07 intra frequency handover
DESCRIPTION
Intra FreqTRANSCRIPT
RAN Feature Description Table of Contents
Table of Contents
Chapter 7 Intra-Frequency Handover........................................................................................7-1
7.1 Introduction to Handover..................................................................................................7-1
7.1.1 Overview...............................................................................................................7-1
7.1.2 Intra-Frequency Handover.....................................................................................7-1
7.1.3 Inter-Frequency Handover.....................................................................................7-2
7.1.4 Inter-System Handover..........................................................................................7-2
7.1.5 Parameter Setting Modes......................................................................................7-3
7.1.6 Terms and abbreviations.......................................................................................7-4
7.2 Availability........................................................................................................................ 7-5
7.2.1 Network Elements Required..................................................................................7-5
7.2.2 Software Releases................................................................................................7-5
7.3 Impact.............................................................................................................................. 7-6
7.3.1 On System Performance.......................................................................................7-6
7.3.2 On Other Features.................................................................................................7-7
7.4 Technical Description.......................................................................................................7-7
7.4.1 Intra-frequency Handover Configuration Model.....................................................7-7
7.4.2 Overview of Intra-Frequency Handover.................................................................7-7
7.4.3 Handover Procedure...........................................................................................7-10
7.4.4 Measurement Phase...........................................................................................7-10
7.4.5 Decision Phase and Execution Phase.................................................................7-30
7.4.6 Signaling Procedure for Intra-Frequency Soft Handover intra-NodeB.................7-32
7.4.7 Signaling Procedure for Intra-Frequency Soft Handover Inter- NodeB................7-35
7.4.8 Inter-RNC Soft Handover....................................................................................7-37
7.4.9 Signaling Procedure for Intra-Frequency Hard Handover....................................7-39
7.4.10 Signaling Procedure for Intra-Frequency Hard Handover Between RNCs........7-41
7.5 Capabilities....................................................................................................................7-43
7.6 Implementation..............................................................................................................7-43
7.6.1 Enabling Intra-Frequency Handover....................................................................7-43
7.6.2 Reconfiguring Intra-Frequency Handover Parameters........................................7-46
7.6.3 Disabling Intra-Frequency Handover...................................................................7-49
7.7 Maintenance Information................................................................................................7-50
7.7.1 MML Commands.................................................................................................7-50
7.7.2 Alarms.................................................................................................................7-51
7.7.3 Counters..............................................................................................................7-51
7.8 References..................................................................................................................... 7-52
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RAN Feature Description List of Figures
List of Figures
Figure 7-1 Handover types supported by UMTS...................................................................7-1
Figure 7-2 Difference between intra-frequency soft and hard handovers..............................7-2
Figure 7-3 Extra resources required in intra-frequency soft handover (with two channels)...7-6
Figure 7-4 Intra-frequency Handover configuration model....................................................7-7
Figure 7-5 Handover procedure..........................................................................................7-10
Figure 7-6 Measurement model in the WCDMA system......................................................7-11
Figure 7-7 Triggering of event 1A........................................................................................7-16
Figure 7-8 Triggering of event 1B........................................................................................7-20
Figure 7-9 Triggering of event 1C.......................................................................................7-22
Figure 7-10 Triggering of event 1D.....................................................................................7-25
Figure 7-11 Procedure for softer handover.........................................................................7-33
Figure 7-12 Signaling procedure for softer handover..........................................................7-34
Figure 7-13 Procedure for inter-NodeB soft handover within an RNC................................7-35
Figure 7-14 Signaling procedure for inter-NodeB soft handover within an RNC.................7-36
Figure 7-15 Procedure for inter-RNC soft handover...........................................................7-37
Figure 7-16 Signaling procedure for inter-RNC soft handover............................................7-38
Figure 7-17 Intra-frequency hard handover (intra-RNC, inter-NodeB)................................7-39
Figure 7-18 Signaling procedure for intra-frequency hard handover (intra-RNC, inter-NodeB)
..................................................................................................................................... 7-40
Figure 7-19 Intra-frequency hard handover between RNCs................................................7-41
Figure 7-20 Procedure for intra-frequency hard handover between RNCs.........................7-42
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RAN Feature Description List of Tables
List of Tables
Table 7-1 RNC-oriented parameters and cell-oriented parameters.......................................7-3
Table 7-2 NEs required for intra-frequency handover............................................................7-5
Table 7-3 RAN products and related versions.......................................................................7-6
Table 7-4 Differences between soft handover and softer handover.......................................7-8
Table 7-5 Measurement events of intra-frequency handover..............................................7-13
Table 7-6 Functions of events in intra-frequency handover.................................................7-31
Table 7-7 Commands for reconfiguring RNC oriented intra-frequency handover algorithm
parameters...................................................................................................................7-46
Table 7-8 Commands for reconfiguring cell oriented intra-frequency handover algorithm
parameters...................................................................................................................7-47
Table 7-9 MML commands related to intra-frequency handover..........................................7-50
Table 7-10 Counters of soft handover.................................................................................7-51
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Chapter 7 Intra-Frequency Handover
7.1 Introduction to Handover
7.1.1 Overview
Handover is a basic function of a cellular mobile network. The purpose of handover is
to ensure that a UE in CELL_DCH state is served continuously when it moves.
Based on the frequencies of the source and target cells, handover includes the
following three types:
Intra-frequency handover
Inter-frequency handover
Inter-system handover
Figure 7-1 shows the handover types supported by UMTS.
Intra-frequencyhandover
Inter-frequencyhandover
Intra-frequencysoft handover
Intra-frequencyhard handover
Inter-frequency handoverbased on coverage
Inter-frequency handoverbased on load
3G-2G handover
Compressed mode(based on UE capability)
3G-2G handoverbased on coverage
3G-2G handoverbased on load
Intra-UMTS handover
Inter-RAT handover
Figure 7-1 Handover types supported by UMTS
7.1.2 Intra-Frequency Handover
Intra-frequency handover includes two types: intra-frequency soft handover and intra-
frequency hard handover. Figure 7-2 shows the difference between them. In this
example, the UE is moving from cell 1 to cell 2.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Cell 1 Cell 2
Cell 1
Cell 1
Cell 2
Cell 2
Cell 1 Cell 2
(CPICH Ec/N0) (CPICH Ec/N0)
Intra-frequency hard handover
Intra-frequency soft handover
Figure 7-2 Difference between intra-frequency soft and hard handovers
In intra-frequency soft handover, a new connection is set up between the UE and cell
2 while the connection between UE and cell 1 is still maintained. In this case, the UE
keeps the connections to cells 1 and cell 2 at the same time. After the condition of
disconnection is met, the UE disconnects with cell 1.
In intra-frequency hard handover, the UE disconnects with cell 1 before setting up a
connection to cell 2.
Intra-frequency soft handover is more commonly used than intra-frequency hard
handover, which is used only in some special scenarios, for example, when there is
no Iur interface between two RNCs.
7.1.3 Inter-Frequency Handover
From the view of UE, inter-frequency handover is as the same as intra-frequency
hard handover. The old connection is released before a new connection is set up for
both the cases.
Inter-frequency handover can increase the resource utilization efficiency by solving
the following two problems:
Coverage problem generated when the UE moves
Load problem in a multi-frequency network
For details, see Chapter 8 "Inter-Frequency Handover".
7.1.4 Inter-System Handover
Inter-system handover refers to the handover between different systems, such as
UMTS and GSM, which use different radio access technologies (RAT).
Inter-system handover may be due to coverage limitation or load limitation of 3G
system.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
For details, see Chapter 9 "Inter-System Handover".
7.1.5 Parameter Setting Modes
The parameter setting modes are as follows:
RNC-oriented parameter setting is applied in the system on RNC level to
setting default system parameters and most cell parameters. This mode can
reduce the parameter setting workload.
Cell-oriented parameter setting is applied in the system on Cell level to setting
parameters for each cell. After a cell-oriented parameter is set, the same
parameters on RNC level becomes invalid in this cell.
Table 7-1 lists the parameters applicable to the two setting modes.
