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CHTJONG X. TiN, HiNfl THfC, TRU Sd. CHIDrEN VA rBdr nAN HOATDONG cila C6NCDieu 2. TCD. hinh thrtc, 1ru sd, chi nhdnh, vin phons

NH/i]\TI, vAA PHoNG DAI

dai dien vd thdi hd hoar ilonscna C6ng iy............................crluorii rrr. MUC riiu. ri+n u xrrri iiciir"n- ,; H6; i;aft ;;;coNc 1 y.............................

D,au I Vuc riCu crlaConsrj.D,;u 4 Ph?m \i kinh doanh va ho?r dinq ....................cHUoNG rv..vdN Driu Lp, c6 pHiNDieu 5. vnn Dieu li. rd phin.Dieu o. Chrg ch,.6 DtiiL..-Diiu 7 Mu. ro phan,,,iiphiiureu 6. Lnuyen nnugng co phD.au a. Tlu hdic6 phrin.........(HlroNG v.cocAr ro ( HUc, qui,\ Li vA KIIM soA rD:eu '0..d crL rd chnc qJan Ii............... ... . . . ... ........cHtloNG !,1. c0 D6r\c \ i DAr Hel DdNG co DONGDiiu Il. Ouydl cta c6ddrs phd 1hon8............ . . . . . . . . .....Diiu 12. N8hia wlna c6 dOng pho rhdn8....................Died ll. DdihOidona cd d6na................... . ... ..............Dieu 14. Q-Jfi !a nhiim nr cia D4i hi dOng c6 dong........Didu l'. Crc dai diiD droc uj quydn.....................................Diir 16. Thdyddi c,ic quvel.EiiJ lT.Tridu Lip DHDc{id6ng.chuogLrinh hopva$Onsbdohao DHDCDDiir l8.Naidung.cdch thtc ran l-tr1- Dai hai dong co d6nsDiei lo. Tltm qu)en vd $C rlic l,y j Liin c6 don8 oMg ,6n brn di rhon8 qua qu)etdin]' cia Daihdidona cd ddnaDier 20. Hidu luc cdc ngh qr)er cia Dor hiiddnBco dongCHU O-I\G VIl.1]81 DONG OUAN TRIDieu2l. I rAnnph6n\an\iFn[i,,,,,,.-.-------------.Didu 22. Ou) en tcn \s nhiim !u cua Hii dnng quan rr:........Dieu 2l chi Lich HDQT......Diiu 2a lhanh vien HOiddnsquim rir.ay $d..............Dieu 25. Ciic cLic h9p cUa Haidong qu;r tri........................CT{IJONG VIII. T6NC GIAM D6c DIIU EANH, cAN BO oUiN Li KtL(cvi TEU'Ki CONG TYDiiu20.TdctNb6mryqudn|i..................................Didu 2 /. Cm bo quan l).........DiCu 28. Bd.hiam. m en nhiCtr nhi.am vu. qqCn ho cia Tdnggiim doc....................Dieu 20.'l hu \) Cong r).---.cHuoNc.tx. NHIEM vu ciA TflAl\H vrEN Hor -DdNC Qr a\ TR!.KrcM soiT vraN, To\c Gr,iM ooc vA c?iN B0 eui{ LiDj;u J0 I ru(h nhrf rn (ir kgns cia rhinh uen Hoi dans quan ri, rdns s rn diSc \d,iinb9q1d11i.................. rlOiiu3l Trdch nhiim Irune thuc \d trdnh.ac xunsdor \dqu)m 1oi............................. 1a

D.;u'-. lm.hnh,Fn\dboirhuog...................C}ITdNG X RAN XIFM \f)iTDliu 31.8o nhLem Ban kiim soatCHtIONc xI QUYTN DrEl rR4 So S,iC H v,i Hd so col\c TyD:at la. Ouyir didr rd rd !ch \a hO \o . . . ................cHrtoNG xn. cdNG N'HIN v$N vA c?ic To cHtJc cHiNH TRru'cL J), tone nne !.en vo cac ro chuc ch nh'rt . . . . ..cHUONC.Xrr. CO 1 rJC VA PHAN CHIA Lqt \HUfND'aL r6. Ci ni. \i ph;n chi" lqi nluAn.... .............. ... .

CHT'ONG XIv. Ti.I KHOiN NGAN HANG vA tIE THoNG l<f ToiNu eu I . rar lnom \Arn rd-ED'iu.l8. Nrn ,iLi (]lo..... . .....rr.cu ru. He mong ke rodn......cHrJoNc \v. B.,io cAo THUgNc N|FN. rRAr_H \HriM (ONC BOTIIONC TIN, THONGBAO RA CONG CHUNGD.i' d0. B.o cxo l"nr r,lrr. srl rhdlg \i hane qri ... ..... ........ . ...... . . . .

D';L 41. CdnS bo !a tlon8 bro rlon8,,n .... . .

CHUOT{C xvl. KTiM ToANU.Uc, \,elr loalLonery,,cHt oNc xv[. coN DiuD.iu4I..or Jiiu .... . . . . . . . .

CHTIONG XVIII. CHAM DtT HOATDONG VA THANH L{Diiu 44 Ch,im dn hod do.gD'au 45 Truong hop be l"c g.nd rdL rhanS van Hoiding q i;n ui\a co donr...........D Fu46 CL han I'oar dong ...D 6u 47. rhul l)( HUONG XIX. CI4r Ql r rt rTRANH ( HAp NOt BOD.Cu48.Cr,quydr,Blq.h6pndib0.......................CHIJONG XX. SiIA DOIDITIII,iureu4q Bo sung \a.ud 00r LJ

CHU'ONG XXI. HIEI] I,TT(-Dreu t0 Nsa) hiir luc , , , ,

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D,;L li n4 ti.o "d p\Jp tr .t-o Cdns D L6 phrn bdih keo H;: r. L,l uia;J sa:h '\ ong r\"r. D'iu li .;c q.i dinh cu. c6ng q. cac nBr ru);. .ia Doi ho oonB c6dOng vn HOi d6ng qudn rri duqc th6ng qua nOr .ach hoD le, p]1n hd! vdi qui dinhlnaphap luat h nhing qui tic, qui dinh .dns buoc dd ian hdnh hoat dOng kinh doanh cnaCong t,.

Dicu l€ ndy duqc th6ng qua bdi c6 (i6ne cna Cdng 1y rheo nshi quyat duqc dro.equa hqp lc tai k' DHECD t6 chuc vao ngiy 26 rhAng 0t ;an 2014. Bm Diau le niv sa.h pho rodl ba hoar d6ne ci" Cong ry. ;i-a,ng eoi ) t .hJong !; )0 dicl duoio"-'.

CHIJONG IDINH NGIIiA C?iC THUAT NC[iTRONG EIiU LE

Didu l. Dinh nghi,

.I lr, rumg h@ cic d,au +odn "oic ngt c;r. L u D,;, .i n.) qui d:no lh.c.lhiing thu4t ngn sau da, s€ c6 nshia Dhu aluoc qui di.n d(6i dey :

LLI Trong Diau le niy ci:c ti vi6t dl sau dey cd i nghia sau:HDQT: Hoi il6ng qudn tri cdng lyDKDN: Eang ki dooh nghiopCBCNV: Cdn b0 c6ne nhan vienUBCXNN: Ui bad chins kho6n Nhd nudcBKS: Ban kiemsoAlTND\: Thu nnapdo., h ngh ip

1.1.2 "Cotrg ry" ld Cdng ry Cd phan Bdnh keo Hai Hd c6 CiAy Chrjng nhan drng kiJorlh nsh.Fp voi m, s6 doann nghkp ot0'444J_o rd da,C Id l;n d;r ;g;y2o1oy2aa4.

l. l .l D!. bnn kinh dornh" cO nghia ld lanh t!6 Viet Nan vi ndOc ngoni.1.1.4 v6n Didu lC' l,i t6ng si, lri m€nh si6 c6 phin .la bdn cdc loai va qui dinh rai

DiCu 5 ciaDiou l€ ndy-I I . -Lunr Dosnh nsh'ip" co nEhh l; Lun Doanr -81-iin ,6 08 2014 oH.l duoc

Quoc h6i thone qua Dgdy 26 thdng 1 I nlm 2014.l.l.o "Lrt-r Chnng khoan cJnelis k Ira (hrngllo"n'o/0200oOrliIdvo.

Qu6c h6i 66ng qua ngdy 29 thdng 06 ndm 2006 vd LUA! s6 62l2010/QH 12 sriadoi bo,une mor io dieu ria . uJr .hnp ,ro"n; -0 .00o

QH I I drqc Qu6c hailh6ng qua ngay 24 thitng I I nam 2010.

I I 7 -Nga) 'l hinh li[" l; n-e;y m" ( onB ,) duol c,;y , re - ';- Da"s Lj d.a, I

nghrep ran.au,1.1.8 "Phnp luat" Bdt ca ciic van ban qui di.h phdp lud da duoc ban henh.I I a _Can

bO qurD lj .6 nghid ld rhdn \iir HDOT.'l;ng gi:tr doc diel 111. DoT6ng giAm d6c. Ke b,in trudg vA cdc t umgi ph6 phdng bb nghicp !u, ringhiep, nhd may, cli nh6nl', vin phdng dai dicn cna Cons ty.

I L0 -Nguoi cd lian quan' c.la Cong .J la ca 1t.n 1o,1c r; L'u. duoL .tu .l,nl' r. ,

Dieu 4.17 cna LuAt Doanh nelriep vd Dieu 6.34 c0a Lual Chins l(honn. som c6:I I r0.' CarF D -e. -e,b' quan l) ,dng D mc v; nBuoi co .n. r quyer oo rlier

ngudi quu li d6:i.1,10,2 C6nslycon:

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Cong r) horir dC \hiDhoi rii. B qu)i dinl,, ia COng r).1.1.10.9 Cd nh6n 1A nhan vien crla C6nil ryc6 sd htru trcn mu]i !h]n trab s6 c6 !hi6u

ln hanh Lo qu)en biel qu)d (Lla ( or8,).] l.lo.l0. Ngut i md ihi diin cho COng 1y ho{c cA nhan, t6 ch'ic mi Cdng ty li nguoiilai

dien uone quan he hop dongl.l.l l "C0.l6trg" c6 nehia ld naithe nhan hay phap nhan duqc ghiten trong 56 ding

b' C6 odns,:a C6ns D \o' ru c6(l- ld npuor sd h@ il nhi. 0, c6 phin da pl dr

hAnhciac6nsty,1.1.12 'C6 d6Dg lrn" h c6 d6ng sd hitu iruc dap ho+c gi n tii:p lil 5% lrd len sij c6

phicu c6 quyen biCu quy€t cna Conc ty.1.1.13 "T[di h?n ho?t.10!s" ldthi,ihen hoal dong cna Cong ly nhu duqc quidiDh tai

Diau 2.5 Diau lc n:1y ve thdi giegia han(.6u.6) dudc 66ng qua dng m6r nghiqurar cna Dqi h6i done c6d6ng.

1.l.l4 "Viot Nrn" c6 nghia h nudc C6ng hoa Xe h6i Chn nghia ViCt Nam.

1.2 TionB DiiJ le n;j. b;. ki mor .ham (hicu nlo di baL ky m$ diiJ khdn hoavan bAn ndo se bao som ca nhiine sna d6i hodc van ban ftay ihe c'ia chriie.

Ngua,i hoec nh6n ngrdi c6 kld ndng chi ph6i viec ra quyal d1nh, hoqt ilongc,h C6ng 1y th6ng qua co quan quin li doanlr lgliepr

Vq, chdng, cha de, cha nu6i, me de. me nuOi, con dd. con nu6i. anh ruot. chiruo! em ruOt, anl ie, em re, chi dau, em dau cna c,n b6 quin 1, hoac cia c6dorg so hi! c0 phan chi ph6i;C6 nhan d4,c ny quy€n dai dien cho nhtne lgua'i. cong ry quy dinh tai cdcd'ern l.'.10.1. 1.1.10.2.'.1.'0.r.'.1.'0.4 l.l 10.5 Modn n"J:Td chii,c trong d6 nhhg ngudi, c6ng ty quy dinh tai cac di&n Ll.to.l.1.1.10.2. 1.1.10.3. 1.1.10.4. L1.10.5. 1.1.10.6 vA 1.1.10.8 khodn niy c6 sd haudan muc chiphOi \ iic rd quJir dinh,ic cdc .o quan quin li O r6 (hrc do:Nhor nsub, Lh6a rtuan c,:rg phiir hqp di r-rl 16r .i ph;n hol( ld' tr1 o

Cic deu da dudc s, dung dd thuAn rien cho viec rheo doi ve khdng anh humg tdii nghia cna Dicu lc niy.

Cac Lu hoec rhL;r nei di droc d'nh nehia trong Lun Doanh ne\iio,niu rdngmau thuan vdi chljL $a hoAa nsn .enh) se c6 nshia ruons tu trone Diau E ndy.

CIITIONG IITEN, HiNH THTTC, TRv sO, cflI NHANH,.viN 3HoNG D4I DIIi.N

VA THOI IIAN HOAT DQNG CUA CONG TY

Didu2. TOn, hlnh thfc, trq sO, chi nh6nh, vnn phdng .ld dien vn thi,i hnn hottdong ctu C6trg ty

2.1 Tcn hqp phap cna COng lyting Tiang Viet la:CONG TY CO PTIAN BANH KEO ITAI IIA'lin gidodirh hqp prrp cuo, 608l) brn8rien8 Ant:HAIHA CONFECTIONERY JOINT . STOCK COMPANYTcn ri6t ii1 cna C6ng ty: HAIHACO.Hinh anh bieu tug cna C6ne 1r:

2.2 Try sOd5ngkY cna C6ngly:Tru sd chinh : 25 27 dumg TromB Dinh, Phu@g Truong DinI, QuAn Hai BiL

Tmg, TP Hd Noi;Didnthoai :04-38632956:

Email:04-38631683r

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21

Chi nhanh Cdng ty ca phin b,inh k9o Hai Hi taiTP. Hd Chi Minh:Io2',duona ldn ldo, KC\ lrr 'ao, quin B|l -dn! lP.Hach'Mi__iChinhanl Cdng.) c6 ph,in bdnn keo H;i Hd rai lP Da Nrne:'la l'han Tlanh. phume lhdcG,rn.quin lt"ntK\i lD.Da\ilg

rdnssid- d6. r-6ngrJ a.guoid.id,el rheo phrp ua,ct.(on8ry.

c6ng ry.c6 rha thdnh lap Chi nhanh vd vin phdns dqi di€n tdi Dia bi:n kinhdoanh dC thsc hiQn cdc ,n!rc licu c'la C6ng ty phn hqp vdi Nghi quyel cna Hoiding quao U vd lrong pham !i Ludt lhdp cho phdp.

Trn khi chiim drL.hoat d6ng trodc thdi h4n theo Diau 44.2 vd 45 hodc gia h4nho4 d6ng theo Dieu 46 ci'a Dieu 16 ndy. Thdi har cta COng ty ld 50 nim k€ tnNsAy thanh lap.

2.5

CHIJONG IIIMUCTt6U, PH4M vI KINII DoANH vA EoAT DqNG ciIA c6NG TY

Diau 3. Mrrctieu cna c6ng ty

l.l Linh wc kinh doanh cna c6ns tyiNgAn[ rgha.kinh doanh:- SAn xuit c6c 1o?i b6nh 1i, bdtr- !ne o'en suawa cac san pnam ru !ua:- San xuat tnh bot vd ciic sdn pham tn tuh b6ti- san xuat duiirgi

S;n xuiLc..do. cor6la \A nd l, o:San xuat ftvc phan khrc chda tiuqc phan vdo dau. Chitiet:+ Sdn xuat c,:c sin phan cdphel+ Rane vd llc cd phei+ Sin xuat.cAc chat $ay the ca ph€i5;n xuJ ddu6.e I'rdngcdn. nuoc knom8.

- Ban oion r rrc phin. Ch"rar: Ba buon duoe,.ts vs cac 5ri- ph;r .u.,bcnh lco v: rd. ,;n ph". ch€ biCn u ncu c6c. bdr, tinl bJr, B,i1 buo, LiPhcr- B6n buon ilo u6ngi

- Ban le thuc phiim tong crc .na htug chuyen dornh. chi ti6t:+ Ban ld dftnC, sna viL c6c sin ph,m sna, bdnh, mm, keo vd cic srn pldmcha bian ti ngn c6c, bot, tinh bdt rrong c6c cta hdng chuyen domhi+ B6n le thuc lhan lndc chua iluqc phan vno dau trong cdc cta h,ingchuyin doanh nhu: ca pho bot, cA phc hod lani

- Dich \1r phuc v! d6 u6nA (th6ns bao som kinh doanh quiin barrBen b!6n miiy m6c, $iet bi vd pbu tnng ha, kh6c:

- DAU td xay dgng, cho thu€ van phdng, n1jn 4 lrunA tam rhumg maij Tu!4., quin Ii, qudng c6o bat d6ng san: Xunl nhap khau cdc mrl h,ing Cdngty kinh doanh.

Snn phim chitrh:B6nh keo ciic Ioail

- C6c s6n phAm kh6c lhuoc neanh nghd kiin doanh da dtns ki.

3-2 Mucti€u c'la C6ng ty:Cdng ty duq! thail lap dc luy d6ne vd sn dutrs v6n c6 hieu qua tong liec phAt1rien san xuat kinh doanh ve sd pham binh k9o !e c6. ngenh nshe kinh doanhde dins ki nhAm muc tie! thu Iqi du6n 6i dar T9o viec l,tu dn dinh.ho nsudilao il6n& Tnns c6 ttc cho cic cO dongr D6ng g6p cho ngan sach nhA nudc viphii t i6n C6ng ly.

\eu b ki ruc r;al nao rronS \6 nhn_e muc r,au I ") c;, phaichip lhr;n cu., oqum ludn li thi COng ty chi c6 the thuc hi€n muc 1i6u d6 sau khi duoc co quanc6 tham quy€n ph€ duyet.

C6rg ty c6 tftich nhiem ftuc hiCn diy dn cec nghia vu khric d6i loi chn qurn Iiphan v6n nhn nudc theo dlns qui diil] cn, Ludt Doonh nehiep.

Nguy€n tic hoat {i6ng cna Cilng ty:

Diau.t.

4.1

Cong 1l hoal d6ng t€n co sd ciic nguycn ric sa!:+ Ttr nsuyQn. binh dlng, dan chn.10n tonS vi tuan thrl Phiip luat;

I nh doa, h ''.ne rhuc. co L, rrrne.,dn ru). co.i-- rhil rrdch noier,Cdquln qL)ardi*cao nlar cld consr) ld D-iho, d;nsci dang.

+ Dai hoi d6nC c6 dOne bdu !a HDQT vd BKS cna Cdng tyi+ Diou hanh hoai dOnC COng ty b TOng si6m d6c do HDQT bO nhiem vd bain,liim. Biup ! ."c !-o lans ei;m d6c l:1.6, Pho rong gLtr JoL.

Phen!i kinh doalh yn hoet.long

C6.g 1y tuoc phep lep ka ho?ch vn i6n hanh t6t ca ciic hoal ddn8 kinh dodh d,rling ki vdi Co qum nhi nudc c6 ihim quyan va Didu l.a ndy phn hoD vdi quidinh cid Phiip lua. !, rlu. h in,,i, bienp\ap,hth ho! d; ddr d .q. cd n Lc I aucna Cone ty.

42 .ont r) co,hi ri;l tinh nhing h,nn rhu\ linn doanh \hoc duoc Dhdp t-i. c\ophep nd.loidonsqrrin rrixdL rh;) co lo --ir.hoCong ry.

CHI,ONG IvvONDITU LD, cd PH,iN

v6n Didu re, c6 phin

5.1 T6t ca cac c6 phin do C6ng ry phat hdnl dau h ci phir ph6 thong. ka ca cacphAn doNlrd nudc nin sio.cic quyan vd nghia v! kd6 theo tmg loai c6 phin duoc qui dinh tai Diau ll.Diau l2 crla Dicu lendy,

5.2

5.4

Vno ngdy th6ng qua DiAu le ndy V6n Diau lC c,ia COns ry B 82.125.000.000d6ng Viet nad (rrn muoi hai ri nol trif, hai llm ticu dandiT6ng s6 V6n Dieu le cna Cong ry duoc chia thdnh E.212.500 (tdm rieu hai hammut i hai nghi, n,m rin) c6 lhin vdi menh giii li 10.000 \.ND/.6 phin.

Co, g'y c6 lna Ltu C \ 6- Diau li lhi oroc Dai,o, d;nc c; d6np hong qr. phuhap vdi cIc qui dinhcnaPh6p luat.

