1 quality and quality control
DESCRIPTION
Quality controlTRANSCRIPT
SPRING 2013 -2014
QUALITY MANAGEMENTMI 334
Instructor – Dr. Akshay Dvivedi
This material is for classroom discussion and teaching only
QUALITY MANAGEMENT
QUALITY MANAGEMENT
QUALITY MANAGEMENT
QUALITY AND QUALITY CONTROL
Mahatma Gandhi said ………
A Customer is the most important visitor on our premises.
He is not dependent on us.
We are dependent on him.
He is not an interruption on our work.
He is the purpose of it.
He is not an outsider on our business.
He is a part of it
We are not doing him a favor by serving him…
He is doing us a favor by giving us an opportunity to do.
Global Market ->(Competiveness) -> New Scenarios (Perform in terms of cost, quality, delivery, dependability, innovation and flexibility)
Organizational performance can be improved through the effective use of production capability, technology and operations strategy
Total Quality Management (TQM)
Quality Function Deployment (QFD)
Six Sigma
Business Process Re-engineering (BPR)
Just In Time (JIT)
Benchmarking
Performance Measurement
QUALITY AND QUALITY CONTROL
QUALITY AND QUALITY CONTROL
PRICE TO QUALITY
7.03 7.006.33
5.92 5.67 5.57
3.47
0
2
4
6
8
10
Japan Singapore Germany USA Thailand Taiwan India
Ratin
g
QUALITY AND QUALITY CONTROL
CUSTOMER ORIENTATION
7.94
6.46 6.45 6.245.78 5.67
3.37
0
2
4
6
8
10
Japan Singapore Germany USA Thailand Taiwan India
Ratin
g
QUALITY AND QUALITY CONTROL
FACTORS India's RANKING OUT OF 53
Technology Ranking 36
Global Technological Leadership 41
Science and Math Education Levels 11
Corporate R & D Spending 44
Indigenous Innovation 35
No. of Scientist and Engineers 3
Quality of Engineers 52
Primary Education ( Female) 48
Primary Education ( Male) 8
Secondary Education ( Female) 47
Secondary Education ( Male) 39
QUALITY AND QUALITY CONTROL
Success
• Product Testing
• Complaints
1960-1970
Success
• QA• Process• Documentation• Training• Qualification
1970-1980
Success
• Quality Manuals
• Process Manuals
• QA –Everybody's job
• QA standards ISO 9000-14000
1980-1990
Success
• Customer Satisfaction
• Strategic Planning
• People and Change Management
• Process Management
• Social Impact• Quality Awards
1990------->
Success
• Liberalization
• Globalization
• WTO
• Conformity
Standards
• Technical
Regulations
• Documentation
• Information
1990------->
Qu
alit
y Im
pro
vem
ent
*Saad GH, Siha S (2000),"Managing quality: critical links and a contingency model", International Journal of Operations & Production Management, 20 (10),pp. 1146-1164
Evaluation of Quality*
Quality has evolved from mere specifications, controls,
inspections, systems, and methods for regulatory
compliance to a harmonized relationship with business
strategies aimed at satisfying both the internal and
external customer
QUALITY AND QUALITY CONTROL
Products and their customer EXPECTATIONS
Automaker
Auto have the intended durability?
Parts within the manufacturing tolerances?
Auto’s appearance pleasing?
Lumber mill
Lumber within moisture content tolerances?
Lumber properly graded?
Knotholes, splits, and other defects excessive?
QUALITY AND QUALITY CONTROL
Services and Their Customer EXPECTATIONS
Hospital
Patient receive the correct treatments?
Patient treated courteously by all personnel?
Hospital environment support patient recovery?
Bank
Customer’s transactions completed with precision?
Bank comply with government regulations?
Customer’s statements accurate?
QUALITY AND QUALITY CONTROL
Dimensions of Product Quality (Garvin, 1990*)
Performance - will the product do the intended job?
Reliability - how often the product fails?
Durability - how long the product lasts?
Serviceability - how easy is to repair the product?
Aesthetics - what does the product look like?
Features - what does the product do?
Perceived quality - what is the reputation of a company or its products?
*Healthcare Forum Journal, September-October 1990, Vol. 33, #5
QUALITY AND QUALITY CONTROL
Dimensions of Service Quality
Reliability
Responsiveness
Competence
Courtesy
Communication
Credibility
Security
QUALITY AND QUALITY CONTROL
Quality is the fitness of use (Juran) - it is the value of
the goods and services as perceived by the supplier,
producer and customer
The efficient production of the quality that the market
expects (Deming)
Quality is conformance to requirements (P. Crosby)
Quality is what the customer says, it is (Feigenbaum)
Quality is the loss that a product costs to the society after
being shipped to the customer (Taguchi)
QUALITY AND QUALITY CONTROL
18
“The first job we have, is to turn out qualityproducts that consumers will buy and keep onbuying. If we produce it efficiently andeconomically, we will earn a profit, in which youwill share.”
- William Cooper ProcterGrandson of the founder of Procter and Gamble
(October 1887)
Modern ? Importance of Quality
The totality of features and characteristics of a product or
services that bear on its ability to satisfy stated or implied
needs of the customers (ASQC)
A quality system is the agreed on company wide and plant
wide operating work structure, documented in effective,
integrated , technical and managerial procedures for
guiding the co-coordinated actions of people, the machines,
or the information of company in the best and most practical
ways to assume customer quality satisfaction and
economical costs of quality (Feigenbaum)
QUALITY AND QUALITY CONTROL
THREE ISSUES
20
1. Productivity
2. Cost
3. Quality
21
Of these three determinants of the profitability the mostsignificant factor in determining the long range success or failureof an organization is Quality.
Good quality of product and service can provide:
1. Competitive edge
2. Reduce cost due to returns, rework, and scrap
3. Productivity and Profits
4. Generates Satisfied customers: Continued Patronage and word of mouth advertisement
Significant Issue
Specification: A set of conditions and requirements, of specific
and limited application, that provide a detailed description of the
procedure, process, material, product/service primarily in
procurement and manufacturing, e.g. ID - 3 ± 0.1 cm, OD - 5 ±
0.1 cm is specification limit
Standard: A prescribed set of conditions and requirements, of
general or broad application, established by authority or
agreement, to be satisfied by a material, product, process,
procedure, convention, test method; and/or the physical,
functional, performance/conformance characteristic thereof, e.g.
document that addresses the requirements of all QC.
QUALITY AND QUALITY CONTROL
Three Aspects of Quality
QUALITY AND QUALITY CONTROL
QUALITY
QUALITYOF
DESIGN
QUALITYOF
PERFORMANCE
QUALITYOF
CONFORMANCE
Three Aspects of Quality
Quality of Design: Consumer's Perspective
Product must be designed to meet the requirement of the customer.
Product must be designed right first time and every time and while designing all aspects of customer expectations must be incorporated into the product.
Factors need to consider while designing the product are:
Cost
Profit policy of the company
Demand
Availability of the parts
QUALITY AND QUALITY CONTROL
Three Aspects of Quality
Quality of Conformance: Manufacturer's Perspective
The product must be manufactured exactly as designed (defect finding, defect prevention, defect analysis, and rectification).
The difficulties encountered at the manufacturing stage must be conveyed to the designers for modification in design, if any.
Two-way communication between designer and manufacturing
Quality of Performance
The product must function as per the expectations of the customer. The two way communication between designers and customer is the key to have a quality product.
QUALITY AND QUALITY CONTROL
Cost of Quality
Running a company by profit alone is like driving a car by looking inthe rearview mirror. It tells you where you’ve been, not where you aregoing!
