research relation to eu protected areas - …...tion of new pas (mawdsley, 2011). there is a general...

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BIODIVERSITY RESEARCH Climate-driven changes in winter abundance of a migratory waterbird in relation to EU protected areas Diego Pav on-Jord an 1,2 *, Anthony D. Fox 3 , Preben Clausen 3 , Mindaugas Dagys 4 , Bernard Deceuninck 5 , Koen Devos 6 , Richard D. Hearn 7 , Chas A. Holt 8 , Menno Hornman 9 , Verena Keller 10 , Tom Langendoen 11 , Lukasz Lawicki 12 , Svein H. Lorentsen 13 , Leho Luiguj~ oe 14 , Wlodzimierz Meissner 15 , Petr Musil 16 , Leif Nilsson 17 , Jean-Yves Paquet 18 , Antra Stipniece 19 , David A. Stroud 20 , Johannes Wahl 21 , Marco Zenatello 22 and Aleksi Lehikoinen 1 1 The Helsinki Lab of Ornithology, Finnish Museum of Natural History, P.O. Box 17, Helsinki, Finland, 2 Department of Biosciences, University of Helsinki, 00014 Helsinki, Finland, 3 Department of Biosciences, Aarhus University, Kalø, Gren avej 14, DK-8410 Rønde, Denmark, 4 Nature Research Centre, Akademijos 2, Vilnius LT-08412, Lithuania, 5 LPO-BirdLife France, Fonderies Royales, 8 rue du Dr Pujos, BP 90263, Rochefort Cedex F-17305, France, 6 Research Institute for Nature and Forest, Kliniekstraat 25, 1070 Brussel, Belgium, 7 Wildfowl & Wetlands Trust (WWT), Slimbridge, Glos GL2 7BT, UK, 8 British Trust for Ornithology, The Nunnery, Thetford, Norfolk IP24 2PU, UK, 9 Sovon Dutch Centre for Field Ornithology, P.O. Box 6521, Nijmegen 6503 GA, The Netherlands, 10 Swiss Ornithological Institute, Sempach, CH-6204, Switzerland, 11 Wetlands International, Horapark 9, Ede 6717 LZ, The Netherlands, 12 West-Pomeranian Nature Society, Pionierow 1/1, 74-100 Gryfino, Poland, 13 Norwegian Institute for Nature Research, 7485 Trondheim, Norway, 14 Department of Zoology, Estonian University of Life Sciences, Kreutzwaldi 5, 51014 Tartu, Estonia, 15 Avian Ecophysiology Unit, Department of Vertebrate Ecology & Zoology, University of Gdan ´sk, Wita Stwosza 59, 80-309 Gdan ´sk, Poland, 16 Department of Ecology, Faculty of Environmental Sciences, Czech University of Life Sciences, Kamycka 1176, Praha 6 Suchdol CZ - 165 21, Czech Republic, 17 Department of Biology, University of Lund, Ecology Building, Lund, S-223 62, Sweden, 18 D epartement Etudes, Aves-Natagora, Rue Nanon 98, B-5000 ABSTRACT Aim Species are responding to climate change by changing their distributions, creating debate about the effectiveness of existing networks of protected areas. As a contribution to this debate, we assess whether regional winter abundances and distribution of the Smew Mergellus albellus, a migratory waterbird species listed on Annex I (EU Birds Directive) that overwinters exclusively in European wetlands, changed during 19902011, the role of global warming in driving dis- tributional changes and the effectiveness of the network of Special Protection Areas (SPAs, EU Birds Directive) in the context of climate change. Location Europe. Methods We used site-specific counts (6,883 sites) from 16 countries covering the entire flyway to estimate annual abundance indices and trends at country, region (north-eastern, central and south-western) and flyway scales, inside and outside SPAs. We fitted autoregressive models to assess the effect of winter temperature on the annual abundance indices whilst accounting for autocorre- lation. Results The Smew wintering distribution shifted north-eastwards in Europe in accordance with the predictions of global warming, with increasing numbers in the north-eastern region and declines in the central region. Trends in wintering numbers were more positive in SPAs on the north-eastern and south-western part of the flyway. However, a large proportion of the wintering population remains unprotected in north-eastern areas outside of the existing SPA net- work. Main conclusions SPAs accommodated climate-driven abundance changes in the north-eastern region of the wintering distribution by supporting increasing numbers of Smew in traditional and newly colonized areas. However, we high- light gaps in the current network, suggesting that urgent policy responses are needed. Given rapid changes in species distributions, we urge regular national and international assessments of the adequacy of the EU Natura 2000 network to ensure coherence in site-safeguard networks for this and other species. Keywords Climate change adaptation, conservation policy, global warming, population trends, range shift, spatio-temporal analysis. DOI: 10.1111/ddi.12300 ª 2015 John Wiley & Sons Ltd http://wileyonlinelibrary.com/journal/ddi 1 Diversity and Distributions, (Diversity Distrib.) (2015) 1–12 A Journal of Conservation Biogeography Diversity and Distributions

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Page 1: RESEARCH relation to EU protected areas - …...tion of new PAs (Mawdsley, 2011). There is a general ten-dency for the range of many species to move polewards as climate change creates

BIODIVERSITYRESEARCH

Climate-driven changes in winterabundance of a migratory waterbird inrelation to EU protected areasDiego Pav�on-Jord�an1,2*, Anthony D. Fox3, Preben Clausen3,

Mindaugas Dagys4, Bernard Deceuninck5, Koen Devos6, Richard D. Hearn7,

Chas A. Holt8, Menno Hornman9, Verena Keller10, Tom Langendoen11,

Łukasz Ławicki12, Svein H. Lorentsen13, Leho Luiguj~oe14, Włodzimierz

Meissner15, Petr Musil16, Leif Nilsson17, Jean-Yves Paquet18, Antra

Stipniece19, David A. Stroud20, Johannes Wahl21, Marco Zenatello22 and

Aleksi Lehikoinen1

1The Helsinki Lab of Ornithology, Finnish

Museum of Natural History, P.O. Box 17,

Helsinki, Finland, 2Department of

Biosciences, University of Helsinki, 00014

Helsinki, Finland, 3Department of

Biosciences, Aarhus University, Kalø,

Gren�avej 14, DK-8410 Rønde, Denmark,4Nature Research Centre, Akademijos 2,

Vilnius LT-08412, Lithuania, 5LPO-BirdLife

France, Fonderies Royales, 8 rue du Dr

Pujos, BP 90263, Rochefort Cedex F-17305,

France, 6Research Institute for Nature and

Forest, Kliniekstraat 25, 1070 Brussel,

Belgium, 7Wildfowl & Wetlands Trust

(WWT), Slimbridge, Glos GL2 7BT, UK,8British Trust for Ornithology, The Nunnery,

Thetford, Norfolk IP24 2PU, UK, 9Sovon

Dutch Centre for Field Ornithology, P.O.

