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172
ᡓ␎௦ඹ◊✲ࡅ࠾ᡂᯝࡢ࠸ᅾ᪉ ㄪᰝ 㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝㹝 ሗ࿌᭩ 2018 3 ẟᖖἲᚊᡤ

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2018 3

3

4 4

5 5

12 12

13 20

23 30

30 34

177 177

178 181

181 182

186 188

194 194 194 196 208 209

213 225

225 225 236 248 258 270

1

280 281

282 282 290

299 307

316 323

324 325

325 328

332 336

341 345

345 347

364 442

2

29

3

Group Executive Professional

TLO

4

1

http://www.mext.go.jp/a_menu/shinkou/sangaku/1383777.htm

5

9 13 15:00-16:009 14 10:00-12:00

9 19 10:00-12:00

9 20 10:00-12:009 20 16:00-18:00

9 22 14:00-16:00

9 25 15:00-17:00

9 26 8:30-11:009 28 10:00-12:00 NIC9 28 15;00-17:00

10 2 13:30-15:30

10 4 15:00-17:0010 10 13:00-14:5010 16 13:30-15:3010 17 14:00-16:00

10 19 14:00-16:00

10 24 13:00-15:0010 25 10:00-12:0011 1 10:00-12:0011 1 14:00-16:00

12

3

15 14~10 9~5 4~1 14 1 0 1 2 7

JST, NEDO, AMED

4

2 13

3

4

13

A

5

6

7

8

5

6 NEDO ImPACT7

8 JST COI OPERA AMED SIP

14

B

15

1

9

9

16

C

17

D

E

10

10

18

AD B

11

A B C D9 (2) 3 (1) 0 7 (1) 5 (1)A D B C

B

AMED

B C

11 B

19

12

600 500~600 400~500 300~400 200~300 100~200 1006 1 1 1 3 1 2

1 13

400~ 300~400 200~300 100~2002 3 3 3

200 151~200 101~150 51~100 25~50 1~24 0

14 0 1 0 1 0 4 6 34 0 1 4 1 0 3

15

10 6~10 1~5 03 4 5 0 34 1 6 1 33 2 5 0 5

12

13

14

15

20

16

1 5 5 9 103 4 5

OJT JST

16

21

UNITT

22

1 9 14:00-16:001 10 15:00-17:00

1 11 10:00-12:00

1 11 14:00-16:001 12 13:30-14:15

1 15 10:00-12:00

1 26 14:00-15:15 NIC

OPERA

23

IPIP

IP

24

A

IP

B

IP

IP

C

25

DVD

D

26

E

F

URA

IP

IPIP

IP

27

G

NIMS

IP Bridge

28

IP

IP

IP

IP

IP

29

2

*

(* )

4.3

4.6

*

4.3, 4.8 (4.8)

(*

)

(4.3, 4.8)

(4.8)

4.3

4.6

4.8

*

4.3, 4.8

4.7, 4.10 4.8

30

4.9

4.7

4.10

IP

4.2

4.7, 4.10

4.9

4.11

IP

4.2

4.9

4.11

IP

4.2

4.9.1~ 4.9.4IP

4.9

IP

4.9.1~ 4.9.4

5.1, 5.2

5.2, 5.3

2.12

2.19

31

32

33

http

s://w

ww.

gov.

uk/g

over

nmen

t/upl

oads

/sys

tem

/upl

oads

/atta

chm

ent_

data

/file

/311

757/

ipre

sea

rch-

lam

bert.

pdf

2005

256

48

2005

80%

50

70

3

1015 3

5

2

55

40 8

070

60

80

70

KTP

34

3

4

2005

256

48

2005

80%

50

70

3

1015 3

5 55

35

5

40 8

070

60

80

70

KTP

6

36

7 8

97

37

9

?