Dr. E. Deming
Cost of Quality: the cost of ensuring that the job is done right + the cost of not doing the job right.
Cost of Conformance + Cost of Non-Conformance
(Prevention & Appraisal) (Internal/External Defects)
27
What is the Cost of Quality?
Error - “The sooner, the better”
Error elimination cost ratio for
development: production : delivery is 1:10:100
Stage Error Prevention Error Correction 1:10:100 Time CostProcess
DevelopmentAdaptive X1 Best Best
Early Review of Design/Process
X1 Slight Delay Low
Mass Production
Good QA X10 Good Expensive
QC After Production
X10 Conditional Delay
High Expenses
Delivered Service/Exchange X100 - Very High Expenses
Unhappy Customer Keeps
Bad Product
X100 - Loss of business
ExternalInternal
AppraisalPrevention
29
Four Cost Categories Related to Quality
• Prevention cost: Cost of planning and executing a project so it is error-free or within an acceptable error range.
• Prevention cost: Cost of planning and executing a project so it is error-free or within an acceptable error range.
• Appraisal cost: Cost of evaluating processes and their outputs to ensure quality.• Appraisal cost: Cost of evaluating processes and their outputs to ensure quality.
• Internal failure cost: Cost incurred to correct an identified defect before the customer receives the product.
• Internal failure cost: Cost incurred to correct an identified defect before the customer receives the product.
• External failure cost: Cost that relates to all errors not detected and corrected before delivery to the customer.
• External failure cost: Cost that relates to all errors not detected and corrected before delivery to the customer.
ExternalInternal
AppraisalPrevention
QUALITY COSTS
31
Normal Cost of Quality Distribution whenQuality System is NOT in Place
ExternalFailure Cost
InternalFailure Cost
Prevention Cost
Appraisal Cost
Cost ofQuality
32
Optimum Cost of Quality Distributionwhen Quality System is in Place
Cost ofQuality Internal Failure Cost
External Failure Cost
Appraisal Cost
Prevention Cost
QUALITY AND QUALITY CONTROL
Raw Materials,Parts, andSupplies
ProductionProcesses
Products andServices
Inputs Conversion Outputs
Control Chartsand
Acceptance Tests
Control Chartsand
Acceptance TestsControl Charts
Quality ofInputs
Quality ofOutputs
Quality ofPartially CompletedProducts
QC Throughout Production Systems
Pre-production Insp. In-line/In-process Insp. Pre-shipment Insp.Timely corrections of any non-conformities detected
Evaluation of the average product quality
Representative of whole batch
Inspection - generally refers to the activity of checking
products
“Activity such as measuring, examining, testing or gauging
one or more characteristics of a product or service, and
comparing the results with specified requirements in order
to establish whether conformity is achieved for each
characteristic” - ISO 2859
The inspected products can be the components used for
production, work-in-process inventory, or finished goods.
QC-INSPECTION
Cos
t
OptimalAmount of Inspection
QC-INSPECTION
Cost of inspectionCost of passing defectives
Total Cost
QC-INSPECTION
Inspection of lotsbefore/afterproduction
Inspection andcorrectiveaction duringproduction
Quality builtinto theprocess
The leastprogressive
The mostprogressive
How Much/How OftenWhere/When Centralized vs. On-site
Inputs Transformation Outputs
Production
Where to Inspect in the Process
Raw materials and purchased parts
Finished products
Before a costly operation
Before an irreversible process
Before a covering process
QC-INSPECTION
HOW?
DATA
Statistics
Statistics is the study of the collection, organization, analysis, interpretation, and presentation of data
COPY-ExactlyNO VARIATION
Statistical quality control (SQC) is the term used to describe the set of statistical tools used by quality professionals.
Descriptive statistics are used to describe quality characteristics and relationships (mean, standard deviation, the range etc.)
Statistical process control (SPC) involves inspecting a random sample of the output from a process and deciding whether the process is producing products with characteristics that fall within a predetermined range. SPC answers the question of whether the process is functioning properly or not.
Acceptance sampling is the process of randomly inspecting a sample of goods and deciding whether to accept the entire lot based on the results. Acceptance sampling determines whether a batch of goods should be accepted or rejected.
STATISTICAL CONTROL
39
Variation ? – Common Causes
Unavoidable common, or random, causes of variation
(random cause- can not be eliminated)
Patties in bakery – some are slightly larger
Natural random variation –
Average bottle of cold drink contains 300 ml liquid
(natural variation 298-302 ml)
Variation outside normal variation – problem with process
STATISTICAL CONTROL
Range
Variation ? – Common Causes
Inherent part of the process design and affects all items
Process operating under stable system of common
causes is in Statistical Control
Fluctuations in working conditions (temperature, pressure
etc.), vibrations in machines,
Management alone is responsible for common causes
85% of problems are due to common causes and can be
solved only by action on the part of management
STATISTICAL CONTROL
Variation ? Special Causes
Variation due to special/assignable causes
Not inherent in process
Not part of process as designed
Non-random pattern
Process out of control
Does not affect all items
Problem has a remedy
15% of all problems are due to special causes
Actions on part of both management and workers may reduce such cases
STATISTICAL CONTROL
The Statistical Control Process
Define
Measure
Compare
Evaluate
Correct
Monitor results
STATISTICAL CONTROL
HAVE YOU EVER…
Shot a rifle?
Played darts?
Played basketball?
44
What is System of point ofthese sports?
HAVE YOU EVER…
Shot a rifle?
Played darts?
Played basketball?
45
Ram
Arjun
Who is the better shot?
DISCUSSION
What do you measure in your process?
Why do those measures matter?
Are those measures consistently the same?
Why not?
46
VARIABILITY
Deviation = distance between observations and the mean (or average)
47
Ram
871089
Arjun
Observations
10
9
8
8
7
averages 8.4
Deviations
10 - 8.4 = 1.6
9 – 8.4 = 0.6
8 – 8.4 = -0.4
8 – 8.4 = -0.4
7 – 8.4 = -1.4
0.0
Deviation = distance between observations and the mean (or average)
48
76776 Arjun
Ram
Observations
7
7
7
6
6
averages 6.6
Deviations
7 – 6.6 = 0.4
7 – 6.6 = 0.4
7 – 6.6 = 0.4
6 – 6.6 = -0.6
6 – 6.6 = -0.6
0.0
Variability
VARIABILITY
Variance = average distance between observations and the mean (squared)
49
Arjun
Observations
10
9
8
8
7
averages 8.4
Deviations
10 - 8.4 = 1.6
9 – 8.4 = 0.6
8 – 8.4 = -0.4
8 – 8.4 = -0.4
7 – 8.4 = -1.4
0.0
Ram
871089
Squared Deviations
2.56
0.36
0.16
0.16
1.96
1.0 Variance
Variance
Average distance between observations and the mean (squared) Measures fluctuations of observations around the
mean
50
Observations
7
7
7
6
6
averages 6.6
Deviations
7 - 6.6 = 0.4
7 - 6.6 = 0.4
7 - 6.6 = 0.4
6 – 6.6 = -0.6
6 – 6.6 = -0.6
0.0
Squared Deviations
0.16
0.16
0.16
0.36
0.36
0.24 Variance
Variability
76776 Arjun
Ram
Standard deviation = square root of variance
51
Variance Standard Deviation
Ram 1.0 1.0
Arjun 0.24 0.4898979
But what good is a standard deviation
Ram
Arjun
Variability
VARIABILITY
52
The world tends to be bell-shaped
Most outcomes
occur in the middle
Fewer in the “tails”
(lower)
Fewer in the “tails” (upper)
Even very rare outcomes are
possible(probability > 0)
Even very rare outcomes are
possible(probability > 0)
VARIABILITY
53
Add up the dots on the dice
0
0.05
0.1
0.15
0.2
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18
Sum of dots
Pro
ba
bili
ty 1 die
2 dice
3 dice
Here is why:
Even outcomes that are equally likely (like dice), when you add them up, become bell shaped
“NORMAL” BELL SHAPED CURVE
54
Add up about 30 or most thingsand you start to be “normal”
Normal distributions are divided upinto 3 standard deviations on each side of the mean
Once you know that, you know a lot about what is going on
And that is what a standard deviation is good for
POTENTIAL REASONS OF VARIATIONS
The Operator Training, supervision, technique
55
The Method• Procedure, Set-up, temperature, etc.