Box 6521, Nijmegen 6503 GA, The

Netherlands, 10Swiss Ornithological Institute,

Sempach, CH-6204, Switzerland, 11Wetlands

International, Horapark 9, Ede 6717 LZ,

The Netherlands, 12West-Pomeranian

Nature Society, Pionierow 1/1, 74-100

Gryfino, Poland, 13Norwegian Institute for

Nature Research, 7485 Trondheim, Norway,14Department of Zoology, Estonian

University of Life Sciences, Kreutzwaldi 5,

51014 Tartu, Estonia, 15Avian Ecophysiology

Unit, Department of Vertebrate Ecology &

Zoology, University of Gdansk, Wita Stwosza

59, 80-309 Gdansk, Poland, 16Department of

Ecology, Faculty of Environmental Sciences,

Czech University of Life Sciences, Kamycka

1176, Praha 6 – Suchdol CZ - 165 21,

Czech Republic, 17Department of Biology,

University of Lund, Ecology Building, Lund,

S-223 62, Sweden, 18D�epartement �Etudes,

Aves-Natagora, Rue Nanon 98, B-5000

ABSTRACT

Aim Species are responding to climate change by changing their distributions,

creating debate about the effectiveness of existing networks of protected areas.

As a contribution to this debate, we assess whether regional winter abundances

and distribution of the Smew Mergellus albellus, a migratory waterbird species

listed on Annex I (EU Birds Directive) that overwinters exclusively in European

wetlands, changed during 1990–2011, the role of global warming in driving dis-

tributional changes and the effectiveness of the network of Special Protection

Areas (SPAs, EU Birds Directive) in the context of climate change.

Location Europe.

Methods We used site-specific counts (6,883 sites) from 16 countries covering

the entire flyway to estimate annual abundance indices and trends at country,

region (north-eastern, central and south-western) and flyway scales, inside and

outside SPAs. We fitted autoregressive models to assess the effect of winter

temperature on the annual abundance indices whilst accounting for autocorre-

lation.

Results The Smew wintering distribution shifted north-eastwards in Europe in

accordance with the predictions of global warming, with increasing numbers in

the north-eastern region and declines in the central region. Trends in wintering

numbers were more positive in SPAs on the north-eastern and south-western

part of the flyway. However, a large proportion of the wintering population

remains unprotected in north-eastern areas outside of the existing SPA net-

work.

Main conclusions SPAs accommodated climate-driven abundance changes in

the north-eastern region of the wintering distribution by supporting increasing

numbers of Smew in traditional and newly colonized areas. However, we high-

light gaps in the current network, suggesting that urgent policy responses are

needed. Given rapid changes in species distributions, we urge regular national

and international assessments of the adequacy of the EU Natura 2000 network

to ensure coherence in site-safeguard networks for this and other species.

Keywords

Climate change adaptation, conservation policy, global warming, population

trends, range shift, spatio-temporal analysis.

DOI: 10.1111/ddi.12300ª 2015 John Wiley & Sons Ltd http://wileyonlinelibrary.com/journal/ddi 1

Diversity and Distributions, (Diversity Distrib.) (2015) 1–12A

Jou

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Cons

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Page 2: RESEARCH relation to EU protected areas - …...tion of new PAs (Mawdsley, 2011). There is a general ten-dency for the range of many species to move polewards as climate change creates

Namur, Belgium, 19Institute of Biology,

University of Latvia, Miera Street 3, LV-

2169 Salaspils, Latvia, 20Joint Nature

Conservation Committee (JNCC),

Monkstone House, City Road, Peterborough,

Cambridgeshire PE11JY, UK, 21Dachverband

Deutscher Avifaunisten e.V. (DDA),

Federation of German Avifaunists, An den

Speichern 6, Munster D-48157, Germany,22Istituto Superiore per la Protezione e la

Ricerca Ambientale (ISPRA), Sede ex INFS,

Via Ca’ Fornacetta 9, 40064 Ozzano

dell’Emilia (BO), Italy

*Correspondence: Diego Pav�on-Jord�an, The

Helsinki Lab of Ornithology, Finnish Museum

of Natural History, P.O. Box 17, Helsinki,

Finland.

E-mail: [email protected]

INTRODUCTION

Accumulating evidence shows that species are responding to

climate change by changing their distributions (Parmesan,

2006; Shoo et al., 2006; Brommer & Møller, 2010), creating

concern about the effectiveness of existing networks of pro-

tected areas (PAs) (Ara�ujo et al., 2011; Mawdsley, 2011; Tho-

mas et al., 2012). Recently, efforts to understand and predict

the impacts of climate change on ecosystems and biodiversity

have resulted in a range of suggested adaptive management

actions to accommodate such effects, including the designa-

tion of new PAs (Mawdsley, 2011). There is a general ten-

dency for the range of many species to move polewards as

climate change creates access to novel habitats in previously

unavailable areas. As a result, the effectiveness of PA net-

works may be undermined because climate change may ulti-

mately draw species of conservation concern away from

existing PAs (Ara�ujo et al., 2011; Mawdsley, 2011), to newly

colonized areas that may lack protection. Thus, targeted

(adaptive) management of individual PAs and the develop-

ment and maintenance of a comprehensive network that

accounts for changes in species distributions will play a key

role in enabling species to cope with climate change (Maw-

dsley, 2011). Studies comparing changes in species distribu-

tions and abundances inside and outside PAs in recent

decades are, therefore, important to appraise the effectiveness

of current conservation policy (Donald et al., 2007; Mawds-

ley, 2011; Thomas et al., 2012; Johnston et al., 2013); yet,

they are hitherto very scarce (Donald et al., 2007; Fouque

et al., 2009; Johnston et al., 2013). Presence/absence data

suggest that existing PAs may facilitate shifts on the northern

edge of range (Thomas et al., 2012), presumably because

they protect the most valuable areas, but flyway scale com-

parisons of changes in abundance of entire populations

inside and outside of PAs are lacking. This is despite the fact

that changes at the core of a species distribution are consid-

ered better indicators of redistributions than changes at

range margins (Shoo et al., 2005, 2006). Hence, little is

known about changes in species spatial abundance patterns

in relation to changes in climate throughout their entire

range (Shoo et al., 2005, 2006; Johnston et al., 2013).

Waterbirds are especially responsive to climate change

(�Sva�zas et al., 2001; Zipkin et al., 2010; Gunnarsson et al.,

2012; Lehikoinen et al., 2013) compared with many other

groups (Brommer, 2008). Declines in numbers of wintering

waterbirds in central Europe coupled with increases in the

north suggest a northward redistribution of wintering popu-

lations (van Roomen et al., 2012; Dalby et al., 2013a; Le-

hikoinen et al., 2013), as individuals adopt new suitable

wintering grounds closer to the breeding areas in response to

more favourable winter conditions (Ridgill & Fox, 1990;

Austin & Rehfisch, 2005; Maclean et al., 2008).

Although European conservation policies specifically

require protection of wintering populations and grounds,

most studies assessing climate change effects on species dis-

tributions relate to spring/summer populations (Brommer &

Møller, 2010), whereas changes in wintering distributions are

understudied (see Dalby et al., 2013b). Winter conditions

can limit local population size of migratory species (Newton,

1998) confirmed by the few existing studies addressing

changes in wintering distributions (Ridgill & Fox, 1990; Aus-

tin & Rehfisch, 2005; Lehikoinen et al., 2013). Winter tem-

peratures are forecast to increase faster than summer

temperatures during this century (European Environment

Agency, 2012); hence, substantial changes in species winter-

ing distributions are expected (Brommer & Møller, 2010;

Johnston et al., 2013).

Protecting migratory species requires international cooper-

ation to safeguard them throughout the annual cycle (Don-

ald et al., 2007). The Council Directive 2009/147/EC on the

conservation of wild birds (EU Birds Directive) aims to pro-

tect all wild European bird species and conserve their habitat

2 Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd

D. Pav�on-Jord�an et al.

Page 3: RESEARCH relation to EU protected areas - …...tion of new PAs (Mawdsley, 2011). There is a general ten-dency for the range of many species to move polewards as climate change creates

through, inter alia the classification of Special Protection

Areas for birds (SPAs), which has been shown to benefit the

conservation status of some species (Donald et al., 2007).