2009

AU

RIL

A B C

D

10

2009

2009

38

AD

60%

C20

0620

09A

UR

IL

2.11

2009

38

11

2.12

2009

2013

AD

2.13

A B C D

12

A4B

CIR

P

2

1

39

13

HP

2.14

78

50

45

40

35

30

25

20

15

10

5 0

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

Dat

ed__

____

____

____

____

____

___2

01[]

(1)

[IN

SER

T N

AM

E]

(2)

[IN

SER

T N

AM

E]

(3)

[IN

SER

T N

AM

E]

(4)

[IN

SER

T N

AM

E]

MO

DEL

C

ON

SO

RT

IUM

AG

RE

EMEN

T A

Sce

nar

io -

Eac

h P

arty

ow

ns

the

IPR

in

th

e R

esu

lts

wh

ich

it

crea

tes

and

gra

nts

ea

ch o

f th

e ot

her

Par

ties

a n

on-e

xclu

sive

lic

ence

to

use

th

ose

Res

ult

s fo

r th

e p

urp

ose

s of

th

e P

roje

ct a

nd

fo

r an

y o

ther

pu

rpos

e, s

o t

hat

an

y P

arty

may

ex

plo

it a

ny

of

the

Res

ult

s.

40

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

TH

IS A

GR

EEM

EN

T d

ated

[

..

] 20

1[]

is m

ade

BE

TW

EEN

:

(1)

[IN

SER

T N

AM

E],

who

se a

dmin

istr

ativ

e of

fices

are

at

[ins

ert

addr

ess]

(A

AA

);

(2)

[IN

SER

T N

AM

E],

who

se a

dmin

istr

ativ

e of

fices

are

at

[ins

ert

addr

ess]

(B

BB

);

(3)

[IN

SER

T N

AM

E]

[LIM

ITED

] O

R [

PLC

], [

a co

mpa

ny r

egis

tere

d in

[En

glan

d]

unde

r nu

mbe

r [i

nser

t nu

mbe

r],

who

se r

egis

tere

d of

fice

is a

t [i

nser

t ad

dres

s of

re

gist

ered

of

fice]

OR

[in

sert

st

atus

of

th

e Pa

rty,

e.

g. N

HS T

rust

] of

[i

nser

t ad

dres

s of

princ

ipal

offic

e] (

XX

X);

and

(4)

[IN

SER

T N

AM

E]

[LIM

ITED

] O

R [

PLC

], [

a co

mpa

ny r

egis

tere

d in

[En

glan

d]

unde

r nu

mbe

r [

],

w

hose

re

gist

ered

of

fice

is

at

[

] O

R [

inse

rt s

tatu

s of

the

Par

ty,

e.g.

NH

S

Trus

t] o

f [i

nser

t ad

dres

s of

princ

ipal

offic

e] (

ZZZ

)

BA

CK

GR

OU

ND

The

part

ies

to t

his

agre

emen

t w

ish

to c

olla

bora

te o

n a

rese

arch

pro

ject

ent

itled

"[i

nser

t na

me

of p

roje

ct]"

. Th

is a

gree

men

t go

vern

s th

e pa

rtie

s c

olla

bora

tion

in r

elat

ion

to t

hat

proj

ect.

1.

DE

FIN

ITIO

NS

AN

D I

NT

ERP

RET

AT

I ON

1.1

In t

his

Agr

eem

ent

the

follo

win

g ex

pres

sion

s ha

ve t

he m

eani

ng s

et o

ppos

ite:

the

Aca

dem

ic P

arti

es:

AAA

and

BBB;

Aca

dem

ic P

ub

licat

ion

: th

e pu

blic

atio

n of

an

abst

ract

, ar

ticl

e or

pap

er i

n a

jour

nal or

ele

ctro

nic

repo

sito

ry,

its p

rese

ntat

ion

at a

con

fere

nce

or s

emin

ar;

and

in c

laus

es 5

and

6

to

Pu

blis

h

and

Pu

blic

atio

n

are

to

be

cons

true

d as

m

eani

ng

such

pu

blic

atio

n or

pr

esen

tation

;