The Material• Moisture content, blending, contamination
The Machine• Machine condition, inherent precision
Management• Poor Process management, Poor System
CAUSES OF VARIATIONS
Common Causes : Improvement in system
Variation inherent in process
Can be eliminated only through improvement in system
No pattern
56
Assignable Causes : Control of Process
• Variation due to identifiable factors
• Can be modified through operator or management action
• May exhibit a pattern
• Examples of special causes include: wrong tool, wrong production method, improper raw material, operator’s skill, wrong die etc.
SPC uses samples to identify that Assignable causes have occurred
STATISTICAL PROCESS CONTROL
The underlying concept of stat istical process control is based on a comparison of what is happening today with what happened previously.
57
• We take a snapshot of how the process typically performs or build a model of how we think the process will perform and calculate control limits for the expected measurements of the output of the process.
• Then we collect data from the process and compare the data to the controllimits.
The majority of measurements should fall within the control limits.
Measurements that fall outside the control limits are examined to see if they belong to the same population as our initial snapshot or model.
STATISTICAL QUALITY CONTROL
The purpose of stat istical quality control is to ensure, in a cost eff icientmanner, that the product shipped to customers meets their
specif ications.
58
• Inspecting every product is costly and inefficient, but the consequences of shipping non conforming product can be significant in terms of customer dissatisfaction.
• Statistical Quality Control is the process of inspecting enough product from given lots to ensure a specified quality level.
WHAT ARE SPC TECHNIQUES?
There are many ways to implement process control. Key monitoring and investigating tools include: Histograms Run Charts Pareto Charts Cause and Effect Diagrams Flow Diagram Scatter Diagrams Control Charts
59
60
Control Charts:Recognizing Sources of Variation
• Why Use a Control Chart?To monitor, control, and improve process performance over time by
studying variation and its source.
What Does a Control Chart Do?• Focuses attention on detecting and monitoring process variation over
time;• Distinguishes special from common causes of variation, as a guide to
local or management action;• Serves as a tool for ongoing control of a process;• Helps improve a process to perform consistently for higher quality, lower
cost, and higher effective capacity;• Provides a common language for discussing process performance.
61
Control Charts:Recognizing Sources of Variation
How Do I Use Control Charts?
There are many types of control charts. The control charts that you or your team decides to use should be determined by the type of data that you have.
Data are of two typesVariablesAttributes
62
Control Charts:Recognizing Sources of Variation
Variables “Things we measure”
Attributes “Things we count”
Length Blood Pressure DiameterWeight Volume Tensile strengthTime Temperature
Number or percent defective itemsNumber of defects per itemTypes of defects etc.
Mean
Range and Standard Deviation
Range – Difference between largest and smallest observation
Sample Std. Dev. – Measures variability (sq. root of variance)
(μ)
(μ)
BEFORE WE START….
Samplingdistribution
Processdistribution
Mean
Central Limit Theorem – if plotted statistic is a sample average, itwill tend to have a normal distribution.Thus, even if the parent population is not normally distributed,control charts for averages are based on normal distributions
BEFORE WE START….
294 296 290 300 302 304 306(ml)
294 296 290 300 302 304 306(ml)
Distribution of Data
Before We Start….
66
Control Charts: TypesControl Charts for Variables Data
_X and R charts : for sample averages and ranges_X and s charts : for sample averages and standard deviations
Md and R charts : for sample medians and ranges
X and Rm charts : for individual measures and moving ranges
Control Charts for Attributes Data
p charts : proportions of units nonconforming
np charts : number of units nonconforming
c charts : number of defects/nonconformities
u charts : number of defects/nonconformities per unit
67
Control Charts: Selection
• How Do I Select Control Charts?
Use the following tree diagram to determine which chart will best fit your situation.
Only the most common types of charts are addressed.
68
Control Chart Selection
Control Chart
Variables
n Large X, s
n small X, R
n = 1 X-chart, Moving Range
Attributes
Defective
n constant p or np
n variable p
Defects
n constant c or u
n variable u
69
Basis of Control Chart
CL = E θ θEstimates of θ
UCL = E θ + K σ θ S.D of ESTIMATOR θ
LCL= E θ - K σ θK: - No. of std. deviations of the sample statistics that the control limits are placed from the centerline.
If we assume normal distribution k=3, 99.74% fall in the range of UCL & LCL 0.26% or 0.0026 fraction out of range.K can be decided on % outside the limits. 0.2%--K=3.09
Type I error (false alarm)
Concluding a process is not in control when it actually is in control. Probability of Type I error is α
Type II error (lost opportunity)
Concluding a process is in control when it is not. Probability of Type II error is β
MeanLCL UCL
/2 /2
MeanLCL UCL
/2
β
Basis of Control Chart
In control Out of control
In control No Error Type I error
(producers risk)
Out of control Type II Error
(consumers risk)
No error
Type I and Type II Errors
Basis of Control Chart
Mean
95.44%
99.74%
Standard deviation
CL = μ (mean)UCL = μ + K σx ̄ (K=number of standard deviations of the sample statistic)LCL = μ - K σx ̄
σx ̄ = σ/√n where, σx̄ is std. dev of sample mean x̄
2
2
1 -(x-μ)f(x)= exp
2σ2 σx
X
X- X-Z = or
ZStandard normal distribution
BASIS OF CONTROL CHART
Sample Ave Dimension x̄ Sample Ave Dimension x̄ Sample Ave Dimension x̄
1 31.45 6 30.20 11 31.56
2 29.70 7 29.10 12 29.50
3 31.48 8 30.85 13 30.50
4 29.52 9 31.55 14 30.72
5 28.30 10 29.43 15 28.92
CL = 30 mmσx ̄ = 1.5/√5 = 0.671 mmUCL = 30 + 3(0.671) = 32.0123 mmLCL = 30 - 3(0.671) = 27.987 mm
A machining process for a particular dimension has process mean as 30 mm and standard deviation as 1.5mm. Construct a control chart for 3σ limits if samples of size 5 are randomly selected
Basis of Control Chart
CL = 120 kgσx ̄ = 8/√5 UCL = 120 + 3(8/√5) = 130.733 kgLCL = 120 - 3(8/√5) = 109.267 kg
a. Construct a control chart for average breaking strength of rope. Samples of size 5 are randomly chosen from the process.Given - Process mean and standard deviation are 120 kg and 8 kg respectively.b. If control limits are placed at 3 σ, what is probability of Type I error.
X
X- 130.733-120Z = 3.00
8 5
Basis of Control Chart
Probability of Type I error will be .0026
This table gives a probability that a statistic is less than Z. This equates to the area of the distribution below Z.