However, although there are few studies evaluating the effec-

tiveness of the SPA network in the context of the escalating

effects of climate change at a relatively large scale (Johnston

et al., 2013), to our knowledge, it has never been evaluated

throughout the entire species ranges.

Here, we provide comprehensive analysis of population

changes across the entire wintering range of a protected water-

bird species, the Smew Mergellus albellus, over 22 years (1990–2011). We use abundance data from 16 countries covering the

whole north-west and central European flyway to (1) estimate

the trend of the entire wintering population, (2) assess

whether the wintering population has shifted northwards, (3)

analyse whether annual abundance in the north-eastern, cen-

tral and south-western part of the range are related to increas-

ing winter temperatures on the north-eastern edge

(Lehikoinen et al., 2013), (4) compare trends inside and out-

side SPAs to evaluate the effectiveness of both Smew-specific

SPAs (sSPA) and the overall SPA (oSPA, see Methods) net-

work to facilitate (climate-driven) distribution changes and

(5) pinpoint potential gaps in the network for the species.

To our knowledge, this is the first study to have assessed

the effect of climate change on wintering distributions using

abundance data jointly with the performance of the SPA net-

work at the flyway scale. Such studies are crucial to forecast

the effects of climate change on population status (Shoo

et al., 2005, 2006) and are essential to properly assess the

effectiveness of existing SPA networks (Johnston et al., 2013)

and update current conservation and management strategies

to recent environmental changes.

METHODS

Study species

The Smew is a Palearctic fish-eating diving duck listed on

Annex I of the EU Birds Directive (i.e. species of special conser-

vation concern). It is relatively scarce with an estimated Euro-

pean population of 40,000 individuals (compared with

>1,000,000 individuals of Tufted Duck Aythya fuligula and

Common Goldeneye Bucephala clangula, respectively, Wet-

lands International, 2012). It breeds at lakes in the taiga from

Fennoscandia to Kamchatka (see http://www.birdlife.org/da-

tazone/species/factsheet/22680465). Most of the European pop-

ulation breeds in northern Russia (BirdLife International,

2004). The breeding population of the north-eastern part of

European Russia overwinters mainly in eastern Europe (within

the Black Sea and East Mediterranean flyway), whereas the pop-

ulation breeding in Fennoscandia and north-western Russia

mainly winters in large lakes, lagoons, coastal waters and estu-

aries in west and central Europe (north-west and central Euro-

pean flyway, hereafter ‘flyway’) (Wetlands International, 2012).

In this study, we focus on the Smew because it is the only

Annex I waterbird species that exclusively overwinters in

European wetlands, it is entirely confined to open water wet-

lands (does not use agricultural landscapes as does for example

the Whooper Swan Cygnus cygnus). Here, we studied the win-

tering population along the entire flyway (van Roomen et al.,

2012) covering a large geographical and climatic gradient

(more than 3000 km wide from the south-west to north-east).

Smew and special protection areas (SPAs)

Data used here consisted of site-specific counts which are

part of the International Waterbird Census (IWC) coordi-

nated by Wetlands International. The IWC is an Europewide

census that is carried out during mid-January. The main goal

of IWC is to monitor changes in the population size and

trend of waterbirds, as well as to identify important winter-

ing areas across Europe (Wetlands International, 2012).

Although IWC started in the late 1960s, many countries

joined the initiative later (van Roomen et al., 2012), and

therefore, in this study, to use information from all 16 coun-

tries within the flyway, only data from the period 1990 to

2011 have been analysed (Number of surveyed sites including

missing counts in each country are shown in Table S1).

Overall, data from 6,883 sites were included in the analy-

sis, with approximately 291,700 Smew counted along the

entire flyway (average annual count = 13.258 � 3.840 SD)

during 1990–2011 (Table S1). Moreover, each country pro-

vided specific information on whether each site censused is

classified as Smew-specific Special Protection Area (sSPA; i.e.

where Smew is listed as one of the qualifying criteria for site

designation), as SPA that may or may not include Smew as a

classifying species (oSPA) or is not an SPA (Table S2).

Countries outside the EU (i.e. Switzerland and Norway) are

not subject to EU Birds Directive obligations and all sites in

these countries were, therefore, considered as outside of the

SPA network. UK and France (in the south-western part of

the range) and Czech Republic (in the centre) do not have

sSPA, and therefore, SPAs in these three countries were used

only for the oSPA network analysis. We also considered all

sites that are currently classified as SPA sites as SPAs

throughout the whole study period (1990–2011) regardless

when they were first designated as SPAs because those sites

had high-quality habitat prior their classification as SPAs

(see e.g. Thomas et al., 2012).

Statistical analysis

Data were analysed at three spatial scales: country-specific

trends, regional trends and overall flyway trend over the per-

iod 1990–2011. To analyse the data at regional scales, we

combined the country-specific data into three region-specific

datasets (hereafter regions) defined geographically as follows:

north-east (Finland, Sweden, Norway, Estonia and Latvia),

central (Denmark, Lithuania, Poland, Germany, Czech

Republic and Netherlands) and south-west (UK, Belgium,

France, Switzerland and Italy) (Table S1). Analyses were

carried out using the software TRends and Indices for

Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd 3

Climate change, abundance change and protected areas

Page 4: RESEARCH relation to EU protected areas - …...tion of new PAs (Mawdsley, 2011). There is a general ten-dency for the range of many species to move polewards as climate change creates

Monitoring data (TRIM, available at www.ebcc.info). TRIM

estimates annual abundance indices from count data and cal-

culates population growth rate applying a generalized esti-

mating equation (GEE) algorithm using information from all

sites (site as repeated measure) and all years (year effect).

The estimates returned by TRIM are robust and reliable

because GEE accounts for overdispersion and serial correla-

tion in the data by enlarging the standard error of the indi-

ces produced. TRIM uses a Poisson log-linear model (GLM)

to impute missing values (i.e. not all sites are surveyed all

years) and allows us to explore possible nonlinear patterns

by splitting long-term nonlinear patterns into short-term lin-

ear segments and then averaging those slopes. The main pur-

pose here is that TRIM first estimates a model using only the

observed counts and then uses that model to impute the miss-

ing counts using an iterative procedure, taking into account

both site and year effects. By doing this, TRIM is able to cal-

culate indices and trends from a ‘complete’ dataset (see Panne-

koek & van Strien, 2004 for further details on the procedure).

TRIM has been regularly used by most European bird moni-

toring schemes for this purpose (Gregory et al., 2005, 2009).