C6 phin phd thdng ndi dr kian duqc Dh61 hanh se duoc uu dCn chdo bln cho cec.6 dong thco ri le ,ung mg vd, r, i cd phin ph; .ror8 L-s rulE \6 dons,ronsC6rc ry. Cone ly ph;i rhdnB b:o viec Lh;o biin. rong dordr ,d $ r6 o

';n Juor

ch;o bin \i rhbi han hap l) (kho r8 ,r hd 2l ngd) i de co don8 drr .ra. vo cJphin kh6ng dtrqc cii dons (lir mua h6t chiu su kidn soit cna HOi dang quan ki.Hoid.lns quin f.ic6 tha phan ph6i (hoic rans cdc quyan chon mua) c6c;6phandd cho cdc diiituhg, tleo c6c dia! kienvi cich thrc ni IIO|ding quAn nirhdy4 p-- .op. \di di;u kiin td cdc c6 pt-1 do klolq,lroc bdn rh-o c"c diiu k:inLhL; lo', l ol,o \oi nh j,n8 d..;u lidn d, ch"o orn ino rdc c,i oong. .r: ph ca.,;dnne rhdp lhuim kI;. hoac rronB rruog hdD c0I,hAn duoc b:n qL- sd giro d ch

COne ty cd tha mua c6 p$n cna ninl theo nhnng hinh rttc qui (linh rai Lualdoanh nshiepvdciic luat licn quan.

COng ty c6 tha pha hdnlrrldi phiau, lrei phi6u lhuyi:n d6i vd quyan mua cd phiin.lro.E do ai otiil chuji doi la lodi rr,ri ot-rau co ha chu)an dd: rtd- ro ph;rpho rhdn^ Lheo nl'rp dii- kiin nnaL d nt. q-)e- i D .o l-hdn l; qu)en ru rierdAnh cho c,c c6 d6ng hien tai cu COng 1y duoc mua m6t lddns cO lhan tu.Edfi phat hdh cd phi6u ph6 rh6ng ndi tuong irne vdi ti le nin gin c,i phi, hie;

\ao i,si d,Em dE-s ,).funh aoanh. Cong D cd n or loai co phln oLy nhi, l- -;phsn p!6 th6ng. cd pbieu cna cO phan ph6 lh6ng ld c6 phi€u shi da.b. TronE quar nI no"r don8 L,ni doJn\. , 618 ) co,hi ptd hanh .him c;c lo-i co pnan rheoquldinh c'la ph,ip luiLt vi (iaDaih6ldnns.6 donA

(; ohM cua cong r) i (6 phin ph; rhong Ngubi .d hiru ci phxn pr6 rhon8 d

cOd6ngph6lhdng.

! ong ry ro rhi co co phin m da . \tuo' \d I n .d phin @ dai go: la cd dong rudai. C0 ph6n w dai g6m cric lo4isau day:

+C6 phan u daibieu quleq+ c6 phin m dni c6 t,ic;+ C6 phin m tlii hoAn laij

Diiu 6.

6.1 Cd dOne sd.hna!6 phdn chua lw Li cna C6ng ty d€u co quyad duq. cip n6tchfng chic0 phieu nhal dinh, trn trudng hqp quidinh laiKhoan 6.7 Dieu niy.

or Moirnvng rlr Lo !-ia- ! rdr hann pl.iducc ddnp diu Cong _) ra.o,hu \i cuaNguoi dai di€n theo phip lual.crla C6ng ty theo cAc qui dinh tai Lual Doehnehiep. Chmgchindy n€u rd sn luqng vA loai c6phanco lienquan, henh girc6ph;n. ho ri rin nguoi n gii, ri (dc'honC r;n khd. mi I uqL Dodh nehiip qt id'nr. Vor,\irscli Coph Fu gh dd'.h'duo. dqidiin.ho ma.lofl:cop'dl

6.1 Theo crc quidinh cta Diau lCndy. bit ki ngudindo c61€n ghitrong sd dingki..Fn q:ar rli- ro' ci phir rr:a, dr ,j lo,ri nao \e dro. ,;f rniin phr rnar , h inEchi r.ong vdng 02 lhrng sau khi mua hoec chulcn nhuds hoic thi,i han khlctheo dieu thoan phnt hanh qui dinh.

b.4 l,udg'1sp ch chu)an nhung na,.d.6 ph;n shr dais .'o-p ro' c' ins. l,: ro

lhieu.shi danh thi chins.chi c! sc bi hui bd vd mot clrms chi mdi elri ohAn s0c6 phan con lqi sc dtigc cap mien phi.

o.5 Niu .no. chme (hr cd phier gl i daih bi hone hoac b .i) xo" hoec b. d n r;..m61cip hodc bi tieu rrui thi mot chme chi c6 phiau m6i ehi nh6n sij cit phinrrons j'ls \e duoc (dD c\o -erOi _am Bi, theo reu .r c:- 18 o do \di dieukiin phdr rrd trim gi;y ro Lhlns rninn. .lJc I ii cdc nghia vu .\co o ii dinh u:Eieu 120.3 Luat Doanh nghirAp vd th@h toan moi chiphi lien quan cho Conety.

66

6.7

,idu

1.1,

8.3.

cOnc ly ro Lnd phar hdni (o pldl ghi dani J 6rg rheo, rr. rhu, chioe rni. t6.d(l-g quin rrco tLli bai hanh van bd qu) dinl cho pheD cr L6 phdn sli d_rh/lhco h nh ll nc ch mg chj Loirc kho rg d'urp chi, duo!, \ r)cn r$uor ad thoTbr' broc pl. c6 \dn b;o cluyel n1u@8. Hdi d6ns quin .', !o.ni b-i oJnn ceqrJ dinh vd lhms , hi \a ctuydl nhuong c; D\in rhco crc q,) dinn rrta LrDodnh nshiip. phep l-;r \i chrg .roiin \a ,n, rure ch6g ^\odl ra Dii I te

Chtng chi tr6i phi6u ho.c cac chure chi chr.s khodn ktic cna COns ty (ru c,crhu LLrJo b;- cdc chrhg chr rdn $oi v; coc hr,i;L ruong..r,. id dru. r' ii hanh.d d,u v: rh't ki air cua ddid:."r ,heo pniip lu c[s, dre .). .ru r,uo€ i,n! rnac6c dieu k]loan va dieu kien ph6llirl quy dinl tndc.

7. Mua c6 phin, tr6i phiau

( 6 pha, . rmr pniau cix co.g ry .n Dhtu co ,\e duo( mld bi-s DOne V:Cr \ajn,ngoii rt ru Jo ch4Cn do. .dnF. sa rri quyr- .u dunp d;r. srJ rri q-Jin .d hi .'i ne conB ryh:;. br quyer l, rhuer. cac u. rn ,it' co rh; d nh g,,i duo. bdnsDongViiLN"tr!dphaidr(rt"rh.odndl(or in. cia rr: qu\ .;n .o h@ rfl rid m. sn dung de Boo rOn rheo quy d.nn ci" pha! tLar \e,o hru .!irue.

7.2. Tiisdn gop viin l]16ng phaili Ddog Vie1Natu, ngoait-.lv do chuyan ddi. vdngphd duorc Hi, dong quin rri vr rgvOi sop lon rt ;a .h-;n d;,t g ; . o;, i,.,qirocSu!,hahd'nhe'.ctrydrnChiif dinh g.a t, ldle .Qp16chu.,1;,,ailrsE.huren n8h,ep ot1h Cia rhi Cia .ii rr, 5dn enp \on o-ri duoc n-euo gop ., n hor.Hd: dong quA. rr! ,\dp LtL:r. V ec (h4in qlva. .u hru .;i .:n gop .;n .hu.hier rheoou"di- ra DiiL lo.tr; '6I tuir Do"nh -Etiap

Diiu 8. chuyatr.hudgc; I in

Trumg hqp c6 done 1A ca nl6n ch.l rhi nsua,i thua ka theo di chtc hoac thcophdp lual cna cd d6ng d6 ld c6 dOng cia c6ns ty.

8 I t"r ca .r .d D.dn diu co ,hd n ,o. u do L1-)e1 nhume ru tni Dja- i i4.NgLlr qu)Fr ci" Ddi hdi donE Lo d6-e ra hoar phap ll;r co qu) dill $ac. vricchu\an nnuoe ouq. rhuc hiin b,t.f -,rp do;B;eo.r\:h;ng rhubns ror.hong qua g.xo d(\ ,rFl rh' rruo8 chu-E r{ho;n I rumS -qp ( I uJ ir .\ rqaeo;ig \dp @ne rhiBi:) ro chulir nnuonB p-.. duo, l-Fn ch.ydr nhuonts.i De1,\in !l-L)in nhuonB to,tc dr, oi;i rli q.ya, LE ho lry trutmg hop.tLv;.nhuhg th6ng qua giao dich irCn thilrudng chtig khorn. trinh tu.lhrl luc !n viCcgh. rdl .d hiru rhJ( hien .leo ouy d.r'h (:a phap tuar \; chrng Moa r.

8.' L d phin.hua dudc $anh rodr d:y di kl6rs duoc cl .ydn nnus'e \A hu6ne ra.qulin loi '.en qle.nru qurin nl;1 ca u,. qtyin nhrn co ph i; phdr ha; d;tdng v6n tn ngu6n !6. chn sd hii!. quyen hua c6 phieu mrri chrio brn.

Trume ha! c6 phan clla c6 d6ns B aa indn ch6t nrdrsuoithna kd.n ch;inhtr rhsa ka horc b, ruirqu)enduoc elilquydrtheoqur dinh cia phiD lu,rt \C dan su.

kh6ng c6 nsudi thua k6.thiia kdfii s6 c6 prin d6

86

C6 dOne (o quyer rEnE cho.m6l.ph"r lo"c loan bo.d ph;n .ua mrnh .rr Long l)cho nsuoi kid.: "i duna co ph;n dd ra -q Iruong hop nd). ngubi dxdc rmEchohorc r L6n _d no b1ng !6 ph;-:e l" co dore ja cont ty.

Ltune i'Jp co donc chuyen nhugnS m6r so cocoog ty phliL hinh co phieu mdi Ehr nhdn so cd

Nguoi nian ro phin rrons c"c .rumg h- q4 J.nh ,a, Dr;, nd) ph:i . rrc ik-, d. rhi r-c chuydr qu);-.o hn heo qu) a., h cid ph"p lu.r \a. hune ktro.n rhi''d rlar I cO ddng .ong U ru rFo diim do rtuns .i- lB k) r rhs .\o , qu)

Thu [6i c6 phin

\iL rno cd dong knd.s,\anh rodn di di rd din-e h"n s6 rii- !\di rA nu" rJph.a-. H6, dole quar rl,hons odo \;.o qu)in rir.iu c; dolc dd rnanh ro"r oriin .on ldi rJns \di l;i :uir ren $o6n r:en do \i I I ne (h. prr pt6r Jrr doviec k}Ong thanh roin .li, dn gay ra cho COng 1y theo qui anh.

-

Tiong bao -e- rrFn ph:i neu ,6 rt-o.\an rhcnn.o,i- rnoi(r6i rt,dl d or np"r terr ncoj g,ii rhong bro' \i d d didm r1a-n rodn ri ph; .cr'^ rdns ..onc rturEosp knine rhdnh roar drns )iL .i,. c; ph; .hd .i1a rl 'o," #r d; .i b-Lhu 1oi

phin thi cdphi6u cn bihny bd vdphln dE chuyad nnuqlrg vd s6 c6

Diau 9.

,_5

\Fu ciic Jiu .ru cu. ,rnr rhdnB bao neu rrin khonE d iu. rhu. hkn 11, I o, dinsqudn r;c6lhi thu hu,I'.. c6.pMn dJ dra. de c;p rong.\ong b;o rio . ()l!. n;o rrunc thi Llr h ro-o di) d I rdr c; c;c ,'oa1 pMi I op. c,i\ ,trod '.i \a.ic chi phi,en quan viac rhu roi nay sc bao gom r;r, ;, 6 ni. droc.,,s bi doiroirol\inbi rhlh; rn, rhuc a rhud duqc-(hi .ra (-o Jen r10r dkm rhu ror.rro.donsqu;n rri.o,hELhip nhi vie. Biao nop c"c c6 ph6n b. rhu hoi .1eo qud.nl J tui dd) rd ton8 LiL rtuoe hop klLc dro" qui d.nn r. D,iu li na]

C6 phin bi thu hdihorc dudc siao n6! sE trdlhdnh1aisin cna c6nsry va c6 Lhdduoc ban, tdi phen pn6i hodc xn li theo m6r cach l}16. cho ngudi bn rro6c lhdid'im co phin Dirl- l0r ho& g:ao nop dr rnns nrr Biu c6 phin do hoa. .ho brki rgroi ndo Lhdc theo nhrh g oil,] r \idn vo (e!- rhuc md Hor dong q rar I lh;)l; plu 10! NFu.;n Hoi dorB qrdn .ri ro r-e -j oLy;n (ho mo, lerci1'o do.1.)Cn p do c6 p\ilran c\o bdtly ro nquiinao Mr..

Nlar .6 d6r f n;T sit ca...o pljn b. rhu hoi -o; p.ao nop se p-dr ru od r cd.hro donc doi vd' nnrE co pha I do nlae \in pn;i !tiL rr(h r.tiin .rnt, ro..!-o Cir'g rJ raL ci !n \ ,oil riin ro lie- quan roi r; phln oo md v;o rhoi d.er'Lu'oi hoic giao rop phr, r\ann rodn rlo r O, e r) conS roi I ;, rn .hco .i ti dol-oi dine qr,ln r,i quyer'l,nh li ri n8"y,hu hdi ho"c Biao.op, h" oan nea) rt uL,iFl_hanh ro6n vr Hdiddng qu r: ro ror @yer quyd d.nr rrong vid. (urg

Lha rhdnh loijn lo,ij bo g a trr .6 phitu rao Lhoi diirn fiu 1oi ho; Frao rop hoirc6 fid Di6r siimrha.trorn mot phan hotc roin bO sij tian d6.

96 K\ini phio droc rhu ndl thong bio ri \ia. tJhnisaduo(Stiden-Budir,tnBii c6 phin 'adc rhoi diim rhu hoi: nnhe Ions Toi lrons hqp viac .h I h6. iekn6ng bi mit hieu l& vi li do bo s6t hoac bir cin mng vi€c gniftOnsbdo.

CHUONG Vco c,{u r0 criirc, euiN Lf vi KriM so?ir

D,du 10. Csciu t6 c['icquan lico ci! t6.chfc qudn li cna cone ry bao sim

10.1. Dai hoi d6ng c6 d6ne;10.2. Hoi d6ngqustd;10.1. T6ng giam d6.:

Diau 11.

CHUONC VIco D6\c \ i DAl HQlDdNc (O Do\c

Quyan cria c6 done phd rhone

l. C6 d6ng ld -grd', h- .o hiru ( ong lJ. co cac qu. e. \iL n8h:r \ L 'urE rE rhe, .oJo phar \a lo?' co phdn rna ha sd hG. Co dong.h: .hiu rdcr rliel Ja no vd .angh . \u r;. {. Ma! cda Ldng ry,,onf p\aa ri\6 ran dl eop \ao ( org rv.C0 dong pho th6ng c6 c6c quyen sau ddyi

I 1.. I I han du rd phdr biiu rrong cdc Dai ho, d;ng.6 d61g \. r,Fuc hiFn quy;r Diiuqu);r ,,trc rao hoic ,hols qra da, diin duqc.rj qJyen.hoac rteo hinn rhur knardo phap luat, Di€u l€ c6n8ry qui dinh: moicOphanpho th6n8 c6 m6tphieu bieu

r1.1.2 Drdc nten c6 trtc vdi ,nnc $eo Quy6t dinh cna Dai h6i d6ng c6 d6ne;i1.1.3 Duoc uu tien nu. c6 pbin mdi pbar hanh uong ,ing vdi 1i le cd pha. phi rh6ng

d"ng.o hi( :11.1.4 Dugc \r do chuy€n nhuEre c0 lban theo quy dinh cria Di€u lC Cdng ty vn phn

hq p vdi cic qui dinh cna phap lualll.l.5 Xen xn. rd ruu \n rnct lu. c;c 'hdng r'n ror t dsr h %. I (odOng,o.tu)ar

bieu quyCt va yeu cau sila d6i cAc th6ng tin kh6ng chinh x6c; .ll 1.6 Xern ra,. lr" cd. rri,l' luc hodc Fo chJp Dku le Cone r). \o bren b1n lop Ddnoi dont (o oo-e !a (3( nehr qrJer c-a ucr nar oong co 6ong,

ll 1.7 Kh:(.one q.giairhi hoa. pha;n. oroc _is- -i p-i- rai5,i-.on l ruoe insvdi s0 c0 phen s6p v6n vdo C6ng ry sau khi C6og 1y da ihanh rodn cho chn no!icic cd ddn8 khac theo quidinh cna phep lueti

ll.l.8 CAc quyen khdc theo qui dinh cna cna Lual Doanh nshiep.

ll.2 Cd ddnC hoic nhdm cd donB r:n Bit ru looo,onss;,orhrnp\drools'.d,enronS rho:gL, licn rlc ru06 rhiin8,ro.en.o L, qu)invu

11.2.1 Ee cn ngui,i vno Hoi..lOng quan tri vi 86 kiom soat theo qui dinh 1uong mg 1ai

Eieu 2lj vn33.4 Dieu lf ndyj

I1.2.2 Xem xdl vi fich 1uc sO bien ban vAL cic nghi quyat qia H6i ddnE qurn rri. bao. do r:ichinh B.ua nam \d hinE raa rheo niu c E ,i "6nc ti.o-; iidr\Jn'dc6c bno c6o crla Bm ki€m soit;

I L2.3 Y€u c;iu fieu rap hep D?i h6i dbng cd d6ne rrong lruimg hqp qui .tinh 1ai khoenI1.3 Dieu nay;

l l .2.4 Yeu ciu Ban kidm soat kidm ra tids viin da cu the li€n que ddn quan U. diauhanh hoal dons cna COne 1y khi xit th,ty cen driat. you ciu phii thc hien binEr.n ban:phAr co ho. ren. dD (.i,huors rt. quac rrch..o he."r (uoc.one d1n.C'6j .hurr rin\ -\;n dan. Ho cti(- hoa- .hnng hrc c; nnxn 1op phtrp U :.d;. '6r c; dons ra cd nhin:

'an. dio chr rhuns ru. qu6. i.h..o euy;r dir-

rhirl 'ip hoa. ; Dhs (, doa-L rshigp doi \oico do-B 0.o,n ri; tr,ns.nph;o \a rho: d:dm d"n8 l, L6 pt". ,,a rung cd Oong. .orq '6 co ph;, ,u" c"nh6m c6 dODg vn ti lC sd hnu trong rOng sii c6 ptrin cti COne tyt vin dE ca, tit,"lra, nuc dich kiem trai

11.2.5 Cac quyen khic lheo qui dinh cna cna Lu6t Doanh nehicp.

I li C6 ddng hoic nhdm cd d6ng quidinh teiKhoan I1.2 Diau nd, cO quyan yeu ciuhicu tep hep Dqihoi dang c6 d6ng rrons ciic trudns hqp sau,$y:

il.l.l Ho d;nC qri- rri r- pham nghiam rronC qu)el, r; "; ddlc. nch:c w.rta n-euoquan lihoic ra quy61di.h vuqr qui thin quyan dudc siaoi

11.1.2 Nhiem ki cna Hoi d6ng quan tri da vuql qu6 sAu thiing mi H6i ddng qu,in ti h{tichua duac biu rhay thil

ll.l.l YeL riu r,eu ,5p _op Hd, -;rs c6 done ph; duo. ap b;nr \al batr \A po;i .ohq, ten, dia chi thu@g rnl. s6 The can cudc cOng dan. Giay chnns Drinh nband u,. Ho chiir ho"c chtk8 r rtrc cd , I .;r 'sp phdp klac ooi vo c:JrB l..trnh6r: r€n. d,a cLi rl-rong rni. quoc rich. \o O-)E dioh rldh lap ho,c o D"ng k-doann r8hidp d6, \o. c. ddne l; 16 chur. .; cd ptd ," rFJ d,;r dans t. ,oph;m c:d runs c; don-p. ,onB so c6 o\ii.,la c;;h6m.o dong 'a r .",o

''r,'ronr r&'g \o cd phdn c.la Cooe rt. .,n ru \i l, do )Fu c;u riiu up hop Dai ho.dons c; dons. Kea rteo JEu ciu nhdi co (a. LJ, Leu, chmr <u '1.u.

,i p.a.cna HOi ding quin td, mtc dO viplam ho4c va quyat dinh vuO q,a ttd- q,yin.

