4-1

4-1

4-1

4-1 ()

4-1 .

4-1

4-1

4-1 [1](5346)600

[1]

NASDAQ-[2]

[2] NYSEEuronext NYSE200662Euronext.

4-1

4-1

4-1

4-1 243[3]PHS30659953[3] 2007316

4-1

4-1

64 3 2

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4-1

4-1 9:003:00

4-1

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2006/08/29 6 7.5 0.190.94 821.5

2006/05/12 LCD TVInverter816311LCD TVInverter 20%30% 20.56155 24.7156.52%2.9914.92LCD TVInverter TV Inverter100150Inverter20%30%1,200 TV Inverter26324256 Inverter 46.87321.1%45

4-1 [4][4] 32

4-1 3231200381933112004382003222720041221

4-2 Equity Security

4-2 RegisteredBearer162166

4-2 Par Value or Non-Par Value70101,00010010,000

4-2 10

4-2 Classified StocksABHG

4-2 AA

4-2 BB () BBBB20013B

4-2 HHHong Kong

4-2 GABGGGG AB

4-2

4-2

4-2

4-2 Participating

4-2 Cumulative

4-2 CallableRedeemable, PutableConvertible

4-2

4-2 Fixed Income SecurityBond

4-2 Face Value

4-2 CouponCoupon Rate

4-2 TreasuryTreasury BondT-BondTreasury BillTreasury Note

4-2

4-2 Corporate Bond

4-2

4-2 Convertible Bond

4-2 Callable BondPuttable Bond

4-2 2005

4-3 HedgeSpeculateArbitrage

4-3 QFII200310QFII

4-3 Forward Futures

4-3 Options

4-3 SwapsInterest Rate Swap, IRSIRS

4-3 IRS

4-3

4-4 Pooling of Assets

4-4

4-4 SharesUnitsredeemable trust certificates802006845

4-4 198310620068177

4-4 20068141

4-4 Broker2006898

Underwriter2006856

4-4 Dealer2006896

2006848

4-4

4-4 200682006838

4-4 200691226

4-4 200692320200685

4-4 2006922

4-4 2006913

4-4 Financial Holding Company

4-4 Merchant Bank

4-4 Primary MarketSecondary Market