有關的財務資源或服務，是關乎供應、售賣、移轉、製造或使用有關的核項目的，


8. 禁止提供或移轉關乎彈道導彈的若干技術、協助或援助、訓練、服務或資源

(1) 本條適用於—— (a) 在特區境內行事的人；及 (b) 在特區境外行事的——


(b) that the technical assistance or training, financial assistance, investment, brokering or other services concerned related to the supply, sale, transfer, manufacture or use of the nuclear-related item concerned.


(a) that the financial resources or services concerned were or were to be transferred—

(i) to Iran;


(iii) to a destination or person for the purpose of transfer, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran; or

(b) that the financial resources or services concerned related to the supply, sale, transfer, manufacture or use of the nuclear-related item concerned.

8. Prohibition against provision or transfer of certain technology, assistance, training, services or resources related to ballistic missiles






第 2部第 8條

Part 2Section 8



L.N. 178 of 2016B3381

(2) 在不局限第 6及 7條的原則下，除獲根據第 17(1)(a)條批予的特許授權外，任何人不得——

(a) 直接或間接向伊朗提供關乎供應、售賣、移轉、製造或使用任何彈道導彈項目或關乎任何彈道導彈活動的任何技術或技術協助或訓練、財政援助、投資、中介或其他服務；

(b) 直接或間接向有關連人士或該等人士指定的對象提供關乎供應、售賣、移轉、製造或使用任何彈道導彈項目或關乎任何彈道導彈活動的任何技術或技術協助或訓練、財政援助、投資、中介或其他服務；或

(c) 直接或間接向某目的地或某人提供關乎供應、售賣、移轉、製造或使用任何彈道導彈項目或關乎任何彈道導彈活動的任何技術或技術協助或訓練、財政援助、投資、中介或其他服務，以將該等技術或技術協助或訓練、財政援助、投資、中介或其他服務直接或間接提供予伊朗，或直接或間接提供予有關連人士或該等人士指定的對象。

(3) 在不局限第 6及 7條的原則下，除獲根據第 17(1)(b)條批予的特許授權外，任何人不得——

(a) 直接或間接向伊朗移轉關乎供應、售賣、移轉、製造或使用任何彈道導彈項目或關乎任何彈道導彈活動的任何財務資源或服務；

(b) 直接或間接向有關連人士或該等人士指定的對象移轉關乎供應、售賣、移轉、製造或使用任何彈道導彈項目或關乎任何彈道導彈活動的任何財務資源或服務；或

(c) 直接或間接向某目的地或某人移轉關乎供應、售賣、移轉、製造或使用任何彈道導彈項目或關乎任何彈道導彈活動的任何財務資源或服務，以將該等財務資源或服務直接或間接移轉至伊朗，或直接或間接移轉予有關連人士或該等人士指定的對象。

(2) Without limiting sections 6 and 7, except under the authority of a licence granted under section 17(1)(a), a person must not provide, directly or indirectly, any technology or technical assistance or training, financial assistance, investment, brokering or other services related to the supply, sale, transfer, manufacture or use of any ballistic missile-related item, or to any ballistic missile-related activity—

(a) to Iran;



(3) Without limiting sections 6 and 7, except under the authority of a licence granted under section 17(1)(b), a person must not transfer, directly or indirectly, any financial resources or services related to the supply, sale, transfer, manufacture or use of any ballistic missile-related item, or to any ballistic missile-related activity—

(a) to Iran;


(c) to a destination or person for the purpose of transfer, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran.

第 2部第 8條

Part 2Section 8



L.N. 178 of 2016B3383





理由相信—— (a) 有關的技術或技術協助或訓練、財政援助、投資、

中介或其他服務是或是會—— (i) 向伊朗提供的； (ii) 提供予有關連人士或該等人士指定的對象的；

或 (iii) 向某目的地或某人提供，以將該等技術或技術

協助或訓練、財政援助、投資、中介或其他服務直接或間接提供予伊朗，或直接或間接提供予有關連人士或該等人士指定的對象的；或

(b) 有關的技術或技術協助或訓練、財政援助、投資、中介或其他服務，是關乎供應、售賣、移轉、製造








(a) that the technology or technical assistance or training, financial assistance, investment, brokering or other services concerned were or were to be provided—

(i) to Iran;



(b) that the technology or technical assistance or training, financial assistance, investment, brokering or other services concerned related to the supply, sale, transfer, manufacture or use of the ballistic

第 2部第 9條

Part 2Section 9



L.N. 178 of 2016B3385

或使用有關的彈道導彈項目或關乎有關的彈道導彈活動的，

即可以此作為免責辯護。 (7) 被控犯第 (5)款所訂罪行的人如證明本身既不知道亦無

理由相信—— (a) 有關的財務資源或服務是或是會——

(i) 向伊朗移轉的； (ii) 移轉予有關連人士或該等人士指定的對象的；

或 (iii) 向某目的地或某人移轉，以將該等財務資源或

服務直接或間接移轉至伊朗，或直接或間接移轉予有關連人士或該等人士指定的對象的；或

(b) 有關的財務資源或服務，是關乎供應、售賣、移轉、製造或使用有關的彈道導彈項目或關乎有關的彈道導彈活動的，


9. 禁止提供資金等或處理資金等 (1) 本條適用於——



(2) 在不局限第 6、7及 8條的原則下，除獲根據第 18(1)條批予的特許授權外——

missile-related item concerned, or to the ballistic missile-related activity concerned.