1 L4 vioc dc cn ngdi,i liLo HOi dane qudn ti vd Da. kidm sodr dudc qui dinh tai DidmI1.2.1. DiOu nny duoc rhuc hian nhu san:

''.4.1 Co. co a6rC pho .' o .C rV nguyin Gp hop tl arl nhoatlo,."ln.iicdiau inqui dinh da dc c,i nsuoi vdo HOi d6ng quan d vd Ban kidn sotu lhiii rh6ng biiove vioc hap nh6m cho cic cd d6ng duho.p biet chAm nhat ngay khi khainac Daihoi dons c0 do.gi

".4.2 .dlcu..6 lums rh,nh riin HoidonC qual ri vs Bsn I Fr .od..,i ao_g rrr\om co dongqu, d nl raiKloln ll.'Diau nai oJo. quyer d.; cn ror ho5c rdr'6 neuoi .heo Ouj.l:r oir cuJ Da ha'ddnp ci dong l h-eri vien Ho do-BquinlrivdBan kiem sodr Trutnghap s6 rng cn vien dudc c0 donc holc.nh6mcd d6ng de cn thep hon s0 irng c'i vien md ho duqc quy€n d€ ct rheo Quy€t dinhr r Dtr ha'dansc;dars(hrroun8ct\'enconl4 doHu dJngq,a-'r.Bdlk'an '.Ai \A.i. d ni'no lh,i. di.n

urcu rz \Enr. vu cu. ro d

Th.nh ro,n rian tuua c6 phin da ding ki mua rheo qui dinh !d cung cip dia ctrichinh xic khi dine ki mua c6 phan.

t2l

12.2 Ttan rhn Diau re cong ty vd cdc Qui cha cta C6ng 1y.

l' . rr;D hdnh Qu)..ir dinh.ia Dai hoi dont.6 dons. Hai ddns quJ .'i

12.4 T}sc hien ciic nghia w khiic theo qui dinh .na lhdp luAt hien hdnh.

12.5 Cd d6ng ph6 ft6ng phai chiu rrrch nhi€m cd nhan khi nhan danh C6dg ty dudimoihinh ihfc de fiqc hien m6t lrong cac hanh vi sau dey:

12.5.1 Vi phan ph6p luet:12).2'r'irt"nlkinnoo-r.\rc.cg.od.chlhdcd; r l(,l hodc phuc w loi ich cid .6

chir. cii nhan kh6cr12.5.3 Thdh to6n crc knoin nq chua d6n han trudc nguy co 1di chinh co thd xay h diSi

\diConB ty.

l2.o Bxo \ .' \ r $inc oroc ldT bi cJdiiJS,ga) rtidrh.,chou) r,- tq.rh.r.i:dn(uc cong Ly: B n b. mr' !e! rl6, s rin \id Cong D 'chi ,r;r riu rro-g qlr J.r I \ Ibao mat finng tu cna Cdngty).

12.7 C6 d6ng lh c6 nglria vu bdo cdo va c6ng b6 ih6ng 1in rheo quy (tinh qta ph6plua1 ve chine khoiin va thi 1roimg ch[dg khonn.

Diau 13 ,4i hoi d6ns cd d6ns

Ir.. Da ho done.6donclaLoqudncdrhAnqur;nc.onhr,-aCongrJ. Dci hoiddr8 ro dong hqo rhudn8 nren hoa bdl lhumg. ir nld a6i nJa hJp r-or in D.aiti6m hop Dai h6i d6dg cd d6ng phdi d lren hil rh6 vier Nd. Dai hoi dans corlOng thuimg nien kh6ng dwc t6 chnc dudi hin} rhtc liy i kian bing vlln bin.'1.2 D{i hdi done co done ph,li hop

'humg n,in r,o, s rhoi hdn bo rhde. "d .r oga}

let rhuc nlrn ri rhinh rheo di -gh' .id .la: donA qu.n Ir, co quan ddne li . ii\doanl c6 tha gia hd, nhudg kn6ng qu6 s6u lhitng. ka tn neAy kdr rhric ntun rdi

13.3 HOi diing quan tri phai ti€u tap hop bit thuong Dai hoi ding c6 dbng r.ong ciictrumg hqp sau dar:

lr.1 I H6id6rgq-,lrrrirdrr\t).;nrh;ar \iloi.chcioCOnBrv.13.3.2 56 fidnh vien H6id6ng quan ti, Ban kia,n soiit cdn Iai il hon s6 thanh vion thco

quidinh cna phdp lual hoac i1hm m61nta s6 thAnhvienquy dinhlrongEiou loj13.3.3 Theo yeu ciu ciu cna c6 d6ns horc nhom c6 d6ng qui .tinh tai Diau I1.2 cna

Di6u le niyl13.3.4 Theo yeu cau cnaBdkiom so13.1.5 Beng crn d6ik6 todn hdns nam. c6! b,io c,o qui hoic 6 rhAns hoac bdo c6o kiam

torin cna nnn tdichinhphAn tuh VOn dieu 10 bi mat m6t nta so vdi s6 dau kijI I r.6 46. rruos h@ lhrc rheo quioino .rl. phxp,Li,.

ll d .loi JonB qudn rr plr,,r e,, rdp hop Dai ha: dons cd dons rons rlo h.,'u, eJJ,ti..unea).6thanhvienHo.oorgqua r. er rrir,o,r 'on hinlu qu:din, r":diern 13.3.2 hoic nhan duo:c yeu cau qui dinh tai DiCn 13.3.3 va Diem 13.3.4

Troing hq p Hdi d6ng qxrn 1ri khOng tuien ra! ho.! Dai hoi dine c6 d6ng n-hu quirlinh thl chn tich H6i d6ng qu,n rri phai chiu 1r,ch nniem tru6c ph6p tuat vd phriih6i tluihS thiet hai phal sirh d6i vdi cone ty.

' r.< Iruonc hop Hoi d;nBqu;r r', kn61g rriu r;p hop Dai ho Jonr .o ddnp .eo q. ]d nn 11' Khodn ll.d Dieu na) rh, ronA rhoi l-"n l0 nAa .iip rheo. BJn .rin .o.rthar 'ha lla, d;nr olrn'rirniu.dp hop Di h6. ,l,l-s .o ddns rhco qui di. . o .I uAr Docnh nBh,dp..Trodns hqp Ban kiem sodt kh6ng hieu tap hop Dai hoi d6ne c6 d6ne nhu quid nn,h, rrudrs b1n ki;,- .odr DhtichiJ rxch d i€rn raoc pr;p'ud' v; r,rdi athua,ng rhiet hai ph6t sinh d6i vdi c6ns B .

ll6 Iruong r9p B.n liar 5od lhOrE ,niu .;p hop Doi 1oi dolc cJ oole .'co q-'drnh hi Khoin 1.1.5 Diad 1J) rh c6 dn-e 'occ nldm c6 donc qL !,-- r, D cL

.' Diiu li na) dd )eu c;u co qu);n r-al rha Hoi dong qu .d. 8.1 ki;- sonr."L rrp lop Daihira6ne cooong lhco qur d nn Lr I uir Dodnh nA icpIrone .ruong hop r"v. cod6, g LoE, nhom co donB r, .-u,rp hap D"r hOid;ng .6d. nr co rla di nshi co or"o drrg l, linh doanh siom .ar vicl r,,cl rip rd ,.jnhiini hop neu \er thry cin rhiEr

lJ.- \guo'r'Fu rnp pha: .apdann;(1 Ladongcoqu)an duho, Da h6.,1n.s.6donE..unEc;p honerinrdSiiiqLverlhrirnailienqronde- J.nhset Lnan-q.ldp !num8 .ir h va n6, dune croc hop. chuh b- Ai .iFu. \"c dilh rhoi g.xn v" d

'd'am hoo. Bii tto'g bro rnor h.p dan rimg !6 don, ..o qu]an du hop treo qudinh cna Lual Domh nghiep.

ll.8 cbi

Diitr 14

14.1

14.1.t14.1.2

lhi choviectriOu rap vi ti6n hdnh hop Deihdiding cd d6ng rheo qui di.h teiKhoid 11.4. 1.1.5 vd 13.6 Dieu ndys€ dud. Cons 1y hontr hi.

QuyAn vn nhiCn vq ctrDei hoiddhs c6 d6ns

Dai hoi dang c6 dong thuamg nien c6 quyan th6o lu4n vn rh6ng qua crc v,in da

K6 hoqch kinh doanh ldng .tun cia COng ty;860 cdo 1ai chinh ki6m toan hang nlmiBro cro cna HOi dans quan rri va quan va k6t qudquan td !i tirng thAnh viCn H6iddnq quin trij

14.1.1 860 c6o cria Ban kiam so,1ve kAr qui kiDh doanh cnadons cna Hoid6ns quan fi. T6ng Girh ii6ci

hoat .l6ne cna HOi dins

C6ns ry, va kdr qui hoal

14.1.5 Bdo cro tu drnh gia k6r qun hoar ilOng cna Ban kii:h soat vd cna tung Kiam soiit

orco Dh (ua rhq roarr14.1.7 C& vin dA khrc rhudc rh;m qulin

14.2 Daihoiding.6 d6ng rhtrmg nicn vd biil thumg th6ng qua qut6t dinh bins vinhrn.i. viln da sn:

14.2. I Th6ng gua dinh htrdng phrl t ien cna COoe tyj14.2.2 Thay d6i cdcau16 chtc qudn li c6nsty;14.2.3 Thay doi ngdnl, nghe !i linh vrc tinh doanhi14.2.4 B0 suns vd sna d6i DiCu lel

14.2.5 Thons qua citc baocnotni.hinh hd.Ennmi14.2.6 56 ludg thdnh vien cna H6i dOnE q;an tii14 '- Vi l ;nr girr d6c dinB I ro tin chtrichhoid:nsqL'n.,i:11.'8 Biiu. br' mi;- \a u) rhi thanl \ Fn Hdi d6)g q-., ,,i \, Bdo t:dn ror .d

r.ols ar" \ iec HDe I bJ thiam r(,D d,eu hi", i"; ty D"i hoj .s,1,1.2 o ld1s.6',i1 hL ldo cL. c.c rl ar. \ian HDOt, BKS \A B;o c;o rrir r' - ko.ua

HDQT.BKS;'4.r.lo v ir .o tuc .hanh.rdn h c -Ei, ho m;i tori.O D ;! phu hop vo Li-r D" ,h

ngh."p v" t;. q-J;- s;n .ien vo.lo.ico pl;n do. Muc co ru, nd1 thdng.aoronTUc mA Hoi dong qunn rr d; xrir ._u {i di rhdrn kido } L an .;. Lo on r rd

Daihoidang c6 d6ngi.!.2. I I I oi' rd phrn.v".o luong c6 phin ho, r duo. ph"r hJr.ho,rd, toai co ph;n:l.r 2.12 Qu.d di.l drL',.b;nr;i:incod8U.6eiii.riuJroor,itenrinaeiarrir;i.;n

ciaCOngly duoc ghi t.ong b:io cio tdi_chinh de duqc kiam toanein;hiti14.2.13 C6ng ry mua hoic mua l.i hn 1o% c6 phin horc c6 phAn ihuo; b,il ki looi ndo

I I 2 .4 Corg rv hoic ldc chi nhiinh .ir Cing r) t) .el ta? dong rd.: nhd-e r !J,'i a ro.qui dioo r"i D,€u lo' I c:o luar Do4h neh.."p ro Cra r, dn8 oor. td 1m20o; rdns giii r lai\ii cud Cong r) vo Lr..h.nlcnn c"" I Or E r) duo. Bhirro.Sbao cio rai(hinh di dudc liEm rorin eannhat:

14.2.15 Lqa chon c6ns ty kiam toan:14.2.16 Kiam lm vd x, li cec vi pham cna H6i ddne quan fi hoic Bm kiam sodt gey

ri,c'h L\o Cong r, voc1crdoolscid(on8D.l1 2 l- ahia rich. hqp n\d,..rio nn;p ho,c L\ rJdn do. ( olE rJ.14.' I 8 To chuc lar \a Biai rl'e, lh"nh ly'.onC'J rd chi dinn n8u4i lhdnh b :l4.2.la C,i, v,ir da lhii. rteo q-) d:rh c,lq Dnu ti 14 rd q. i di i- cua p.6p .un

rd I ( o Io,8 llo1e duoc rham BL b6 phriu rrorg re rru@e hop eu d"y.14 I I (a( hop ddng q,i dilLr .ai Kro& 14 7 Dii, n;y kh. co uo-s do ho"c lsr.]i Lo

li;i aLar ld:c6 dongdo li rnatban crla tApJ6nr.a I2 vtrJ r-a Lo phdn cu c6 donr d6 ho.c (ia nguo co ',in q, _o d;n .o do, g d6.

rr rrumg hqp I Fc ,ruc hi cd ohm orq\ r.ruc hicn ,heo ,) t; .o h! cja rjr racec c6 d6ns ho{c viec mua lai duqc thvc hiCn rh6ne qua kh@ lcnh horc chiomua c6ng khai tren Sd ciao dich chihs khoiln.

14.4 Tiil cA cic nghi quy6r vd c6c qiD da da ,luoc tua vdo chumg tinh hap Dhii duqcd ir E rhdo lJ;o va bieu quyi rdi D"' hoidor g!n d. ns

Didu 15 Cic.l?i dien duoj ri quydn

.5.. CiccuJole.oqu)an.)and-D. I'di dong c6 donA rt'eo I r ; nh;pcorh;r.,'iip .h1m ou hol -j qu)'in cho d{. drrn (ia m.nh .n-r du. o .huc ta Lo donscua corS Ly.o .d hnu ,r n\ir l0o0 ran€ ,6 co ph.in pha rhdns.o,h- ur q ,Jin.olda 0l n8ro'dr,licr.]ruong lo.p co 1-,e, \fl mor nerci a.r oiin thco rlqu\an duoc $, ,, phd roc dinh c I rh;

'o co pt.;n \;.6 ph,;J b. L , ta roi neuoi

da'dien. l'tuong 1,ft \ io"s rd. dini clt -; .6.6lh;n n m' re.\o rn6inCUbid0. drFn rhr so.opt-n,lJo( ct' a diu cto ; tuc,,aneuo:da: oie;r, ".,j\ ,r ,;in

ViCc ui quycn cho nsudi dai dien du hap EHDCD lhdi tAp rhanh !.n ban rheomau cna Cdng ry !d phai c6 chn ki theo qui dinh sau diy:

l5 2.. ltumg rqp c6 do08 (; nhin la nsuoi 0) qLJir hrphaidd vA nquuldtro. uy qulen du hopi

15.2.2 Tru@g hsp ngudi ilai dien theo ny quyan cna cd dons (ln t6 chnc) ld nsuoj nyq-)an rh' oh.i (o chn ,i .ia leroi df, diir rheo ir qlrin. nsuoi d1 dirn r-eophdp lual cna cd done vd nguoi dudc ny quyan dq ho. !j

5.2.1 T ong rong hoD lhrl Lh' phi' (o (nn t ci. nguoi dxr oran Lhco ohqp tuJr rrr(odone \i nEudiduqc iry quy;n duhoDiNgudi duoc ,ly quyan du hop Daih6i dane c6 d6n8 phai nop van bAn ny qutantrudc khi vdo phbng hop.

153 .ruong lqr l.r' Ju rha! maL cio.groi u) qne r ti Bi;J ch. dinh d"i o:d-. r ."c.hidion o-i oidr r'o-e ryolc hop 1d) ch, d oc (oi la ro -icu t.r nal eii) ch.d'nt dai dien do dJoc rujr rnrh, ing lhu ly qu)in cl.lu;l ru loJL brn sao nape rua rl r u) ou)in do rneu wdu do chua dane ly \o, cons rJ,

15.4 Phi6u biau quy6t cria ngui,i duqc ui quyan du ho! tronc pham vi dtrdc ui quyan\;r coLiqL I( l,hi.omQttrong!ri, rrumgt9peud4:

lt 4 I NSudi'lyqu)in o,.hi.. oi hd ch€ loac m:r 1a-e qc :-t \i o;n rv,ls 4.2 \croi i) quren d; hu) bd \iic chidrrh ri qulen ho"c.l).,1.r NBrOiu) or ran da hu) 06 rhim o4in ci" nBriilhu( h:in vid. u) qr)in

DiAu thoan niy sC khOng 6p dung tong ruorg hlrp C6ng ty nhan duqc thdnsbao ve m6t lrong cAc su kied nCu tren 48 Bid ltudc eia, klai mac cu6c hopDHDCD horc ttudc khi cuoc ho, dtqc triCu 6p lai.

Diau 16 Th.yd6i.{. quyan

l6.l

162

Cac orydr d,lL cua DHDCD'von8 !d( rru@s hdp qui d,n1,d Diir ta 2 D:.iJ tena) liin qJdn d€n \o- co Dhdn cii" cole D duoc chL r-..t- ,r, oe c6 phinlld. -La-, \d \:e. rhar doiho"c h,l) bo cac qu)ana;" bier g;r in \o.rj,c toaico o\tn se (hi duoc

'hdng qLd lri.o sr nllt r r bdng vdr bAo cL" nnung nruor

nlrngi1}ilnhd 750oq()dob.euqu)Erc.iacophandlph.' hdl loaido.

v'ic rd.hnc mor (uor hqp nl-r rrir (hico ts,,i .'i thr co (ji rhieu mor p,,in ba s.,n .e_rgi6cndcaccopoorlo. dodrDha.lJrl. ru& e lar khdne cd di o

dc: b.eu +u rrEn,\, "Lnc hop sa duo! 16,\ r lai nong vo, e ,0 lEa) vr dd \;nlulg nguoi nan g.Lr !6 p\in r'roc loa. do i\lolE Dh- .huo. !m 6 uo en8m'vo n c6 nhar, cd mar.,ur rEp hoqc.l1or 8 qui dar d an d roc rj q. )el oerduoccoilidn.o ume dai bidu ) eu c6u. laic"cc-ochJp,enEbrirnir.rin.r l-ing neuo: notr I li, Ld p r;1 r-ic lo"i do (o rn.l lruc liap noic qus -g roi a"io,el-ilu,orhileu(JU boo1,;, trn ra noinsuJith, boplii, th;..; -0, i"phieu cho m6icophin sohtu rhudc loaido

Tli ,uc ir1 h"nldc .ud. hop ,ie, C nhu v;y dxo. .-r, nieo lror I rr \di .^qnidinh tdiOlEu l7\a l8 DLeu lendy.

l,n ll,'.a, dicu kloin phx, hml, o Dhan quy d,n1,-;c. cdc qu);n J:ic b,;r aalkn \o, cac 'oa. co p\:r ro qule- n d;i doi Ld -6r ,n \o?c rir c. .JL ven d;liCnqdan d6n chiasd tqi nhuan hoac di sdn cria C6ng ty se kh6ng bilbay ddiktiC6ng ty ph6t haoh then cAc c6 lhin cnne loai.