Aca

dem

ic a

nd

Res

earc

h

Pu

rpos

es:

re

sear

ch

[(ex

cept

[i

nser

t an

y ex

cept

ions

]),

teac

hing

[,

and]

ed

ucat

ion[

an

d Cl

inic

al

Patie

nt

Car

e];

this

Ag

reem

ent:

th

is

docu

men

t,

incl

udin

g its

Sc

hedu

les,

as

am

ende

d fr

om t

ime

to t

ime

in a

ccor

danc

e w

ith

clau

se 1

0.8;

Bac

kgro

un

d:

any

info

rmat

ion,

da

ta,

tech

niqu

es,

Know

-how

,in

vent

ions

, so

ftw

are,

di

scov

erie

s an

d m

ater

ials

(r

egar

dles

s of

the

for

m o

r m

ediu

m i

n w

hich

the

y ar

e di

sclo

sed

or s

tore

d) w

hich

are

pro

vide

d by

on

e Pa

rty

(whe

ther

bel

ongi

ng t

o th

at P

arty

or

to

a th

ird

part

y) t

o an

othe

r Pa

rty

for

use

in t

he

Proj

ect,

and

whe

ther

bef

ore

or a

fter

the

dat

e of

th

is A

gree

men

t),

exce

pt a

ny R

esul

t;

a B

usi

nes

s D

ay:

Mon

day

to

Frid

ay

(inc

lusi

ve)

exce

pt

bank

or

pu

blic

hol

iday

s in

[En

glan

d];

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

[ Clin

ical

Pat

ien

t C

are:

an

y of

th

e fo

llow

ing:

di

agno

sing

, tr

eatin

g an

d m

anag

ing

the

heal

th o

f a

pers

on u

nder

the

car

e of

a t

hird

par

ty m

edic

al p

ract

ition

er w

ho h

as t

he

righ

t to

use

the

Int

elle

ctua

l Pro

pert

y Ri

ghts

in a

ny

of t

he R

esul

ts;]

the

Co

mm

ence

men

t D

ate:

[i

nser

t th

e da

te

on

whi

ch

the

Proj

ect

is

to

star

t/st

arte

d];

the

Co

mm

erci

al P

arti

es:

XXX

and

ZZZ;

Co

nfi

den

tial

In

form

atio

n:

a Pa

rty'

s co

nfid

entia

l in

form

atio

n is

: an

y Bac

kgro

und

disc

lose

d by

tha

t Pa

rty

to a

ny o

f th

e ot

her

Part

ies

for

use

in t

he P

roje

ct [

and

iden

tifie

d as

con

fiden

tial b

efor

e or

at

the

time

of d

iscl

osur

e]

and,

fo

r th

e Pr

ojec

t Pe

riod

on

ly,

any

of

the

Res

ults

in

whi

ch t

hat

Part

y ow

ns t

he I

ntel

lect

ual

Prop

erty

Ri

ghts

an

d an

y ot

her

info

rmat

ion

disc

lose

d by

tha

t Pa

rty

to a

ny o

f th

e ot

her

Part

ies

for

use

in

the

Proj

ect

or

unde

r th

is

Agr

eem

ent[

and

ide

ntifi

ed a

s co

nfid

entia

l be

fore

or

at

th

e tim

e of

di

sclo

sure

or

w

hich

, by

its

na

ture

or

from

the

cir

cum

stan

ces

of it

s di

sclo

sure

, sh

ould

re

ason

ably

be

pr

esum

ed

to

be

conf

iden

tial]

;

Co

ntr

ol:

th

e ab

ility

to

dire

ct t

he a

ffai

rs o

f an

othe

r pe

rson

, w

heth

er b

y vi

rtue

of

the

owne

rshi

p of

sha

res,

by

cont

ract

, or

in a

ny o

ther

way

;

the

Dat

a P

rote

ctio

n

Leg

isla

tio

n:

whi

le t

hey

rem

ain

in f

orce

the

Dat

a Pr

otec

tion

Act

1998

, th

e Eu

rope

an D

ata

Prot

ectio

n D

irec

tive,

the

Reg

ulat

ion

of I

nves

tigat

ory

Pow

ers

Act

200

0, t

he

Tele

com

mun

icat

ions

(L

awfu

l Bu

sine

ss

Prac

tice)

