标准： ISO 20022的发展与展望

Stephen Lindsay，

SWIFT标准主管

SWIFT & ISO Messaging Standards Timeline

1970 1980 1990 2000 2010 Now/Future

Proprietary MT – Payments, Cash, Treasury and Trade

ISO 7775 – Securities

ISO 15022 - Securities

ISO 20022 – All Markets

1973

1984

1999

2004

ISO 20022 is rapidly

replacing legacy

standards for

Market Infrastructures 200 initiatives Under discussion > planned > rollout > live

90 countries

Where to

find ISO

20022

adoption

details

http://www.iso20022.org/adoption.page

Download

PDF

Adoption

mApp

DTCC,

US

JASDEC,

JP

[Post-trade]

Galgo, BR

T2S,

EU

CSD,

LI

EVK,

EE

CSD,

LT

ASX,

AU

Securities

MI

SGX,

SG

JASDEC &

TSE, JP

[Corp.Act] VN

Live

CN

Live

Live

NSD,

RU

VP Lux

VP

Sec

DK

Live

KDPW

CCP,

PL

Live

Live

IN

HK

SADC ID

LCH.Clearn

et, UK

Euroclear, FI

Euroclear,

ESES

NBB-

SSS, BE

TW

KR

ISO 20022 adoption

Securities

IPFA

SEPA,EU

BR

DK

CH US – retail

division of

FRB

CPA, CA

IPFA

T2, EU

AU

Zengin,

JP

CNAPS2,

CN

IN

BOJNet,

JP

NZ

SG

CO

PE PG

CL

UK

SADC

ZA

BN

US

FI

CIPS CN

TH

ISO 20022 adoption

Payments

Live

Live

Live

Live

Live

Live

Live

ISO 20022 Payments initiatives in APAC

Implementati

on

Usage CIPS (CN)

RENTAS (MY)

Bank of Thailand

Bangko Sentral NG

Pilipinas

Bank of Korea

Bank of the Lao

PDR

State Bank of

Vietnam

NPP (AU)

HV

P

LV

P

AMBD (BN)

RBI (IN)

Zengin (JP)

Fast and Secure

(SG)

New BOJ-Net

(JP)

CNAPS2 (CN)

Pacific ATS+ (AS,

SB, TO, VU)

Hyb

rid

Discussion

Solution design • Message portfolio • Rulebooks • Data models, IGs, conversion rules

Communication

Prepare future evolution • Changing business & regulatory

requirements • Technological change

Adopt

STRATEGY DESIGN

Strategy, business case and scope discussions

Provider selection • Network & Messaging • Products & Services (eg tools,

applications, consulting)

Implementation/adoption approach & roadmap, including testing framework & coexistence planning, if any

Establish standards management framework

Establish communication & education programme

INTERNAL PREPARATION TESTING

Implement

Roll-out of ISO 20022 solution identified in the Adopt phase • Network connectivity • Messaging services • Upgrade RTGS applications & systems • Interfaces • Build on-boarding & testing environment • Build integration products & services • Install support desk for members

Project management

Provider management

Community support & training

GO LIVE OPERATE

Use

Go live support

Monitoring live operations

Support

Release management (solution & standards)

Community support & training

Communication

Provider management

For MIs, well-established methodologies support successful 20022 adoption

SWIFT’s

expertise has

benefited

many

initiatives

SEPA

T2S

T2

EURO1

STEP1

CPA

AU-NPP

BN RTGS

IN RTGS

CNAPS2

DTCC

ASX

JASDEC

A global bank’s perspective

Participation in

Market Infrastructures

2017 2016 2015 Step2

EURO1/

STEP1

Baltic CSDs

ACH CENIT (CO)

Securities

2018

& beyond

Customers

(corporates and banks)

2016 2017 2015 2018

& beyond

Payments

Versions

Market Practice

Communication flows

Release cycles

The ISO 20022

fragmentation challenge

SWIFT Community Management Programme

Roll-out of ISO 20022

Consistent

Common platform

Implementation Support

Standards release cycle

Providing a common platform for the publication of the messages and market practices used by each MI

Promoting a common standards release cycle

aligned with existing financial industry

processes

Providing implementation support to Market Infrastructure participants including testing facilities and integration components

Promoting the use of harmonized market practice among MIs in the same business domain

Powered by

MyStandards

Market practice

MyStandards

Agreement about how global standards should be used to meet local or specific business needs and/or

regulatory requirements in order to guarantee efficient execution of a financial transaction.

> Ensure that ISO 20022-

based RTGS is

Implemented consistently

Why?

Example: High Value Payment System (HVPS) guidelines

> ‘Like-for-like’ backward

compatibility with existing

(MT) standard

How?

Formulated by

SWIFT Standards in

consultation with the

industry (PMPG,

TARGET2,

EURO1)

What?

> Formal usage guidelines

> Translation rules to/from MT

> Communication flows

> Deployment principles

> Published on MyStandards

> Documentation (PDF, XLS)

> Processable formats (XSD)

MyStandards

Community Management: Market Practice Formalization and

Harmonization

Efficient community manageme

nt

Resilient

messaging platform

Standards expertise

Unequalled

contribution

to ISO

20022 Trusted

consulting

partners for

more

ISO 20022

initiatives

globally than anyone

else

Only worldwide value-added network

designed specifically for ISO 20022

Highest standards of reliability,

availability and security

Selected as platform provider

for key ISO 20022 initiatives

in payments and securities

Forty years of community expertise Unique tools and established

processes to support

communities

Summary: SWIFT for ISO 20022

Questions?