Table 7-1 RNC-oriented parameters and cell-oriented parameters
Item RNC-Oriented parameter Cell-Oriented parameter
Common
parameters
Common handover
parametersCell common handover parameters
Intra-frequency
parameters
Intra-frequency handover
algorithm parameters
Cell intra-frequency handover
algorithm parameters
Intra-frequency neighboring cell
parameters
Inter-frequency
parameters
Inter-frequency coverage
handover algorithm
parameters
Inter-frequency non-
coverage handover
algorithm parameters
Cell inter-frequency coverage
handover algorithm parameters
Cell inter-frequency non-coverage
handover algorithm parameters
Inter-frequency neighboring cell
parameters
Inter-system
parameters
Inter-system coverage
handover algorithm
parameters
Inter-system non-
coverage handover
algorithm parameters
Cell inter-system coverage
handover algorithm parameters
Cell inter-system non-coverage
handover algorithm parameters
Inter-system neighboring cell
parameters
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RAN Feature Description Chapter 7 Intra-Frequency Handover
7.1.6 Terms and abbreviations
I. Terms
Term Description
BE service Best effort service, that is, interactive service or background service
Ec/No Ratio of energy per chip to noise spectrum density
Ping-pong
effect
Frequent handovers between cells due to changes in signal quality or
improper parameter settings
II. Abbreviations
Abbreviation Full Spelling
ALCAP Access Link Control Application Part
3G 3rd Generation
3GPP 3rd Generation Partnership Project
CN Core Network
DL Downlink
DRNC Drift RNC
DS-CDMA Direct-Sequence Code Division Multiple Access
FDD Frequency Division Duplex
HHO Hard Handover
HO Handover
IE Information Element
MS Mobile Station
PC Power Control
RL Radio Link
RNC Radio Network Controller
RRM Radio Resource Management
SHO Soft Handover
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Abbreviation Full Spelling
SIR Signal to Interference Ratio
SRNC Serving RNC
TPC Transmit Power Control
UE User Equipment
UL Uplink
UTRAN UMTS Terrestrial Radio Access Network
WCDMA Wideband Code Division Multiple Access
7.2 Availability
7.2.1 Network Elements Required
The intra-frequency handover procedure depends on the cooperation of the UE, the
NodeB, and the RNC. Table 7-2 shows the Network Elements (NEs) required for
intra-frequency handover.
Table 7-2 NEs required for intra-frequency handover
UE NodeB RNCMSC
ServerMGW SGSN GGSN HLR
√ √ √ – – – – –
Note:
–: not required
√: required
Note:
This chapter describes only the availability of the NodeB and the RNC.
7.2.2 Software Releases
Table 7-3 describes the versions of the RAN products that support the intra-frequency
handover.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Table 7-3 RAN products and related versions
Product Version
RNC BSC6800 V100R002 and later releases
NodeB
DBS3800 V100R006 and later releases
BTS3812A V100R005 and later releases
BTS3812E V100R005 and later releases
7.3 Impact
7.3.1 On System Performance
Intra-frequency soft handover provides seamless connection services for mobile
users, however, it occupies more downlink resources and transport resources.
By controlling of the number of UEs involved in intra-frequency soft handover, the
consumption of resource can be controlled.
Figure 7-3 shows the extra resources required for intra-frequency soft handover
compared with intra-frequency hard handover.
RNC
NodeB NodeB
Extra uplink channel is requiredin selection combination in RNC
Extra downlink channel is required inmaximum ratio combination in UE
UE
Figure 7-3 Extra resources required in intra-frequency soft handover (with two
channels)
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RAN Feature Description Chapter 7 Intra-Frequency Handover
7.3.2 On Other Features
For more information about the relationship between inter-frequency handover and
other handover, see section7.1 "Introduction to Handover"
7.4 Technical Description
7.4.1 Intra-frequency Handover Configuration Model
The configuration model for Intra-frequency Handover is as show in Figure 7-4.
CellClassGlobalParaClass
RNC
RadioClass
INTRAFREQHO .Class
CELLINTRAFREQHO .Class
Intra-freq Measure Quantity
Intra-freq meas L3 filter coeff
CS service 1A event relative threshold
PS service 1A event relative threshold
1A hysteresis
1A event trigger delay time
CS service 1B event relative threshold
PS service 1B event relative threshold
1B hysteresis
1B event trigger delay time
1C hysteresis
1C event trigger delay time
Max number of cell in active set
1D hysteresis[dB]
1D event trigger delay time
Weighted factor
Cell offset[dB]
Min quality THD for SHO
HOCOMM .Class
1B event trigger delay time
1F event absolute EcNo threshold
1F event absolute RSCP threshold
1F hysteresis
1F event trigger delay time
Figure 7-4 Intra-frequency Handover configuration model
7.4.2 Overview of Intra-Frequency Handover
I. Intra-Frequency Soft Handover
Intra-frequency soft handover includes three types:
Intra-NodeB soft handover, including softer handover
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Intra-RNC and inter-NodeB soft handover
Inter-RNC soft handover
Table 7-1 lists the differences between soft handover and softer handover.
Table 7-1 Differences between soft handover and softer handover
Item Softer Handover Soft Handover
Scenario
When the UE is in the overlapped
cell coverage area of two adjacent
sectors of a BS
When the UE is in the
coverage intersection of the
two sectors of two cells
Uplink signal Using maximum-ratio combination Using selection combination
Downlink
signalUsing maximum-ratio combination
Using maximum-ratio
combination
Resource
usageOccupying less Iub bandwidth
Occupying more Iub
bandwidth
Specially for softer combination function of NodeB, there is a switch Softer handover
combination indication switch to adjust the decision rules for softer combination.
If it's set to "MAY", the NodeB can decide whether to do softer combination (the
softer combination can be done for the radio links in different cells in the same
NodeB).
If it's set to "MUST", the NodeB is forced to do softer combination for the radio
links in different cells.
If it's set to "MUST NOT", the NodeB is not allowed to do softer combination.
Caution:
It is highly recommended that it is switched to the default setting "MAY" for optimized
radio network performance. Any adjustment to this switch should be under strict
consideration or special reason.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name Softer handover combination indication
switch
Parameter ID DIVCTRLFIELD
GUI range MAY, MUST, MUST_NOT
Physical range& unit MAY, MUST, MUST_NOT
Default value MAY
Optional / Mandatory Optional
MML command SET HOCOMM
Description:
The indicator for the NodeB to do softer combination.
If it's set to "MAY", the NodeB can decide whether to do softer combination (the
softer combination can be done for the radio links in different cells in the same
NodeB).
If it's set to "MUST", the NodeB is forced to do softer combination for the radio
links in different cells.
If it's set to "MUST NOT", the NodeB is not allowed to do softer combination.
II. Intra-Frequency Hard Handover
Intra-frequency hard handover does not rely on the Iur interface and it utilize fewer
transmission resources.
Intra-frequency hard handover is used in either of the following scenarios:
No Iur interface between RNCs
In this case soft handover between RNCs is unavailable.
Iur interface congestion
In this case soft handover between RNCs is also unavailable.
High-speed BE service
For the high-speed BE service, intra-frequency hard handover could be used to
save downlink capacity, compared with soft handover.
Failure in intra-frequency soft handover while intra-frequency hard handover
allowed
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RAN Feature Description Chapter 7 Intra-Frequency Handover
When intra-frequency soft handover is failed due to capacity congestion problem of
the target cell, intra-frequency hard handover could be tried with lower service bits
rate.
7.4.3 Handover Procedure
After the UE transits to CELL_DCH connected mode, for example, during active calls,
the RNC sends the MEASUREMENT CONTROL message to ask the UE to take
measurement and report measurement event result. The message contains event
thresholds, hysteresis value, event trigger delay time, and neighboring cell list. Upon
receipt of the event reported from the UE, the RNC makes a handover decision and
performs a corresponding handover procedure.
There are the following three phases in a handover procedure:
Measurement phase
Decision phase
Execution phase
Figure 7-5 shows the handover procedure. (measurement quantity set to CPICH
Ec/No)
Decision phase
Execution phase
Measurement phase
Yes
NoAre handover criteria satisfied?
Perform a handover and update relative parameters
Measure the CPICH Ec/N0 of the serving cell andits neighboring cells as well as the relative timedifference between the cells
Figure 7-5 Handover procedure
7.4.4 Measurement Phase
In the measurement phase, the UE takes measurement according to the
MEASUREMENT CONTROL message received from the RNC. The UE sends related
measurement reports to the RNC according to the rules defined in the
MEASUREMENT CONTROL message when the event triggering conditions are met.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
I. Measurement Quantity
The Ec/No of a common pilot channel is the default measurement quantity for intra-
frequency handover. The measurement quantity of intra-frequency measurement can
be also chosen to RSCP by setting the parameter of Intra-freq Measure Quantity.
Parameter name Intra-freq Measure Quantity
Parameter ID IntraFreqMeasQuantity
GUI range CPICH_Ec/No, CPICH_RSCP
Physical range& unit None
Default value CPICH_Ec/No
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
Measurement quantity used in intra-frequency measurement.
II. Measurement Model and Layer 3 Filter Coefficient
Before judging a measurement event and sending the measurement report, the UE
performs layer 3 filtering for the measurement value.