Dia! 17

17.1 Ho_ d;ng qui- r' rnau.rdp Dai hoi dols.o ddns ftu (rL rrudr lop qu. d'nh rqiDleu ll5 ho;c ll6 DiCu le nay.

l?.5 C6 d6ng hoac nh6m cd d6ng dudc dA cdp tei Diiu I i.2 cna Dicu IC ndy c6 quyanda xu6r crc viin da dua vao chumg hinh hep Daihoi dnng c6 d6ne.

r' ).r Dd \-:r phar dJq. lim bang van ban v. duo. sii oin i ong ry ir nt ir o, nC-,l;n \..". rruo! nC4 knd, m"c Da' roi dong co d6rs. DF \uir ph;i bao som ho \;tir.odons.sn lume. rro, e'.n 1rr srnc6 pl;).lo". ca phr' nsuo.dd.;n eiDva n6i durE dE nshidua \io (humA lrinh hop

l- 5 2 NBdo: rku r"p hop Dri h6i d6rs cd dong r-i.o qu),i ru.hni nnln8 di x' :rlren trong cdc tromg hgp sau:- Kien nChi duoc gni den kh6ng dlng thdi han hodc ktong dt, I{tr6ng dnns n6i

duns.- vdo rl oi diim di xua. co dong hoic nl.om ci d6ns khong co dL ,r r1r' '0o,

ci ou- pho rl nrs.rong rhbigial Fn'.h tu:ii- rhdng rdlan.- \;,, di kran neri khdng Lhuoc p,di r, rhim qulan ci. D0 -ei oo-E !o

hoiir6nscd d0ngddng c6 dotre, chu@g trinh hap vA th6ng b{o hqp D4i

17.2 Nsuni fiQu tAp D4i IOi ddn8 c6 d6ns phai ihvc hi€n nh[ig nhiem vu sau day:l

_ 2.. Chu;. b d-.. .trch,r".6 donc dU dieu k,er L\dm eL \t b:iu qu)fl rd,,ld, 1o,.chuong trinh hop va cdc rai li€u theo quidi lhn hap vdi Luatlhd! vA c6c quid.rf.ua cdnsry Ddn\ sach cd do.g co qujen a: hop Dq. hoi dong.odoigduoc ldo knong"dn hm 0r 184 rrudc nga) pi, ei;y mdi\o.!aaihoi:

l?.2.2 X6c dinh thdigian vi dia didm t6.chtc dai hoi:l?.2.3 lh6ng bdo vd stiih6ng b6o h9p D4ihoiddng cO itOng cho titca crc cd dOn-q.6

113 'n6ngtAo bop Dai hoi d6ng c6 d6ng dusc grii cho dl ca cic cd d6ng rrons Da.hs6ch c6 d6ng c6 quyan ds hap ch4m nhfu lo ngdy lrudc ngay thai;ac h;p Daihiidong co do B rr.nh ,r:I ngA) n b rhdng bao dJdc BU \oac.h-yin d. mor c.crhqp l€. .lddc lld cudc phi hoic duqc bo vdo ha'm thu) bing phvdg thric bdo damdi:n d1a chi li€n rqc cna c6 donsi dins rhdi c6ne b6 ft;thumtri€n rh6ns iincna Uy ban chmg kho:rn .hd nddc, So giao d!.h chihs k}o6n va ding tren tranglh6ng d. di€n ni cna C6rg 1y.

l?.4 Th6ng bAo mi,i hqp phri .luqc eti kCm theo cac tdi lieu sau day:l _.4.' r -urC rr'nh hSp. car ki lieu iu Jrlg lrone cuoc hop vd du Lt ao ngh qr yi. doi

\o, ,nna \rr di rrong chumS Lrinl 1oo boo c6r rhong ri, fl qu ' d; c1. @c

vien Hoi d6ne quan ri vA Ban kien soai (kons rruong hsp da xdc dinh duocttudc cdc ms vien)i

17.4.2 M:uphi6u biau quyaril?.4.3 M;uchidinh daidi€. rheo ny quy€n du ho.!.

TAi teu hqp se dudc tling tii lren kang lh6.g tin dien Ln cna Cong ty, vd tronglhong b6o moi hop phai ghi 16 noi, .ech thuc tii tii li€u. C6ng ty phii grii tdi lieuhop cho c6 dOns ndu c6 d6ng c6 y€u cdu bine vdn bd.

l - <.1 \suoi ri;u dp hoD Ddi hoi dans rd dorS phi, chdp nn,in \d duo,n n rg-, qlytiinh tai khodn 17.5.1 Diau ndy vdo du kian.chtrmg tdnh !d n6i duns cu6c hop.tn ttumg hgp quy.linh tai khoin 17.5,2 DiCu ndy;kiCn nghi duoc chinh tharc bdruns llo chudS rinl \d 10, JunE.Loc rop oir dro. Dai ho. don8.o Jong

17.6 D6i vdi&ng viin da trong chums tdnh hop, H6i dang quen rripbdi chuin bi du

Diiu 18 Nii dutrC. crch thuc hnnh Dai hOi d6ns c6 d6trs

r8.1 c{cdiatr kien ti6n hnnh hep D hOidaDgc,i.long18.1.1 Dai h6i d6ng c6 .l6ng .ludc tien.h h khi co s6 c6 d6ng du hop dai dian cho ii

r r;t ) l'0.6 phe (o qr);n bi;- qu)er.18.1.2 Truihg hd! khong cO dn s0 luqng dei bi€u can thiet rong vdng l0 phnt kC rn

.ho. d:am an dinh kn nac dd, ho,. oai tgipha. duqc r.Cu hp l-i r,o, E \o-B J0-s4 li rJ nsa) dudint tochr( D-ihar d..ns.6 done ldn rhunur. D"ino. d6ng!o dons,',e i';p laicnidJoc riin hanh kn co.o rhsl i \ii-'rn d,i h cqc cod61s\s,hmp Jd..diildJocLi qr,e. du hopdld,e, cho I nhi llo0Loohanco quyen bieu qulct

l8 ll lrrmghopD-.hoihrrhui-iriongdrq. ri;n \t " do lhooe .o di so da oie.cen thict ftng vong 30 phnt kC tn ihoi di€m 6n dinh khaimac cuoc hop, Dai hoid61g.; d6n8 l.- rhu ba..o'\E drn. riit r;p .rong vonB:0 ng.v ke,t nC'r oudinh rien hah ddi ho, lxn tdi \d r'ols ruole hqa a4 d?i ha:droc.kn h"io+nls phu rhuic \"o so lu@e cd dong hrr da die- rj q rJen rhan ou r, dro,coi ld hqp lC vd c6 quyan quyat dinh r,1cAL cdc vdn {ii mi Dqih6i ddng c6 d6ngl-r rhn nhn c6 rld phe.l L"r.

I 8. L4 Theo dC nghi Chn toa, Dai h6i d6ng c0 .lons c6 quyen thay doi chu@s rrinh hapda duqc siikam tleo thong bAo moihop rheo qniilinh taiDiau 17.4 cna Diau l€

18.2 Thi rht ridn hAhh hgp vi biiu qurdr rli D?i hlii d;ns cd d6ne18 2.1 Trddc ngay k}li na. cu6c hon, lhrLi lan hanh ddng ky viec dq hap Di,i hoi ddng

c0 dong cho den khi bdo did viec d.ng ki dAy dn c6c c0 .long c6 quyen du hop.182.2 Nguo: ddng l) dr hop '.; d,oc (ap rhe oiel oLJrIud g re \' , .o \n,.; cn'

bial q rJil l.ons.trone rr'rh top Tte bid ' q rve. co rl e duoc rn; I u- \o,lc "oh*.i i .* b";""re ;"ao6, \,Fn ph:iu co;l duo. . r ric.r,er orn nimm;v rnh horc pLuhsrrer. c. nr 1gl'F.li r-ril:o

18.2.3 Chn loa. thu ki vd ban kiem phieu cna cu6c hop Dai h6i tl6ng c0 dong duqc qn,

ahrl rich I oidone quJl r,. 1n .hu ro" .d. clac Leo do Hqi ddng quln trrtrieu lapi tudig !q! Cl dc! vtnA mat hoic tam thoi mat kia ndng ldmvioc thi cnc thiLnh vien cdn lai bru mdt ngudi rrong s0 ho inm chi tor cu(ich9p; lruimg hqp kldng c6 ngudi c6 the ldm chi ro4 rhi thdn-h vien HOi dongquin r. .o rhnc ru c.o nh:r Jii r k\iil dF Dai Lni dar g co do,8 bdr .hrl1oa cuoc hep tlons s0 nhnng ngudi du hop vd nsui,i c6 s0 phieu bau caonhat lin chrl toa cuoc h9p:

Trons cdc 1ru@s loD khdc, ngrdi ki ten lrieu tApdong diautlian da D?i IOi d6ns c6 dons bAu chn toas0 lhi€u bau cao nhel hm chi toa cudc hopiChri toA cri m6t hoAc m61 sd nsudi Idm thu Li 6p

,iir nar oonE co donS bou b3n krem pn,eu knong qua

hop Dai hoi dary

bien ban hop Dai h6i

18.2.4 Chrdng trinh vd n6i dung h9p phAi duqc Dai h6i ddng c6 dOng thon.e qua neayron8 ph'an klai troc. r rrd B rn ,h Dn,ii xriL dinh ro \a chi r.er rhoi BL I oor \d.Ome van d€ trone noi dung chumg tlinh hop;

18.2.s cnn ros va rnu li haD Daih6' darc co dong (o qu)er ru( hrcn cac Dier phapcan thiel d6 dieu l<hien cuoc hap mot cdch hqp li. c6 tdt ts. dfug theo chuongtrinl da .iuqc thong qla vd phd 6nh dudc mong nu6. cna da s6 nsui,i d{ hap;

'8.2.o Dt hJr diilg,6 odre lhdo luin v; bieu quyer rheo rrts \ir oe rrons noi duns.hudg rirh. \iec b;u qu)dr dusc .iin hinh b;B (*. du rhe DiFr qr);, ,an

rhanl nghi quyar. $J do.hu .nd oiiu o-)F lhans rdn rh;nl c)oi cr)g iehphrFu r6p hft ,o !\ial bier qu)ar ;r rhr1.. thons ran rhinh. "Ion8 co i kiio.l.n qrl l.em ph.Eu dra! chu roa.6ng b6 nB"y uuoc tni ba rE" cui.I oD:'8.2.1 Co dong ho"c nguin duor u) qu)m du \cD din :au klr: .uoc no, d; lr., m.Ldudc dtns ki vd c6 quyan $m sia biau quy6t nsay sau khi dans ki. Chi roakndng(fuo. dhgcuoc l-"p dE nhne nguoiden mlon dhg ky: I o-s.'uo1" topn4. hiiu lrc cia nhnnS b.du quyCtdd r'an trrt khong b:;nI iudlg:

.8.2.8 Nguo, r,'€u rip \o, Dd coidare c6 dons.o q"JE-:, Yeu ca! 6t cd nsuiii ds hop chiu su ki&n t a hozc.6. bi€n ph6p a! ninh

- YiJ c;u co qum co Lhim qu);n du) rfl u;r ru cuoc hor: rruc xu-r nhJngneuoi khOng tuar thn quyir diau hmh cna chn ba, c,i i gay r6i r4t tq.ngln cdd ti6n dan binh firims qia cu6c hop hodc khOns iuan $n ciic yeuc"u \e ki€m rd m n,rl m \ho! r roc hap D-i hoi done c6 donq,

18.2 o Chi roa cd quyin hdn cud( hop Da, h6' ddng c6 do-e da co di so ngubi d.n8ki du hop iheo qu, dinh dan mor tha,i didn kh:ic hoic lhay d6i dia di6m hopr'olg rrudng crc ra@g hqp fu d;J:

Dia diem hqp kh6n8 c6 d'l ch6 ngoi1nuAn tion cho ta1 ca ngudi du hopi- C;. phuons r'in rhong rin.aid.diir LoD l\o-c b;o ddm cho c.c co dong

dtrhoprhm Bia. rhrio luin \d biiu qulct,C6 nguoi dq ho, can t4 gay r6i tret tq. c6 nguy co hm cho cuoc haptlr6.g duoc ti6n hdnh m61c6ch c6ng bin8 vAL hq! phi!,

Tho Bi.- \oal r. da Urdng o-'i 0l nga). ke rn ngx) cu6c Lop du dii\ $.i r' - :

l8 2..0 ltumf -qp .-u ioa I on horc rrr d hg hop Dai h6 oi,rg.6 o6-p rn. .or qrydinh 1el khoan 18.2.9 Dieu niLy. Dai h6i dnns cO dOng bau,not neudi kldc lrone.,j .'ilE ns,oidJ hop di thny .hc ch[ ro" die- u-'c.6""0D,\odanl.ckdi,huc va h'eu lut cr bi6- qu)a| , Joc hop do knong b ,inn \ume.

18.3 Ttttus quo qrla dinh cna Ddittoi dlng.i,.,ars18.3.1 T.n ttudng hs! qui rrinh 1ai Eian 18.3.2 vd 18.3.3 Diau nny. tit ci cdc qtry6r

dinh cna Daih6i dang c6 d6ng se duqc thOng qua kli c6 d 51% rd Icn rdng s6phiCu bieu quyet cna fit cA c6 d6ng d{ hep t6n thnn}.

18.3.2 Trn ftans hqp qui di.h 1ei Diou 46.2 va 49.1 Ei€u le !Ay. ciic quyet dinh ciaDa hq, d6, f .,j oo, C lifi a-an oin nQi dung iau ddr \d chr d ,oc rhdng qud Micn rr 6<'; ''d ler r6ns.6 Dhiiu biir qLyer rnd ,rr LJ . o d6ns a.r lcr riin tr]Anh'

Loqicdphin va rongsoc6 ph;n (ia rimg oa :

Thdr doi nsah. nshevrlinn ruckinhdoanh.Thay d6i co du t6 chtc quin li cOne tyiDu 6n dau tu hoicben tdi sa c6 gid iri bing hoic ldn hn 15% 6netai san ddoc shi trong bro cAo tai chinh grn nhAt cna C6ng ty, hoecgi61ri khdc nhd hon do Dieu le cons ry quy dinh:T6 chnc lei, giailh€ C6ngly.

18r.l V:.rc oierqurc biurhdhvienHOi d;ns quAo-ri \d Bdl kram so:r ph1 .\u.h.in heo phums rhu. oi: airn thieu. rr eo oo 16i c6 dore .o ,i,nc .o ;r,ir b iuquydr,urr :ns'oi rone.;.o pt ;-

"o hru rhtu'; .o.rian' i.i a,o- u-..

Hoi dong qu0n lji hoac Ban kiim sorr \d co dors Lo quJan aon het'no... rorfi;n ong .o ph.eu riu, ,o rinh cho mar hod. moi s(j ng

",i,,e- .tBrA. rn *

.u ur \ iin Hoio;n8 qrrl rrihodc Kie h.rbr \ ifi duocia. -,, L ,;,o pt.ii.b"r r,rt ,n Lao rlonc rhap. b,lr oau ru rhe cn rren Lo si Dhiiu b": .ao r -. , odin \hi di.d rhd-Lr \ iin qu) d nn rd D.iu li corS r). r rums hop ro ru o_ rEcr \'En 116 lFn d cunC.o p-ier b;u nh, nhar cho rhani \ ren cu;i, -ns.rla Hoidong qd;r ri no;'c B"n lkm ior rl, rc rian 1111 biu ldi .,ong s6 ,,i. rls rl\ ien,o so phier beu nsans nhor horc tra.hon rieo rieu c.i ql) d nn r.r quy (habJu cn d, dJoc Ddi hor ding cd dong lt6r A qra

1t.1 Rienbat hpp Dqi LAi dAnE cd .bnal8.a.l cui.h.pDai .6, o6ns cd dong phd dudc gni oie, btrn,rco h;sri"o-oj..

sh- va ln riu duoi h.nh rhu. dien tu kll:c. B,en bdn phai t-o b:-E.ii,e v.eL .orha lap rham o,r, e,'Fls nuo. rg* ', --" no. *' !, "i 1!,-J1,, "- -an. d:a chi r..6 chinh. mi.ooor-,ngh.."p., Thdi gian va dia di6n ho.pDaih6id;ne cd d6ng:

Chuds trinh va n6i duns cuoc hori- Ho, tn chn-toa va thu kir- ldm rar d,dr b,ii. ,^L hop !d.,. I kitn phx Dre-.ei D.i \oi done cJ

Jun, \i rimgv") dc r.o-E I oi dungL-ud, 1.1 hoo.so co oolg rd .o,g,o ph cu b'eu qu)fl (ra cdc c6 dong dv lo.p. ptL L"d.nh v.l dd_s B co oorg. d,rr diin c6 do,g,lr I'or ro: .o.o ph.n \J,6phieu bau tuons tne:

- line.d phieu b3L.tu)ir doi rdi rrB v.'n da biil qu);r. rro.e ad sri .dptrop rl uc biiu qlrer. ro,s sO phiau ho! tc. rons hsp te, rm r-d1 ,,kro-B rrr -\ilh

ra LhonS (o y tiFn: D te.udB r 8..fi r6ng .o phicu bierqurit !tiaco dons Ju hoF:Cdc !6n da da duoc lh6ns qua vn 1i le phiau biau quy61 rtr6ns qur ru@e

_ ChD'lqr cia chrj l@ \d l,lrd li18.4 2 Bicn b.n Juo, lro bang uants v.i. \; .icng nuur -!n",diu co ric- t.,c nt-"p t\

i\u nhau,,(r I h@ co .u khac nhau..; noi olng D,cl bd .:cng vie, vJ rtri-nuo( nBd r-i nu, olng .ong bier bhn ianeVic, co h,r.,u. "oarnp.'8.4 1 B:in bJ) hop D"' hdi donS .o donr o .ri Lm \oig .r rhor,c qua uuoc ^h ,4.

18.4.4 Chn toa va rhtr ki cuoc hap phai licn ddi chiu rrdch nhien !a linl lrung 1buc,chinh xdc cna ndi dung bi€n bdn.

18.4.5 Bicn bm hap Eai h6i ddng cii.lonephii duoc g,ii .tan tiit c,i cd d6ns vi cOng b6rh6ng tin irong rhdihan 24h kd Ln nsdy nghi qurat du,rc ttrons qua.

ela fii1i 10.

18.4.6 BiOn ban nqp D4i hoi ddng c6 d6ng, phu luc da.l srch c6 d6ng ding k, dE ho.p,nghi quyet dd dudc thong qua vd 1di leu c6 len quan grii kdm rheo lh6ng bdomoi hap phai dugc luu gin lai tu sd chinh cna Cons 1y.

18.s vau cia hn! hd qtrAdith.cra Doi hOid6ng cido g18.5.1 Trong thdi han 90 ngdy kt tu ngiiy nh4n tlud. c bien biLn hep Dai hoi dons c0 dons

hoic bi€n ban ketquaki€m phieu layi kien Daihoi d6ng.6d6ng, c6 d6ng holcnh6m cO .long qu, dinh tai Dieu ,1.2 Dieu le nay c6 quy€n yeu cau t.a an horcTronB lai xen xd! hny bd quy€1dinh cna Eai hoi dolg c0 dotrg lrong cdc trudnghop ru'- Trinh tu vd rhn tuc rricu rep hop vd ra quyet dinh cta D4i hoi ddne c6 d6ns

kion8 rhu( hran theo drng qui d.n\ cn. p, np l-ar \a D,;r 'e ColB r). rrulruonshqp qu/ dinh td:Diiu 20 2 Didu'.; r-y. ., Noi dnng quyet dinh viphaniphlp luat hoic DiCu IQCOngty.

18.5.2 Tiuamg hqp c6 c6 d6ng,.nh,jn cd dons yc! cau Tda 6n hoac Trong tdi hnr bdquyet dinh cna Daihoi al6ng c0 d6ng 1,heo quy dinh tai diem 18.5.1 DiCu Ddy, thik!.rly€r dirr do \;n, o h iu lu.,hi h;nI.ho den lni oa dnj I ror E..l !o qLJerdi.n khac, tru lruang hqt ,p dung bi€n phdp kldn ciip tem thi,i theo quydt,iinhcia co q@n cd rhdm qulin.

l3.r.I lrudrg hq! qu)a' d'rt.ur Dai \ii d6oe ca do)q b hrJ bor\eoq-jF' oi--.-alo" in ro"c l,o.B ra,. -grdiu eL up!La\ hoo Da hnid;ne c;donp.o . ( \cmxdt tO chtic lai Dai hoi il6ng c6 d6ng tong viing l0 ngny. kC 1n ngdy 'fiia nn hodcTrong r,ii ra quy6r dinh hny bO. Trinh tqrhntuctd chrtc laiDaih6idans c,i d6nethrc hi€n ntu i6 chtc .lai hOi lan dau !6i cAc diau kien quy dinh rai Diau lc na,y

vi phip lual hien hAnh.

ti6nal6ng

ThAm quyan vn th6 thtu d, iq,y6t ainh c,iu o{i hoiadnq c6

ddng b;ng t.tr b,in da rhdng qur

HDQT c6 quyan liiy i ki6n c6 dong bang v.n ban da tb6.g qua q,yiL ti,t cuaDai h6i ddns c6 il6ne quy dinh lai Eiau 14 Dieu lC niy bit cn lnc nio n6u xeL

lhey cin thiet vi loi ich Cdtrg iy.

I-IDQT phii chuin b! phi6u lay i kian, du.thi:o quyat din! cia Dai hoi dang cddo.s !d cdc tAi lieu sidi triDh ds thao quyot .linh. Phieu lay i ki€n kdm Lheo dqrhao quycr dinb vAlAili€u gili lnnh phaiduqc siibdng rhu bio dan dCn dlachilien he c,ia tmg cd d6ng cham nh6r 10 trgiy rtu,ic tha,i han gti lai pliau lay ikien.

Noi dung cna phi6u l,iy ,l<i6n:- TOn. dia chi rru sd chinh, s6 v, ngdy cip GiIy chtng ntAn DKDN, ndiDKDN cna cdng 1y;

- Mucdich lavn ki€n:- Ilo ran. dia cn; rhualg lr!. C' oc.kh, ro Thi can cuor .dng d;r, E;y r \,,lND

hoac hi chriu dir roi (o d6ng la .ii nh;n. ren. rJ \o do.n ' n!l' .p lo;. .:

quyat dinh th rh lap, dia chi tru sd chinh cia c6 dong u ra cttc holc ho l€n,di1.hi rhums rtu qu;. rc_..o lle (E-,Jdc cans ddn. Bi;) ( \4\D. ho

tha lrtc liy i kian c6 d6ns bins van bin dd rh6ns qua quy6tddng cd ddng duo. thuc hien rheo quidinh sau:

19.1

chi6u ho+. chmg thuc c6 nhrn hqp phd!, kh6c cia alaid6ng B t6 chrici sO luqng cd phan cia lid8 loai ve s0

vjn d;cln ljyi kidn thdnequrauyardrnhiPhlong 6n biau quy6t bao edm tan Uanh, kh6ng tdn

di,?n ny quydn cna cd

19.4

Thi,i han Bni v0 Cdng ty phi€u hy, kicn de dudc trd ldijH9 tCn, chii Lj cna Chn ich HDQT vi neddi dai dien theo phip luil cnaC6nEty.

DhiiL ld) j Liin d; duac rr,l loi r\ii cd chJ Li cic co done h c; n}dn. cla neroidT dren lheo -J qu);n hoec nguo. ddidrin neophaplun\i"cdonne,d o.ri.Ihiau 16y i ki6n gti va C6ng ty rrons phon8 bi d6n kin vd k}Ons ai duqc quyanmd tludc khi kian phidu. Ciic phiau fiy i kian Eni vi c6ns ty sau rhdi han dix6c ilinh 1ai n6i dung phi€u hy i kien hodc da bi md deu kh6ng hqp lC.