Winter severity and stochasticity may increase annual

fluctuations in local/regional wintering numbers by causing

both increasing mortality and redistribution of birds (e.g.

the cold early winter in 1997 pushed birds from the central

to the south-western region and potentially caused addi-

tional mortality although the drop in flyway abundance

was not drastic; see Fig. 1a). Despite good coverage of the

flyway during the IWC (Table S1), not all sites are sur-

veyed every year. Even though this problem is dealt with

in the analyses, the imputation of the missing site counts

by TRIM causes random fluctuations to the annual esti-

mates. However, the proportion of counts derived from

imputation of missing counts is 10.09%, 15.77% and

20.98% in the north-eastern, central and south-western

regions, respectively. Therefore, the error associated with

that imputation is negligible (Pannekoek & van Strien,

2004). In addition, on average over 13,000 birds are

counted annually, which is about one-third of the whole

flyway population and thus a substantial sample size. Fur-

thermore, since imputation has been made in the same

way every year, we consider that the observed long-term

0

5000

10,000

15,000

20,000

25,000

30,000

35,000

40,000

45,000

1993 1998 2003 2008

Flyway Northeast Centre Southwest

Flyway Northeast Centre Southwest

(b)

(a)

0

1

2

3

4

5

6

7

8

9

1990 1995 2000 2005 2010

Estim

ated

num

ber o

f ind

ivid

uals

Ann

ual a

bund

ance

inde

x

Figure 1 (a) Population indices (and the 95% confidence interval) and (b) estimated population numbers of Smew Mergellus albellus

in the north-west, central and south-east parts of the flyway during the study period (see Methods). Population estimates trends (see

Methods) are shown from 1993 onwards, because of missing data from Italy and Estonia in 1990–1992. Note the effects of very cold

winter in 1997, when birds were pushed from the north-east and central region to the south-west part of the flyway. Note also the cold

winter in 2003 (Fig. S2) associated with a peak in numbers in south-western countries in that winter (Fig. S2). The high peak in

population estimates of the year 2009 is mainly driven by Polish data (Fig. S1), where the most important wintering site holding 70% of

the wintering numbers in Poland was not surveyed in that particular year (together with relatively high numbers in the other four sites

in Poland). This peak is no longer visible when pooling the larger dataset (e.g. centre of the flyway; a).

4 Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd

D. Pav�on-Jord�an et al.

Page 5: RESEARCH relation to EU protected areas - …...tion of new PAs (Mawdsley, 2011). There is a general ten-dency for the range of many species to move polewards as climate change creates

trends should not be biased. Moreover, the proportion of

missing values at the beginning and at the end of the

study period was similar (59% and 50% at the beginning

and end of the study, respectively) which also allows for

unbiased long-term trends.

In addition to the comparison of the overall trends across

the three regions commented above, we also compared

trends inside and outside the SPA network. A census site can

be classified as sSPA, as oSPA or non-SPA. We used this

information as a covariate in the models run in TRIM. This

allowed us to robustly compare, first, population trends

inside and outside sSPAs and, second, population trends

inside and outside the overall SPA network (oSPAs). This

gave us not only an idea of the performance of the SPAs spe-

cifically classified for Smew in comparison with the rest of

the sites but also the performance of the overall SPA network

in comparison with sites outside the network. Trends inside

and outside both the sSPA and oSPA network were esti-

mated separately at regional and flyway scales during 1990–2011. As not all countries have sufficient data to run the

sSPA or oSPA analysis, we did not calculate country-specific

trends inside and outside SPAs. However, we provided coun-

try-specific data on the proportion of Smew counted within

sSPAs and oSPA (Table S2).

We used the annual index from TRIM and the latest

national total winter population estimate to calculate the

changes of the total wintering population of the flyway and

three regions. The latest national wintering population esti-

mates for each country are found in Table S1. We anchored

a countrywide estimate of the total wintering population in a

certain year to the annual index estimated by TRIM for that

particular year (for the corresponding method, see Lehikoi-

nen et al., 2013).

Effect of temperature on population fluctuations

We used the region-specific population indices from TRIM

to assess the effect of early winter temperature in northern

Europe on the observed population trend across the flyway

using R 3.0.1 (R Core Team, 2013). As winter temperature

in southern Finland correlates over a large area in northern

Europe (Lehikoinen et al., 2013), we used mean temperature

in southern Finland (60–64°N; 20–31°E) during early winter

(first half of winter, 16 November–15 January) as a proxy of

general winter conditions at the northern margin of the

range.

We first explored whether there was autocorrelation in

our data using autocorrelation and partial correlation func-

tions in R (Zuur et al., 2007). Then, we ran autoregressive

models, which take into account autocorrelation in the data

and corrects for this when estimating the effect of the covari-

ate (Crawley, 2007; Lehikoinen et al., 2013). We ran two dif-

ferent autoregressive models. In the first model, we tested

whether the (log-transformed) annual abundance index was

affected by the direct effect of temperature and the popula-

tion index the year before:

LPOPt ¼ a1 þ b1LPOPt�1 þ b2TEMPt þ e (1)

where LPOPt is the log-transformed population index in year

t in each region (north-east, central, south-west), a1 is inter-

cept of the model, b1 and b2 are coefficients (slope) for

LPOPt�1 (log-transformed population index the preceding

year, i.e. t�1) and TEMPt (early winter temperature in south-

ern Finland in year t), respectively, and e is an error term.

In the second model, we tested whether the (log-trans-

formed) annual abundance index was affected by the differ-

ence in temperature between two consecutive years and the

population index the year before:

LPOPt ¼ a1 þ b1LPOPt�1 þ b2DTEMPt;t�1 þ e (2)

where LPOPt is the log-transformed population index in year

t in each region (north-east, central, south-west), LPOPt�1 is

the log-transformed population index the preceding year (i.e.

t�1) and DTEMPt,t�1 is the difference in early winter tem-

perature in southern Finland in two consecutive years and eis an error term.

In this way, we ran two different autoregressive models for

each region (n = 6 models) and compared the Akaike’s

information criterion (AIC) of the two models to assess

which one fitted best to our data (Burnham & Anderson,

2002).

RESULTS

Population trends

During 1990–2011, the wintering population of Smew in the

flyway showed a slight but significant increasing trend

(0.55% year�1), but also demonstrated significant regional

differences (Table 1, Fig. 1a). Wintering numbers in the

north-east strongly increased whilst numbers declined in the

central region (Figs 1 & 2). In the 1990s, only 6% of the

total flyway population wintered on the north-eastern part of

the distribution, whereas in the early 2010s, 32% remained

in this area (Fig. 1b). Numbers in Finland and Estonia

increased by 4,483% and 1,105%, respectively. In the south-

western part of the winter range, numbers in UK, France

and Belgium increased during the 1990s but then declined

during the 2000s (Fig. S1, see also Table S3 showing the

same analysis using only 2000–2011 data). In Italy and Swit-

zerland, at the southernmost end of the winter distribution,

numbers decreased from the early 1990s and 2011 by 60%

and 34%, respectively (Fig. 2). The central region used to

hold 91% of the wintering population in the early 1990s but

despite still retaining the majority of the birds, wintering

numbers in this region decreased to 66% of the total winter-

ing population.

Effect of temperature

According to the best autoregressive models, the effect of

temperature on the (log-transformed) annual abundance

Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd 5

Climate change, abundance change and protected areas

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index differs between regions (Table 2). Temperature has a

clear direct negative effect on the log-transformed abundance

index of wintering Smew in the south-western part of the

flyway (model (1) in Table 2). The best model for the north-

eastern part of the distribution, however, shows some evi-

dence of a positive effect of the interannual change in tem-

perature (DTemperature) on the annual abundance index

(model #2 in Table 2). In both the north-eastern and the

south-western regions, the annual numbers were also tempo-

rally autocorrelated, suggesting site-fidelity on the wintering

grounds.

Effectiveness of the special protection areas

In the north-eastern part of the winter range, the rate of

increase in abundance was significantly greater and nearly

twice as rapid within sSPAs and oSPAs compared with out-

side sSPAs and oSPAs during the whole study period (Fig. 3,

Table 1). At the centre and the south-western part of the dis-

tribution, trends did not significantly differ between sSPAs

and oSPAs and areas outside SPAs (Fig. 3, Table 1). At a fly-

way level, however, trends outside sSPAs and the oSPA net-

work had more positive trends than inside (Fig. 3, Table 1).