Figure 7-6 shows the measurement model defined in 3GPP 25.302, illustrating the
location of layer 3 filtering in the procedure of measurement.
Layer 1filtering
Layer 3filtering Evaluation of
reporting criteria
A B C
C '
Parameters Parameters
D
Figure 7-6 Measurement model in the WCDMA system
Figure 7-6 shows the measurement points in the model, where:
A is the measurement value at the physical layer.
B is the measurement value after layer 1 filtering at the physical layer. The value
goes form the physical layer to a higher layer.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
C is a measurement after processing in the layer 3 filter.
C' is another measurement value.
D is measurement report information (message) sent on the radio or Iub
interface.
Parameters of the left include the filter coefficient for L3 filtering, while Parameter
of the right include the configurations for the measurement reports.
The Intra-freq meas L3 filter coeff parameter is the filter coefficient for the intra-
frequency measurement value. The measurement values (B) at the physical layer that
are measured at different times are weighted by the L3 filter coefficient. The filtering
of layer 3 measurement values is controlled by a higher layer. The filtered value (C)
can apply to event report and periodic report (D).
The filtered measurement value is calculated with the following formula:
nnn MaFaF 1)1(
Where:
Fn is the new measurement value after filtering.
Fn-1 is the last measurement value after filtering.
Mn is the latest measurement value from the physical layer.
= 1/2(k/2) (k is set to Intra-freq meas L3 filter coeff)
When is set to 1, that is, k = 0, no layer 3 filtering is performed.
Parameter name Intra-freq meas L3 filter coeff
Parameter ID FilterCoef
GUI range D0, D1, D2, D3, D4, D5, D6, D7, D8, D9, D11, D13,
D15, D17, D19
Physical range& unit 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 11, 13, 15, 17, 19
Default value D3
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The intra-frequency measurement L3 filter coefficient. The greater this value is set,
the greater the smoothing effect and the higher the anti fast fading capability are,
but the lower the signal change tracing capability is.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
III. Measurement Events
In intra-frequency handover, the UE reports measurement results to the RNC through
reporting events. The involved events are as follows:
Table 7-1 Measurement events of intra-frequency handover
Event Description
1A
The PCPICH quality of the cells in the monitored set enters the reporting
range. This indicates that the quality of a cell is close to the quality of the
best cell or the active set. A relatively high combined gain can be
achieved when the cell is added to the active set.
1B
The PCPICH quality of the cells in the active set leaves the reporting
range. This indicates that the quality of a cell is much worse than the
quality of the best cell or the active set. The cell should not stay in or join
the active set.
1C
A non-active primary CPICH becomes better than an active primary
CPICH. This indicates that the quality of a cell is close to the quality of
the best cell or the active set. In addition, the number of cells in the active
set has reached the maximum value allowed. The cell replaces the worst
cell in the active set; thus achieving a higher combined gain.
1D Event of the change of the best cell
The relative thresholds of event 1A and event 1B are separately set for the CS
services and PS services.
IV. Triggering of Event 1A
Event 1A is triggered on the basis of the following formula:
),2/(10)1(1010 111
aaBest
N
iiNewNew HRLogMWMLogWCIOLogM
A
Where:
MNew is the measurement value of the cell in the reporting range.
CIONew is Cell offset of the cell in the reporting range. It is set for the neighboring
cell.
W is the weighted value. The total quality of the best cell and the active set is
weighted by the Weighted factor parameter.
Mi is the measurement value of the cell in the active set.
MBes is the measurement value of the best cell in the active set.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
R1a is the reporting range or the relative threshold of soft handover. The
threshold parameters of the CS and PS services are CS service 1A event
relative threshold, PS service 1A event relative threshold respectively.
H1a is 1A hysteresis, the hysteresis value of event 1A.
Parameter name CS service 1A event relative threshold
Parameter ID IntraRelThdFor1ACS
GUI range 0 - 29
Physical range & unit 0 - 14.5; step: 0.5 (dB)
Default value 6
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The CS service relative threshold of the event 1A. It is easier to trigger event 1A if
the value is greater. It is harder to trigger event 1A if the value is small.
Parameter name PS service 1A event relative threshold
Parameter ID IntraRelThdFor1APS
GUI range 0–29
Physical range & unit 0–14.5; step: 0.5 (dB)
Default value 6
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The PS service relative threshold of the event 1A. It is easier to trigger event 1A if
the value is large. It is harder to trigger event 1A if the value is small.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name 1A hysteresis
Parameter ID Hystfor1A
GUI range 0 - 15
Physical range & unit 0 - 7.5; step: 0.5 (dB)
Default value 0
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The hysteresis value of the event 1A. This parameter value is related to the slow
fading characteristic. The greater this value is set, the less ping-pong effect and
misjudgment can be caused. However, in this case, the event cannot be triggered
in time.
Figure 7-7 shows the triggering of event 1A. Default parameter values are used.
Th1A = (CPICH Ec/No of the best cell in the active set - Reporting range for 1A),
where reporting range for 1A equals CS service 1A event relative threshold or PS
service 1A event relative threshold.
If the signal quality of a cell not in the active set is higher than Th1A for a certain time
1A event trigger delay time (Time to trigger in the figure), the UE reports event 1A,
as shown in Figure 7-7.
If Weighted factor > 0,
Th1A = (General signal quality of all cells in the active set - Reporting range for
1A),.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Time to trigger
Event 1A is triggered
B
A
CPICH Ec/N0
Time
C
Reportingrange
Figure 7-7 Triggering of event 1A
where the meanings of the curves marked with letters are as follows:
A: signal quality curve of the best cell in the active set
B: signal quality curve of a cell in the monitoring set
C: Th1A curve
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name 1A event trigger delay time
Parameter ID TrigTime1A
GUI range D0, D10, D20, D40, D60, D80, D100, D120, D160,
D200, D240, D320, D640, D1280, D2560, D5000
Physical range & unit 0, 10, 20, 40, 60, 80, 100, 120, 160, 200, 240, 320, 640,
1280, 2560, 5000 (ms)
Default value D320
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The trigger delay time of the event 1A. This parameter value is related to the slow
fading characteristic. The greater this parameter is set, the smaller the
misjudgment probability, but the lower the response speed of the event to the
measured signal changes.
V. Triggering of Event 1B
Event 1B is triggered on the basis of the following formula:
),2/(10)1(1010 111
bbBest
N
iiOldOld HRLogMWMLogWCIOLogM
A
Where:
MOld is the measurement value of the cell that becomes worse
CIOOld is Cell offset of the cell in the reporting range. It is set for the neighboring
cell.
W is the weighted value. The total quality of the best cell and the active set is
weighted by the Weighted factor parameter.
Mi is the measurement value of the cell in the active set.
MBest is the measurement value of the best cell in the active set.
R1b is the reporting range or the relative threshold of soft handover. The
threshold parameters of the CS and PS services are CS service 1B event
relative threshold, PS service 1B event relative threshold respectively.
H1b is 1B hysteresis, the hysteresis value of event 1B.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name CS service 1B event relative threshold
Parameter ID IntraRelThdFor1BCS
GUI range 0–29
Physical range & unit 0–14.5; step: 0.5 (dB)
Default value 12
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The CS service relative threshold of the event 1B.It is easier to trigger event 1B if
the value decreases. It is harder to trigger event 1B if the value increases.
Configuration Rule and Restriction:
The value of IntraRelThdFor1BCS should be larger than that of
IntraRelThdFor1ACS.
Parameter name PS service 1B event relative threshold
Parameter ID IntraRelThdFor1BPS
GUI range 0–29
Physical range & unit 0–14.5; step: 0.5 (dB)
Default value 12
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The PS service relative threshold of the event 1B. It is easier to trigger event 1B if
the value decreases. It is harder to trigger event 1B if the value increases.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Configuration Rule and Restriction:
The value of IntraRelThdFor1BPS should be larger than that of
IntraRelThdFor1APS.
Parameter name 1B hysteresis
Parameter ID Hystfor1B
GUI range 0–15
Physical range & unit 0–7.5; step: 0.5 (dB)
Default value 0
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The hysteresis value of the event 1B. This parameter value is related to the slow
fading characteristic. The greater this value is set, the less ping-pong effect and
misjudgment can be caused. However, in this case, the event cannot be triggered
in time.
Figure 7-8 shows the triggering of event 1B. Default parameter values are used.
Th1B= (CPICH Ec/No of the best cell in the active set - Reporting range for 1B),
where reporting range for 1B equals CS service 1B event relative threshold or PS
service 1B event relative threshold.
If the signal quality of a cell in the active set is lower than Th1B for a certain time 1B
event trigger delay time (Time to trigger in the figure), the UE reports event 1B, as
shown in Figure 7-8.