(I

nter

cept

ion

of

Com

mun

icat

ions

) Reg

ulat

ions

20

00,

the

Elec

tron

ic

Com

mun

icat

ions

D

ata

Prot

ectio

n D

irec

tive,

the

Pr

ivac

y an

d El

ectr

onic

Com

mun

icat

ions

(EC

Direc

tive)

Reg

ulat

ions

200

3,

once

it

com

es i

nto

forc

e th

e Eu

rope

an G

ener

al

Dat

a Pr

otec

tion

Regu

latio

n an

d a

ny o

ther

law

s an

d re

gula

tions

re

latin

g to

th

e pr

oces

sing

of

pe

rson

al d

ata

and

priv

acy

whi

ch a

pply

to

a Pa

rty

and,

if

appl

icab

le,

the

guid

ance

an

d co

des

of

prac

tice

issu

ed b

y th

e In

form

atio

n Com

mis

sion

er

or o

ther

rel

evan

t da

ta p

rote

ctio

n or

sup

ervi

sory

au

thor

ity;

[th

e E

xter

nal

Fu

nd

ing

: an

y fu

ndin

g or

ass

ista

nce

prov

ided

for

the

Pro

ject

or

to

any

Part

y fo

r us

e in

the

Pro

ject

by

any

third

part

y, i

nclu

ding

with

out

limita

tion

, an

y st

ate

or

publ

ic b

ody;

]

a Fi

nan

cial

Co

ntr

ibu

tion

: th

e fin

anci

al c

ontr

ibut

ion

to b

e m

ade

by a

Par

ty

to t

he P

roje

ct,

as s

et o

ut in

the

Pro

ject

Pla

n;

41

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

[th

e Fu

nd

ing

Bo

dy:

[i

nser

t de

tails

of

body

tha

t pr

ovid

es t

he E

xter

nal

Fund

ing]

;]

[th

e Fu

nd

ing

Con

dit

ion

s:

the

term

s on

whi

ch t

he F

undi

ng B

ody

prov

ides

an

y Ex

tern

al

Fund

ing,

co

pies

of

w

hich

ar

e at

tach

ed t

o th

is A

gree

men

t as

Sch

edul

e 3;

]

the

Go

od

Dat

a M

anag

emen

t P

ract

ices

: th

e pr

actic

es a

nd p

roce

dure

s se

t ou

t in

Sch

edul

e 4;

a G

rou

p C

om

pan

y:

in r

elat

ion

to a

Par

ty,

any

unde

rtak

ing

whi

ch f

or

the

time

bein

g Con

trol

s, o

r is

Con

trol

led

by,

that

Pa

rty

or w

hich

for

the

tim

e be

ing

is C

ontr

olle

d by

a

thir

d pe

rson

whi

ch a

lso

Con

trol

s th

at P

arty

;

Inte

llect

ual

Pro

pert

y R

igh

ts: p

aten

ts, ri

ghts

to

inve

ntio

ns,

trad

e m

arks

, se

rvic

e m

arks

, re

gist

ered

des

igns

, co

pyrigh

ts a

nd r

elat

ed

righ

ts,

data

base

rig

hts,

des

ign

righ

ts,

righ

ts t

o us

e an

d pr

otec

t co

nfid

entia

l in

form

atio

n, i

n ea

ch

case

w

heth

er

regi

ster

ed

or

unre

gist

ered

, in

clud

ing

righ

ts t

o ap

ply

for

and

be g

rant

ed a

nd

appl

icat

ions

fo

r an

y of

th

e ab

ove,

an

d an

y co

ntin

uation

s,

cont

inua

tion

s-in

-par

t,

divi

sion

al

appl

icat

ions

, re

new

als

or

exte

nsio

ns

of,

and

righ

ts t

o cl

aim

pri

ority

fro

m,

thos

e righ

ts,

and

any

sim

ilar

righ

t re

cogn

ised

fro

m t

ime

to t

ime

in

any

juri

sdic

tion

, to

geth

er w

ith a

ll righ

ts o

f ac

tion

in

rela

tion

to

th

e in

frin

gem

ent

of

any

of

the

abov

e;

the

Key

Per

son

nel

: in

the

cas

e of

AAA

: [i

nser

t na

mes

]; in

the

cas

e of

BBB,

[ins

ert

nam

es];

in

the

case

of

XXX

[ins

ert

nam

es];

and

in t

he c

ase

of Z

ZZ

[ins

ert

nam

es];