Basis of Control Chart
CL = 120 kgσx ̄ = 8/√5 UCL = 120 + 3(8/√5) = 130.733 kgLCL = 120 - 3(8/√5) = 109.267 kg
c. If process mean shifts to 125 kg, what is the probability that process is in control and hence making a type II error
1
X
2
X
X- 130.733-125Z = 1.60
8 5
X- 109.267-125Z = 4.40
8 5
β= 0.9452
Basis of Control Chart
Basis of Control Chart
0.0548
Effect of CL on errors in inference making
Type I error (α) reduces when control limits are placed farther apart.
Control Limits > = 4 sigma , Type I error is negligible.
μ ±k σControl limits =
Basis of Control Chart
79
Operating Characteristic Curve
An operating characteristic (OC) curve is a measure of goodness of a
control chart's ability to detect changes in process parameters.
Specifically, it is a plot of the probability of the Type II error versus
the shifting of a process parameter value from its in-control value.
OC curves enable us to determine the chances of not detecting a shift
of a certain magnitude in a process parameter on a control chart.
80
Operating Characteristic Curve
81
Operating Characteristic CurveSamples of size 5 are randomly chosen from a process whose
mean and standard deviation are estimated to be 120 kg and 8 kg, respectively. Construct the operating characteristic curve for increases in the process mean from 120 kg.
CL = 120 kg, σx ̄ = 8/√5 UCL = 120 + 3(8/√5) = 130.733 kgLCL = 120 - 3(8/√5) = 109.267 kg X
X- 130.733-120Z = 3.00
8 5
1
X
2
X
X- 130.733-125Z = 1.60
8 5
X- 109.267-125Z = 4.40
8 5
82
Operating Characteristic Curve
Processmean
Z-value at UCL
Z1
Area above UCL
Z-value at LCLZ2
Area below LCL
Probability of nondetection,
b
123.578127.156130.733134.311137.888141.466
2.001.00.00
-1.00-2.00-3.00
.0228
.1587
.5000
.8413
.9772
.9987
-4.00-5.00-6.00-7.00-8.00-9.00
.0000
.0000
.0000
.0000
.0000
.0000
.9772
.8413
.5000
.1587
.0228
.0013
83
Operating Characteristic Curve
84
Control Chart Performance
Average Run Length• The average run length (ARL) is a measure of the
performance of the control chart. This denotes the number of samples on average, required to detect an out-of-control signal.
• Let p = probability that any point exceeds the control limits. Then,
Process in control (p=α), i.e., ARL = 1/α = 1/0.0026 = 385 (False Alarm)
Process out-of-control (p=1-β), i.e., ARL = 1/(1-β)
3σ Limits
85
Control Chart Performance
Magnitude of Process Shift α Error β Error ARL Remarks
0 0.0026 - 385 Process in Control
0.5 σ - 0.9938 161.2 Process Out of Control
1.0 σ - 0.9772 43.85 Process Out of Control
1.5 σ - 0.9332 14.97 Process Out of Control
2.0 σ - 0.8413 6.3 Process Out of Control
3.0 σ - 0.5000 2 Process Out of Control
For a process in control we For an out of control process it is
Prefer the ARL to be large desirable for the ARL to be smallBecause an observation we want to detect the out of controlPlotting outside the control condition.Limit represent false alarm.
86
Effect of CL on errors in inference making
Type I error (α) reduces when control limits are placed farther apart.
Control Limits > = 4 sigma , Type I error is negligible.
Type II error (β) α [1/ α]
Type II error increases when Type I error decreases.
Type II error α [1/ n]
μ ±k σ
kμ ± σx / n
Control limits = increase in sample size draw limits to be closer
87
Effect of sample size on errors in inference making
n1<n2<n3
Control Charts (what they reveal):
Purpose: to monitor process output to see if it is random
When to take corrective action
Pattern of the plot diagnose causes ---- indicates possible remedial actions
When to leave process alone?
Process capability (ability of process to produce within desirable specifications)
Possible means for quality improvement
Basis of Control Chart
Sample number
UCL
LCL
1 2 3 4
Process should remain random at all times !
Observations from Sample Distribution
Basis of Control Chart
MEAN AND RANGE CHARTS
UCL
LCL
UCL
LCL
R-chart
x-Chart Detects shift
Does notdetect shift
(process mean is shifting upward)
SamplingDistribution
Basis of Control Chart
x-Chart
UCL
Does notreveal increase
UCL
LCL
LCL
R-chart Reveals increase
(process variability is increasing)
SamplingDistribution
MEAN AND RANGE CHARTS
Basis of Control Chart
92
Warning Limits on Control Charts
Warning limits (if used) are typically set at 2 standard deviations from the mean.
If one or more points fall between the warning limits and the control limits, or close to the warning limits the process may not be operating properly.
Good thing: Warning limits often increase the sensitivity of the control chart.Bad thing: Warning limits could result in an increased risk of false alarms.
Statistical Control -Control Charts for Mean and Range
94
General Rules for Out of Control Situations
Natural Pattern:They are indicative of a process that is in control; i.e. they demonstrate the presence of a stable system of common cause.
Sudden Shift:Sudden change or jump occurs because of changes – in process setting as temp, pr., depth of cut, change in customer behavior, no. of tellers etc.
95
General Rules for Out of Control Situations
Gradual Shift :
- Change in the Q. of coming material overtimeX
- Change in the maintenance program
new operator
R decrease in worker skill
gradual improvement in vendors supply
96
General Rules for Out of Control Situations
Trending Pattern:
X Tool wear, die wear, gradual deterioration of Machines
R Operator skill
97
General Rules for Out of Control Situations
Cyclic Pattern:
repetitive periodic behavior
X : Periodic change in temp, rotation of operator, seasonal variation
R : Operators fatigue periodic maintenance
98
Control Chart Construction
• Select the process to be charted;
• Decide what to measure and count; (Pareto sizing)• Determine sampling method and plan;
• How large a sample needs to be selected? (Time, Cost ---- Information)
• Samples under the same technical conditions: (machine, operator, lot) ----(Rational Sub-grouping)
Frequency of sampling will depend on whether you are able to discern patterns in the data. Consider hourly, daily, shifts, monthly, annually, lots, and so on. Once the process is “in control”, you might consider reducing the frequency with which you sample.
99
Control Chart Construction
• Initiate data collection:Run the process untouched, and gather sampled data.Record data on an appropriate Control Chart sheet or other
graph paper. Include any unusual events that occur.
• Calculate the appropriate statistics and control limits:Use the appropriate formulas.
• Construct the control chart(s) and plot the data.
100
Control Chart Construction
101
Control Chart Interpretation
What is Process Control?
Process Control is the active changing of the process based on the results of process monitoring.
Once the process monitoring tools have detected an out-of-control situation,
the person responsible for the process makes a change to bring the process back into control.
102
Control Chart Interpretation
What to do if the process is "Out of Control"?
If the process is out-of-control, the process engineer looks for an assignable cause by following the out-of-control action plan (OCAP) associated with the control chart.
103
Control Chart Representing Limits, Special Causes, Common Causes
Upper control limits
Lower control limits
Centre Line
Stable process
Special cause
Unstable process
Common causeUpper control limits
Lower control limits
Centre Line
Stable process
Special cause
Unstable process
Common cause
104
Control Charts for Variable Type of Data
and R charts
In the x bar chart the sample means are plotted in order tocontrol the mean value of a variable.
In R chart, the sample ranges are plotted in order to controlthe variability of a variable
THE CHART
Control Charts applicable to quality measurements that
possesses continuous probability distribution . This sampling
is commonly referred to as “sampling by variables.”