If Weighted factor > 0,
Th1B = (General signal quality of all cells in the active set - Reporting range for
1B)
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Time to trigger
Event 1B is trigged
B
A
CPICH Ec/N0
Time
C Reporting range
Figure 7-8 Triggering of event 1B
where the meanings of the curves marked with letters are as follows:
A: signal quality curve of the best cell in the active set
B: signal quality curve of a cell in the monitoring set
C: Th1B curve
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name 1B event trigger delay time
Parameter ID TrigTime1B
GUI range D0, D10, D20, D40, D60, D80, D100, D120, D160,
D200, D240, D320, D640, D1280, D2560, D5000
Physical range & unit 0, 10, 20, 40, 60, 80, 100, 120, 160, 200, 240, 320, 640,
1280, 2560, 5000 (ms)
Default value D640
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The trigger delay time of the event 1B. This parameter value is related to the slow
fading characteristic. The greater this value is set, the smaller the misjudgment
probability, but the lower the response speed of the event to the measured signal
changes.
VI. Triggering of Event 1C
Event 1C is triggered on the basis of the following formula:
,2/1010 1cInASInASNewNew HCIOLogMCIOLogM
Where:
MNew is the measurement value of the cell in the reporting range.
CIONew is Cell offset of the cell in the reporting range.
MInAS is the measurement value of the worst cell in the active set.
CIOInASis Cell offset of the worst cell in the active set.
H1c is 1C hysteresis, the hysteresis value of event 1C.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name 1C hysteresis
Parameter ID Hystfor1C
GUI range 0–15
Physical range & unit 0–7.5; step: 0.5 (dB)
Default value 8
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The hysteresis value of the event 1C. This parameter value is related to the slow
fading characteristic. The greater this value is set, the less ping-pong effect and
misjudgment can be caused. However, in this case, the event cannot be triggered
in time.
Figure 7-9 shows the triggering of event 1C. Default parameter values are used.
Th1C= (CPICH Ec/No of the worst cell in the active set + Hysteresis/2),
where Hysteresis equals 1C hysteresis.
If the signal quality of a cell not in the active set is higher than Th1C for a certain time
1C event trigger delay time (Time to trigger in the figure), the UE reports event 1C,
as shown in Figure 7-9.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
TimeEvent 1C is triggered
CPICH Ec/N0
A
B
C
D
Hysteresis/2
E
Time to trigger
Figure 7-9 Triggering of event 1C
where the meanings of the curves marked with letters are as follows:
A: signal quality curve of the best cell in the active set
B: signal quality curve of a cell in the active set
C: signal quality curve of the worst cell in the active set
D: signal quality curve of a cell in the monitoring set
E: Th1C curve
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name 1C event trigger delay time
Parameter ID TrigTime1C
GUI range D0, D10, D20, D40, D60, D80, D100, D120, D160, D200,
D240, D320, D640, D1280, D2560, D5000
Physical range & unit 0, 10, 20, 40, 60, 80, 100, 120, 160, 200, 240, 320, 640,
1280, 2560, 5000 (ms)
Default value D640
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The trigger delay time of the event 1C. This parameter value is related to the slow
fading characteristic. The greater this value is set, the smaller the misjudgment
probability, but the lower the response speed of the event to the measured signal
changes.
Note:
UE reports the event IC for qualified cells after the number of the cells in the active
set reaches the maximum supported value. The maximum number of the active set
cells Max number of cell in active set can be configured on cell level. At present,
the maximum supported number of the cells in the active set supported is 6.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name Max number of cell in active set
Parameter ID MaxCellInActiveSet
GUI range 1–6
Physical range & unit 1–6
Default value 3
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The maximum number of cells in active set.
VII. Triggering of Event 1D
Event 1D
Where:
MNotBest is the measurement value of a cell that is not on the list of the best cells.
CIONotBest is the cell offset of a cell that is not on the list of the best cells. The
offset is not used.
MBest is the measurement value of the best cell in the active set.
CIONotBest is the cell offset of the best cell. The offset is not used.
H1d is 1D hysteresis, the hysteresis value of event 1D.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name 1D hysteresis[dB]
Parameter ID Hystfor1D
GUI range 0–15
Physical range & unit 0–7.5; step: 0.5 (dB)
Default value 8
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The hysteresis value of the event 1D. This parameter value is related to the slow
fading characteristic. The greater this value is set, the less ping-pong effect and
misjudgment can be caused. However, in this case, the event cannot be triggered
in time.
Figure 7-10 shows the triggering of 1D. Default parameter values are used.
Th1D= (CPICH Ec/No of the best cell in the active set + Hysteresis/2)
where Hysteresis equals 1D hysteresis.
If the signal quality of a cell not in the active set is higher than Th1D for a certain time
1D event trigger delay time (Time to trigger in the figure), the UE reports event 1D,
as shown in Figure 7-10.
TimeEvent 1D is triggered
CPICH Ec/N0
A
B
Hysteresis/2
C Time to trigger
Figure 7-10 Triggering of event 1D
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RAN Feature Description Chapter 7 Intra-Frequency Handover
where the meanings of the curves marked with letters are as follows:
A: signal quality curve of the best cell in the active set
B: signal quality curve of a cell in the active set or the monitoring set
C: Th1D curve
Parameter name 1D event trigger delay time
Parameter ID TrigTime1D
GUI range D0, D10, D20, D40, D60, D80, D100, D120, D160,
D200, D240, D320, D640, D1280, D2560, D5000
Physical range & unit 0, 10, 20, 40, 60, 80, 100, 120, 160, 200, 240, 320, 640,
1280, 2560, 5000 (ms)
Default value D640
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The trigger delay time of the event 1D. This parameter value is related to the slow
fading characteristic. The greater this value is set, the smaller the misjudgment
probability, but the lower the response speed of the event to the measured signal
changes.
VIII. Triggering of Event 1F
Event 1F is triggered on the basis of the following formula:
Where:
MOld is the measurement value of the cell that becomes worse
T1f is an absolute threshold. The threshold parameters for different intra-
frequency measurement quantity are set to 1F event absolute EcNo threshold,
1F event absolute RSCP threshold respectively.
H1f is 1F hysteresis, the hysteresis value of event 1F.
If the signal quality of a cell not in the active set is worse than T1f - H1f/2 for a certain
time 1F event trigger delay time, the UE reports event 1F.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name 1F event absolute EcNo threshold
Parameter ID INTRAABLTHDFOR1FECNO
GUI range -24 ~0
Physical range& unit -24 ~0; step: 1 (dB)
Default value -24
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The absolute EcNo threshold of the event 1F.It is easier to trigger event 1F if the
value increases.It is harder to trigger event 1F if the value decreases.
Parameter name 1F event absolute RSCP threshold
Parameter ID INTRAABLTHDFOR1FRSCP
GUI range -115~25
Physical range& unit -115~25; step: 1 (dB)
Default value 8
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The absolute RSCP threshold of the event 1F.It is easier to trigger event 1F if the
value increases.It is harder to trigger event 1F if the value decreases.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name 1F hysteresis
Parameter ID Hystfor1D
GUI range 0–15
Physical range & unit 0–7.5; step: 0.5 (dB)
Default value 8
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The hysteresis value of the event 1D. This parameter value is related to the slow
fading characteristic. The greater this value is set, the less ping-pong effect and
misjudgment can be caused. However, in this case, the event cannot be triggered
in time.
Parameter name 1F event trigger delay time
Parameter ID TRIGTIME1F
GUI range D0, D10, D20, D40, D60, D80, D100, D120, D160,
D200, D240, D320, D640, D1280, D2560, D5000
Physical range& unit 0, 10, 20, 40, 60, 80, 100, 120, 160, 200, 240, 320, 640,
1280, 2560, 5000 (ms)
Default value D640
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
The trigger delay time of the event 1F. This parameter value is related to the slow
fading characteristic. The greater this parameter is set, the smaller the
misjudgment probability, but the lower the response speed of the event to the
measured signal changes.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
IX. Parameters
The following table lists the critical parameters of the measurement events for intra-
frequency handover.