Kn

ow

-ho

w:

unpa

tent

ed

tech

nica

l in

form

atio

n (i

nclu

ding

in

form

atio

n re

latin

g to

in

vent

ions

, di

scov

erie

s,

conc

epts

, m

etho

dolo

gies

, m

odel

s,

rese

arch

, de

velo

pmen

t an

d te

stin

g pr

oced

ures

, th

e re

sults

of

exp

erim

ents

, te

sts

and

tria

ls,

man

ufac

turin

g pr

oces

ses,

tec

hniq

ues

and

spec

ifica

tions

, qu

ality

co

ntro

l da

ta,

anal

yses

, re

port

s an

d su

bmis

sion

s)

whi

ch is

not

in t

he p

ublic

dom

ain;

the

Lead

Par

ty:

[ins

ert

the

nam

e of

the

lea

d pa

rty.

(T

his

shou

ld

be

cons

iste

nt

with

th

e of

fer

of

Exte

rnal

Fu

ndin

g)];

the

Loca

tio

n:

the

loca

tion

(s)

at w

hich

the

Pro

ject

will

be

carr

ied

out

as s

et o

ut in

the

Pro

ject

Pla

n;

a P

arty

: AAA

, BBB

, XX

X a

nd Z

ZZ a

nd a

ny p

erso

n w

ho

beco

mes

a p

arty

to

this

Agr

eem

ent

purs

uant

to

clau

se 2

.20,

and

tog

ethe

r th

ey a

re t

he

Par

ties

;

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

the

Pay

men

t P

lan

: th

e ar

rang

emen

ts

unde

r w

hich

ea

ch

Part

y,

in

retu

rn f

or it

s ri

ghts

to

expl

oit

the

Res

ults

, w

ill p

ay

the

othe

r Pa

rtie

s, a

s se

t ou

t in

Sch

edul

e 9;

the

Pro

ject

: th

e pr

ojec

t de

scri

bed

in t

he P

roje

ct P

lan;

the

Pro

ject

Man

ager

: th

e in

divi

dual

app

oint

ed f

rom

tim

e to

tim

e by

the

Le

ad

Part

y as

th

e pr

ojec

t m

anag

er

[,

and

appr

oved

by

the

Fund

ing

Bod

y in

acc

orda

nce

with

th

e Fu

ndin

g Con

ditio

ns];

the

Pro

ject

Per

iod

: th

e pe

riod

des

crib

ed in

cla

use

2.1;

the

Pro

ject

Pla

n:

the

proj

ect

plan

ann

exed

to

this

Agr

eem

ent

as

Sch

edul

e 2,

as

varied

fro

m t

ime

to t

ime

unde

r th

e te

rms

of t

his

Agr

eem

ent[

and

any

Fun

ding

Con

ditio

ns];

the

Res

ult

s:al

l in

form

atio

n,

data

, te

chni

ques

, Kn

ow-h

ow,

resu

lts,

inve

ntio

ns,

disc

over

ies,

so

ftw

are

and

mat

eria

ls(r

egar

dles

s of

the

for

m o

r m

ediu

m i

n w

hich

the

y ar

e di

sclo

sed

or s

tore

d) i

dent

ified

or

first

red

uced

to

prac

tice

or w

ritin

g in

the

cou

rse

of t

he P

roje

ct;

the

Ste

erin

g C

om

mit

tee:

th

e in

divi

dual

s no

min

ated

by

each

of

the

Part

ies

[and

the

Fun

ding

Bod

y] in

acc

orda

nce

with

cla

use

2.12

to

supe

rvis

e th

e ca

rryi

ng o

ut o

f th

e Pr

ojec

t;

a V

aria

tio

n A

gree

men

t:

a w

ritt

en a

gree

men

t si

gned

by

or o

n be

half

of t

he

Part

ies

and

any

prop

osed

ne

w

part

y to

th

is

Agr

eem

ent;

and

VA

T:

valu

e ad

ded

tax

char

geab

le

unde

r th

e Val

ue

Add

ed T

ax A

ct 1

994,

or

any

tax

repl

acin

g th

at t

ax.