HDO- r.aa D\iiL \i r;n b:i- bal kkm phi;r drdi "u chm8 Lic, cno Ba .,e i\od ho,:c co Junts ll,ong nam E,u chu. vL oLln b ( ong D Biin bAn k.em poi! i

gom ciic noi duog chn y€u sau:- Te!. dia chi tqr so chinl', s6 va ngay cap Giay chihs nhan DKDN. noi

EKDN cia cong tyi- Muc di.h \ i cr! \5n dC. rn 14 j I iin di lhone qur q' iil dini.- \6 co donc 'oi r;nc.o onieu oie- qu)d o, ' Er su b au o.re'.' ^n- d^

ph6n bict sO phieu bi€u quyel hqp le vn s6 phieu bieu qtry€l kh6ig hqp le.kCn rhe! ph! l!'c danh sAch c6 ddng tham gia bieu quyot.

- Tnng.so phiCu tdn thain, thOng l{n thinh vd khong c6 i kien doi vdi tims

- C6c quy€i dinh da dLrqc thOng quai- Ho ,in. chu tj lid Cl i rn\ HDOT r, nCuoi ddi diin rhco ph-p lra. .id

rong ry vi cic nsuirlsiilm sdrk em phiruiCdc rhanh \ien HDOI r; ncub: eiar s-r l, ;m D-iE- p\J, .l-, . r ,ch nh c,' \;tinl x6c thuc cna bien bAn kiem phieur lien ddichlu.trdch nl'ian ve cdc lhiet hai

lnit sinh lii cac quyCt dinh duoc th6ng qua do kiem phieu kh6ng trung thrc,

Bien bin k6t quii kidn phi6u vii cdc quta dinh d5 drd. thdng qua phei dmcc6ng bO tren sebsile ctaCOngty trong fidihan24 gio ke rn ngat kct Lhnc kienphi6u vd ihuc hiin cong b0 lhdng 1in theo qul dinh crla phdp luil vC chmg

PIiau liy i ki6n da duorc tra ldi. bied ban ki6n phi6u, lodn vin ngli quy6r da.ltroc th6ng qu viL tii li.Au c6licn quan griikem $eo phleu layi kiCn phaiduocluu tn 1ai qr sd chinh cia C6nE ly.

Quya dinh cna cO dOng duq. thong qua n6u duqc s6 c6 d6ng dei dien i1 nhiit5l% L6ng s6 phieu bi€u quyeL t6n thdnh. Quyet dinh duqc thong qua theo hinhtuc liy y kian c6 d6ne brne lrn bdn c6 si61d nhu quyat dinh .luoc thone qualaicu6c hop D4i h6i d6ng c6 d6ns.

19.7

19.8

HiCu ltrc crc nshlqtryA cna D4i hoi ddns c6 d6ng

')a 2

24.3

204

r; lg\t oL)ar .na D.'ho'd6nr,6 dons cd hiiJ luc La rn ng;v duo. rho.8 q iahoi( lntho diemhi."u uc ehirrinphiqu\ar do

cdc nghi quyijtcrlaDai h6i d6ng cd dons duqc rhOne qua bang 100% 6ng s.i c6ph6n c6 quyen bieu qulet la hQp phap vd.6 hicu luc ngay cakhitrinh rq vd fintuc thong qua nghi quret d6 klone .luqc thgc hien d'lng nhu quy dinh.

Trudng hqp c6 c6 d6ne,.nh6m cd ddng yCu cau To. an hoic Trong rai hrly bdnshi quyct cna Dai h6id6ns cO dons theo quy dinhtaiDiCu 18.5 Dieu le niy.lhicxc ngh, qura, do \; co hieu lur r_i hdnh,.o dFn $' l o. an. -rone r.i.'o.tL'.,dlnh khiic, lrn trodC hqp iip fung bie, ph,ip klan c& tam thdi theo quyCt dlnhcita co quan c6 dr6m quyen,

Nghi quya cna Dai h6i d6ng c6 ddng phai duqc g,ti d6n trt ci c6 d6ns va c6ngbit th6ng tin rrona thdi han 24h kB ln ngny nghi quy& duqc thong qua.

CHITONI: VIItlot DdNG QU,4N TRT

Diau 21 Thnnh phdn !A nhian k,

r aong oJan tlr rl nndl La nan nEuor \d nri.L nh4r .bdneuoi. Nhiirn Lrci" rhann \ian Hoid6,8 quan ri. r r -- \,en I oi d;r8 qL;1 r,

ll6ng dicu heih Ur6ng qua nrn nam vd c6 thC tuqc b6u lii vdi s6..niem kikh6ns h4n che. Tong s0 lhanh vien HDQT khong iliou hinh phdi chiem it nhatmol phin ba tdng s6 rhAnh vien HEQT. Thmh vian HDQT vd rhdnh vi€n IIDQTkhongdieuhdnh phiiddpBgcAc tieuchuan v,idieu k]€n theo quy dinh cna LualDoanh nshiCp vi Phnp luet ci lien quan.

212 d6ng sidg llp d€ cn theo li le sdil6ng siing 6p iluqc quy"an gop tict cdc rhmh i6n HOi.l6ns qurnde

Cac ftdnh vien cna Hdi d6ns quan tri do cdch@ co nian cuarune co oong sane raP cack so haru cd pnrn vdo \dr nhsu de bd phiiulri.

crc c6 d6ng n;n Cin si5 c6 phin c6 qq'an bidu quy& tung thdi han lien tuc itni;r si- rhAng co qr);r BOo i6 q4;n b,; , qL)a ci, tur is rci lai \^' ,'h1L oide cri ciic mg vien HDQT. Cd d6n€ ho{c.nh6o c6 d6ng nrn gin li! 10"/o dOn

dtdi 207d s6.c6 phen .6 quy€n bieu qq,et tole thiri hen lien \rc it nhat seulhrng duo! d€ c'i 0l thdh vient ln 20% den du6i30% duqc dC cn 02 thdnh viontu 30% den dudi 50% duqc de ci! 03 thinh vi€n. tu 50% dcn dtrdi 65% duoc d€

cn 04 lhaih vien vd tu 65% li,i len dudc da cn dn sij n.g vi€n. --liumg hqp s,i luqng c,c mg vien HDQT rhdng qua da cn vi ihg c,t vAn kh6igdn sii lraig cen thiCt, HDQT.du@g nhie c6lh€ de cn drcm nng ct vicn horct6 chtc dC ctlheo m61co che do C6ng ry quidinh. Co chc de cri hay cdch thucHEQT duog nhiem dC crl mc cn ring vien HDQT phai duo:c c6ng bd 16 ring vaphdi duqc Dai hoi dons c0 don8 lhong qua tru6c khi tien hanh dO cn.

2)4

21.5 Thanh vicn HOi ding quan ri s€ khons cdn tu crch thiLnh vien H6i dang quan t.it.ong crtc ttudng hqp sau

2.' I I -alh \ran do khong di trel, \uin v" Jieu lr.;n''m rhdnh r.Cn H6r JunA q-d-ti lheo qui dinh cna LuAt Doanl nghiep ho4c bi Ln{r pbAp cim khOng duqc bmthinh vier HOi d6ng qui, rrij

2 .s.) I iAnh viin d6 gt' dn birg\, ban xin ru.hvc oe.'ry,O.hrnh cl".one'].21.5.1 Thinh viend6 bl r6i loao tan rha! vn c6c thinh lien kh:ic cna H6i dnns i;n ri

c6 nhiang brng chtng chuyen m6n ching rd ngudi d6 kh6n8 cin nEng tlrc hanh

2'.5.,1 lhi!,h \'ir, d. rdng mdl. Lnong t ua du."c cLoc hop cL- Hi. do-s qu 'n

r.i t'anru! ron8 \ong \d r rhang \a none Lno r an naj rl1 dong quan u [hJr B !]roDhap lhinh r:in dd vrng nli \i d" plu o-yel r.nB chuc .u cu1 nguo. r.dy oi bot.6ng;

2..5 5 lhanl r en do b. bi, nian rhinh \ iin Hoidang qudn rri rhco ou)e. dir I rua Dahoidonsc6ddns.

216 HOi d6n€ quin t.i cn tha b6 nhiem fianh vicn rDe'r mdi dd th.y rh,: ch; tr5ngphdr sinh ra rtlnn vk- moi n+ phd:drdc L1,r rl'uin rdr D"i ho. dirs c; donLn,a) r'ap \ar do sau ridudc D hdidong co dong ch;p' .idi. r:i. b6 nn:emrhir h \ ie- mdi do.a ddoc coi h co.i;- lu. \oo neoy dvoc I l9i dilE qu . li b6nhiam. Thanh lien HDQT khOng nhdt rhi6t phai B neuoi nim gft co phan crtaCong ty.

211

Diau 22

111

thdnh vitu HDQT phai duqc fi6Ds biio theo cic quidinh ciakho6n va $itudng ch'tns ktroan.

122

Quyatr h+n vi Dhifmv! c0a HOid6ng qurn tr!

Hoat d6ne kinh doanh vd cdc c6n8 vi€c cna Cong ty phAi chlu ss quan ly hoitccl r d1o rh ( hiin (Ua Hoi don8 quin ,', l.lir do,g qudn : a .o qr,1 .o o.) oi.uJ;- hal di rhuc hkn r;r (a c"c qu)an nh;n dan,l (ong D rr nhfg,t';rquyen uruoc \e uar nQr dong.o oong.

Hdidii-g qu ''i, o rrach nh:am gi"m..r't o1s si,im ddc \a c.c c"n bo q.;o b

22.3 Quyan vi nshia v\r cna H6i d6ng quin ti do Lual phiip, Diau lC, cdc qui ch; noibO cna COng 1, vd quyat dinh ci. Dai h6i dong c6 ddg. Cr,r rhe, HOi {idng qu,inlri c6 nlnng qulen han viL nhiem vu sau:

22.3. I Quyat dinh k6 hoach !b61 ti6n sin xual kinh do.nb va ngAn sech hdne nam:r-.(.2 \s, dhr,iicmucr:iu ho.rdol8r,d. ro50cdcmu. rieu.h,;n luocouoc Dr -ni

ddnq L6 dJne Lhdnsqua:22.).1 B;nh. n. ridn nr ,irn. (d(h chnc t6rggiJldo, aiil t .,'h. pho .6 ie s:nr doc.

ke oln thf. nruu dai diin qrAn l) prar r.ln .ur Cdng q .ai do"nh nsh.cpLn.c rorc -Bro. dr diin cid Cong ry \ti FDQ I ,'o .; .e do td ri loi r.h roi rxocr:ia C6ng ty Vi€c bei nhi.am n6i lren kl6ng dudc tl:,i voi ciic quyan thco hqpd6ns cl]a nhnnA nsuqi bi bainhinn (neu c6)i

22.3.4 Quyat dinh phuons 6n diu 1u horc dq dn ddu tu rdi san c6 gii Li ldn hon 05 rid6ng ddn dudi 35% r6ng siatritaisin duoc ghi trong b6o caio uictri,t gin nt it

22.3.5 Da xuAt cdc toei cd phi6u c6 fid ph:it hinh vd t6ne si5 c,i phi6u phiir hanh thcotunB loai: De \u,ir \rFc phar hnh riji p-iiu, riii phiit itr,rc' o,j' r-,.r.0ph.au: Q ydr dini s,a chao bd" ri.i pni;u, ro p\ eu rd.". chune kholn rnu\end6i:

22.1.0 D;\.:r.dc;-rochuc,:aConpq.Di\u,lr \ii ,;i co.r,..i ,o.. p..i rh.Cdng ):

22.1.7 DexuetDn c0 tuc duqc td hdns nim v, xrc.linh mric c0 tric 1am thoi. t6 chuc1,."c.\r rd,d I r:

22.3.8 CiAiquyel cdc knieu nai cna C6nstydoivdi ciin bO quid Iy.nnsnhu quy€r dinhlud .hon ddi dier cna co, g ,) d; e,ri qu)a c.c \an da lien qurn rd, (4. rhn 'u.ph6p lichong laicdnbOquan li d6.

22.r \hnrr \l; di $u d4 ph;iduoc Hoidl ne qlm,rirt,i Lhulx22.4. I Thd6h hp chi nhrnb honc cec vnn phdng dai dien cia c6ng 1yi22.4.2 Thdnh hp c6c c6ngty con cia C6ng tya

-).4.r Fd,-inccuanrrirujnmg.lo'die.q-)e'di-n,ii. hJc hiin. .iJ d;. \" 1n)b6 qic hq! daDs ldn cna C6ng 1y (bao gdn cec hqp .lOng mua, bdn, sdp nnap,rhau 6m c6ng ty vd licn dodh), rru tutmg hap quy dinh tai Khoin 14.2.12 Diaul4 DiC! lq niy:

22.4 4 .\i d.nh \i bai nhiim nhrng nguo. duo. adlg y rj -l i;m '. d"i dieo huongmli(o thim qu)en va Luit su.na Cang ty;

22.4 5 vier vay ro \r ec rhuc hiin \,i, "Ioan Lh. chip. b;o dr r'. o-o J I \" odi'hrme cia ( ong L) rld rrr kloar vrr cd Ei" ri ldn hm l)." 6ng e i . i ra ,--,:a Corp ) duoc gh:.rron8 biio (ao l"i chinh dd duo\ Lia,n roiin e;o nhai.

,22.4 o \ ic! TrJ 1o;! b,n c6 phin.na nhog ( ong ty kt;c duo. l-sr - l6p 6 V ar \"rt-y nuo. n8d .

22.4.7 vi€c tlinh gidvdsi6trl.c6c taisane6p v6n 9uy ilinh tai Ei€u 7.1DiCu lC ndy vaoc6ns tl' kn6ng phii bine tian len qlan d6n viec phn hrifi cd phi6u horc rrdiplidu cii ron8,y.

22.4.8 Vi6c Cong ry nua hoic thuhoikn6ngqui 10%m6i loai c0 phAn: _

22.4.9 C6c v6n da kinh doanl hoac giao dich nALo thac md H6iddngquy6r dinh clnpheic6 su chap lbuen ftng phdm vi quytu han va trdch nhiem cna ninhi

2:,r.'O OL);r d nn muc sd r-L -rr -oE, rl L hdico phan:22.4.11 Cdc kloan dau tu *h6ng n5m l.ong ke hra.h kinh doanh vd neAn sAch wo'. qu6

05 t, ilong Viet nam ho{c c6c klodn dau tu vuqt qu6 l0% gi6 tri kC hoach vnnEAn sich hdnA nrm.

l6'dong qudn rr Dh;ibiio cco cho D-ihoidJngco 06r t \i \o,r'dO gLia rnrn\.cu tlc h \E \ ie! errr srl , D Hdr done q hr lri doi vo.

_on! Aor J6.. \" i .ins

c,D b6 quen li kl c t ong nam di chinh. TroimB hqp HDQT klfng t.inh bno caorho Dai rii ddnE !d ddne. bio cdo raii.h.nh hang n, n rir rdls,) < bi ro b

kl6ng cO gi6 rri vd chua duqc Hoi d6ng quAn fi rh6ng qus.

HOi d6Ds qu tri c6 th6 ui quyan cho nha. vicn cip dudi va ciic cdn bo quind?i diqn xn Ii c6ng viec thay mlt cho C6na 1y trt khi luat phAp qui dinh khac.

t22.6

22.7

229

Thnnh vien HOi .taing quan lii (kldng tidh cAc dai dicn .iuqc ui quyar thay fia)dudc nhan thn ho cho cOns viQc cna minh vdi tu c,ch h thiLnh vicn H6i d6n8quiLn rri. T6ng nnc rhn lao cho E6i d6ns qudn 1ri se do Daihoi dde c6 d6n8qu) i d'nh Kho;n lhi l.o n"y se duor r\d r'o,d, rldrr \';n Haido g quin rr''heorho, rhu61r'o"d H6io6is oral,riho& ndr \-on8 rhoa,iuan Juo.,h rl.ddiu.

ring 'o rin rz I r tao, ho cac rhdnh \ idn Ho, do.B qu._ ,,, \s .u rifi rd i j'thJnh vien dwc nhan phdi drgc ghi chi ti6t tro.g bao cdo thudng niCn cna C6ng

Thdnh vien HDQT nim sit chtc v! dieu hdnh (bao g6m ca chnc vu chi richhoic ph6 chn tich), hoac thdnh vi€n HDQT ldm viec tai cdc eu ban cta H6id6ng quin tri, holc thvc hien nltng c6ng licc khac md th€o quan diem cna H,tid6ng quan 1i.li nam ngoei pham vi nhiem vu thOng thumg cna mot thinh vien[DQT, c6 the dudc td th€m tiCn fin lao dudi dang mot khodn tien cong lron g6irheo rihq rin, lumg, hoa h6ng, lhin tlin lqi nhuan hoac dudi hinh rhirc khacrheo qurar dinh (iJ Ho, dolg ql:n r..

22.10 Thdnh vien HOi d6ng quan tric6 quyen duoc lhanh toan la1c,i cic chiphi di lai,an, d va c6c klroaD chi phi hqp 1i khic mn ho da phAi.chi 1ii khi rhuc hiCn tdchnhien thiLnh vien H6i ddng quin d ctu minh, bao g6m tet ce cdc chi phi phit,.nh rrone !iic roi.ham dr.dc croc nop (ud Hoido.B qudn r lonc !a rur brncua Pcr dongql"r' "r hoac DJr l6id6n8.o d

'g

Diau x chn tich HDoT

):. Ho.d:nrqud i ;u ndr rlll r en cid Hi, ddng q .r- rr '", ' C-i h' I

kni Dai hoi d6ng c6 d6ng quyer dlnl khrc, chn tich Ll6i il6ng quin tri se kl6ngkiem clnc TOng giam ddc C6ng1y. Chnlch HDQT ki€m nhien ch'ic T6ngSidrndoc dieu hdnh phdi dugc phe.hu6n hdne ndm 1ei Dai hoi d6ng c6 dOnC thua,ng

1.2 ( lu r,ch Hoidons qu;n r'ico.d. q Den v) nslid \u,"1d"y.:1.2 I I:pchuone tr:nn. ki horh hoar dongciL Hqid;ngqu;n.,i:23.2.2 Chuan bi chuong rrinh, noi dung, 1di liau phlc vu cuoc lrap. deu 6p vd cln Qa

cutc hgp H6i d6ng qudn lrii23.2.3 T6 chnc vicc th6ng 9u. nghi quyCt cna Hoi dong guan ki:23.2.4 Gi6m s6t qu6lrinh t0 chtc thu. c hiCn cdc nsh! quyet cia Hoi dons quiLn t{i21.2.5 Cti toacudchop Daiboid6ngcd d6ng, cu6c hop H6id6ngquAntri:2 r.-.6 QuJen \a nchh q lhac rheo qu) dhh crla Lr;t n4 !; Die. li co_e t)

23.3 Trudng hqp Chntich HOi.l6ngqurn rriv;!s mit hoic khongiha thuchifn duqcnhienr v! cianinhthi iy qlyen btn8 vanbaDclo m thAnl vienkhdc ihuc hiencrc quyan vd n8hi. vtt cta Chrl llch H6i ddng quAn rli. Trtrdng hq! kh6ng c6ngui,i duoc ny quyen thi ciic thAnh vien cdn lai bau nol ngudi lrong s6.c,c thinhvien Gm thdi giii chic Chn qch HOi il6ne qud tri thco neuyon tac da s6.

2l a ( h: rkh HOi di,ng quan r' .d'\i b' bdi mian rheo qlJe dinh c,ld HOr da-e quln1ri. Trume hqp Chnqch Hoiilongquanfi bibdimien thl Eloiilols quan tipnnibau nsudikhdc lrongII6id6ng qudn 1rida thay th6 mng thdib.n lo ngi, kd tnnsdy Ch,:i rich H6i d6nequanU bibaimi6n.