The related MML Commands are as follows:
SET INTRAFREQHO
ADD CELLINTRAFREQHO
MOD CELLINTRAFREQHO
Event Parameter NameDefault
Value
Physical
ValueUnit
1A CS service 1A event relative threshold 6 3 dB
PS service 1A event relative threshold 6 3 dB
1A hysteresis 0 0 dB
1A event trigger delay time D320 320 ms
1B CS service 1B event relative threshold 12 6 dB
PS service 1B event relative threshold 12 6 dB
1B hysteresis 0 0 dB
1B event trigger delay time D640 640 ms
1C 1C hysteresis 8 8 dB
1C event trigger delay time D640 640 ms
1D 1D hysteresis 8 4 dB
1D event trigger delay time D640 640 ms
1F 1F event absolute EcNo threshold -24 -24 dB
1F event absolute RSCP threshold -115 -115 dBm
1F hysteresis 8 4 dB
1F event trigger delay time D640 640 ms
The following table describes the other parameters.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Parameter name Weighted factor
Parameter ID Weight
GUI range 0–20
Physical range & unit 0–2; step: 0.1
Default value 0
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
This parameter is used to define the soft handover relative threshold based on the
measured value of each cell in the active set. The greater this parameter is set, the
higher the soft handover relative threshold. When this value is set as 0, the soft
handover relative threshold is only for the best cell in the active set.
Parameter name Cell offset[dB]
Parameter ID CellIndividalOffset
GUI range -20–20
Physical range & unit -10–10; step: 0.5 (dB)
Default value 0
Optional / Mandatory Optional
MML command ADD INTRAFREQNCELL / MOD INTRAFREQNCELL
Description:
Offset of cell CPICH measurement value. The sum of this parameter value and the
actual measured value is used in UE event evaluation. In handover algorithms, this
parameter is used for moving the border of a cell. It is configured according to the
actual environment.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
7.4.5 Decision Phase and Execution Phase
After receiving the intra-frequency measurement report from the UE, the RNC
decides whether to go to the execution phase, depending on the information in the
report. Intra-frequency handover procedures will be described in sections 7.4.6 ,
7.4.7 7.4.8 , 7.4.9 , and 7.4.10 .
Table 7-1 lists the functions of events in decision phase and execution phase.
Table 7-1 Functions of events in intra-frequency handover
Event Soft Handover Hard Handover
1A
Deciding to initiate an addition of a cell.
For event 1A, the UE can report multiple cells
in one measurement report in compliance
with the related protocol. These cells are on
the list of the triggered event, and they are
sequenced from the highest to the lowest cell
quality according to measurement quantity.
For the cells on the list, a radio link can be
added if the number of cells in the active set
does not reach the maximum allowed value;
no action is taken if the number of cells in the
active set has reached the specified value.
–
1B
Deciding to initiate a deletion of a cell.
When event 1B is triggered, the RNC decides
whether to remove the link when there is
more than one radio link in the active set; the
RNC takes no action if there is only one radio
link in the active set.
–
1C
Deciding to initiate a change of the worst cell.
When event 1C is triggered, the UE reports
the event-triggered list that contains good
cells and the cells to be replaced, and
sequences the cells from the highest to the
lowest quality according to measurement
quantity.
After receiving the event-triggered list from
the UE, the RNC replace the bad cells in the
active set with the good cells on the list.
–
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Event Soft Handover Hard Handover
1D
Deciding to initiate a change of the best cell
or a reconfiguration of measurement control.
In compliance with the related protocol, event
1D can only report one event-triggered cell.
The cell can be in the active set or in the
monitored set.
The cells in the monitored set must be added
to the active set. If the number of cells in the
active set has reached the specified value, a
cell whose quality is the worst in the active
set will be replaced by the best cell reported
by the UE.
Deciding to initiate an
intra-frequency hard
handover when the
reported cell is triggered
by event 1D and the
conditions for intra-
frequency hard handover
are met.
When receiving event 1F, the RNC will decide to try a blind handover to inter-
frequency cell if a blind handover neighboring cell is available.
When receiving event 1A, event 1C, and event 1D, the RNC adds the target cells to
the active set only when the CPICH Ec/Io of the target cells is higher than the
absolute threshold Min quality THD for SHO.
Parameter name Min quality THD for SHO
Parameter ID SHOQualmin
GUI range -24–0
Physical range & unit -24–0 (dB)
Default value -16
Optional / Mandatory Optional
MML command SET INTRAFREQHO / ADD CELLINTRAFREQHO /
MOD CELLINTRAFREQHO
Description:
Minimum quality threshold for soft handover.
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7.4.6 Signaling Procedure for Intra-Frequency Soft Handover intra-NodeB
Figure 7-11 shows the procedure for a softer handover when the UE moves from one
cell to another cell.
CN
SRNC
NodeB
CELL1
CN
SRNC
NodeB
CN
SRNC
NodeB
CELL2 CELL1 CELL2 CELL1 CELL2
(1) (2) (3)
Figure 7-11 Procedure for softer handover
The connections involved in softer handover procedure change as follows:
1) Before the softer handover, only cell 1 has connection with the UE.
2) During the softer handover, both cell 1 and cell 2 have connections with the UE.
3) After the softer handover, only cell 2 has connection with the UE. The cell 1 is
removed from the active set by the network.
Figure 7-1 shows the signaling procedure for softer handover.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
1. Radio Link Addition Request
2. Radio Link Addition Response
UE NodeB
3. DCCH : Active Set Update Command ( RL Addition )
4. DCCH : Active Set Update Complete
SRNC
Decision to setup new RL
Start RX
Start TX
Decision to delete old RL
5. DCCH : Active Set Update Command ( RL Deletion )
6. DCCH : Active Set Update Complete
Stop RX and TX
7. Radio Link Deletion Request
8. Radio Link Deletion Response
Figure 7-1 Signaling procedure for softer handover
In Figure 7-1, steps 1) to 4) set up a new connection; steps 5) to 8) release the old
connection.
The signaling procedure is as follows:
1) After the SRNC makes a soft handover decision according to the measurement
report of the UE, it sends the NodeB a Radio Link Addition Request message.
2) The NodeB configures its physical channel in the target cell and starts to receive
the signal from the UE to achieve UL synchronization. It sends the SRNC a
Radio Link Addition Response message, notifying whether the radio link is
combined. Then the NodeB starts DL transmission.
3) The SRNC sends the UE an Active Set Update (Radio Link Addition) message
on DCCH.
4) The UE responds with an Active Set Update Complete message.
5) The SRNC decides to release the old radio link. The SRNC sends the UE an
Active Set Update (Radio Link Deletion) message on DCCH.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
6) The UE responds an Active Set Update Complete message.
7) The SRNC sends the NodeB a Radio Link Deletion Request message.
8) The NodeB releases the radio resource and reports that the old link is released
through an NBAP message, Radio Link Deletion Response.
7.4.7 Signaling Procedure for Intra-Frequency Soft Handover Inter- NodeB
Figure 7-1 shows the procedure for inter-NodeB soft handover within an RNC when
the UE moves from one cell to another cell.
CN
SRNC
CN CN
SRNC
NodeB1 NodeB2 NodeB1 NodeB2
SRNC
NodeB1 NodeB2
(1) (2) (3)
Figure 7-1 Procedure for inter-NodeB soft handover within an RNC
The connections involved in inter-NodeB soft handover within an RNC are as follows:
1) Before the soft handover, only NodeB 1 connects with the UE.
2) During the soft handover, both NodeBs connect with the UE.
3) After the soft handover, only NodeB 2 connects with the UE. The active set of
NodeB 1 is removed by the network.
Figure 7-1 shows the signaling procedure for inter-NodeB soft handover within an
RNC.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
1. Radio Link Setup Request
2. Radio Link Setup Response
UE NodeB2
6. DCCH : Active Set Update ( RL Addition )
7. DCCH : Active Set Update Complete
SRNC NodeB1
Decision to setup new RL
Start RX
Start TX
Decision to delete old RL
8. DCCH : Active Set Update Command ( RL Deletion )
9. DCCH : Active Set Update Complete
10. Radio Link DeletionRequest
11. Radio Link DeletionResponse
Stop RX and TX
3.ALCAP Iub data transport barer setup
4.Downlink Synchronization
5.Uplink Synchronization
12.ALCAP Iub data transport barer release
Figure 7-1 Signaling procedure for inter-NodeB soft handover within an RNC
In Figure 7-1, NodeB 1 is source NodeB and NodeB 2 is target NodeB. Steps 1 to 7
set up a new connection. Steps 8 to 12 release the old connection.
The signaling procedure is as follows:
1) After the SRNC decides to set up a new radio link in a cell of NodeB 2, it sends
NodeB 2 a Radio Link Setup Request message.
2) NodeB 2 configures its physical channel, starts to receive the signal from the UE
to achieve UL synchronization, and then sends the SRNC a Radio Link Setup
Response message.
3) The SRNC sets up an ALCAP DATA IUB Transport Bearer between the SRNC
and NodeB 2 to bear the new connection.