Our country-specific estimates of the wintering population

(Table S2) showed that a large proportion of Smew in the

north-eastern part of the distribution (where wintering num-

bers increased), wintered outside protected areas (98%, 90%

and 81% for Finland, Latvia and Sweden, respectively).

DISCUSSION

Understanding how species are responding to climate change

is of paramount importance to the continuation of effective

conservation measures. Here, we demonstrate a large scale

redistribution of the wintering population of Smew along its

flyway. We also show for the first time that the SPA network

Table 1 Flyway and regional population trends for wintering Smew Mergellus albellus in the north-west and central European

population, inside and outside both sSPAs and oSPAs. The best fit TRIM model overall slope (Slope) and associated standard error (SE)

are given as well as the Smew counts used in the analysis. (All) refers to the trend using the whole dataset for the corresponding region

or flyway (i.e. no differentiation between SPA status). Results of the Wald test comparing trends inside and outside SPAs within regions

are also shown. Moderate decline (M dec) = significant decline but not significantly more than 5% per year; Stable = no significant

increase or decline but it is certain that trends are < 5% per year; Moderate increase (M inc) = significant increase but not significantly

more than 5% per year; and Strong increase (S inc) = significant increase more than 5% per year (see Help file in TRIM for further

information).

1990–2011

Region Slope SE Trend Counts (num. individuals) Wald Test

Flyway

All 0.0063 0.0016 M inc** 291,074

Inside sSPA 0.0003 0.0028 Stable 192,356 W = 64.52; df = 1; P < 0.001

Outside sSPA 0.0197 0.0022 M inc** 98,718

Inside oSPA �0.0060 0.003 M dec* 210,266 W = 66.59; df = 1; P < 0.001

Outside oSPA 0.0220 0.003 M inc** 80,808

North-east

All 0.0740 0.005 S inc** 56,016

Inside sSPA 0.1040 0.014 S inc** 13,620 W = 21.61; df = 1; P < 0.001

Outside sSPA 0.0660 0.005 S inc** 42,396

Inside oSPA 0.1010 0.012 S inc** 16,507 W = 17.10; df = 1; P < 0.001

Outside oSPA 0.0650 0.005 S inc** 39,509

Centre

All �0.0098 0.0023 M dec* 219,741

Inside sSPA �0.0050 0.0042 Stable 169,038 W = 0.498; df = 1; P = 0.4858

Outside sSPA �0.0162 0.0033 M dec** 50,703

Inside oSPA �0.0058 0.0029 M dec* 181,826 W = 0.00; df = 1; P = 0.9777

Outside oSPA �0.0249 0.0048 M dec** 32,644

South-west

All 0.0110 0.003 M inc** 15,900

Inside sSPA �0.0060 0.018 Stable 939 W = 2.78; df = 1; P = 0.0954

Outside sSPA 0.0138 0.0048 M inc** 14,961

Inside oSPA 0.0170 0.005 M inc** 7,399 W = 1.50; df = 1; P = 0.2214

Outside oSPA 0.0110 0.005 M inc** 8,416

*Significant trend with P < 0.05, and **significant trends with P < 0.01. The moderate increase in some south-west population could be due to

the overall increase of the population. Counts refer to the total counts used in the analysis (‘raw data’, not imputed) to obtain the trends. The

Wald test shows whether the linear trends inside and outside differ significantly in the particular case.

6 Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd

D. Pav�on-Jord�an et al.

Page 7: RESEARCH relation to EU protected areas - …...tion of new PAs (Mawdsley, 2011). There is a general ten-dency for the range of many species to move polewards as climate change creates

delivers climate change adaptation, but we pinpoint a signifi-

cant gap in the SPA network in newly colonized wintering

areas in north-eastern Europe (<12% of birds occurred

inside sSPAs and oSPAs in Finland and Sweden compared

with the average of 34% and 48% that wintered in sSPAs

and oSPAs for the whole flyway, respectively, during 1990–2011).

Spatial changes in abundance

Regional abundance of Smew changed in the past two decades,

partly as a response to climate change. Wintering numbers of

Smew increased on the north-eastern part of the wintering

range and declined in those areas situated in the core of the

wintering distribution, confirming a north-eastwards shift of

4483%**1105% **

–27%44%**

20%

–60% *

10%–34% *

?

242% **–44%**

?

629%**469% **

493% **

765%**

1990 – 2011

Figure 2 Rate of change (in percentage) in winter abundance of Smew Mergellus albellus during 1990–2011 in the 16 countries

belonging to the north-west and central European flyway (1992–2011 and 1991–2011 for Estonia and Italy, respectively). Countries

belonging to the north-eastern region are shown in black bold, countries belonging to the central region are shown in light grey and

countries belonging to the south-western region are shown in dark grey. The level of significance are denoted by asterisks (** <0.01; *<0.05). Statistically significant declines are shown in italics with a minus (�) sign, and uncertain trends are denoted with a question

mark (?). Note that France, Latvia and Belgium have ‘Stable’ population (i.e. absence of a statistically significant trend; see also Table S2

and Pannekoek & van Strien (2004) for a detailed description of the trend classifications.

Table 2 Autoregressive models corresponding to formulae (1) and (2) (see methods section). The direct effect of temperature, the effect

of abundance index in the preceding year (Index(t�1)) and the effect of the difference in temperature between two consecutive years

(DTemperature) on the regional abundance indices of Smew in 1990–2011 are shown. The model with the lowest AIC in each region is

highlighted in bold (AIC differences shown). Estimates of each covariates included in the models (Estimate), the standard error

associated (SE) and the significance (P) are also shown in the table

Model Covariates

North-east Centre South-west

Estimate SE P Estimate SE P Estimate SE P

1* Intercept 0.215 0.166 0.213 0.111 0.111 0.331 0.033 0.188 0.862

Temperature �0.021 0.026 0.439 0.022 0.023 0.348 �0.093 0.035 0.016

Index(t�1) 0.726 0.143 <0.001 �0.207 0.232 0.383 0.447 0.167 0.016

AIC 3.04 0.00 0.00

2* Intercept 0.175 0.143 0.239 �0.009 0.086 0.921 0.19825 0.187 0.303

DTemperature 0.077 0.041 0.077 0.024 0.039 0.545 0.10275 0.065 0.132

Index(t�1) 0.742 0.132 <0.001 �0.212 0.235 0.379 0.53739 0.182 0.009

ΔAIC 0.00 0.62 4.26

Significant P-values are shown in bold. Italics denote marginally significant P-values (Zuur et al., 2007).

*See formulae in methods.

Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd 7

Climate change, abundance change and protected areas

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the population as expected in response to climate change

(Brommer & Møller, 2010; Lehikoinen et al., 2013). Contrary

to expectations, we found a slightly increasing trend in the

south-western part of the wintering distribution during 1990–2011. A possible explanation for this finding could be that the

overall flyway wintering population increased and that this

increase would also be reflected amongst the marginal south-

ern populations. In particular, Smew numbers increased dur-

ing the 1990s in countries situated in the south-western part

of the range but declined during the last decade (as well as in

the central region) which may reflect a more recent redistribu-

tion north-eastwards. However, although most countries situ-

ated in the south-western part of the wintering range showed

declining trends in the last decade, the absolute numbers at

the end of the study period are slightly larger than at the

beginning of the study, due to the large increase that occurred

during the 1990s (which was also true for other waterbird spe-

cies, see Lehikoinen et al., 2013). Hence, the overall increasing

trend in the south-western region during 1990–2011 does not

reflect exactly the current situation in this region (e.g. 2000–2011), but a long-term trend driven by a few years of greater

abundance in the 1990s.