The chart helps the quality control person decide whether
the center (or average, or the location of central tendency) of
the measurement has shifted.
x
x
Statistical Control -Control Charts for Mean and Range
Deciding whether the center of the distribution of quality
measurements has shifted up or down may not be enough.
It is frequently of interest to decide if the variability of the
process measurements has significantly increased or
decreased.
A process that suddenly starts turning out highly variable
products could cause severe problems in the operations.
In R chart, the sample ranges are plotted in order to control
the variability of a variable
THE R -CHART
Statistical Control -Control Charts for Mean and Range
= mean of ‘g’ samples (g=number of samples)
Centre line, UCL and LCL are calculated using following formulae:
iXn
n
iiX
1
= mean of the ith samplen = sample size, Xi = ith data
iX
g
g
iiX
1X X
Statistical Control -Control Charts for Mean and Range
Sample Mean
Centerline (X bar)
Centerline (R chart)
XX iiiR)min()(max
Ri = range of ith sampleXmax(i) = maximum value of the data in ith sampleXmin (i) = minimum value of the data in ith sample
Centre line, UCL and LCL are calculated using following formulae:
Statistical Control -Control Charts for Mean and Range
(Upper control limit for X bar chart)
(Lower control limit for X bar chart)
RAXUCLx 2
RAXLCLx 2
A2 is constant and its value can be obtained from standard table. Its value depend upon the size of sample.
RDUCLR 4
RDLCLR 3
(Upper control limit for R chart)
(Lower control limit for R chart)
D3 and D4 are constants and their values can be obtained from standard tables. Their values depend upon the size of sample.
Statistical Control -Control Charts for Mean and Range
n A2 D3 D4
2 1.880 0 3.267
3 1.023 0 2.575
4 0.729 0 2.282
5 0.577 0 2.115
6 0.483 0 2.004
7 0.419 0.076 1.924
8 0.373 0.136 1.864
9 0.337 0.184 1.816
10 0.308 0.223 1.777
Factors for Calculating Limits for and R Charts
n = observations in an sample
Statistical Control -Control Charts for Mean and Range
The mean values and ranges of data from 16 samples (sample size = 5) aregiven as under:
S.NoMean of Sample
Range S.NoMean of Sample
Range S.NoMean of Sample
Range S.NoMean of Sample
Range
1 10 4 5 9 5 9 10 4 13 12 4
2 15 4 6 11 6 10 11 6 14 12 3
3 12 5 7 11 4 11 12 5 15 11 3
4 11 4 8 9 4 12 13 4 16 15 4
Upper Control Limit of x bar chart = 11.5 + A2*4.3125 = 13.98
Lower Control Limit of x bar chart = 11.5 - A2*4.3125 = 9.01
Average of mean values of 15 samples = = 11.5 (Center Line of x bar Chart)16
16
1i
X
A2 = 0.577 for sample size 5
Statistical Control -Control Charts for Mean and Range
X-Bar Chart
Sample data at S.N 2, and 16 are slightly above the UCL. Sample dataat S. No. 5 and 8 are slightly below LCL.Efforts must be made to find the special causes and revised limits areadvised to calculate after deleting these data.
CL= 11.5
LCL = 9.01
UCL = 13.98
Statistical Control -Control Charts for Mean and Range
RDUCLR 4
RDLCLR 3
= 4.3125
= 2.115*4.3125 = 9.12
= 0*4.3125 = 0
2
3
4
5
6
7
8
9
10
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
All the data are within theLCL and UCLVariability of the processdata is not an issue
R Chart
CL
UCL
Statistical Control -Control Charts for Mean and Range
g
ii 1
R87
R 3.48g 25
R 4
R 3
UCL D R (2.114)(3.48) 7.357
LCL D R (0)(3.48) 0
Consider a process by which coils are manufactured. Samples of size 5 arerandomly selected from the process, and the resistance values (in ohms) of thecoils are measured. The data values are given in Table
For a sample of size 5, D4 = 2.114 and D3 = 0. The trial control limits for theR-chart are calculated as follows:
Statistical Control -Control Charts for Mean and RangeSample Observation (ohms) X R Comments
123456789
10111213141516171819202122232425
20,22,21,23,2219,18,22,20,2025,18,20,17,2220,21,22,21,2119,24,23,22,2022,20,18,18,1918,20,19,18,2020,18,23,20,2121,20,24,23,2221,19,20,20,2020,20,23,22,2322,21,20,22,2319,22,19,18,1920,21,22,21,2220,24,24,23,2321,20,24,20,2120,18,18,20,2020,24,22,23,2320,19,23,20,1922,21,21,24,2223,22,22,20,2221,18,18,17,1921,24,24,23,2320,22,21,21,2019,20,21,21,22
21.6019.8020.4021.0021.6019.4019.0020.4022.0020.0021.0021.6019.4021.2022.8021.2019.2022.4020.2022.0021.8018.6023.0020.8020.60
3482542542334244244334323
New vendor
High TemperatureWrong Die
Sum=521.00 Sum=87
Statistical Control -Control Charts for Mean and Range
g
ii 1
X521.00
X 20.840g 25
2X
2X
UCL X A R 20.84 (0.577)(3.48) 22.848
LCL X A R 20.84 (0.577)(3.48) 18.832
Statistical Control -Control Charts for Mean and Range
R 4
R 3
UCL D R (2.114)(3.273) 6.919
LCL D R (0)(3.273) 0
459X 20.864
22
2X
2X
UCL X A R 20.864 (0.577)(3.273) 22.753
LCL X A R 20.864 (0.577)(3.273) 18.975
The revised control limits on the R-chart are
The revised center line on the X BAR chart
The revised control limits on the
Sample 15 falls close to UCL on the chart. On further investigation, nospecial causes could be identified for this sample. So, the revised limits will beused for future observations until a subsequent revision takes place.
117
Control Chart InterpretationSet of rules to determine "Out of Control"
General rules for detecting out of control or non-random situations
Any Point Above +3 Sigma------------------------------------------------------------------------ +3 LIMIT
2 Out of the Last 3 Points Above +2 Sigma---------------------------------------------------------------------- +2 LIMIT
4 Out of the Last 5 Points Above +1 Sigma---------------------------------------------------------------------- +1 LIMIT
8 Consecutive Points on This Side of Control Line=========================================== CENTER LINE
8 Consecutive Points on This Side of Control Line------------------------------------------------------------------------ -1 LIMIT
4 Out of the Last 5 Points Below - 1 Sigma-------------------------------------------------------------------------- -2 LIMIT
2 Out of the Last 3 Points Below -2 Sigma------------------------------------------------------------------------- -3 LIMIT
Any Point Below -3 Sigma
TREND RULE :6 in a row trending up or down. 14 in a row alternating up and down
118
Control Charts for Variable Type of DataVariable Sample Size
A change in the sample size has an impact on the control limits for theX bar and R charts
An increase in the sample size n reduces the width of the control limits.