Diau 24

24)

)4.2

Diitr 25

25r

Thnnt yi6n HOi.t6ng quitr rirhxy th5

Tl@h vica HOi dans quan tri Ghdng phai nsui,i duqc ui nhiOm lha), th6 chothanh vicn d6) c6 tha chi dinh mot {rann vien HOi ddne qunn ki kh6c hoic mO1

neuo: duoc Hai don8ol,lrrr.D\e.l-riin!a. :ang rhlrc tie- nl.en .u r.lr.dn nsuoi rha) thi cho m,nh \a co qu)€n bdi m'an -cuoi rhd)' ra do

fttu vien do. dong qum r.,ld rlE.o ouy:n nhin drqc hone o-o \e ciccu6c ho.p cna Hoi .long quan tri vd cna cdc tiCu ban rhu6c H6i d6ng qu,n tri mnnSuo ch'o nn dnn rd la riar- vrcn. r o qu)in rham gia \a b.eu quler ki(& o ochap.kli thdrh vien HOi ddng qum tri chi dinh anh ta khone cd mAl, va duqc uiqulCn ile thuc hien ta1 cA cdc chirc nEns cna neudi chi dinh nhtr la lhiinh vicn cDa

Hi do-g que r! rrc-s rmeh@neubichidimrangmdr..hinh\ielrld rhe

niy kh6ng co quycn nhan bat k)L khoan thn ho nio u phia C6ng ty cho conC vieccna minh lditu cdch Id $anh viCn H6i d6ng qu,n 1r! thay the. Tuy nhi€n. Consty kh6ng bir bu6c phdi gni th6ng beo va c6c cuOc hap n6i ftn cho rhanh vienHoi d6ng quan q lhay the kndng c6 m tai viet Nam.

l -rlnh \'€n rha) rl-;,e phor ru bo'u cdct .rano \ ren Flo. dong tl-r'.r ncl i3 rJr.Lr d.nl' onh ,J lLrol8 \on 'J (dch Lhmh viin Hoi don-e quin '. i nud. 'l,umg hopmoL,hitnh r.en H6. donE qu;1 r, her 1\,in l) , hure l"' dus. L' bo

'\ia,n Loa,

droc.oild dc dJoc."i bo nn.em.rong cun8 Dar lar do-B Ld d6r'r r"a hinl' \ie-d6 th6i sin chrc do het nhi€n ki thi viec chi ilinh thdnh vien thay $a do nguoiniy rhuc hi6n rgay t udc thoi didm h6t.hicm k, se ti6p tuc c6 hieu lvc sau khilhanh vien duoc tdi bO nhiem.

\ ie! rLr di_t hoac bd nl' arn Lhe- \ ifi 'LaJ lhi ph"i duo( .r ;n\ \ idn Ho: dd. C

qu6n tri chi dinh hoAc bai nhiem ngudi rhay rh€ lnm bdng van ben thong bno vdki gnichocongly hoac$eo hinh thtc khdc do H6l ddng quan riphe chuei.

\toai nhrns qur dinl ,-r, da dra, niu rrong Diir li ndJ. mo. rhanh viin rh.y,he,e duo! co nhu lr rl'a"5 vier Hdiddrs qudn,'i \i mairtJore d:in rd phi'chlu tidcl nhiem cd inAn ve hanl vi.vd sai ldm cna minh nd khons dBJc coi ldngudi ilai dien thna hdnh ss ui quy€n cria thanh v1€n H6i ddng qu,n lii d, chi

cdc ctroc hepcna Hoi ddne quAn tr!

.tuon8 hop HDOI oJu ( ru, ch .1r cunc h.p d;u r'in \u1 nhiirn l) HDQI d;bau Chn tich va ra c6c quyet di.h kldc thuoc rham quyen phri dtrdc thuc hicn.'onp l'or g' 0- igiJ liT viic. \i n nga) k{ lhnc oau LJ.lDOl n',sn .j oo..u,.r hsD nd),io rhanh Ue1,o'o phiir bdu cao nnir .riiu rap iod cd l anhvien da b;u theo nguy€n ric da si5 chan mor neua,i lrons sij ha fieu 6p hapEDQT,

Cdc cuoc hop thunng ky: Chn tich Hdi ddng quin t.i phii lri€u_ti! c6c cuic ha!HOi d6ng quan fi, hp chuog lrinh nghi sq, thdi gian vd dla diaD n9p il nhAr 07ngiLy trudc ngay hap du K6n. Chn tich c6 thd lneu lap hap biit ki khi nno rhiiycan thiot. nhug it nhal h m6i qui phai hop mdi l6n.

25 2.

25:l

25.4

255

256

2i7

25R

25.9 Biiu quy6t25.9.1 Trir qui dinh tai Diem 25.9.2 DiCu ndy. moi thdnh vien Hoi

nquoi dudc ui quyCn ltuJ liCp c6 mn vdi tLr ciich cd nhan raise c6 m61phi6u bi3u quy6t;

.rc.uoc hgp b;r rhuiins.Lhri rich po;i ieu ra! 'op .t6. o6-s qrdn rr -"klolg duoc u, ho1n riu ,hons !o 'y do .hhl ddng. ( ri no, r,o-E .o !;, oo.uongsau da) de lSribing \;1b;- rinh bdj muc d..h cloc 1qp.d.J. \,- da

- T6ng giam d6c diau hinhboac it nhar 5 ciin bOqu,nlii- Hai thinh vi6n }l6i d6ng quanlri;- Chu ri.h Hoid6nsquu rri.- D, \6lhlnh !lan F.ro h3n Liam s.5r'

Cd. .u^. h.p Hiid6ne quin,ri nir rar Kno-n 21 , Die' nay phd. d ,dc r.en nanhrJnA \org 07 -gs) IJT vFc [e rr ntal nhdl duoc di r-ir hop 'l rume \T Chur.ch HDOI knong cnap nnan riir trp rua. top ,heo de ngr rr, chn '..h pha.chiu t6ch nhiem vC nhnne thiet hai xAy n d6i vdi Cc6ng tr nhtrng ngudi dengh 6 ch'ic !u6c lo.p duoc de cnp dFn r": Klodl 't I Dii i n:i) cd lhi ru i'ihkieu tap hop HOi d6ng qurnt.i.

r"ufa ndD co yeu (aL (_a (ren r@r \rc- ooc tap, (hu l,ch Hor oona qLqn Lflplii ii' lap lop H0 dongqrinridetin\eb;o,;oI'iirnro;n\a inh hinhC6ng 1y.

Dia diam h9p. C,ic cuOc hqp HOI di,n8 quid ti sc ddoc ri6n hinh d dir chi did.ng li cid Cong D hoac nhlnp d; chi klac d \ ier rr r r_eo qul.;' a.nn cr..l i r'ch Ho' do-g qu,n rri \i ' r "\t rricla Ha:done quan r.

Th6ng bdo vA Chrmg trtnb h9p. Th6ng bdo hop flDQT phiLi tlugc gni tudc.ho.i. rh;nn\ierHoidoneot;rui.hah-t.r0rnor) ldn . ec'ao!nlar ro.hnchop.(;c HnhriinHoi ddngq,;nui .orheri.hoi rhons b;o mdi hap

o rhona bao 1ep rro'donS qlo ripharduq. .dr \an'ban bdnC re, B VE' \l phtr rto-gi,oo.1-r.ichuong tdnh. thoigio, dia ifiem he, kam llreo nhing tiilieu can thiet !e nhnngven dc sc dtrdc bdn bac viL bieu quyettai cloc hap Hoi dons quan q vn c6c phieubiu cho nhnns rhdnh vicn HOi tl6ng qudn 1ri kh6ne tha du hop.Thdng bdo moi hap duoc grii bane buu dien. fax, thu dien lrj ho{c phume tenkhiic nhung phii bao dAm den duoc dia chi cna lmg thdnh viCn HDQT duac

$ rhinh vi€D rhcm du r6i rhiiu. Cudc hop HDQT r ri duo. .;en hann !. rhd equac6c quyel.dinh kli c6 ilnhatbaphantu (3/4) s6lhnnh vien HOid6ng quan tric6 mat tluc 1i0D hoic qua nsuoi ilai dien thay rhe.

cu6c hop Hoi .lone

25.9.2 ThAnh vien HOi dang kh6ng dddc bicu qurat va c6c hq! da'ng. c6c Eiao dich hoacdF \L;l r ,ll; h r in d.l hdc'gu&i lii- q rar'd'rh:inh \iFn dd. o lai .h r; l.ich d6 ndu thuan holc c6 th,i neu thuan v6i lqi icn cna COns ly. MOi rhdnh vienHdi d6ng sC kh6ng duoc iinh vao sd lreg dai biCu toi 1hieu cAn thi€t c6 m dec6 the t6 chLtc mot cuoc hQp HDQT vc nlans quyct dinh mn thnnh vien d6khons c6 quyen bleu q uyet:

25.9.3 'Iheo qui dinh raiDiao 25.9.4 Diau nay, khi c6 !,n da phar sinh tong mot cu6chop cna HDQT lien quan.dcn nnc d6loi ich cnathdnh vien HOi dOng holc li€na-dl di' aulin bku q 'ld. mo. .hanh vrel -a I l-rE r ]n di do Lnong droc ei.iqL)F' bJnts .r ru ntu)in tu bo qu)in biiu q',(l_( ." th"nh \ ir l..oidongqlo-1ri d6, nhnng van d0 phdt sinl d6 sa duoc chuyen 6i chn ea .na cuoc hop vnphdn quyel cia chi toa lien quan den lir ca cdc thdh vi€n H6i d6ns qudn trikl;. .e ro r, r'i a qr);r d,r .'uij, cins ! ruong lop r.nn (har -oa( p-. r viloi hh cna thanh vian H6i d6ng lien quan chua duqc cons bO mot c6ch thichd;r e:

25.9.,1 Thinh viCn H6i d6ng qudtr ti dudc hdng lqi tn m6t hqp dong duqc quy dinh taiDieu 162 cna Luat Doanh ngliop se dudc coi ld c6 lqi ich d6ng kC lrong ha! d6ng

25.10 C6ng kh.i lqi ich. Th?dh viCn EOi d6ng quin lri ttuc ti6p hoAc giin d6p drqchudg lqi1i. mOt hqp d6ng hoic siao dhh da duoc ky ket hoac dang dukiCn kik6t vdi C6ng.ry vd bi6t ld ninh c6 ldi ich irong 116, se. phdLi cong khai bnn.hrir.loi,luns oulin lo:do nors (uoc nop rJ rlDQl .,nd;L,.mrir \r de .)ket hqp dong hoic giao dich nd,. Hoic thdnh vien niy c6 the cdng klai dieu d6tai cu6c bap deu d€n cna E6i d6ng qudn lri duqc tO chric sau kIi$Aih viCn naybi;r.ints n,, n co lJi trl -orc+rolci ahrronsgrdodi,hho?cooldaneliin

25ll Bia! quy6t d. s6. H6i d6dg quin ki rhonB qua cnc nshi quyat vd ra quy6t dinhb-ng c"ch ruAn rh.o ) k:en kn th;nh cu" dd .6 rhinh v,en .lo, donr ro.nl, ,,,en50%). TroOle h@ sO phiCu t6n thnnh vn phan doi ngmg bang ,hau, lii phieu cnaChi ticl sC lA 16 phieu quyetdi!h,

25.12 Hop tren dien ftoai ho{c cic hinh thir kh4c. cu6c hop c,la HDQT c6 lhd td.hnc rheo h.nh rhnc nehi .u sina cac rhinh vitn rn" hDQ] d, r-r r. horc nor.d $6_' \iF- dalg a i\ mg dia di;m \h;c nhau Viic.raodoi p:0..d. "ii\. En ouoc Lhuc h'en ltu! Ir;p qu. dr.-n r\oar hod. b;ng phuap'ifi rhons ri- l.enlac khdc. Theo Di€u lC niLy,lhi.h vien HDQT lhdn gia cu6c bop nhu vay dtroccoi lA "c6 mdt" tei cuoc hap d6. Crc qlyet dinh duoc lhdng qua lrong mot cuoc\oD qu' d'.;n rhor duaL 16.hn! \i riin t;rh rnor Ldch I op'ht. se cd \iiu lJ._gd) kh. ke, rhuc cmc hop ntvn-p pl'-i dvo. (Lrhg J,nh br )g c.c ch li r,o. gbien bAn cna tat cn cAc thmh vien HDQT lhm du cuoc hop niy.

'i l. Nchi qu)61 b;nc vrn brn, \ph oujir bdP r;l bdn phd ro.'hn lj , .r'; .{r I Jlgll ani \ier Hor d6r f qum rr.aL JiJ:

23.13.1 Nhnng lha.h vitn c6 quyen biOu quyet !e ngh!quyel rai cu6c hq! H6id6ng quin1r!:

71.i 1.2 5a luf, g drnTg ILil\ \ ier.6 Til thing'\dp hm \o lumg lha'h \ian 16'\ au

rneo qur lnn ue ren rann nop Hor oora qual l)J 'J.J B,el b-r \op l'o, o;rr qrn r'i. ch, ri.l- Hnr oins ql-n 'fl \o ,rtrch nle,n

chuy;r bii" bin.-n. ho.p !-r lloiJ6rE qudi u:,Lo c,i. rhJL \ an \i rl ilgb in D.- do .c D-Jr dvJ. \em mu nnrr ;rE,'rE \ri. rrc \i,o1g \ i! d.r

Juo. ricn l"nh noos c"c.uo.loo do r, rl,h, co) \ic' p'. ) Jo,\c )oidunB brcnban trons thdi hen l0 ngdy ke tn khi chuyen di. BiCn biln hop Hdi d6ng quAn triphl'du., ip bE-E r'FnS ViF \i p\di

"j chn k)' ci. 'd.

c; .;. fiann \iin HaitlOng qunn tri tham du.uO. hop.

25.14 crc ti6u ban cna HOi ddDgqutu tr!. HOidane quantri c6 tha ihdnh lap vd uiquycn hdnh d6ns cho c6c tieu bd Ld. thu6c. Hoi dorg quan ni quy dinh s6luqng, thdnh phan cna lhdnh viCn trons tidu bm. chic nnnE. nhiem vu. c6ch thncrd chu.. I od da-s c,lo riiu ban'l rumg I oD cnnr rJ \Lo-i.hann Lp Leu oa I r-lHoi dong quin u, cr rl-"-l- \iFn d6" ldD Hoi dong qur nr phu rm. h riins \a v;nda luons thudng, DIan su, va lin de khac theo dy& dinh Na HOi d6ne quan d.

CHIJONG VUITONG GI,{M DocDITU HiNH, cAN BO QUiN Li KHAC

VA TTIIJ Ki C6NG TY

Diiu 26 T6

Bd nhiem, niSh nhiem nhien v!, quyan hqn cna T6ng gi{m.t6c

Eiit 21

27.1

21.2

Diau28

28r

C6ns 1y phri ban hdnh mot he th6ng qum li md theo tl6 bO mAy quAn li phdich L I ;c- nriCr \; ndr dudi su ldnh ddo c'" Hoi do_g oLAr r_r .o:g D, o i,6rI 6n8 gidm doc. mor..o,lc,n6r d P-o'Ong eidm dd. !; nqr le ro. 1 rruu s J.Hi' d6nc qrdn tr; bd mi+n. rons A'.m d6c \d \ac Phd l6ns s.dm doc .o rhedJnB rld !unE l" I\ii1\rEn Hai.d6ng qr:n.riu do.lo. dong q-6- '-r b6 n\raTholc bai m:m rleo md nrhi qu)cr droc rhdns quc mo..d.h hop rhuc.

Can b0 quin lilheo di ns\i .ua I ong B:"tr do. \" duo, rr.l.;p n-;n c. d Hoi donp qu.in .,i.C6ng ty iluqc sti dung s6 luog va loai c6n bO qxdn ry cen thiet hoic ptn hoD vdicd ceu vd thons le quAn li conc ty do HDQT d€ xuar tny tuns ihi,i diem. Ci. b0quin li phii c6 sd man cdn can thiet dC ciic hoat dOng vn 6 chrlc cta C6ng ry dariluqc c6c muc leu de ra-

Mtc lrrons, tian lhn ho. lqi ich vi c6c diau khom kldc diii vdi Tdng gi6il d6c,Pho I 619 g m "6, \i \;'oan ruog se do Hoi d6oe qum r,i quJa d,nl, vu.rtur. ri;n - 0o. rs. trh \i cr. oiiu Mo;o Mac.,ong h9p dilg tuo do rp do vaicdc ch'ic danh khac do T6ng giim d6c quyet dinh vd th6ng bdo cho tloi d6ne quen

B6nhiem:HOid6ng quen E se b6 nhi€m mol thanh vien rrong HOidin8 quAn rrilotu tror n8uo, ll,ic Ln .nE gra n c6c dii. hanh ra .. q roo dong qri di--nuc lrmg. rhu l"o. loi ,ch \a rrc d,;- lhodn krdc liin qur dio.:tc ru'irdung. ThOng tin va mric lu6g, tro crip, quyin toi cr:a rine si6m d6c phdi du,rcbio cao cho Deihoi ddne c6 dOng lhum8 ni6n vd dudc n€u t.ong beo cdo thuong

28.2 Nhiem ki: Theo Diau 2l cna Diau 1C ndy, T6ng giim d6c c6 tha kh6ng phai laI -ur.chHDQ \he,nlJ,ua ro-esiiimddcla05nam.a,.oln;duoc'r,o;

28I Tiiu chu;n T6nggiiim doci

28.428.,1.1

28.4.3

2846

28.4.7

28.4.8

28.5

T6l nghiep dai hocic6 nnns hc quan li diau hrnh doanh nghicp, c6 kinh nshiem !d kidn Urckrr I JoJIL,rone linh ruc ng.nn lc\i.h.nn ( i" ( un3 r)Knons rhuor ddiruons bic; n dan rhien chtc\-quantloialt.-\doan\nghi€p theo quidinh cna phep luet.

Quyen h.n vd nhien vu. Tdne si6m d6c c6 nhnns quyan h?n vA trdch nhien sau:lhuc h;en c"c r8ti q-); c,d Hii d6ne quin ut \, Da, hii d6ns co dong. terorch \i+ oodnh \i I\i hoach diu tu cua r o-e D da duo( H9i d;nL quan rr .dDaih6id6ne c6 d6nE th6ns quai

Quy6t dinh tiit ca c,ic vrn dc ld6ng cAD thi61 phni c6 nghi quy6l c,la H6i ddngquh rfl. bro g;T r acrhd) m?rCOngty<l id.dc hop oans rdichrnh rc r rdqmai, 16 chuc vi diau hinh hoat dOng_sAn xuiit kinh doanh thu@g nhAl cna C6ngly theo nhnng thdng lC qu,n li l6t nha!K,in nEhr di HDOI bo nlinn. rid- -\iFa. lhcn rhun g. ki Ler Jo, \n, c1cchric danh Ph6 16ng gitun d6c. K6 rodn truhe vd quyal dinh mnc tume vi cdc

Qu]61dinh bO nhicm, mien nhiem d6i vdi ci:rm d6c c6! chi ,had, Ttudns vnnphonA dai dien lrcng va ngodi nudc sau khi c6 i kian chiD thuAnciaHDQT.Quytdinh bOnHem,mi€n nhiem d6ivni c6c cdnb6qudnli d(di quyan cOn tai.- Quyet dinh milc luog, trocAp,ldiich va c6c dieu kloan khac licn quan.lcn

hqp d6ng lao d6ng qia nguoi lao ddngi" Tuyen dung lao .lonsj- Kian nghiphumg,n rn c6 rnc hoac xri li 16 trong kinh doanh;LAp cnc d, 6n ddu tu vi cic bao cao quyar bdn lrinh H6i ddng euin lri pncor ye. do, \ oi c6! D., a,', o gid Lri rrin 05 ri ddls: PhF du)+. (ac oi m oor ru. tero"ch diu th;u v; qu)eL roa, cd.drd)daururoEidr.,b.llEho.. o;phon05rjddngiv"o.ne.)' I l-a-e ln hde nam. l6nC gun doc D-ri 1 fi Hoi dorB quin r.i p. echuan k€ hoach kinh doanh chi liet cho ndn tii chinh riep theo tlnn co sd ddpirrg c,ic yeu cdu cna nsan s6ch phn ha? ciing nhu k6 hoa.h tdi chinh 05 nimilh I. rhi lc ho&_ .r1\ Jorlh hhrP nan oo Doi toi d;. f .; aone \a Ho. do. 8

D€ xxil nhnng bien lhdr Dang cao hieu quAL hoar ddng vd quan Ii cira COng tyjChuan bi ciic bin du todn ddiha., hdng ndm vd hdngrhdng cna c6ng ty (s.u dnygoi ld bAn du to6n).phuc v! hoat d6ng qudn Ii dai han hanS nam !a hing thilngcju cong,) -eo li hod.h Lint doanh. B;n du rod hdns nln rbm go n c; b:-8(Jn doi ke ,or1 b"o .do hoa. dong si I \-ar I nn dodrh \a b-o c.o-,,. ch.1.:.ien te du kre,

' cho, hg naT l;ichhh (e pld du n ae rrinh c-o rloj d;.g. Ll-

-i dd rhone qu" \" phrr b.o g6r' nhDrg lhong ri qL. di-\ l.i .;. q i coi .i"C6ngryiI ruc hien c"c ooJL donf rs. Lheo.d. q.i tha.i. .9-e.). cdc nsh: qu\a rnlllo, dois quiin tr'. h@ done lJodo, g c,ld lons girn d6c \a Plrp ILrr

860 cdo l€n.HOiddng quan tli va cr. c6lrBjc H6i il6ng quin rd vd Ddi hoi d6ngquyen han duqc giao vA phiibao ceo cho

don8: T6ng eidm d6c chlu tr6clr trhianc6 d6ng !c vi€c thlrc hien nhiem n viciic cap nay kli drqc,'Cu cau.