Interestingly, annual abundance of Smew on the south-

western margin of the wintering range correlated negatively

with temperature, which supports the ‘climate-forced shift of

the distributional centre of gravity’ hypothesis (Lehikoinen

et al., 2013). Moreover, we also found some evidence of the

effect of temperature in the north-eastern part of the winter

range. In this case, the interannual variation in temperature

seems to affect the wintering numbers in the north-eastern

part of the range, meaning that there are more individuals

wintering in the north-east with increasing temperature in

consecutive years in northern Europe. This, together with the

fact that we found the temperature effect only from the

edges of the population, also fits with predictions of climate

change effects on bird distributions (Brommer & Møller,

2010; Thomas et al., 2012). In addition, the decline in win-

tering numbers in the centre of the distribution (and south-

west in the last decade) and the increase in numbers in the

north-east coincided with a decade of relatively mild winters,

suggesting that increasing temperature can possibly be one of

the main drivers of the observed change in the Smew winter-

ing distribution, as is the case for other waterbirds (Maclean

et al., 2008; Lehikoinen et al., 2013). It is also worth noting

0

2

4

6

8

10

19901992

19941996

19982000

20022004

20062008

20101990

19921994

19961998

20002002

20042006

20082010

0

0.5

1

1.5

2

2.5

3

0

10

20

30

40

50

60

0

2

4

6

8

10

12

0

0.5

1

1.5

2

2.5

3

oSPA

0

0.5

1

1.5

2

2.5

3Non oSPAsSPA

0

0.5

1

1.5

2

2.5

3

Non sSPA

05

101520253035404550

(a) Flyway (e) Flyway

(c) Centre

(f) Northeast

(d) Southwest (h) Southwest

(g) Centre

(b) Northeast

Ann

ual a

bund

ance

inde

x

Figure 3 Annual Smew Mergellus

albellus winter abundance indices (and

95% confidence intervals) and

population trends in the north-west and

central European flyway and north-

eastern, central and south-western

regions during 1990–2011. Populationtrends inside (black line and filled

circles) and outside (grey line and open

circles) Smew-specific SPA (sSPA, a-d)

and the overall SPA (oSPA, e-h) network

at flyway level (a, e), in the north-eastern

(b, f), central (c, g) and south-western

region (d, h) of the range. See also

Table 2 for the estimates and significance

of the trends.

8 Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd

D. Pav�on-Jord�an et al.

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that the important wintering numbers in Germany declined

in the last two years. This decline is probably partly linked

to the 2010–2011 cold winters in central Europe when we

assume that a large proportion of the German population

was pushed south-westwards. This finding has very impor-

tant ecological and conservation implications and suggests

that large numbers of individuals can respond very rapidly

to stochastic harsh weather conditions and underlines the

need to maintain suitable habitat throughout the flyway.

Therefore, classifying new SPAs in newly available wintering

sites (in the north-east) is of paramount importance, but it

is equally essential to maintain SPAs in traditional and for-

merly occupied wintering areas that can act as a refuge net-

work during harsh winters (Dalby et al., 2013b; Koffijberg

et al., 2013). During such winters (as in 2010) large influxes

can reach the south-western part of the distribution and the

SPA network in this area should be comprehensive enough

to hold a representative percentage of such sudden increases

in wintering numbers.

Although we only investigated the role of climate in driv-

ing the changes in the wintering distribution of Smew, other

factors related to feeding ecology, interspecific competition

and human pressure may also play important roles in shap-

ing waterbird distributions and should not be neglected (Cla-

vero et al., 2011; Eglington & Pearce-Higgins, 2012).

Nevertheless, as abundance in the south-west was negatively

correlated with temperature, and we also found some evi-

dence of the positive effect of temperature on abundance in

the north-east, the observed changes are in line with climate

change predictions (Maclean et al., 2008; Brommer & Møller,

2010; Lehikoinen et al., 2013) and so we believe that climate

is an important driver shaping the regional abundances of

Smew (and probably all other migratory waterbirds) now

and into the future.

Special Protection Areas

Most importantly, we found more positive trends in Smew

numbers inside Special Protection Areas classified for Smew

(sSPAs) than outside sSPAs in the north-eastern region,

where the population strongly increased. This suggests that,

in the north-eastern part of the flyway, sSPAs preferentially

accommodated birds that formerly wintered within the cen-

tral region, thereby delivering climate change adaptation for

this species. Moreover, Smew often winter in SPAs which are

classified for other species (oSPAs) along the entire wintering

range and derive additional benefits from these sites. We

found more positive trends in Smew numbers inside than

outside the oSPA network in the north-eastern region, sug-

gesting that the overall network can potentially ameliorate

climate change effects for species other than those for which

sites were classified. This should be taken into consideration

when developing/updating conservation strategies in the face

of current climate change (Mawdsley, 2011). Because SPAs

represent, in theory, the highest quality habitats, it is perhaps

not surprising that trends inside SPAs are more favourable

than elsewhere (Thomas et al., 2012). Nevertheless, the clas-

sification of those good habitats as SPAs has further contrib-

uted to protecting them against human development

pressures.

The apparent contradiction in trends inside and outside

sSPAs (and also the oSPA network) at a flyway level when

compared to the north-eastern regional trends is because the

majority of Smew occurring inside sSPA winter within the

central region where numbers have in general declined

whereas in the north-eastern region, most Smew winter out-

side sSPAs. Although the rate of increase has been higher

inside north-eastern sSPAs compared with outside sSPAs, the

increase has not been sufficient such that the total increase

in absolute numbers has been higher outside sSPAs. This is

because so few sites are designated as sSPAs in this part of

the flyway. In other words, a very large proportion of Smew

in north-eastern countries winters outside of the sSPA net-

work (81–98% in Finland, Latvia and Sweden) and even out-

side the entire (oSPA) network (95% and 79% in Finland

and Sweden, respectively). At a flyway level, the proportion

of wintering individuals inside sSPAs dropped from 45% in

early 1990s to 36% in early 2010s and from 55% to 42% in

oSPAs. This increases the vulnerability to population decline

arising from other factors, such as habitat loss or distur-

bance.

An increasing number of waterbirds (including 16 out of

47 wintering bird species) were red-listed in the latest evalua-

tion of the Baltic Sea (HELCOM, 2014). This highlights that

the status of aquatic ecosystems in the Baltic Sea for water-

birds has become less favourable in recent years. The SPA

network in the northern Baltic Sea was designated based on

data collected more than two decades ago, when coastal areas

were usually frozen in winter and inaccessible to waterbirds,

and has not been reviewed since then. Such areas are ice-free

nowadays and are becoming important waterbird wintering

sites, currently supporting one-third of the entire flyway

population of Smew during winter. Furthermore, the UK,

France and Czech Republic have no SPAs specifically classi-

fied for Smew, despite several hundred wintering Smew

occurring regularly. Therefore, an immediate policy response

is needed to ensure protection of a good proportion of the

population throughout the flyway, through the classification

of new sSPAs and adjustment of the management of existing

oSPAs to current environmental changes. We also highlight

the importance of investigating both growth rates and

change in total numbers to properly evaluate the effective-

ness of the policy of protecting species.