Standardized Control ChartsWhen the sample size varies, the control limits on an X bar and an R-chart will change . With fluctuating control limits, the rules for identifying out-of-control conditions become difficult to apply—that is, except for Rule 1 (which assumes a process to be out of control when an observation plots outside the control limits). One way to overcome this drawback is to use a standardized control chart. To standardize a statistic
Subtract its mean from its valueDivide with its SD
119
Control Charts for Variable Type of Data
g
i ii 1
ig
ii 1
n XX X sam ple m ean
n
g2
i i^i 1
ig
ii 1
(n 1)ss sa m p le S D
(n 1)
ii ^
i
X XStandardized value for the mean Z
/ n
+3
-3
0Zi values are plotted on a CC with CL=0 UCL & LCL +3 & -3
Estimate of process SD is the square root of the weighted average of the sample variance
ni – sample size for sample isi – standard deviationg – no of samples
120
Control Charts for Variable Type of Data
+3
-3
0Ki values are plotted on a CC with CL=0 UCL & LCL +3 & -3
ii ^
Rr R a n g e 'R i', E s t im a to r o f P ro c e s s S D
i 2
i 2 33
r dRange 'K ' Mean 'd ', SD 'd '
d
121
Control Charts for Variable Type of Data
0X
00 0 0X
00 0 0X
CL X
3UCL X X A
n3
LCL X X An
Control limits for given target or standard
^
2
R
d
^
2 0R d given
For R chart
CLR = d2s0UCLR = D2s0LCLR = D1s0
Care must be taken while interpreting CC based on standard values-Target value is specified as too high or too low
0 given process mean (target)s0 st.devX
122
Control Charts for Variable Type of Data
0X
0 0X
0 0X
CL X 21.0
UCL X A 21.0 (1.342)(1.0) 22.342
LCL X A 21.0 (1.342)(1.0) 19.658
Refer to the coil resistance data, Let's suppose the targetvalues for the average resistance and standard deviation are21.0 and 1.0 ohms, respectively. The sample size is 5. Thecenter line and the control limits for the
The center line and control limits for the R-chart areCLR = d2s0 = (2.326)(1.0) = 2.326UCLR = D2s0 = (4.918)(1.0) = 4.918LCLR = D1s0 = (0)(1.0) = 0
- chart are as follows:X
123
Control Charts for Variable Type of Data
The process seems to be out of control with respect to the given standard. Samples 5 and 8 are above the upper control limit, and a majority of the points lie above the center line. Only six of the points plot below the center line. thus it reveals that the process is not capable of meeting the company guidelines Sigma as 1.0. The estimated process standard deviation (calculated after the process was brought to control) is
R 3.50σ = = = 1.505
d 2 .3262
124
Control Charts for Variable Type of Data
Several points are out-side the control limits—four points below and twopoints above. the revised center line for the X bar chart was found tobe 20.864. Our target center line is now 21.0. Adjustingcontrollable process parameters could possibly shift the averagelevel up to 21.0. However, the fact that there are, points outsideboth the upper and lower control limits signifies that processvariability is the issue here.
22.34219.658
125
Control Charts for Variable Type of Data
Suppose we have g preliminary samples at our disposition, each of size n, and let si be the standard deviation of the ith sample. Then the average of the g standard deviations is
SBUCLR 4 (Upper control limit for ‘s’ chart)
SBLCLR 3 (Lower control limit for ‘s’ chart)
g
i
isg
S1
1(Center Line for ‘s’ chart)
and s charts
Centre line, upper, & lower control limit for s charts are calculated.The formulae used are as following:
Where B3 and B4
are constants and their values can be obtained from standard tables. These values depend upon the size of sample.
SD provides a better measure of variabilityGenerally n greater than 10
126
Control Charts for Variable Type of Data
N A3 B3 B4
2 2.659 0 3.267
3 1.954 0 2.568
4 1.628 0 2.266
5 1.427 0 2.089
6 1.287 0.030 1.970
7 1.182 0.118 1.882
8 0.185 1.815
9 0.239 1.761
10 0.284 1.716
Factors for Calculating Limits for and S Charts
127
Control Charts for Variable Type of Data
= mean of ‘g’ samples
Centre line, upper, & lower control limit for x bar charts are calculated.The formulae used are as following:
(Upper control limit for X bar chart)
(Lower control limit for X bar chart)
Where A3 is constants and its value can be obtained from standard table. Its value depend upon the size of sample.
iXn
n
iiX
1
= mean of the ith samplen = sample size,
Xi = ith data
iX
CLX
x
g
ii
g
1X X
SAXUCLx 3
SAXLCLx 3
128
Control Charts for Variable Type of DataExample
SN Mean SD SN Mean SD SN Mean SD SN Mean SD SN Mean SD
1 55.6 9.63 7 46.8 6.72 13 44 14.35 19 50.2 7.6 25 44.6 8.96
2 61 8.63 8 44.2 8.53 14 51.6 5.18 20 44 8.46 26 46.8 6.5
3 45.2 7.4 9 50.8 11.95 15 53.2 5.36 21 50 5.15 27 49.2 3.19
4 46.2 4.09 10 48.4 6.19 16 52.4 9.48 22 47 5.15 28 45.6 7.96
5 46.8 7.22 11 51.2 6.83 17 50.6 3.44 23 50.6 5.55 29 57.6 14.38
6 49.8 8.76 12 49.4 5.46 18 56 7 24 48.8 6.5 30 51.4 6.8
Mean values and SD of data from 30 samples (sample size = 5) are shown inthe table below:
Average of Ranges of 30 samples =
Upper Control Limit of s chart = B4*7.41 (B4 = 2.089 for sample size 5)= 15.479
Lower Control Limit of s chart = B3*7.41 (B3 = 0 for sample size 5) = 0
= 7.41 (Center Line of s Chart)
g
i
isg
S1
1
129
Control Charts for Variable Type of DataExample
SN Mean SD SN Mean SD SN Mean SD SN Mean SD SN Mean SD
1 55.6 9.63 7 46.8 6.72 13 44 14.35 19 50.2 7.6 25 44.6 8.96
2 61 8.63 8 44.2 8.53 14 51.6 5.18 20 44 8.46 26 46.8 6.5
3 45.2 7.4 9 50.8 11.95 15 53.2 5.36 21 50 5.15 27 49.2 3.19
4 46.2 4.09 10 48.4 6.19 16 52.4 9.48 22 47 5.15 28 45.6 7.96
5 46.8 7.22 11 51.2 6.83 17 50.6 3.44 23 50.6 5.55 29 57.6 14.38
6 49.8 8.76 12 49.4 5.46 18 56 7 24 48.8 6.5 30 51.4 6.8
Mean values and SD of data from 30 samples (sample size = 5) are shown inthe table below:
Upper Control Limit of x bar chart = 49.63 + A3*7.41 = 60.21 (A3 = 1.427 for sample size 5)
Lower Control Limit of x bar chart = 49.63 - A3*7.41 = 39.05 (A3 = 1.427 for sample size 5)
= 49.63 (Center Line of x bar Chart)Average of mean values of 30 samples = 30
30
1i
X
130
40
45
50
55
60
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
X Bar chart
Sam
ple
Mean
-2
2
6
10
14
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
S chart
Sam
ple
SD
Sample data at S.N 2, isslightly above the UCL.Efforts must be made to findthe special causes andrevised limits are advised tocalculate after deleting thesedata.
All the data are within theLCL and UCL in S Chart.Hence variability of theprocess data is not an issue to
worry.