Bii nlien: H(1i dans quan fti cd tha bainhiem Tdng siiim d6c khi c6rihai phinba rhanh vi€n 1r6i d6ng qudn tri biau quy6t r6n thanh (kh6ne tc Uidu quy6i cia

286

Diau t9

lOns sEm d(jc lror8 r,uog h@ nd) I \abo mi.-a -ir T6ng g dm d6c mo. .har'n; li_e eism d6c b. bl. nn'em.o o-Jin pUr ,loi \.4. bd. nhi;m nay ki Da,hoidone.d d6ns tiip rheo.

ThukrC6trgty

Ho d;rg qL;. rri .e chi d,nh'lhr ky ( 6-g r) \oi rriim ki vq mnng d eL . 'o ',lro o4ir dinh ci" Hoi ddle qulr ri Hoi dorg q [r r,, !o I e bdi nhiirn lhuki.6-g r) \ro b;r \j .ho. diem rao nhms lhans rroi roi (r( qu, d nn p-dD un\i Lo do)g_L1ie- LrJih Co hi b0 nhiim mor hxv td rro ty hu \i (dlg.J ru)tmg than didm. vai to vA nhiem vu cna Thu Li C6ng 1y bao gom:

H6'rq'6 cht. rriiL rap hop Da. tdidonf.6 d6ns. Ban kidm so-r. Hoidong qrxnt i; ghi chdp cg. bien bdn hol,j

H; rd rh.nh vEn Hiidans qudn ,ri ron8 r.ec rtu( hiir q jJin \a nch:. \u duoc

l l; "q l-ai d;ng qun.ri rron8 dp d hg \a " j hiir ne-Jen ;c ql;r'I co rg r).

H; r.d cong r' ro-B \4 dsne qu hi .o donr vd DJo ,; qurFn v" tq, ,.h top

H6 ro conp n .,ong viec rua. rnr d.lng c"c nghid \u cLrS cip rhong I n., dngklai h6a th6ng lin vd th'1ruc hrnh chinhi

LAp bien ban c6c cuoc hqp.

Cung cap cac ih6ng lin ldi chinh, bdn sao bien bin hop HDQT vA cdc D6ng rintdichinh cho thdh vien HDQThorc BKS.

'lhtr kj Cdng ty c6 llich nhiem bdo m6t th6ng tin lheo cdc qui dinh cna phap luatvd Dieu l1 Cdns ty.

29.1

29.2

29.3

29.4

29.5

29.6

29.7

294

CHI,ONo Tx\Hr[M \''\ Coa rH,iNH vttN HQI DdNC Qr a\ 1 R!, ktFM 5OAT vraN

TO\C Ct,4M DO( VA CiiN Bo Ol A\ Li

Di6u J0 Tr6ch nhiim can trgng cda rhinh ei6n Hoi dirns quin rri, Kiih so6r vicn.T6ng gidm il6c ri cdn bOquan l,

Thdn} vi€n HOi ddng quan tri, Kiam sodt vien. Tdng giiim diic vii cdn b6 quio I,duoc tn rha( rall nn'em rrrc h,fi cd. ol iam vu cia m n ,. <; cd - 'i's -. iin1uvdi1uc6ch$Anh viCn cac tidD bm cna HOidbng qu,in tim6l cnch tuns lhrcvd theo phu@e llfc mi ho tin b lqi ich cao nhat cna C6ne 1y vi vdin6t mrc d6cin rone tud bit ki nOr nsua,i than 1rcns nao kha. cnn; ;in phai cd kti dimdiem !i ti tumg duhg vd rrong hom cAnI ludng td.

Diau 31 TI{cb nhien lruns thEc vi trint cic runs

O'iu.]2 Trdch nhem ti bi,i thunmg

31.1 Thanh vi€n H6i ddng queLn ui. Kiam sodlvicn, Tdng gidn d6c va cdn bO quan likh6ns (luqc phdp st dung vi nuc dich c6 nhan nlnng co h6i kinh doanh c6 thdmang d loi irh LLo Co-g r)'ding ho: kiorB dudc .n ount nlrg'\ong rir ,odroc nho.huc \u (ua -,r1 d; rr oi .d nhijn hdy de phuc qr lo .ch rnr b:r ") 'ochric hoac c6 nhAD ndo kh6c.

1..2 T\ann vien Hoi d6 rg quan r,i. Ki;T 5oar \ iin. I 6ng eiam d6c !i r" I bo.lnin hc6 nghia vq th6ng bao cho Hoi d6ng quin d !A Ban kien so6l nrai lqilch cd th6gey xung d6t nd ha c61he duqc humg lhdng qua c,c phrip nhan kinh tC. cac eiaodich hoac cii nhen tnic. Nhnng d6itude ndy chic6 $e st dqng nhnng co.hoid6khi cac ihdnh vien Hdi ddng quin tri kh6ng c6 ldi ich licn quan da quyot dinhkn6ng ruy crlu !6n da niLr.

3l.l COne ty kh6nC.luqc phdp ciip cac khoan !ay, bio lrnh, horc tin d\rns cho c6cthmh vi6n Hoi .lons quo tri. KiCm soiir vicn, T6ns giim doc, crn b0 qudn li vnnhtns nstrdi cO lien qua. den cdc ihanh vien neu iren horc bar k, pb6p nhen nior odo rnilrg 1g roi n.y ro rdc o,'.h rai,','\. ruI'I: D.i roi d6rg c; do)g coquyel dinh kh6c.

ll.j KhonS no..h"ohvid. Hdi dongqlj1 ,fl.Ki;-.d \ii-.TO,eeio.ndo.. nirnhrn \ifi qurl li h.J neJoicd l:en qum n.o cda ho duJ. p\ep mlr laJ b.n -o:]c

s. 'o di(h rheo bn \u hrnh rhnc ndo lhd( ciic co p_id r L:. Co-g r) .o; cu, g ,)

con cna C6ng 1y vdo bft cir thi,i diam ndo, kli mn ho c6 duoc nhnns th6nE tin.hrr.,i- .., 8tr, anh huop dE. s.0 ! :a nnnng co phiit dd \a cjc co donp \\a.lai kh6ng biet nhnng ftdng lin niLt.

itotvi!quydn lqi

32.1 Tiich .hiem. ThAnh vi6n HOi d6ng quin tri, Kidm soit vi€n, T6ns siiim d6c viciin b0 quu li vi ph-am nghi. lu.hinh d6ng m6t cAch trung thuc, kh6ng ho,inthnnh nghia vu cna mlnh v6i su c6n tranC, m6n can vA nang luc chuyen m6n sC

lhii.hiu trich nhien v€ trhnng thiet hai do hinh vi vi pham cna,ninh gay n.

12.2 Bdi thudng. c6ng ry se bdi thudg cho nhtng ngudi da, dang va c6 nguy co.irolhdnh m61b€n li€n quan t.ong cdc !u khieu kien. khdi 16 da. dars holc c6 the scduoc tien hinh cho dn day ld vu viec den s(, hrnh chinh (md kh6ng phni ld vi€ckiii rung do ( one q .\u. h:in ha) thu. c ru);n Lno. \udnr cu1 Co, E ')' n;'.n8udi d6 dd honc dans Dthmh vien Hoi ddng quan td, cdn b6 quan li, nhan vienholc dai dien dmc u, quten cna C6ns iy (hay Cons ty con clja C6ng ry). hotcneudid6 dahorc dang lAtn theo yeu cau cna c6ns ty (hal COns ly con cia Cons1y) vdi ru cdch rhanh vien Hoi d6ng quan tii, crn b6 qlrn li. nhan vieD horc dridien duqc ui quy€n cna m01 C6ng 1y, ddi ric, lic. doanh, tin rhrc horc ph:ip nhlnlljic. Nhnng chi phi dudc b6i lhum8 hao g6m: cnc cbi phi ph6t sidr (k€ ce phithue luat su), chi phi phan quyet, cdc klo,ln ticn phat, clc khorn_phni rhanh to6nph6l sinh trongthuc_ie hoic duqc coild mtc hap li khi BiAiquyer nhnn8 vu viocnaj ,ro,'s \hl6n \l o ud, p'r. cho rhap. \6i diiu kien l: nguoi do dr hlnl dongrL,8 r-u!. rJ_ ron8. min c1n \i !o ndg luc .hulin no|hco phvre r\vc rnantuo'do ir ruog rd g do li vr , (h hoac UrorE.honq.d loi cl rro ihr cul

C6nB ly, t€n cd sd iuen thn Iu ph6p va kh6ng c6 su lhrl hien hay xiic nhin naordng ngudi d6 da vi ph.n .hnng dch nhiem cna minh. Cdne ty cO quran muabro -i;r cho -trp nguoi do dc ro rt nhmr r.ri, \ nhram bo: .ormg neu .,en

CHTIONG XBAN KIi,M SO/i'T

Diau33 86 nhiem ban ki6m sonl

ll.l s6 lume Kiim sod. vien nong B.n k;m "o p_,ri cd rr od ror, o;nna,, o.''\d1h \ ifi. C6. Ki6r so.jr r'an do Dri hoi dong ro dotS bd nn:em. nien nhkm-bai nhiem. Nhiem k, cu Kiam sodt vicn khons qua ndm (05) ndm vn c6 thadudc bau hi vdi sd nhiem ki khdnE hm cha.

Ticu cluin rua chan Kiam so6l vienT61 nghi€p Dai hoc;

- Cd nans fuc hdnh vi dan su d6y dn va kh6nsvd drnnh Ep doanh nghiep iheo qul dinh cn!

rhu6c d6i tuore bi cim quin liLuat doanhnehi€p va phdp luat

c6licn quani

' Bd ki€m soat phiic6 hm m6i dna s6 fianh vi€n thuorg tli dViClNaml' Kiem so vien phai h kiem toAn vi€n horc k€ roan vien.- Kiem soat vien kh6ns phai E nguad kong bO phan ke todn, 1di chinh cta

ConB r) \a lhoie ol;i la rl-alh \iin h,y nh;n \iin crli CdnB D liam ro.ndoc Qp dang rhlrc hien ki6h (oin crc b6o cdo tdi chinh cia Cons ty;

- KhOng duqc -qirl ciic.hic w quan 1, c6ng ty: khdng nhit thi6t phai Ii c6ilong hodc nsudi lao ilong lrong C6.g ty

' Kien sodt vien kh6ng phri ld vd hodc ch6rc. cha dd. cha nuoi, ,na dC. ma)uoi. con de. cor .uoi. .nI ruoL. (1, rir. e,n ru., c,a ,\dn5 r n, Llii d;n-quan tri. Tong gi6m d6c vi ngudiquan ry kl)dc.

13.3 Kiam so6t vien c6 quJan hen vd il6ch nhiam theo quidin} laiDiau 165 cna LuatDoanh nghiCp vi Diau lC nit, chn y6u D nhtng quyan han vn lrlich .hi€n sa!dav:

ll I I DJac Hii d6ns qlir Ei rl ar lhao i \iin \C r :ac chi dinh Cong ry kiem rodl di.Ep, mnc pbi kiAm rorn ve,noi viin da lcn quan d6n su rnt ruihay bainhiem cnaCo_g r\ \iem ioM ddc l,]p:

33.3.2 Thao.luan vdi kiem bitn vion ddc Bp velnh chat vi pham !i kich todn rNdc khibEt dau viec kiem to6n:

rr.r., x,r ) l.in ru.;n chu)en -s.icD o6c ldp hod. ru \dn \a phip li \a d;m Uo :ulhan gia cr:ia nhnng chuyen gia bcn nsoni Cons 1y vdi kinh nshiQm lrinh .10

chuyen mo_ phu \oD voicdn8 '.cc cia conE ry n;u r,;' .a- ,h ;r.

33.3.4 Kian tra c6c b6o c6o tai chinh hing nam, sau lhdng vAL hiLng qui lrudc khi dalrnh lan Ha'do_e qudl lr''

33.3.5 Thao 1uAn vC nhing lan dC khd khdn vn t6n l4iphdr hien 1ir cac kel qua kiOmto6n gita k, horc cuoi ki cnns nhu mqivan de mi kiCmtodnvien doc Up mudn

: r.I.o x.,, \er riu olr. lr,1, k,( n ror vii, doc lip \a i lien ph;n h;i.Ua b"o qranl, COng 1y;

33.4 C6 d6ng nin git c6 phir co quyin bidu quydt trons rha,i han lien \rc it nhiir sduthdng c6 the tap ha'p phi€u bau lao ldinhau de dc c,t cec ,ing vi€n vdo Ban kiemsoAr Conoqs hoEc nh6m c0 dons nim eii fi 100/0 dCn dudi 30% s6 c6 phAn c6quyan biau quy6t dddc da cn m6t mg vienj tn 30% ddn dudi 50% duqc dl: cn t6i da\ai mg \,en: u)O"o rd kn duoc de (u Ju .' hB \ im rumr mE \oi.o r\.d r \ c-Ban kiom soiit can bau.r are'op.6'umg coi. mt \ iin Bon ki;r \od'Lo-c qud dt,, rd u-s cu \;"kh6ng dn sii lud-ng cinthi6t, Ban kian.so{t duds nhicn c6 tha da cn them nngcn lien hodc tO chrlc dC cn $eo co che do Cdng ty quy dinh. Co che dC ct nAypl-ai d roc c6ng b6 rd r g va pl-6r dunc Dai 'oi do e cn dOre rloog qua rrua.lnirien hnnh de cn

lll.3.? Xe'n x€t bao cdo cna C6ne ry veddng qud Li chep thuani .

33.3.8 Xem x€t.hitng ket quAL diCu L. noi

cac he th6n8 kL;n soit n6, bo rudL llr lloi

bo ra i k an nh6n $i cta ban quan li.

1 .5 H6r donp olr ri. rlid vien HDO'. l6no ririm d6c \i,d' b6 qual ly rl 6c Fl "rcung cap day du vd kip lhoi th6ng tin,liLi liCu !C hoat d6n8 kinh doanh cna C6ng lytheo yeu cau !u Ban kiem so6t. lln truimg hap Dqi hoi d6ng c6 d6ng c6 quyet dinhkhdc. Bar kiem sodt thanh vien Bm kiem soal kh6ng duqc tiet l0 bi mat c'ja COng

ty,

ll " (d.\illv'inBdl:i,r.oarbiurflleroi .rons .a ha lam rru6 e bd (ii-'on Trun's Ba, t.F,n 'od, p\;i l, le'odn viin hoa( Liirn rod riin,t-ri-rd'rFp \s phdi'tu' vr;. .l rye_ ld." rd,o-g rr. lrong o"n l'im .or, o. ^.rvan va Irrclr nhiem s,n:

33.6.1 Tri6u 1ap cuoc hap bd kiem so va hoat dong vdi tu cAch ln Truong ban kiem

33.6.2 Y€u ciu c6nsty cune cip c,c lh6ng lin li€n quan da bro.60 cic thnnh viCn cna

J.l6..1 l;D v; h biio c;o c'ld Ban liCm rodr ru lhi di thdmqualridc trinh lenDaihoid6ne c0 ilongi

13.6.4 satr kli d. than khao , kiijn cllia HDQT, T.udig be kidn soat c6 lha ban hinhc,c qui dinh v0 cac cuoc hap va cdch thfc hoar dong cna Ban kien sodl nhunslhOng dBJc hop it hon hai lan m6i nam vA s0 luqng thdnh lien tham dd phiii

long mnc rhu lao.ho (a( rhanlr viar b"n kiir ion 'e do Hoi dong Qu:n.riquyCt dinh sau khi tham khao i kien cna Dai hdi cO d6ng. Thinh vian cna Bankiem sonl cing se duqc thanh toSn ciic chi phi di loi, khiich sBD vd ciic chi phiphat sinh D6t cach hQ? li khi ho lhah gia c5c cu6c bap cna Ban kiCm sodl boiclien quan dCn hoat dong kinh doanh cta Cdng ty.

33.8 M6t thdnh vien Ban kidm so6t klOng ca'n tu cach thinh vien lrong cac lruonehq p sau:

.ll 8.1 Bi ph6p lr;r cam l;,m lhatrh riin Ban liem .oa.:

33.8.2 Tn cItu bdng 'not

van bdn rhons b6o iluqc sni den 1ru sd chinl cna COns 1r:33.8.1 Thnnh vi€n dO bi ,nh huong cna slr .0i lo4n r6m than !d cac thdnh viCn khac c'la

Be kien son co nhnng bsng chimg chuyen mon chtng tO nsuoi d6 th6ns cOn

c6 ndng ltrc hinh !i;

33.8.4 Thail vien d6 v;ne rnat UC. gc trong vdng 12 rhiing kh6ng rhdn sia c6c cuOchop cia Ban kien soat tong thoi gim d6 nn khOng duac phap cna Ban kiau\ot v" Bal kiim ldr qr)i, r8-i idng \ i n, rra nruoido b: bo n;n8.

ll8 5 Bi bii nn,..n r-trr r:en Ban <ian \o,ir rheo quyer d.nn !-a Da,ho: dong.o

JJ.8.o K 'ongcon

di liau chr;n rheo Klom .l2 Diau riy.33.8.7 Kh6nq lhuc hi€n quyen vA nghia v! cna minh trong sauthdng lientuc, tln rtuons

hqp bat kha khAngi hoic khong honn thdnh nhieh vu, c6ne viec duqc phan c6ng:hoic c6 henhvivipham nghien lrcng boac viphem rniau lin nehia vu cia kidmsoAt viCn theo quy di.h cnaEiau le nay vri phrp luer c6licn q!e.

Diau 34

Diau 3s

35l

Cd aone hocc nhom c6 oor8 dr cap tronp Die. 21.' !a', 2 oe- co qulin ru.r.cp holl qu. lln ,, tocc nBudi droc rj quyin. sni mor v-o bin yeu cdL duork em 16 nor e a'6 lin \ iic rd rdi dia dre h lr1\ Jodl\ , Li-h

L ia conC l) o" rnv.h cd. cd don-p. c"c b en btu cua D hoi ddn8 co do-g \. .ao L

'-o noac nch

uc!sch6.odo Yiuc;rliemnddophEl-drsrddidiinho,lcoJrdendru u)qu)ar knar crl. L6 dons oLAi Lern rheo grx) Li qu)i- .ur "a d6ng ma .ero: doddi d:in ho-c mor bin.ao cone (luns cJa C';) -) {u);1 ni)

n -nn r.ir HOidong quin ri. rhlnh \ ih Bdn Uim .oa.. l;,e rdn doL \a.sqbd qu li.o qu)Cn lier rai6 drng\) c6 dong.Ua conB rr. odrl vrh, 6 di. C\- nnnnC so \i!L .i hO so L}iic ci" cong ry . nt'uns rr( dLh l'en quan .ochfc vlr cna minh vdi diau kien cIc th6ng tin niy lhii rl(dc bio mal.

c6ns ty se phdi luu Diau ll: nay !A nhing b sna d6i b6 sung Diau le. ciiyDr_g k) L5'hg -l-6- dlnc Id doanh ngh ."p. .,. qli.ha. cdc Gi lial ct mg in nho-Jdn .d hlu rii .in. D,el bd oop Ddi hoi d6rB co dong \i, 16, a6-e qr.n'i.lriL b;o.do cia Br k:em soal bdo cao r-i chinh h"ne nrm o s,ch lE ro,n v'bar cl1 Siry .td nAo khdc theo qui ilinh cria phdp luet tai i4r sd clinh ho6c mot noikhiic vdinieu kicn h cdc c0 d6ns vd co quan d,ng ki kinh doanh ddgc ih6ng bnovC dia iliem l@ kn cic eiay ld nay.

CHIJONG XIQUYiN DIiU TRA s6 SicH vA Ho so CONG r y

Quydn diau tn s6 s{.hvn hA sd

CHI''ON(: XIIcdNc NH,IN VIEN vA c,ic ro cH(rc cr{iNH TRr

Congrhanvi6nvi c,ct6 chfc chinh tri

'long gidd do, .e phd l;p lC ho-(h d; He, ddng q-;o .ri rhon8 qu" vc cdc vrnde lirn quan din \ iic ru)in dr nB. Lo donr. b ro rhO, !iac. ludg bane. bro 1i;nxi h6i, phric loi, knen thuons vd ki lu6I d6i vri cin bO qlan li vd ngui,i l.o ddngcnng nlu nhnng n6i q@n he cna COng 1y vdi crc 16 ch,ic cOng d;n duoc c6iartin thco c;c chu;tr nur. rLlong e .l] chinh sac! quii ) ror --t. nhjng rlorg'i\a d'i,1, .rLh qui d'nh rui D Cu l.a r.)., ii( qui cht rLla Cong r) .i rr.r luir.