4) The SRNC sends NodeB 2 the Downlink Synchronization frame through the new
ALCAP Data Iub Transport Bearer.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
5) NodeB 2 sends the SRNC the Uplink Synchronization frame through the new
ALCAP Data Iub Transport Bearer. Then NodeB 2 starts DL transmission.
6) The SRNC sends the UE an Active Set Update (Radio Link Addition) message
on DCCH.
7) The UE responds an RRC message, Active Set Update Complete.
8) The SRNC decides to release the old radio link. The SRNC sends the UE an
Active Set Update (Radio Link Deletion) message on DCCH.
9) The UE deactivates the old DL reception and responds with an RRC message,
Active Set Update Complete.
10) The SRNC sends NodeB 1 an NBAP message, Radio Link Deletion Request.
NodeB 1 stops UL reception and DL transmission.
11) NodeB 1 releases the radio resource and reports that the radio link is released
through an NBAP message, Radio Link Deletion Response.
12) The SRNC initiates the release of Iub Data Transport Bearer through ALCAP.
7.4.8 Inter-RNC Soft Handover
Figure 7-1 shows the procedure for inter-RNC soft handover.
CN CN
NodeB1
SRNC DRNC
NodeB3 NodeB1
SRNC DRNC
NodeB3
(1) (2)
NodeB2 NodeB2
Figure 7-1 Procedure for inter-RNC soft handover
The connections involved in inter-RNC soft handover change as follows:
1) The UE has set up connections with NodeB 1 and NodeB 2.
13) After the SRNC makes a soft handover decision, it sets up the connection from
NodeB 3 to the UE through another RNC, and releases the connection between
NodeB 1 and UE.
During the soft handover, the Iur interface connection exists between SRNC and
DRNC.
Figure 7-1 shows the signaling procedure for inter-RNC soft handover.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
UE NodeB3 DRNC SRNC NodeB1
Decision to setup new RLand release old RL
1.Radio Link Setup Request
2.Radio Link Setup Request
Start RX
3.Radio Link Setup Response
4.Radio Link Setup Response
5. ALCAP Iub Data Transport Bearer Setup ALCAP Iur Bearer Setup
6. Downlink Synchronization
7. Uplink Synchronization
8. DCCH: Active Set Update
[Radio Link Addition & Deletion]
9. DCCH : Active Set Update Complete
10. Radio Link Deletion Request
Stop RX and TX
11. Radio Link Release Response
12. ALCAP Iub Data Transport Bearer Release
Figure 7-1 Signaling procedure for inter-RNC soft handover
In Figure 7-1, NodeB 1 is the source NodeB; NodeB 3 is the target NodeB. Steps 1 to
7 set up a new connection. Steps 8 to 12 release the old connection.
The signaling procedure is as follows:
1) After the SRNC makes a soft handover decision, it sends the DRNC an RNSAP
message, Radio Link Setup Request, to request the DRNC to allocate radio
resource.
14) If the needed resource is available, the DRNC sends the NodeB an NBAP
message, Radio Link Setup Request.
15) NodeB 3 allocates radio resource as requested, and reports that the resource
allocation succeeds through an NBAP message, Radio Link Setup Response.
16) The DRNC sends the SRNC an RNSAP message, Radio Link Setup Response.
17) The SRNC initiates the setup of Iur/Iub Data Transport Bearer through ALCAP.
This request includes the AAL2 Binding Identity, used to bind the Iub Data
Transport Bearer to DCH.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
18) The SRNC sends NodeB 3 the Downlink Synchronization frame through the new
ALCAP Data Iub Transport Bearer.
19) NodeB 3 sends the SRNC the Uplink Synchronization frame through the new
ALCAP Data Iub Transport Bearer. Then NodeB 2 starts DL transmission.
20) The SRNC sends the UE an Active Set Update (Radio Link Addition & Deletion)
message on DCCH.
21) The UE deactivates the old and new DL receptions and responds with an RRC
message, Active Set Update Complete.
22) The SRNC sends NodeB 1 an NBAP message, Radio Link Deletion Request.
NodeB 1 stops UL reception and DL transmission.
23) NodeB 1 releases the radio resource and reports that the radio link is released
through an NBAP message, Radio Link Deletion Response.
24) The SRNC initiates the release of Iub Data Transport Bearer through ALCAP.
7.4.9 Signaling Procedure for Intra-Frequency Hard Handover
Figure 7-1 shows the procedure for intra-frequency hard handover when a UE moves
from NodeB 1 to NodeB 2 in an RNC.
CN
SRNC
NodeB1 NodeB2 NodeB1 NodeB2
CN
SRNC
(1) (2)
Figure 7-1 Intra-frequency hard handover (intra-RNC, inter-NodeB)
Before the handover, the UE connects to NodeB 1. After the handover, the UE
connects to NodeB 2. Figure 7-2 shows the signaling procedure.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
1. Radio Link Setup Request
2. Radio Link Setup Response
UE
NodeB2
SRNC
NodeB1
Decision to setup newRL
Decision to delete oldRL
8. Radio Link DeletionRequest
9.Radio Link Deletion Response
Stop RX andTX
4.Downlink Synchronization
5.Uplink Synchronization
UE NodeB2 SRNC NodeB1
Decision to setup new RL
Decision to delete old RL
Stop RX and TX
Start RX
Start TX
3. ALCAP Iub Data Transport Bearer Setup
10.ALCAP Iub Data Transport Bearer Release
6. DCCH : Physical Channel Reconfiguration
7. DCCH : Physical Channel Reconfiguration Complete
Figure 7-2 Signaling procedure for intra-frequency hard handover (intra-RNC, inter-NodeB)
In Figure 7-2, NodeB 1 is the source NodeB; and NodeB 2 is the target NodeB. Steps
1 to 7 set up a new connection. Steps 8 to 10 release the old connection.
The specific signaling procedure is as follows:
1) The SRNC decides to set up a radio link in a cell of NodeB 2, and sends a Radio
Link Setup Request message to NodeB 2.
25) NodeB 2 configures its physical channel, starts to receive UE signals for UL
synchronization, and then sends a Radio Link Setup Response message to the
SRNC.
26) The SRNC sets up an ALCAP Iub Data Transport Bearer to bear the new
connection between the SRNC and NodeB 2.
27) The SRNC sends a Downlink Synchronization frame to NodeB 2 through the
new bearer.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
28) NodeB 2 sends an Uplink Synchronization frame to the SRNC through the new
bearer.
29) NodeB 2 starts downlink transmission.
30) The SRNC sends an RRC message Physical Channel Reconfiguration to the UE
through DCCH.
31) The UE responds with an RRC Physical Channel Reconfiguration Complete.
32) The SRNC sends an NBAP message Radio Link Deletion Request to NodeB 1.
33) NodeB 1 stops uplink reception and downlink transmission.
34) NodeB 1 releases radio resources and then sends an NBAP message Radio
Link Deletion Response.
35) The SRNC initiates the release of the ALCAP Iub Data Transport Bearer through
ALCAP protocol.
7.4.10 Signaling Procedure for Intra-Frequency Hard Handover Between RNCs
Figure 7-1 shows the intra-frequency hard handover when a UE moves from NodeB
1 in one RNC to a NodeB 2 in another RNC.
(1) (2)
CN
NodeB1 NodeB2
SRNC DRNC
CN
NodeB1 NodeB2
SRNC DRNC
Figure 7-1 Intra-frequency hard handover between RNCs
Before the handover, the UE sets up a connection to NodeB 1. After the handover, the
UE sets up a connection to NodeB 2.
Figure 7-2 shows the signaling procedure for intra-frequency hard handover between
RNCs.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
UE NodeB2 DRNC SRNC NodeB1
Decision to setup new Radio Link
1.Radio Link Setup
Requset2.Radio Link Setup Requset
Start Rx
3.Radio Link SetupResponse
Response
4.Radio Link Setup
5. ALCAP Iub Data Transport Bearer Setup
6. ALCAP Iur Data Transport Bearer Setup
7.Radio Link Restore
Indicate8.Radio Link
Restore Indicate
9. Downlink Synchronization
Start Tx
11. DCCH: Physical Channel Reconfiguration
10. Uplink Synchronization
12. DCCH: Physical Channel Reconfiguration Complete13. Radio Link Deletion
Request
Stop Rx and Tx
14. Radio Link DeletionResponse
15.ALCAP Iub Data Transport Bearer Release
Figure 7-2 Procedure for intra-frequency hard handover between RNCs
As shown in Figure 7-2, NodeB 1 is the source NodeB and NodeB 2 is the target
NodeB. In steps 1–11, a new connection is set up. In steps 12–14, the old connection
is released.
The specific procedure is as follows:
1) SRNC decides to set up a radio link in a cell of NodeB 2, and sends a Radio Link
Setup Request message to DRNC.