Control Charts for Variable Type of Data
131
Control Charts for Variable Type of Data Example
SampleSample Mean
XSample Standard
Deviation, sSample
Sample MeanX
Sample Standard
Deviation, s
1 36.4 4.6 11 36.7 5.3
2 35.8 3.7 12 35.2 3.5
3 37.3 5.2 13 38.8 4.7
4 33.9 4.3 14 39.0 5.6
5 37.8 4.4 15 35.5 5.0
6 36.1 3.9 16 37.1 4.1
7 38.6 5.0 17 38.3 5.6
8 39.4 6.1 18 39.2 4.8
9 34.4 4.1 19 36.8 4.7
10 39.5 5.8 20 37.7 5.4
Data for Magnetic Coating Thickness (in microns)
132
Control Charts for Variable Type of Data
The control limits for the s-chart are (sample size – 4)
4
3
UCL =B = (2.266)(4.790) =10.854
LCL =B = (0)(4.790) = 0
s
s
s
s
133
Control Charts for Variable Type of Data
The center line of the X Bar Chart is
20
=1 743.5C L = = = = 37.175
20 20
i
iX
XX
3
3
UCL = + A s = 37.175 +(1.628)(4.790) = 44.973
LCL = - A s = 37.175 - (1.628)(4.790) = 29.377
X
X
X
X
134
Control Charts for Variable Type of Data
Assuming the thickness of the coating to be normallydistributed, what proportion of the product will not meetspecifications?
s 4.790σ = = = 5.199
c 0.92134
1
33.5-37.175= =-0.71
5.199z
2
42.5-37.175= =1.02
5.199z
Hence, the proportion of product not meeting specifications is 0.2389+0.1539=0.3928.
135
CLs = C4s0UCLs= B6s0LCLs = B5s0
0 0X
0 0X
UCL = X + A
LCL = X - A
Limits for s chart
Limits for X bar chart
Control Charts for Variable Type of Data
Control limits for given target or standard
136
Control chart for attributesAttribute: - Quality characteristic for which a numerical value is not specified.
Taste, paint quality, SF, Quality of output,Nonconformity (defect)
Nonconforming (defective)Attribute - at all levels, cost effectiveVariable - at lowest level
Control Charts for Attribute Type of Data
When observations can be placed into two categories
Good or bad
Pass or fail
Operate or don’t operate
When the data consists of multiple samples of several observations each
p-charts calculates the percent defective in sample
P-CHARTS PROPORTIONS OF UNITS NONCONFORMING
Control Charts for Attribute Type of Data
138
Control Charts for Attribute Type of Data
Centre line, upper, & lower control limit for p charts are calculated.The formulae used are as following:
(Upper control limit for p chart)
(Lower control limit for p chart)
samplesallinitemsofnumbertotal
samplesallindefectivesofsump
n
pppUCL
)1(3
n
pppLCL
)1(3
= centre line of p chart
Where n is the sample size. Sample size in p chart must be 50
Sometimes LCL in p chart becomes negative, in such cases LCL should be taken as 0
139
Control Charts for Attribute Type of DataExample
Data for defective CDs from 20 samples (sample size = 100) are shown in thetable below:
Sample No. No. of Defective CDs = x
Proportion Defective =
x/sample size
Sample No. No. of Defective CDs = x
Proportion Defective =
x/sample size
1 4 .04 11 6 .06
2 3 .03 12 5 .05
3 3 .03 13 4 .04
4 5 .05 14 5 .05
5 6 .06 15 4 .04
6 5 .05 16 7 .07
7 2 .02 17 6 .06
8 3 .03 18 8 .08
9 5 .05 19 6 .06
10 6 .06 20 8 .08
12.100
)051.1(051.3051.0
)1(3
n
pppUCL
002.100
)051.1(051.3051.0
)1(3
n
pppLCL
051.02000
101
allsamplesofsum
defectivesofsumCL =
140
Control Charts for Attribute Type of Data
There is important observation that is clearly visible from the data points thatthere is an increasing trend in the average proportion defectives beyondsample number 15. Also, data show cyclic pattern. Process appears to be outof control and also there is strong evidence that data are not fromindependent source.
P CHART
0.00
0.02
0.04
0.06
0.08
0.10
0.12
0.14
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
MEANP
UCLP
LCLP
P
Some cases - particular items being subjected to inspection
may have more than one defect, e.g., no. of scratches,
cracks, etc.
c-charts counts the number of defects in an item.
c-charts are used only when the number of occurrence per
unit of measure can be counted.
THE C -CHART
Centre line, upper, & lower control limit for c charts are calculated usingfollowing formulae:
= centre line of c chartsamplesallinitemsofnumbertotal
samplesallindefectsofsumc
Control Charts for Attribute Type of Data
(Upper control limit for c chart)
(Lower control limit for c chart)
ccUCL 3
ccLCL 3
The c-Chart
Control Charts for Attribute Type of Data
THE C -CHART
Data for defects on TV set from 20 samples (sample size = 10) are shown inthe table below:
Sample No.
No. of Defects
Sample No.
No. of Defects
Sample No.
No. of Defects
Sample No.
No. of Defects
1 4 6 4 11 6 16 5
2 4 7 4 12 5 17 4
3 5 8 6 13 4 18 6
4 6 9 8 14 7 19 6
5 4 10 7 15 6 20 6
289.1235.5335.53 ccUCL
0589.135.5335.53 ccLCL
5.3520
107
samplesofnumber
defectsofsumCL =
Control Charts for Attribute Type of Data
Cyclic trend !
0
2
4
6
8
10
12
14
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
Def
ects
The c-Chart
Control Charts for Attribute Type of Data
145
Variable Sample Size:100% inspection, a change in the rate of production
may cause the sample size to changeChange in the unit cost of inspectionChange in the available inspection personnel
Control Charts for Attribute Type of Data
Control Limits for individual samples
i
i
n
pppLCL
n
pppUCL
)1(3
)1(3
Sample proportion nonconforming is Sample Size = ni
p
146
Variable Sample Size:
Control Charts for Attribute Type of Data
147
Variable Sample Size:
Control Charts for Attribute Type of Data
148
Control Charts for Attribute Type of Data
Control Limits based on Average sample Size
n
pppLCL
n
pppUCL
g
nn
g
ii
)1(3
)1(3
SizeSampleAve. 1
Variable Sample Size:
149
Control Charts for Attribute Type of Data
Standardized CC
i
p
)/np(1p
ppZ
n
p)p(1σ-SD
p)pE(-Mean
ingnonconformproportionSample
Variable Sample Size:
ni – Size of ith sampleSame UCL and LCLat 3 times SDCL is at 0
150
Control Charts for Attribute Type of Data
Standardized CC
Variable Sample Size:
151
Control Charts for Attribute Type of Data
Standardized CC
Variable Sample Size:
152
Control Charts for Attribute Type of Data
Standardized CC
Variable Sample Size:
153
Control Charts for Attribute Type of Data
np chart: chart for the number of nonconforming
np-charts calculates the number of defective in sample. np-charts are used when observations can be placed in twocategories such as yes or no, good or bad, pass or fail etc.
It is easier to relate the number of defectives than to theproportion defective. However, the np charts should not beused when the sample size varies as the Centre line and thecontrol limits will vary.
154
Control Charts for Attribute Type of Data
Centre line, upper, & lower control limit for np charts are calculated.The formulae used are as following:
(Upper control limit for np chart)
(Lower control limit for np chart)
samplesofnumbertotal
defectivesofsumpn
ppnpnUCL 13
= centre line of np chart
Where n is the sample size. Sample size in np chart must be 50
Sometimes LCL in np chart becomes negative, in such cases LCL should be taken as 0
ppnpnLCL 13
155
Control Charts for Attribute Type of DataExample
Data for the number of defective products from 20 samples (sample size =300) are shown in the table below:
Sample No. No. of Defective
Sample No. No. of Defective
1 10 11 6
2 12 12 19
3 8 13 10
4 9 14 8
5 6 15 7
6 11 16 4
7 13 17 11
8 10 18 10
9 8 19 6
10 9 20 7
159.18)3002.91(2.932.9)1(3
ppnpnUCL
2.920
184
samplesofNumber
defectivesofsumCL =
241.0)3002.91(2.932.9)1(3
ppnpnLCL
300
2.9
n
pnp
156
Control Charts for Attribute Type of Data
Sample data at S.N 12, is above the UCL. Efforts must be made to find thespecial causes and revised limits are advised to calculate after deleting thesedata.