1.2

The

head

ings

in t

his

Agr

eem

ent

are

for

ease

of

refe

renc

e on

ly;

they

do

not

affe

ct

its

cons

truc

tion

or in

terp

reta

tion.

1.3

Ref

eren

ces

in t

his

Agr

eem

ent

to a

per

son

incl

ude

a na

tura

l pe

rson

, co

rpor

ate

or

unin

corp

orat

ed b

ody

(whe

ther

or

not

it ha

s a

sepa

rate

lega

l per

sona

lity)

.

1.4

A r

efer

ence

in t

his

Agr

eem

ent

to a

sta

tute

or

stat

utor

y pr

ovis

ion

is a

ref

eren

ce t

o it

as

amen

ded,

ex

tend

ed

or

re-e

nact

ed

from

tim

e to

tim

e an

d in

clud

es

all

subo

rdin

ate

legi

slat

ion

mad

e fr

om t

ime

to t

ime

unde

r th

at s

tatu

te o

r st

atut

ory

prov

isio

n.

1.5

A r

efer

ence

in t

his

Agr

eem

ent

to w

riti

ng o

r w

ritt

en in

clud

es e

mai

l.

1.6

A r

efer

ence

in t

his

Agr

eem

ent

to a

ny o

ther

agr

eem

ent

or d

ocum

ent

is a

ref

eren

ce

to t

hat

othe

r ag

reem

ent

or d

ocum

ent

as v

arie

d or

nov

ated

(in

eac

h ca

se,

unle

ss

in b

reac

h of

thi

s Agr

eem

ent)

fro

m t

ime

to t

ime.

1.7

Ref

eren

ces

in t

his

Agr

eem

ent

to c

laus

es a

nd S

ched

ules

are

to

the

clau

ses

and

Sch

edul

es o

f th

is A

gree

men

t an

d re

fere

nces

to

para

grap

hs a

re t

o pa

ragr

aphs

of

the

rele

vant

Sch

edul

e.

42

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

1.8

Any

wor

ds i

n th

is A

gree

men

t fo

llow

ing

the

expr

essi

on i

ncl

ud

ing,

incl

ude

or

in

par

ticu

lar,

or

any

sim

ilar

expr

essi

on a

re t

o be

con

stru

ed a

s ill

ustr

ativ

e an

d do

no

t lim

it th

e se

nse

of t

he w

ords

pre

cedi

ng t

hat

expr

essi

on.

1.9

The

acts

and

om

issi

ons

of i

ts G

roup

Com

pani

es a

re d

eem

ed t

o be

with

in t

he

cont

rol o

f a

Com

mer

cial

Par

ty,

the

acts

and

om

issi

ons

of it

s st

uden

ts a

re d

eem

ed

to b

e w

ithin

con

trol

of

an I

nstit

utio

n an

d th

e ac

ts a

nd o

mis

sion

s of

any

con

trac

tor

are

deem

ed t

o be

with

in t

he c

ontr

ol o

f th

e Pa

rty

enga

ging

tha

t co

ntra

ctor

.

[1.1

0 W

ords

and

phr

ases

def

ined

in

the

Fund

ing

Cond

ition

s an

d no

t de

fined

in

this

Agr

eem

ent

have

the

mea

ning

giv

en t

o th

em in

the

Fun

ding

Con

dition

s w

hen

used

in

thi

s Agr

eem

ent.