Diversity and abundance of waterbirds are important fea-

tures of wetlands and taken into account when developing

conservation policies (Wetlands International, 2012). Thus,

understanding how waterbirds and other bird species

respond to climate change is essential to assess the effective-

ness of current conservation policy (Donald et al., 2007;

Thomas et al., 2012; Johnston et al., 2013). Comprehensive

monitoring throughout the flyway should continue to

improve our understanding concerning such responses and

Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd 9

Climate change, abundance change and protected areas

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to be able to adjust management actions to actual and antici-

pated changes (Donald et al., 2007; Mawdsley, 2011; Elmberg

et al., 2014). Our results show that Smew do not migrate as

far south and west as they used to, and consequently, the

importance of wintering sites in north-eastern Europe is rap-

idly increasing. Because of the unprotected status of most of

these north-eastern wintering sites, their habitat is more vul-

nerable to changes in human land-use practices. This might

have detrimental population-scale consequences in the

future. The current sSPA network in the north-east is insuffi-

ciently comprehensive to accommodate the rapidly increasing

Smew numbers and provide protection to a good proportion

of the wintering population, underlining the need for imme-

diate (and regular) evaluation of the SPA network (Mawds-

ley, 2011). Given the current rapid changes in waterbird

distributions and associated colonization of new wintering

grounds, there is an urgent need to identify key sites that

now attract internationally important numbers, to reassess

their legal designation status and establish appropriate adap-

tive management plans and conservation regimes that main-

tain a coherent and comprehensive network of protected

sites that are responsive to (climate-driven) distribution

changes (Mawdsley, 2011). However, the behaviour of (pro-

tected) migratory species seems to be plastic and, despite the

general tendency of shifting the range polewards, they return

to traditional wintering sites at the (traditional) south and

south-western part of the wintering range during harsh win-

ters (e.g. Koffijberg et al., 2013). This highlights the need to

maintain the legal status of existing sSPAs that are traditional

(if now irregular) wintering sites, as the regular wintering

area of the species moves polewards. In this sense, the objec-

tive of the EU SPA network should be to accommodate not

only the regular distribution, but also the occurrence of

Smew in years when extreme weather forces birds further

south and west than normal. Such recognition of the (net-

work) role of SPAs as refuges and thus supporting popula-

tions during extreme events is already explicit objective in

some countries (e.g. UK) and should be more widely

adopted. These tasks are fundamental to deliver the objec-

tives of Article 4.3 of the Birds Directive, which calls for

actions from Member States and the Commission ‘to ensure

that the areas provided for in paragraphs 1 and 2 [i.e. SPAs]

form a coherent whole which meets the protection require-

ments of these species. . .’. Such activity by Member States

would be a very real example of building the ‘resilience’ of

the Natura 2000 network to climate change.

ACKNOWLEDGEMENTS

We thank all IWC volunteers, Wetlands International and all

the ornithological societies from the 16 countries included in

this study for providing the data (see Supplementary Informa-

tion for country-specific acknowledgments). The NordForsk

Top Research Initiative supported Nordic Waterbirds and Cli-

mate Network (NOWAC). D.P.-J., A.D.F and A.L. were finan-

cially supported by KONE Foundation, the Danish Nature

Agency and the Academy of Finland (grant number 275606),

respectively. Comments from J.E. Brommer, M. Cabeza,

A. Musgrove, A. Johnston and two anonymous referees greatly

improved the manuscript.

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SUPPORTING INFORMATION

Additional Supporting Information may be found in the

online version of this article:

Table S1 Country-specific Smew (Mergellus albellus) count

data (summary).

Table S2 National Smew (Mergellus albellus) numbers and

population trends inside and outside Special Protection

Areas (SPAs, 1990–2011).

Table S3 Trends of wintering Smew in the three different

regions and at flyway level in the period 2000 – 2011.

Figure S1 Population trends of Smew (Mergellus albellus) in

the 16 countries belonging to the northwest and central

European flyway during 1990–2011.

Figure S2 Mean early winter temperature (16 November–15January) in southern Finland (60–64°N; 20–31°E) during

1990–2011.

Appendix S1 Supplementary acknowledgements.

Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd 11

Climate change, abundance change and protected areas

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BIOSKETCH

Diego Pavon-Jordan is interested in understanding how

climate change affects different aspects of the ecology and

population dynamics of avian species. This Europewide pro-

ject was conceived by members of NOWAC (Nordic Water-

birds and Climate Network), and the focus has been on

climate-driven changes in winter distributions of several

waterbird species in Europe and the consequences of those

changes for conservation planning. Diego belongs to the

Helsinki Lab of Ornithology (Finnish Museum of Natural

History) which is carrying out several projects concerning

the effects of different aspects of environmental change on

avian species.

Diego’s websites: http://www.luomus.fi/en/aleksi-lehikoi-

nen#Diego.

Helsinki Lab of Ornithology’s website: https://www.luo-

mus.fi/en/helsinki-lab-ornithology.

Author Contributions: A.L. D.P.-J and A.D.F. conceived the

study. D.P.-J. analysed the data. D.P.-J. and A.L. interpreted

the results. D.P.-J. and A.L. wrote the article, with significant

input from P.C., A.D.F., C.A.H., R.D.H and D.A.S. All other

authors collected the data and also contributed to the manu-

script.

Editor: Llu�ıs Brotons

12 Diversity and Distributions, 1–12, ª 2015 John Wiley & Sons Ltd

D. Pav�on-Jord�an et al.

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Supporting Information

Table S1. Country-specific Smew summary count data. Study periods, annual number of study count sites where Smew were recorded at least once

during the study period (including average number of sites counted per year during the study period, minimum and maximum number of sites

counted during the study period are shown in brackets), average counts per year during the study period in each country with minimum and

maximum number of counts in brackets, year when the highest number of counts was recorded and the estimated average population size in each

country at the beginning of the study period (average three first years of data; 1990–1992) and at the end of the study period (average three last

years; 2009–2011)(see Methods). Countries are aggregated according to their respective geographical region (northeast, centre and southwest).

Geographical

region

Country Study period

Annual average

number of sites

censused (min - max)

Annual average counts

(min - max)

Year of

maximum

count.

Estimated average

population

beginning

Estimated average

population

end

Country-wide

estimate (Year)

Northeast Finland 1990 – 2011 34 (30–41) 32 (0–206) 2010 30 1191 1999 – 2001(1)

Sweden 1990 – 2011 698 (566–1088) 2045 (506–4318) 2006 978 4344 1998 – 2001(1)

Norway 1990 – 2011 43 (18–49) 5 (1–15) 2009 17 100 2009 – 2011(2)

Estonia 1993 – 2011 110 (58–174) 473 (36–1590) 2007 270 1190 1998(1)

Latvia 1990 – 2011 40 (10–54) 54 (7–161) 2006 190 157 1990-1999(1)

Centre Denmark 1990 – 2011 16 (8–24) 489 (117–1868) 2009 371 1852 2008(2)

Lithuania 1990 – 2011 3 (2–4) 370 (0 - 1100) 1992 461 81 1999 – 2002(1)

Poland 1990 – 2011 3 (1–5) 1571 (2–14528) 1992 5553 5090 2011(2)

Germany 1990 – 2011 624 (144–762) 4420 (387–10460) 2004 9460 4748 2001-2005(2)