36) DRNC sends a Radio Link Setup Request message to NodeB 2.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
37) NodeB 2 configures its physical channel, and starts to receive UE signals for UL
synchronization, and then sends the Radio Link Setup Response message to
the DRNC
38) DRNC sends the Radio Link Setup Response message to SRNC.
39) SRNC sets up an ALCAP Iub Data Transport Bearer to bear the new connection
to NodeB 2.
40) SRNC sets up an ALCAP Iur Data Transport Bearer to bear the connection to
DRNC.
41) NodeB 2 sends a Radio Link Restore Indicate message to DRNC.
42) DRNC sends the Radio Link Restore Indicate to SRNC.
43) SRNC sends a Downlink Synchronization frame to NodeB.
44) NodeB 2 the Uplink Synchronization frame to SRNC. NodeB 2 starts downlink
transmission.
45) SRNCRRC sends a Physical Channel Reconfiguration message to UE through
DCCH.
46) UE reponds with a RRC message Physical Channel Reconfiguration Complete.
47) SRNC sends an NBAP message Radio Link Deletion Request to NodeB 1.
NodeB 1 stops its uplink receiving and downlink transmitting.
48) NodeB 1 releases the radios resources, and reports the success of release
through a NBAP message Radio Link Deletion Response.
49) SRNC initiates the release of the Iub Data Transport Bearer through the ALCAP.
7.5 Capabilities
One UE can support up to 6 radio links in the active set.
7.6 Implementation
7.6.1 Enabling Intra-Frequency Handover
I. Hardware Installation
This feature does not need extra hardware.
II. Software Installation
This feature does not need extra software.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
III. Data Configuration
To configure the parameters for the intra-frequency handover, perform the following
steps:
Execute the SET CORRMALGOSWITCH command to configure connection oriented
algorithm switch in the RNC. The corresponding parameter is Handover Algorithm
Switch, turn on the following switches:
Intra-frequency soft handover: SOFT_HANDOVER_SWITCH
Intra-frequency hard handover:
INTRA_FREQUENCY_HARD_HANDOVER_SWITCH
Execute the ADD/MOD INTRAFREQNCELL command to add or modify intra-
frequency neighboring cells
Execute the SET HOCOMM command to configure RNC oriented intra-frequency
handover algorithm common parameters.
Execute the LST INTRAFREQHO command to query whether the RNC oriented
intra-frequency handover algorithm common parameters are reasonable.
If reconfiguration is required, execute the SET INTRAFREQHO command to adjust
the RNC oriented intra-frequency handover algorithm common parameters.
Execute the ADD/MOD CELLINTRAFREQHO command to add or modify cell
oriented intra-frequency handover measurement algorithm parameters.
Note:
The configuration priority of cell oriented intra-frequency handover parameters is
higher than that of RNC oriented intra-frequency handover algorithm parameters.
IV. Verification of the Enabled Feature
Execute the LST CORRMALGOSWITCH command to query the current state of
intra-frequency handover switch. The intra-frequency handover is enabled when intra-
frequency soft handover switch and intra-frequency hard handover switch are turned
on in the parameter Handover Algorithm Switch.
V. Examples
//The example of enabling intra-frequency soft handover
//(1)Set cell 100 of RNC 9 as an intra-frequency neighboring cell of cell
1.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
ADD INTRAFREQNCELL: CELLID=1, RNCID=9, NCELLID=100, READSFNIND=READ,
CELLINDIVIDALOFFSET=0, CELLSFORBIDDEN1A=AFFECT, CELLSFORBIDDEN1B=AFFECT,
QOFFSET1SN=0, QOFFSET2SN=0, TPENALTYHCSRESELECT=D0;
//(2)Set RNC connection oriented handover algorithm switch to turn on
intra-frequency soft handover switch.
SET CORRMALGOSWITCH:
HoSwitch=SOFT_HANDOVER_SWITCH-1;
//(3)Execute the LST CORRMALGOSWITCH command to query whether the intra-
frequency soft handover is enabled.
LST CORRMALGOSWITCH: LstFormat=VERTICAL;
//The output results show that the state of the soft handover switch is
ON.
//The example of enabling intra-frequency hard handover
//(1)Set cell 100 of RNC 9 as an intra-frequency neighboring cell of cell
1.
ADD INTRAFREQNCELL: CELLID=1, RNCID=9, NCELLID=100, READSFNIND=READ,
CELLINDIVIDALOFFSET=0, CELLSFORBIDDEN1A=AFFECT, CELLSFORBIDDEN1B=AFFECT,
QOFFSET1SN=0, QOFFSET2SN=0, TPENALTYHCSRESELECT=D0;
//(2)Set RNC connection oriented handover algorithm switch to turn on
intra-frequency hard handover switch.
SET CORRMALGOSWITCH:
HoSwitch= INTRA_FREQUENCY_HARD_HANDOVER_SWITCH-1;
//(3)Execute the LST CORRMALGOSWITCH command to query whether the intra-
frequency hard handover is enabled.
LST CORRMALGOSWITCH: LstFormat=VERTICAL;
//The output results show that the state of the hard handover switch is
ON.
//The example of enabling intra-frequency soft handover and intra-
frequency hard handover
//(1)Set cell 100 of RNC 9 as an intra-frequency neighboring cell of cell
1.
ADD INTRAFREQNCELL: CELLID=1, RNCID=9, NCELLID=100, READSFNIND=READ,
CELLINDIVIDALOFFSET=0, CELLSFORBIDDEN1A=AFFECT, CELLSFORBIDDEN1B=AFFECT,
QOFFSET1SN=0, QOFFSET2SN=0, TPENALTYHCSRESELECT=D0;
//(2)Set RNC connection oriented handover algorithm switch to turn on
intra-frequency soft handover switch and intra-frequency hard handover
switch.
SET CORRMALGOSWITCH:
HoSwitch=SOFT_HANDOVER_SWITCH-1&INTRA_FREQUENCY_HARD_HANDOVER_SWITCH-1;
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RAN Feature Description Chapter 7 Intra-Frequency Handover
//(3)Execute the LST CORRMALGOSWITCH command to query whether the intra-
frequency handover is enabled.
LST CORRMALGOSWITCH: LstFormat=VERTICAL;
//The output results show that the state of the soft handover switch and
intra-frequency hard handover switch are ON.
7.6.2 Reconfiguring Intra-Frequency Handover Parameters
Note:
The Intra-frequency handover parameters of the RNC side are reconfigured on the
RNC LMT.
I. Parameter Reconfiguration on the RNC Side.
The commands for reconfiguring intra-frequency handover algorithm parameters on
RNC side includes the following two categories:
Table 7-1 shows the commands for reconfiguring RNC oriented intra-frequency
handover algorithm parameters.
Table 7-2 shows the commands for reconfiguring cell oriented intra-frequency
handover algorithm parameters.
Table 7-1 Commands for reconfiguring RNC oriented intra-frequency handover
algorithm parameters
Function Command
Reconfigure intra-frequency
handover algorithm switch:
[handover algorithm switch]
parameter:
Soft handover switch
Intra-frequency hard handover
switch
Detected set cells join active
set algorithm switch
Set intra-
frequency
handover
algorithm switch
SET
CORRMALGOSWITCH
List intra-
frequency
handover
algorithm switch
LST
CORRMALGOSWITCH
Reconfigure intra-frequency
handover algorithm parameters:
Softer handover combining
indication switch
Set RNC oriented
intra-frequency
handover
algorithm common
parameters
SET HOCOMM
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Function Command
BE service handover speed
decision threshold
DRNC soft handover initial
power offset
Indicating soft handover
branch delay difference
threshold
List RNC oriented
intra-frequency
handover
algorithm common
parameters
LST HOCOMM
Reconfigure RNC oriented intra-
frequency handover
measurement algorithm
parameters
Set RNC oriented
intra-frequency
handover
measurement
algorithm
parameters
SET INTRAFREQHO
List RNC oriented
intra-frequency
handover
measurement
algorithm
parameters
LST INTRAFREQHO
Table 7-2 Commands for reconfiguring cell oriented intra-frequency handover
algorithm parameters
Function Command
Reconfigure cell
oriented intra-
frequency handover
algorithm
parameters
Add cell oriented intra-
frequency handover algorithm
parameters
ADD
CELLINTRAFREQHO
Modify cell oriented intra-
frequency handover algorithm
parameters
MOD
CELLINTRAFREQHO
List cell oriented intra-
frequency handover algorithm
parameters
LST CELLINTRAFREQHO
Remove cell oriented intra-
frequency handover algorithm
parameters
RMV
CELLINTRAFREQHO
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Function Command
Reconfigure intra-
frequency
neighboring cell
Add intra-frequency
neighboring cellADD INTRAFREQNCELL
Modify intra-frequency
neighboring cellMOD INTRAFREQNCELL
List intra-frequency
neighboring cellLST INTRAFREQNCELL
Remove intra-frequency
neighboring cellRMV INTRAFREQNCELL
Note:
The priority of cell oriented intra-frequency handover algorithm parameters is higher
that of the RNC oriented intra-frequency handover algorithm parameters.