(a) that the financial resources or services concerned were or were to be transferred—

(i) to Iran;


(iii) to a destination or person for the purpose of transfer, directly or indirectly, to Iran or to, or to the order of, a person connected with Iran; or

(b) that the financial resources or services concerned related to the supply, sale, transfer, manufacture or use of the ballistic missile-related item concerned, or to the ballistic missile-related activity concerned.

9. Prohibition against making available funds, etc. or dealing with funds, etc.






(2) Without limiting sections 6, 7 and 8, except under the authority of a licence granted under section 18(1)—

第 2部第 9條

Part 2Section 9



L.N. 178 of 2016B3387

(a) 任何人不得直接或間接向有關人士或有關實體提供任何資金或其他財務資產或經濟資源，亦不得為有關人士或有關實體的利益而直接或間接提供任何資金或其他財務資產或經濟資源；及

(b) 任何人 (首述人士 )不得直接或間接處理屬於有關人士或有關實體的任何資金或其他財務資產或經濟資源，亦不得直接或間接處理由有關人士或有關實體擁有的或控制的任何資金或其他財務資產或經濟資源；而如首述人士屬有關人士或有關實體，則包括屬於該首述人士的任何資金及其他財務資產或經濟資源，以及由該首述人士擁有的或控制的任何資金及其他財務資產或經濟資源。



理由相信—— (a) 有關的資金或其他財務資產或經濟資源，是向或是

會向有關人士或有關實體提供的，或是為或是會為有關人士或有關實體的利益而提供的；或

(b) 該人是處理屬於有關人士或有關實體的資金或其他財務資產或經濟資源，或是處理由有關人士或有關實體擁有的或控制的資金或其他財務資產或經濟資源，


(a) a person must not make available, directly or indirectly, any funds or other financial assets or economic resources to, or for the benefit of, a relevant person or a relevant entity; and

(b) a person (first-mentioned person) must not deal with, directly or indirectly, any funds or other financial assets or economic resources belonging to, or owned or controlled by, a relevant person or a relevant entity, and if the first-mentioned person is a relevant person or a relevant entity, including any funds and other financial assets or economic resources belonging to, or owned or controlled by, the first-mentioned person.





(a) that the funds or other financial assets or economic resources concerned were or were to be made available to, or for the benefit of, a relevant person or a relevant entity; or

(b) that the person was dealing with funds or other financial assets or economic resources belonging to, or owned or controlled by, a relevant person or a relevant entity.

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(5) 任何人不得僅因將以下任何一項記入屬於有關人士或有關實體的帳户，或記入由有關人士或有關實體擁有的或控制的帳户，而被視為違反第 (2)款——

(a) 該帳户應得的利息或其他收入；或 (b) 根據在該有關人士或有關實體成為有關人士或有關

實體之日之前產生的合同、協定或義務而應得的付款。

(6) 在本條中——處理 (deal with)——

(a) 就資金而言—— (i) 指使用、改動、移動、動用或移轉資金； (ii) 指以任何達致在規模、數額、地點、擁有權、

管有權、性質或目的地任何一方面有所改變的其他方式處理資金；或

(iii) 指作出任何使到資金易於使用的其他改變，包括投資組合管理；及

(b) 就其他財務資產或經濟資源而言，指使用該等資產或資源藉任何方式取得資金、貨物或服務，包括將該等資產或資源出售、出租或作抵押。

10. 禁止售賣及獲取彈道導彈商業活動或鈾商業活動的權益 (1) 第 (2)及 (3)款適用於——


(5) A person is not to be regarded as having contravened subsection (2) by reason only of having credited an account belonging to, or owned or controlled by, a relevant person or a relevant entity with—

(a) interest or other earnings due on that account; or

(b) payment due under contracts, agreements or obligations that arose before the date on which the person or entity became a relevant person or a relevant entity.

(6) In this section—

deal with (處理) means— (a) in respect of funds—

(i) use, alter, move, allow access to or transfer;

(ii) deal with in any other way that would result in any change in volume, amount, location, ownership, possession, character or destination; or

(iii) make any other change that would enable use, including portfolio management; and

(b) in respect of other financial assets or economic resources, use to obtain funds, goods or services in any way, including by selling, hiring or mortgaging the assets or resources.

10. Prohibition against sale and acquisition of interest in ballistic missile commercial activity or uranium commercial activity

(1) Subsections (2) and (3) apply to—



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(2) 除獲根據第 19(1)(a)條批予的特許授權外，任何人不得直接或間接向受禁制人士售賣或以其他方式提供彈道導彈商業活動或鈾商業活動的權益。

(3) 除獲根據第 19(1)(b)條批予的特許授權外，任何人不得明知而直接或間接提供任何利便受禁制人士獲取彈道導彈商業活動或鈾商業活動的權益的財務服務或相關服務。

(4) 除獲根據第 19(1)(c)條批予的特許授權外，受禁制人士不得直接或間接獲取彈道導彈商業活動或鈾商業活動的權益。




月。



(2) Except under the authority of a licence granted under section 19(1)(a), a person must not sell or otherwise make available, directly or indirectly, an interest in a ballistic missile commercial activity or a uranium commercial activity to a prohibited person.

(3) Except under the authority of a licence granted under section 19(1)(b), a person must not knowingly provide, directly or indirectly, any financial services or related services that facilitate the acquisition of an interest in a ballistic missile commercial activity or a uranium commercial activity by a prohibited person.

(4) Except under the authority

《聯合國制裁 聯合全面行動計劃——伊朗 規例》 united nations ... · 2021. 1....

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《聯合國制裁聯合全面行動計劃——伊朗規例》 united nations ... · 2021. 1....