Czech Republic 1990 – 2011 301 (95–622) 57 (1–141) 2003 6 81 2004 – 2008(2)

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the Netherlands 1990 – 2010 81 (72–85) 3098 (918–9062) 1996 2923 6939 2006 – 2010(2)

Southwest Belgium 1990 – 2011 1360 (943–1496) 146 (14–734) 1997 105 184 2008-2011(2)

UK 1990 – 2011 398 (212–503) 196 (54–460) 1997 71 211 2005-2009(2)

France 1990 – 2011 178 (144–200) 308 (75–2276) 1997 109 265 2007-2011(2)

Switzerland 1990 – 2011 98 (83–112) 57 (18–143) 1997 19 15 2011(2)

Italy 1992 – 2011 43 (22–49) 15 (0–69) 2002 9 4 1996-2000(2)

The whole flyway 1990 – 2011 3993 (3162–4957) 13258 (6820–21683) 1992 21804 29564

(1)Birds in Europe, 2004 (BirdLife International); (2) Unpublished data (personal communication from IWC national coordinator)

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Table S2. National Smew numbers and population trends inside and outside Special Protection Areas (SPAs, 1990–2011) either designated for

Smew (sSPA) or within the overall SPA network (oSPA). National count totals from (cumulative number of Smew counted during the study period)

inside (total number of Smew counted inside SPA during the study period) and outside (total number of Smew counted outside SPA during the

study period) SPAs, and proportion of Smew counted inside SPA during the study period are shown. Overall national trends including trends inside

and outside SPAs based on calculations of TRIM software are given (see Table 1 for the explanation of the different categories). Trends are

classified as S inc (strong increase), M inc (moderate increase), Sta (stable), M dec (moderate decline), S dec (steep decline) and Unc (uncertain).

Countries with insufficient data to calculate trends are denoted with dash (-). In addition, total flyway numbers are shown. See Table 1 for the

classification of the trends.

Country Total Counts

Counts

inside

sSPA

Counts

outside

sSPA

Counts

inside

sSPA (%)

Trend

Country

Trend

inside

sSPA

Trend

outside

sSPA

Counts

inside

oSPA

Counts

outside

oSPA

Inside

oSPA

(%)

Trend

inside

oSPA

Trend

outside

oSPA

Sweden 44994 8549 36445 19 S inc M inc S inc 9828 35166 21 S inc S inc

Denmark 10758 4933 5825 46 S inc Unc M inc 9742 1016 91 M inc M inc

Estonia 8997 5505 3492 61 S inc S inc S inc 8137 860 90 S inc Unc

Finland 714 18 696 2 S inc Unc S inc 37 677 5 Unc S inc

UK 4321 0 4321 0 M inc - M inc 1372 2949 32 M inc M inc

Czech R. 1253 0 1253 0 M inc - M inc 598 655 48 Unc M inc

Norway* 112 0 112 0 M inc - - 0 112 0 - -

The Netherlands 68169 54020 14149 79 M inc Sta M inc 61939 6230 91 M inc M dec

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France 6788 0 6788 0 Sta - Sta 4383 2405 65 Sta Sta

Belgium 3216 816 2400 25 Sta Sta Unc 1079 2099 34 Sta Unc

Latvia 1199 118 1081 10 Sta M inc Unc 504 695 42 - Unc

Germany 97222 68104 29118 70 M dec Sta S dec 76863 20359 79 M dec Ste dec

Switzerland* 1262 0 1262 0 M dec - - 0 1262 0 - -

Italy 300 123 177 41 M dec Unc Unc 267 39 87 Unc Unc

Poland 34564 34564 0 100 Unc Unc - 34564 0 100 - -

Lithuania 7775 7417 358 95 Unc S dec Unc 7671 104 99 - -

Flyway 291644 184167 107477 63 M inc Sta M inc 210611 81033 72 M dec M inc

* Switzerland and Norway are not bound by the EU Birds Directive and therefore do not have SPA. Hence all sites are classified as Non-SPA.

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Table S3. Results of the TRIM analysis for the 2000 – 2011) period (last 12 years, coinciding with the latest EU Birds Directive reporting period).

Wintering population trends (Trend) for each region and the whole flyway (Geographical regions) are shown. Trends are classified as in Table 1.

The level of significance of the trend is denoted by the asterisks (**, p<0.01). The slope estimate (Slope) and the standard error (SE) are also

shown.

2000 – 2011 Geographical region Slope SE Trend Flyway 0.0005 0.0036 Stable Northeast 0.0592 0.088 Moderate increase ** Centre -0.021 0.0052 Moderate decline** Southwest -0.0427 0.0057 Moderate decline**

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Fig. S1. Population trends of Smew in the 16 countries belonging to the northwest and central European flyway during 1990–2011. Y-axis is the

estimated numbers of individuals calculated using the annual population indexes from TRIM and the national wintering population estimates for

each country (see Methods). Finland (Fin), Sweden (Swe), Estonia (Est), Norway (Nor) and Latvia (Lv) represent the north-eastern part of the

flyway, Denmark (Dk), Germany (Ger), The Netherlands (Nl), Poland (Pl), Lithuania (Lt) and Czech Republic (Cz) form the central part of the

flyway and United Kingdom (UK), Switzerland (Swi), Belgium (Bel), Italy (Ita) and France (Fra) form the south-western part of the flyway (see

Supplementary Table S1). The high numbers in Poland in 2009 are partly driven by low survey effort during that particular year.

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Fig. S2. Mean early winter temperature (16 November–15 January) in southern Finland (60–64º N; 20–31º E)

during the study period (1990–2011). The dashed line shows the mean early winter temperature during the

preceding decade (1980s) and the dotted line shows the mean early winter temperature during the study period

(1990–2011).

Supplementary acknowledgments

Data from north-western Poland were collected by West-Pomeranian Nature Society and data from

Gulf of Gdańsk (Poland) were collected and kindly provided by the Waterbird Research Group

KULING. The Italian waterbird census scheme was partly funded by the Italian Ministry of the

Environment, Land and Sea. In Germany, the waterbird census is supported by the Federal Nature

Conservation Agency (BfN) and federal state agencies within the national bird monitoring framework.

The Dutch waterbird census scheme is part of a governmental ecological surveillance (‘NEM’), carried

out in association with Statistics Netherlands and supported by Dutch Ministry of Economic Affairs

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and the Ministry of Infrastructure and the Environment. The UK’s Wetland Bird Survey is a partnership

of the British Trust for Ornithology, Royal Society for Protection of Birds and Joint Nature

Conservation Committee, in association with Wildfowl and Wetlands Trust. The Swiss waterbird

census is supported by the Federal Office for the Environment. In Germany the waterbird census is

supported by the Federal Nature Conservation Agency (BfN) within the national bird monitoring

framework. In Finland, Ministry of Environment has funded winter bird censuses in Åland Islands. In

Sweden the waterbird census is supported by grants from the National Environmental Protection

Agency as a part of the national monitoring program. Part of the Norwegian monitoring was funded by

the Nature Agency. The French waterbird census is supported by the Ministry of Ecology, Sustainable

Development and Energy. Data from the Czech Republic were provided by Faculty of Environmental

sciences of Czech university of Life Sciences (supported project No. IGA 42900/1312/3166). Danish

scheme is conducted under the so-called NOVANA nature monitoring programme financed by the

Ministry of Environment; Stefan Pihl, Ib Krag Petersen, and Rasmus Due Nielsen are major

coordinators of the mid-winter census scheme.