-2
0
2
4
6
8
10
12
14
16
18
20
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
Defe
ctiv
es
157
Control Charts for Attribute Type of Data
u charts: Chart for number of nonconformity per unit
u-chart counts the number of defect per sample. The u chart is used whenit is not possible to have a sample size of a fixed size.UCL and LCL with change in sample size but CL remains constant
158
Control Charts for Attribute Type of DataVariable Sample SizeCentre line, upper, & lower control limit for u charts are calculated.The formulae used are as following:
(Upper control limit for u chart)
(Lower control limit for uc chart)
= centre line of u chart
in
uuUCL 3
in
uuLCL 3
samplesallinitemsofnumbertotal
samplesallindefectsofsumu
k
ii
k
ii
n
c
1
1=
ci =number of defects in ith samplek = number of samplesni = size of ith samples
159
ExampleData for defects in a product from 20 samples are shown in the table below.The number of products varies from sample to sample. Construct a controlfor number of defects per 100 products.
Sample No.
No. of productsInspected per unit
No. of Defects
Sample No.
No. of productsinspected
No. of Defects
Sample No.
No. of productsinspected
No. of Defects
1 200 5 8 150 10 15 100 6
2 300 14 9 150 6 16 200 8
3 250 8 10 250 10 17 200 5
4 150 8 11 300 9 18 100 5
5 250 12 12 250 16 19 300 14
6 100 6 13 200 12 20 200 8
7 200 20 14 250 10 TOTAL 4100 or 41
1 unit = 100
192
27.92
68.4368.4
1UCL
092.02
68.4368.4
1LCL in
uuUCL 368.4
41
192
1
1
k
ii
k
ii
n
cu
160
S No. Sample size ni
No. of Defects per 100 product
UCL* LCL* S No. Sample size ni
No. of Defects per 100 product
UCL* LCL*
1 2.0 2.50 9.274 0.092 11 3.0 3.00 8.4 0.9
2 3.0 4.67 8.431 0.935 12 2.5 6.40 8.8 0.6
3 2.5 3.20 8.789 0.577 13 2.0 6.00 9.3 0.1
4 1.5 5.33 10.0 0.0 14 2.5 4.00 8.8 0.6
5 2.5 4.80 8.8 0.6 15 1.0 6.00 11.2 0.0
6 1.0 6.00 11.2 0.0 16 2.0 4.00 9.3 0.1
7 2.0 10.00 9.3 0.1 17 2.0 2.50 9.3 0.1
8 1.5 6.67 10.0 0.0 18 1.0 5.00 11.2 0.0
9 1.5 4.00 10.0 0.0 19 3.0 4.67 8.4 0.9
10 2.5 4.00 8.8 0.6 20 2.0 4.00 9.3 0.1
-2
0
2
4
6
8
10
12
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
Defec
ts
*UCL & LCL – Values rounded off
161
• c and u charts do not differentiate with the types of
nonconformity
• There is a need to have a system that assigns weights to
nonconformities according to their relative degree of
severity.
• Charts for demerits per unit (U chart) takes care of the
deficiency of the c and u charts.
CHART FOR DEMERITS PER UNIT (U-CHART)
162
Class 1 defects- very serious.
Defects that lead directly to severe injury or to catastrophic economic loss.
Class 2 defects- serious.
Defects that lead to significant injury or significant economic loss.
Class 3 defects- major.
Defect that can cause major problems with normal use of a product or service
rendered.
Class 4 defects- minor
Defect that can cause minor problems with normal use of a product or service
rendered.
CHART FOR DEMERITS PER UNIT (U-CHART)
163
For the ANSI/ASQC standard, a weight system of 100, 50, 10 and 1
could, for example, be chosen for the categories of very serious,
serious, major and minor, respectively.
CHART FOR DEMERITS PER UNIT (U-CHART)
164
Suppose we have four categories of nonconformities. Let the
sample size be ‘n’ and let c1, c2, c3 and c4 denote the total number
of nonconformities in a sample for four categories. Let w1, w2,
w3, and w4 denote the weights assigned to each category.
It is assumed that nonconformities in each category are
independent of defects in the other categories. Furthermore, it is
also assumed that the occurrence on nonconformities in any
category is represented by a Poisson distribution.
CHART FOR DEMERITS PER UNIT (U-CHART)
165
For a sample of size ‘n’, the total number of demerits is given
by
D = w1c1 + w2c2 + w3c3+ w4c4 (1)
The demerits per unit for the sample are given by
(2)
CHART FOR DEMERITS PER UNIT (U-CHART)
166
The centre line of the U-chart is given by
(3)
Where, represent the average number of
nonconformities per unit in their respective classes.
CHART FOR DEMERITS PER UNIT (U-CHART)
167
The estimated standard deviation of U is given by
(4)
The control limits for the U-chart are given by
(5)
If the lower control limit is calculated to be less than zero, it is converted to zero.
CHART FOR DEMERITS PER UNIT (U-CHART)
168
Example:
Customer Survey
Twenty random samples, each involving 10 customers (Sample
size), are taken in which customers are asked about the number of
serious, major, and minor nonconformities that they have
experienced. Clear definitions of each category are provided. The
weights assigned to a serious, major, and minor nonconformity
are 50, 10, and 1, respectively. Construct a control chart for the
number of demerits per unit.
CHART FOR DEMERITS PER UNIT (U-CHART)
169
SampleSerious
Nonconformities c1
Major Nonconformities
c2
Minor Nonconformities
c3
Total Demerits
D
Demerits per unit
U
1 1 4 2 92 9.2
2 0 3 8 38 3.8
3 0 5 10 60 6.0
4 1 2 5 75 7.5
5 0 6 2 62 6.2
6 0 0 8 8 0.8
7 0 7 5 75 7.5
8 1 1 1 61 6.1
9 1 3 2 82 8.2
10 0 4 12 52 5.2
11 1 5 3 103 10.3
12 2 0 2 102 10.2
13 0 0 9 9 0.9
14 0 6 8 68 6.8
15 1 12 10 180 18.0
16 0 5 7 57 5.7
17 0 1 1 11 1.1
18 1 2 5 75 7.5
19 0 5 6 56 5.6
20 0 3 8 38 3.8
Total 9 74 114
Table: Data for nonconformities in a department store customer survey
170
Solution:For each sample, the total number of demerits given by equation (1) isshown in Table. The table also shows the number of demerits per unit U,given by equation (2). To find the center line Ū, the average number ofnonconformities per unit for each category is calculated.For (Serious” nonconformities
Similarly,
57.0200
114
37.0200
74
3
2
u
u
CHART FOR DEMERITS PER UNIT (U-CHART)
171
Using eq. (3), the center line of the U-chart is
The estimated standard deviation of U, using eq. (4) is
Hence, the control limits (from eq. (5)) are
L
CHART FOR DEMERITS PER UNIT (U-CHART)
172Note: Figure shows (U-chart) all the point within the control limits
Figure U-chart for department store customer survey.
UCL= 18.142
CL= 6.52
LCL= 0
CHART FOR DEMERITS PER UNIT (U-CHART)
THANKS ……