15.: Cr. rd (hlc D;nB Cons .in viir nm. Cnrg dod. Doan I u-, niin ( ong.inHcV \d c;. ro chuc rhini r. lh"c hon8 r 6nC r, hoat donJ rh(o H an ph.p,phdp luir \J d,iu 'a .ua ro cov! dd. .one r, c; ph; Banh keo har t.J ron ..ons\i rEo diiJ lien da rtu ro chuc 1in hodt ddr g dLnC chnc -,1-E, I h.irn \ j, diir .e

CHIJONG XNIco T t vi PE,iN cHlA Let NHUAN

Diau 36 C6 t'ic vn phetr c[ia lqi trhuan

ro.l r-rrsphd!,phar chL lo, nhuin d; rinh c6 nlcTheo.ac quy .rinh va cha d6 tii ctinh do Nhd nudc ban hdnh diii v6i c6c COng tyc6 phin. lqi nhua, cna c6ng g, sim:Lo, nhudn sap=T6nguu nhap- T,ingchiph,lq nhu;n su rhui INDN-lo.+usngop ft-e.hr nh;poodnh nBh..;pLoi .huan sau thu€ TNDN cira C6ng ty duqc dlt kien ph6n chia nhu sau:

% Ldi trhunn sau thu6TNDN

Ii!(5o6 -60do) Da lrp qu, d;u tu!h,lr rrien s rudrCongl).

Tn (5 oi + 150;)De l6p qu, tnenthu@g-phUc lqichongudilao(long kong C6ng 1y.

Tn (2000 + 7s 'o)Ld c6 ll1c duoc chia.ho c6c c6 ddng lheo ti le

Theo quydt dinh cta Dai hoiddng c6 ddng va rheo qni dinh cna phdp luat, cd LncsC duqc cong b0 vd chi trA ru loi nbudn gin lai ciia C6ns ty nhung kh6ns duocvro oL, aj. do HoidinS qum r,i dc

^uir %L Mi di,hin khaol L,an;i, .O

ddng rai Dai h6i dons c6 irong.

ltu rruog hqp co rJc ouJe. d' kim rheo br <i .d ph;n nao hoic cdc d .juU o,i- i\dr hd$ co phieu do !6 qx d'nh \hA di. ruc co ,uc r.o r,nh dan nhingco ph.eu chra dro. r ra-\ lo;n hdr no.s rhoi si.n co ruc duoc .t i ri, o ro, .1..lri l\eo i li uog mB \oi \nd1 r.an dl rh.nh roan r \o viic mra ro !h eu dokonqElaittoan chilri co lnc.

lric hay khodn 6an ndo kh:ic

HDQT phai lap ddh s6ch c6 ddng dudc nhan c6 nic, xac dinh orc c6 rnc duqctra d6i vdi 1tm8 c6 ph6n, rhdi han vd hinh thrlc t a chen nhfi 30 ngny trodc n6ilan ta cd tuc. Th6ng bio vc t., c6 Ltc phAi tuqc gni dan tfu cA cAc c6 d6ng chamnhn 15 ngdy tnrdc khi thuc hien tln c0 rric. Th6ng bdo pbdi ghi 1en c6ng ry, ren

16.4 COng ty sc kh6ng ri lai cho bal ci! nill knornphai re cho mot c6 phi6u.

va dia chiria c6 donB, done, tdns

'o.o .6 rc \aJ nhimg kioan lrn .hdc lian oran lor mor co phier ii r duqc chi tb;1g riil trir .e p1,ii duq. rhuc hiio b,rn8 I ;n doie vrir \am va !u r1r d,oLthanh roin b,in8 se. ho{, inh,rd riin gui qua bn dr.-l ,o' dia .hidaL dcn8 li c.-c0 dOng lh! humg va n€u c6 nii ro ph6l sinh thi cO d6ng d6 phei chiu. Nsodi ra,moikhoo cO 1tc hoic cdc khoan rian khdc diiJc chi rrbaniian hat lie; quanto. mor co pliCu c6'ti duoc D{c hign brng (l-Jar lSodn qld nean h;ne ihi( ons ry da co r )ong r.n cli ,'6 ,; ls;n hae cla ci donC nhim (-o plep c6.;rJ rl r tiin duoc liic chain \hoAn tac riep \ao'ai Urom aedn h;ne c:. c;ddng. NCu C6ng ty de chuyen khoan $eo dtng cac th6ng rin chi ti6t !c nEanh;.e do cd dong cung c"p 11, co, B ) LhOng ahiu rrdrh ;h.em doi \di bn (ykhodn lien ndo duJc COng 1y chuyen cho c6 d6ng thu hudng md cd ddng d6kh6ng nhan drcc.

CHIJONG XIVTAI KHo,{N NGANHANG Yi HE TH6NG KT ToAN

Diau 3?

37.1

31.2

Cong ty sc md tai khoan lai cdc ngan hdng viet Nam hoic tai ciic ngan hingntidc nsoai duqc phdp hoar dOnA tai vier Nam.

rneo (v (rsp DLel (ruoc cLd co qL4r !o l"dn q-Jen! (one lJ co lhe rno Gilhol. n8an hons 6 rudc neoii theo.ic qui d nh.t" pldp L,1 . nF r.; rr ir.

C6ng ry se ri€n hdnh rit ca c6c khodn rhanh toan va hach toan kE todn thons quac6c tiLi khoin ri€n vicr Nam hoic nsoai te qi cic ngan hing mn C6ng ty nd riLi

rhiine kd todn

Diau 38 Nnm tni kho6

NdD tdi kho6 cna COng 1y bit diu tn ngay diu ri€n cta thdng MOt heng nrm rAl;r 'rn rio nga) tru ll cid .hiing Muoi 1di r rng nan' \5r r0r rnrnh dlL rclbit diu rir ng,iy cip ciay chuns nhan dang ki doanh nghiep (hoic giay phEp kinhdo.nh d6i vdinhnng ngdh,.eia kinh doanh c6 diau kign) vi ki:t rh,:c vio nsdyrhn ll c:d th,inB Muoi ha, ngr) sal -e4 cip uii, chnng nh;n drnf ky doJnhnghiep Giay phdp kinh doanh) d6.

Diau 39

39.1 He $6ng ka toan C6ng ry si dlng h nC ih6ng ka ro6n Viet nm do 86 Tai chinhb hAnh ddng lhdi tuan thn cac chuan mrc ke b6n viet Nam do BO Tdi chinhban hdnh.

HC

192 C6ng ty l6p s6 srch k6 ro:in b;ns tiang ViC1, C6nB ty sc luu gin hd so k6 to6nthco loai hinh cia cic hoat d6ng I(inh.doanh md Cdngty lhan gia. Nhng hd sdniy phAi chinh xiic. cAp nhat c6 he lh6ng vd phdi dn dC chtng minh v,i giai lnnhcdc giao dich cna C6nA ty.

39.3 COng ty sri dung.lone ViOtNam Em dm vidan te tuns hach io6n kd todn.

CHIJONG XVB,io c,io rrltroNc NrtN, TR,icH N^nrEM cdNG Bo rHONG TrN,

THONG BAO RA CONG CHUNG

Didu 40 Bioc6o hnngDim, snu th6Dg vn hingqui

40.1 C6ngtyphdichuan bimot ban beo cdo kii todn hdng nEn tneo quidinh cia ph6plL;r clng 1'r cac q-i dinh cLa L-TBCKNN \a ph;i dvoc (ia( roan r.eo qli J nl

Gi Dieu 42 Dieu lC n,y. Ttong ftdi ban 90 ngdy kC tir kli ket thic m6i nAm tAi.hin-h. Cdng D ph;i nop b"o cao u, chinn hhe nr i, I o. o o ml \ua (d rt;,rquyCn, UBCKNN, Sd gido dich ching khoin va cd quan d,ng ki kinh doanh.

40 2 B;o rao .a ,oai hms i;r phri bao gdm: Bdo riio kar qL; hol, d9-+ ";r xL;,linh doanh phAn Anh m6t cdch lrung lhuc vd kh6ch quan linh hinh ve lai vd 16

ci. ( one q rong nam r"i (hiD. Bans cdn oi' J rodn cho rhi duo. rno .^1.truns thuc ve kh6ch quaD linh hinh c6c hoat d6ng crla C6ns ry cho d6n rha,i diAodp bro c;o. Bro.ro luu (.rJ;n rii- ra \d rhuler ninn o"o.ao hi .hinn.

40.1

Diau4l

4t I

4\.2

CODg ty phAi Dp c6c b6o c'io s6u thang vd hane qui theo cdc qui dinh draUBCKNN va n6p cho LIBCKNN vi Sd eiao dich ch'ing kloan.

Cac bao cdo tiLi chinh duG kidm rorncao sau thdng viL hang qui phdi dudccOng b6lren sebsile cia c6ngty.

cta kian.lo6n !icn), biioc,i ciic c6 d6ne !d iluoc

quycn sao (nup ban baoft6ng ve hdng qui lrongvd phai tra m61 ntc phi

i ki6n

B;t ki n6r rd chnc hoic ci nhan niLo quan tam sa duqccao tdi chinh hing nam da dusc kiem loAn, bdo ceo sdugid lem viec cna C6ng ty, tai 1ru sd chinh cLla COng ty!q! li cho viec sao ch!r!.

Lode bo \r rDotrE Dzo thonE nn

Cicbao c,o lAichinh hang nEn vd.ac tdilieu b6 tq kl6c phai duoc cdng b6 ra(ong chung rheo nnLhts ru' o,, . .ur LIBCKNN \a noD clo (o qdo. Lhuc hi 'quanvacoquan dAng ki kinl doad theo cdc quidinh cna LuatDoanh nshi€p.

COng 1y phdi ld! vd cong b6 860 cao thutmgchri.g kho6n va thi tromg ch'img khorn.Nguoi c6ng b6 th6ng tin: C6ng ty chi dinh

nien theo quy dinh cna phdp lueLva

rorg gram doc ra nguor coog 0o

CHUONG XVIKI]EM ToAN

Didu 42 Kiam iodn c6ns ty

42.1 Hoi ddng quan ri se chi dinl fr6t COns ry kiam rodn d6c hp duoc phdp hoatilong hqp phAp. 14i ViCl Nam dC tien hanh cac hoat .lons kiem 1o6n cho Cong tysau khi dudc cii! Gi6y Ch@g nhan ddng ki doanh nghiep. Dai h6i daing cd d6ngihuimg niCn chi dinh mor c6ng 1y kieh ro6n rl6c le! hodc rh6ng qua danh sdchcdc cons iy ki€m 1o6n doc lap, hoat .long hap phap tai vier Nan !i duoc ui bdchos kho6n Nhn nudc chip thuan kidm toiin cho cdc c6ng ty nitm yd! vd nyquyen cho HOi dinS qum t i quyel dinh lda .hon n6t trong s6 .nc don !i ndy,tien haih ciic hoat ddnC ki6m 1o,in CdnB ry cho nnm tni chinh tiep theo dqa trcn1\ msdier thodl va dii" kian ho; rhrdn \diHoidong q' in u,

42.2 aong r) (e p1,ir .dp \6-gn' bAo ldo (i 'oo1\d-g 1rr cho L dng r) k:Cm lo.n docEp sau khi ket lhnc m6i ntun tdi chinh.

42.3 Cdng ry kiim rodn doc lAp rhscb6o cao ki€m to,in va tdin baoka $ ngay k;t rhirc m6i nim tdi

hi€nkiem to6n bdo c6otdichinh cnaCdngry,llpcAodd choH6idongqudn Li rrole vdng 02 theng

M6t bin sao cna b6o cao ki€m to,n sE phni duqc alinh kinr vdi m6i bin b6o c6ok€ toan hars nam cia Conp ty.

Kien rodo \ien .e duac phep rtdn dr aoi lloc hop Dai hoi dane c6 aons \diluqc qDyen nhin cAc th6ng bno vd cAc lh6ng tin khrc lien quan d€..Dai h6i d6ngcO d6ng md mai c6 d6ng duqc quycn nhan vaL droc phdt biau i ki6n rai D.i hdive ciic van dC c6 lien quan den kiem to'in.

CHUONG XVIICONDiU

4l.l Hoi dang oran rri se thong o-a .6 Iumg. hi $ rhnc. nd. d-rg rr niu cor d;tchiih thtu cna COng ty. chi nniinh. vdn phbng .lai dien vd con dAu duqc khacfieo quidinh cna lh6p luat.

N8uoi dai diEntheophdp lualcnado h nghiep phai chiutrdchnhiem quan livdsr'i dung con dau fieo qui dinh cia phrp luat.

_ CbudDg)(VIII.cHAM DU"T HoAT DQNG vA THANH LV

chrn dltr ho.-t irong

44. I COng ry c6 tha bi gi,i tha hoic chrio di1 ho?t dong trong nhnng tudng h!? sau:44.1.1 Khi kCt thrc thdi tan hoal il6n8 ve ihdi giu gia h?n ho4i dong cia C6ng 1yi

4,r.1.2 Tod 6n iuyeo b6 Cdng ry phd sd rheo qui dinh cna Ph6p lual hien hinh; .

44.1.1 ciei ftd itu6crhdi.han. nau Gi D?i hoiddng c6 d6Ds c6 s6 cd done nim gin ilnlAt 75% s6 c6 phan c6 quy€n bn phieu bd phieu chap thuin giei the hodc chamdut hoal d6ng criLa COng ryl

44.1.4 C6c lruamg hoD knrc do phnp lual qui dinh.

.long quyljl dinh vi

Diau 4s truotrg hqp b6 tic eiid.rc thrnh \ iatr Hii dine qurn rrivi c6 d,i,ns

Iru kh: Didr le na) cd qu,.dinh lhiic. cac co dorg n5r f,,i ,nir t h .6, d or,. udd'glrrhin\c6qulinbiiJqu)al looebau.nrloihvianHoidon4qL:-r r,.oqu)En dr don "h'EL nai rd 'oi ]il di JiJ c;u giai rha .hie rheo mor 1J) nq o

.Jc r--, h Ie- Fc, dinr qrin rr khOng th(inc nhaL rone quin b c1c Lonr vk,cia aong r! d:n den rl_1 ning kr61g dd, dua, .d ph'Cu .dn rh:er .1eo qu. oinndC Hoi d6ns qudo lri hoat d6ng.

452 Cac cd d6ng kl6ng.th6ng nhiir ncn khong fia del iluqc s6 phiau cin thidt theo quidiih 6C ti6n hAoh bnu thann vien HOi d6ns qudn iri.

C6 su bit ding noi bO va hai hoac nhiau phe crnh c6 dons bi chia.e khi6n chovieceiaithe se B phuong 6n c6lqi hon cd cho loin rhe c6 ddng.

.lo, d;ng que r.(e,,,i, L6p ,oD Dai h6 dong.(6 done I nh;r b4 rh"oe nud.kli k6t thnc thdi hln hoar d6ng dd c6 dong cd fta bi;u quyal va viec gia han hoald6ng cl]aC6ngiy them m6l thoi gian theo da nghi cna H6i da,ns qudn tri.

462 'fha'i han hoat dins se duqc gia han ftemquyan biau quydt c6 mdr trc tidp tai Daiphiau ran th,nh vlCc gia han.

Vi€c giai the COng 1y 1ru6c thtih4n do Dai h6iquy€r dtnh nd) fi6i dtrrc rhing bao ddn co qumhay !hap lhud neu thu ruc b5t bud(.

45.3

Dian 46

dono nim o n rr nh;t 759,c6 d6ns bodc ni quyCn b6

Diiu 17 Thlnh li47.1 it nhit sdu rhang kudc khi kal rhnc rhdih?n hoat.rOng cna COngry hoac sau khi

c6 qot quyet din]1 giai rh€ c6nB iy, H6i .l6ns qlan tri se phai rhanh lap ban thanhli g6m ba thdnh vitu tlong d6 hai do Dai hdi d6ne c6 il6ng .hi dinh !d m lhnnhvien do Hoi d6ng qudn tr! chi dinh tir m61 c6ng ry kiem brn d6c lap. Ban thanhli sc lhuan bi ciic qui che hoot ilong cna minh. Cdc thiLnh vien cna bdn ttanh l,c6 thC drdc lua chqn tong s0 lhan vien COng ty hodc chuyen gia ddc lAp. Tdl cncdc chiphi lien quan den thanh li sC duqc C6ng 1y uu ti6n thanh lodn trudc cdckioAn no khAc cia C6dg 1y.

Ban thanh ly c6 trAch nhiem bdo cdo cho co quan .ling ki kinh doanh vC ngaythAih hp vi ngiy bll dau hoat d6ng. Ke i) lha,i diem d6. ba! thanh li se Uay

412

mdl COns ty trong c6c tiit cA cdc c6ng licc lien quan d6n dranh li COnc ry trrJcbA nn vn cac cd quan hdnh chinh.

47.1 Tian lhu dddc 1u vi€c thanh li sO duqc thanh loitn tleo lhn tu sau:47.3.1 C,c chiphi lhanhlii47.3.2 Tian lude vd chiphibaohiam cho c6ng nhen vicn:47.3.3 Thue vd cAc kloatr nop c6 tinh ch6r thu€ nA C6ng 1y phai tra cho nhaL nudci47.1.4 cec khoin vay (neuc6)i.17.3.5 Cac khoAn nq khdc cna cdna ty:4..1 b \o or,01 ldr \ru -hr da l.dr loil Tor,loal -a' j r-, (Ir.1 l) di. (4i.,.n

tGn day se dua! phdn chia cho cac co d6ng.

Diau 48

48.1

CHTIT'NG XIXcr,&r euytT TRANH cHip NeI Bq

cini quyat trmh chip noi bO

Kh'nLEl \i-r rart ,\ip \a) th'f- nai co l'in qLqn din h.{l do-C, ia COrC')l.y rr)r q-)in cuo cac ci donB pt"r si.l- ru oi;- li hn ,n bi, cu qL);- -oj.ryhia vu do LuAl doanh nghiep hay cdc luat kh6c holc cic quidinh gita:

M9. codonghdl c;( codong\di Cong rv:- Moi c0 done ha, c6c c0 dOnE vdi Hoi .long qudn iri. Ban kiem soat, Tons

gitun d6t ha) .dr b6.ue ly ktacThi cnc ben liCn quan se c6 BIng giAi quyet lmnh chip do th6ng qua lhu6gluog vd hoa giai. Trn tudng hqp lreh chap ICn quan tdi Hoi .long quan ki haychn tich Hoi d6ng qunn fii.-Chn tich Hoi d6ns qlan tri s0 chi tri viec siai quycL

l@h chip vi sE ycu ciu m6i ben ttnh bny ciic yi:u t6 thuc t6 tcn qu.n d6n tanhch6p uong vdng.o7 ngiy Dm viec ka rn ngdy ranh chi! phil sinh. Nlu tmhchap li€n quan den H6i d6ng qua, tri hay Chn dch H6l d6ng quan lii, bat cri bennio ci.s c6 1ha yeu ciu Chn lch hoid6ns quan d chi dinh molchuyan sia iloclap dAm nl'an tu cdch h trangAicho qua hinh giai quyot rranh chap.

\;u lhonC co qu)er d,nh noa Bi;i nao o-r ouo. trone rong o r ian r! kni bo dd-qu6 trinh hod giai hodc n6u quyA di.h cna trung gib hoe giei kh6ng duoc cricbii,';r nhrl o;r cu oel nro rung Lo fiE dra ua, h L1u! do,a I oa.ln r.ni.i

M6ibansc tu chiu chi phi cta minh c6lien quan tdithi tuc lhudg ludg vd longiai. Cdc chi phi cna Toi dn se do Toa ph6n quyet ben nno phi:ichiu.

CHUONC )L\sI]IDdIDIIU LE

Eiau 49 86 sunsvi sna d6i diau le

49.1 viecstud6i, b6 sung Diau lC niylhiiduqc Daihoiddns co dons xem x€t qu,6td nh. \ ii( sns dor .' i co rh; dugt r_uL -i;- r i- cu 'o c; do-g -d gri rhd'

49.2 Trcng trutdg hqp c6 nhtng qui dinh .na PhAp lual c6 IiCn quan ilen hoat dong cnaC6ng ty chua duqc dC cap lrcng DiCu l€ ndy hoac trong troamg hqp c6 nhiing quidi.n n6i cna phep luat kh6c kh6c vdi nhtug diAu khoan rcng diau lC nd, thi quidinn cia phdp luer do dudg ilicn duq( dp dJng va diau (hinh hoar don8 cl"c6ne 1y,

CHTIONG XXIHIDU LT'.c

.u. u eu re my aoh z r chude va ru dreL ouqc uar nor oone co oong Lone D cophan Biinhtgo Hai Ha nhit t.i th6ng qu. ngny 26 thing 03 ntn 2016 rai EeL N6ivd cnng chap thuAn hieu ltrc todn vdn cna Dieu Ia nay.

50.2 Diau ie ndy duorc lap thanh 10 ban, c6 Bia tri nhu nhau, .luqc Iuu siii lri tru sO

C6ng 1y vd sao gni cho c6c Co q@ c6 thAm quyen khi c6 yCu cau.

50j Diau lC ndy Id duy nhit vd chinh {rric cu COng 1y.

NsAy hien lrtc

50.4 Cac ban sao hoic lrich lqc Diau lq C6ng ty phai c6 chn k, cnaqud. tri horc it nher hai thinh vicn H6i dong quan tri hoactheo phrp luat mdi c6 gid lr!.

Chn lch HOi ddng

NCI-rOI D4I DIEN THEO PH,{P LUAT

5,". J{r,,, 6k l'