II. Parameter Reconfiguration on the NodeB Side
None.
III. Parameter Reconfiguration Verification
To verify the parameter reconfiguration, perform the following steps:
50) Execute LST CORRMALGOSWITCH command to query the reconfigured intra-
frequency handover algorithm switch.
51) Execute LST HOCOMM command to query the reconfigured RNC oriented
handover algorithm common parameters.
52) Execute LST INTRAFREQHO command to query the reconfigured RNC oriented
intra-frequency handover measurement algorithms parameters.
53) Execute LST INTRAFREQNCELL command to query the reconfigured intra-
frequency neighboring cells information.
54) Execute LST CELLINTRAFREQHO command to query the reconfigured cell
oriented intra-frequency handover measurement algorithm parameters.
IV. Examples
//Reconfigure RNC oriented handover algorithm common parameters.
//(1)List RNC oriented handover algorithm common parameters.
LST HOCOMM: LstFormat=VERTICAL;
//(2)Set RNC oriented handover algorithm common parameters.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
SET HOCOMM: DivCtrlField=MAY, BeBitRateThd=D384, DrncShoInitPwrPo=16,
ShMdcLegDelayThresh=20, D2HTimerLen=3;
//(3)Execute the LST HOCOMM command to list whether RNC oriented handover
algorithm common parameters are reconfigured.
LST HOCOMM: LstFormat=VERTICAL;
//The output results show that intra-frequency handover common parameters
are reconfigured.
//Reconfigure RNC oriented intra-frequency handover measurement algorithm
parameters.
//(1)List RNC oriented intra-frequency handover measurement algorithm
parameters.
LST INTRAFREQHO: LstFormat=VERTICAL;
//(2)Set RNC oriented intra-frequency handover measurement algorithm
parameters.
SET INTRAFREQHO: FilterCoef=D3, IntraFreqMeasQuantity=CPICH_EC/NO,
PeriodMRReportNumfor1A=D16, ReportIntervalfor1A=D4000,
IntraAblThdFor1FEcNo=-18, IntraAblThdFor1FRSCP=-115, Hystfor1A=0,
Hystfor1B=0, Hystfor1C=8, Hystfor1D=8, Hystfor1F=8, Weight=0,
TrigTime1A=D320, TrigTime1B=D640, TrigTime1C=D640, TrigTime1D=D640,
TrigTime1F=D640, SHOQualmin=-16, MaxCellInActiveSet=3;
//(3)Executer the LST INTRAFREQHO command to query whether RNC oriented
intra-frequency handover measurement algorithm parameters are
reconfigured.
LST INTRAFREQHO: LstFormat=VERTICAL;
//The output results show that intra-frequency handover measurement
algorithm parameters are reconfigured.
//Reconfigure intra-frequency neighboring cell information.
//(1)List intra-frequency neighboring cell information.
LST INTRAFREQNCELL: CellId=200, RncId=2, LstFormat=VERTICAL;
//(2)Add cell 100 of RNC 2 as an intra-frequency neighboring cell of cell
200.
ADD INTRAFREQNCELL: CellId=200, RncId=2, NCellId=100, ReadSFNInd=NOT_READ,
CellIndividalOffset=0, CellsForbidden1A=AFFECT, CellsForbidden1B=AFFECT,
SIB11Ind=TRUE, IdleQoffset1sn=0, IdleQoffset2sn=0, SIB12Ind=FALSE,
TpenaltyHcsReselect=D0;
//(3)Execute the LST INTRAFREQNCELL command to query whether intra-
frequency neighboring cell information is added.
LST INTRAFREQNCELL: CellId=200, RncId=2, NCellId=100, LstFormat=VERTICAL;
//The output results indicate that intra-frequency neighboring cell
information is added.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
7.6.3 Disabling Intra-Frequency Handover
I. Method of Disabling Intra-Frequency Handover
To disable the intra-frequency handover, execute the SET CORRMALGOSWITCH
command to turn off the intra-frequency handover switch.
II. Verification of the Disabled Feature
Execute the LST CORRMALGOSWITCH command to query the current state of
intra-frequency handover switch. The intra-frequency handover is disabled when
intra-frequency soft handover switch and intra-frequency hard handover switch are
turned off in the parameter Handover Algorithm Switch.
III. Examples
//Disable intra-frequency soft handover.
//(1)Disable intra-frequency soft handover.
HoSwitch=SOFT_HANDOVER_SWITCH-0;
//(2)Execute LST CORRMALGOSWITCH command to query whether intra-frequency
soft handover is disabled.
LST CORRMALGOSWITCH: LstFormat=VERTICAL;
//The output results show that the state of soft handover switch is OFF.
//Disable intra-frequency hard handover.
//(1)Disable intra-frequency hard handover.
HoSwitch=INTRA_FREQUENCY_HARD_HANDOVER_SWITCH-0;
//(2)Execute LST CORRMALGOSWITCH command to query whether intra-frequency
hard handover is disabled.
LST CORRMALGOSWITCH: LstFormat=VERTICAL;
//The output results show that the state of hard handover switch is OFF.
//Disable intra-frequency soft handover and intra-frequency hard handover.
//(1)Disable intra-frequency soft handover and intra-frequency hard
handover.
SET CORRMALGOSWITCH:
HoSwitch=SOFT_HANDOVER_SWITCH-0&INTRA_FREQUENCY_HARD_HANDOVER_SWITCH-0;
//(2)Execute LST CORRMALGOSWITCH command to query whether intra-frequency
handover is disabled.
LST CORRMALGOSWITCH: LstFormat=VERTICAL;
//The output results show that soft handover switch and intra-frequency
hard handover switch are OFF.
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RAN Feature Description Chapter 7 Intra-Frequency Handover
7.7 Maintenance Information
7.7.1 MML Commands
Table 7-1 shows the MML commands related to intra-frequency handover.
Table 7-1 MML commands related to intra-frequency handover
Command Description
SET CORRMALGOSWITCH Set intra-frequency handover algorithm switch
ADD INTRAFREQNCELL Add intra-frequency neighboring cell
SET HOCOMMSet RNC oriented handover algorithm common
parameter
SET INTRAFREQHOSet RNC oriented intra-frequency handover
measurement algorithm parameter
MOD CELLINTRAFREQHOModify cell oriented intra-frequency handover
measurement algorithm parameter
7.7.2 Alarms
None.
7.7.3 Counters
Table 7-1 lists the counters of soft handover.
Table 7-2 Counters of soft handover
Counter Description
Measurement Object ->
Measurement Family ->
Measurement Unit
VS.RRC.MrRpt.1ANumber of Event 1A
Measurement Reports
CELL -> MEASR ->
MEASR.REORT.CELL
VS.RRC.MrRpt.1BNumber of Event 1B
Measurement Reports
CELL -> MEASR ->
MEASR.REORT.CELL
VS.RRC.MrRpt.1CNumber of Event 1C
Measurement Reports
CELL -> MEASR ->
MEASR.REORT.CELL
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RAN Feature Description Chapter 7 Intra-Frequency Handover
Counter Description
Measurement Object ->
Measurement Family ->
Measurement Unit
VS.RRC.MrRpt.1DNumber of Event 1D
Measurement Reports
CELL -> MEASR ->
MEASR.REORT.CELL
VS.SHO.AddTime
Mean Delay of Soft
Handover Radio Link
Addition
CELL -> SHO ->
SHO.CELL
VS.SHO.AS.1Average Number of UEs
with One RLRNC -> SHO -> SHO.RNC
VS.SHO.AS.2Soft
Average Number of UEs
with Two RLs
Uncombined
RNC->SHO->SHO.RNC
VS.SHO.AS.2SofterAverage Number of UEs
with Two RLs CombinedRNC->SHO->SHO.RNC
VS.SHO.AS.3Soft2Softer
Average Number of UEs
with Three RLs and Two
Combined
RNC->SHO->SHO.RNC
7.8 References
3GPP, 25.331 "RRC Protocol Specification"
3GPP, 25.931 " UTRAN Functions, Examples on Signalling Procedures"
Yue Chen, “Soft Handover Issues in Radio Resource Management for 3G
WCDMA”, Doctor Degree Dissertation, September 2003
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