1.11

If

the

re i

s an

y co

nflic

t be

twee

n th

e te

rms

of t

his

Agr

eem

ent

and

the

Fund

ing

Con

ditio

ns,

this

Agr

eem

ent

will

pr

evai

l in

re

latio

n to

th

e ar

rang

emen

ts

as

betw

een

the

Part

ies,

but

it w

ill n

ot a

ffec

t th

e Pa

rtie

s' r

espe

ctiv

e ob

ligat

ions

to

the

Fund

ing

Bod

y un

der

the

Fund

ing

Con

ditio

ns.]

2.

TH

E P

RO

JEC

T

2.1

The

Proj

ect

[will

beg

in o

n] O

R [

bega

n on

] th

e Com

men

cem

ent

Dat

e an

d w

ill

cont

inue

un

til

[the

ea

rlie

r of

th

e w

ithdr

awal

of

th

e Ex

tern

al

Fund

ing,

] th

e co

mpl

etio

n of

the

Pro

ject

, or

any

late

r da

te a

gree

d in

writin

g be

twee

n th

e Pa

rtie

s.

If t

his

Agr

eem

ent

is e

nter

ed i

nto

afte

r th

e Co

mm

ence

men

t D

ate,

it

will

app

ly

retr

ospe

ctiv

ely

to

wor

k do

ne

in

rela

tion

to

the

Proj

ect

on

or

afte

r th

e Com

men

cem

ent

Dat

e.

This

Agr

eem

ent

will

rem

ain

in f

ull fo

rce

and

effe

ct f

or t

he

dura

tion

of t

he P

roje

ct,

but

a Pa

rty

may

with

draw

or

may

be

deem

ed t

o ha

ve

with

draw

n fr

om t

he P

roje

ct in

acc

orda

nce

with

cla

use

8 or

9.

2.2

Each

of

the

Part

ies

will

car

ry o

ut t

he t

asks

allo

tted

to

it in

the

Pro

ject

Pla

n, a

nd

will

pro

vide

the

hum

an a

nd o

ther

res

ourc

es,

Bac

kgro

und,

mat

eria

ls,

faci

litie

s an

d eq

uipm

ent

whi

ch a

re d

esig

nate

d as

its

res

pons

ibili

ty i

n th

e Pr

ojec

t Pl

an.

The

Pr

ojec

t w

ill b

e ca

rrie

d ou

t un

der

the

dire

ctio

n an

d su

perv

isio

n of

[in

sert

det

ails

].

The

Proj

ect

will

be

carr

ied

out

at t

he L

ocat

ion.

2.3

Each

of

the

Part

ies

will

obt

ain

and

mai

ntai

n al

l re

gula

tory

and

eth

ical

lic

ence

s,

cons

ents

and

app

rova

ls n

eces

sary

to

allo

w it

to

carr

y ou

t th

e ta

sks

allo

tted

to

it in

th

e Pr

ojec

t Pl

an a

nd w

ill c

arry

out

the

Pro

ject

in

acco

rdan

ce w

ith a

ll la

ws

and

regu

latio

ns w

hich

app

ly t

o its

act

iviti

es u

nder

or

purs

uant

to

this

Agr

eem

ent.

2.4

Each

of

the

Part

ies

will

ens

ure

that

its

em

ploy

ees

and

stud

ents

(if

any)

inv

olve

d in

the

Pro

ject

: ob

serv

e th

e co

nditi

ons

atta

chin

g to

any

reg

ulat

ory

and

ethi

cal

licen

ces,

con

sent

s an

d ap

prov

als;

kee

p co

mpl

ete

and

accu

rate

rec

ords

of

all

rese

arch

, de

velo

pmen

t an

d ot

her

wor

k ca

rrie

d ou

t in

con

nect

ion

with

the

Pro

ject

an

d of

all

Res

ults

, si

gned

by

the

peop

le w

ho o

btai

ned

or m

ade

each

Res

ult,

and

co

unte

rsig

ned

by a

n em

ploy

ee o

f th

at P

arty

who

is n

ot a

mem

ber

of t

he r

esea

rch

team

bu

t w

ho

unde

rsta

nds

the

wor

k;

and

com

ply

with

the

Goo

d D

ata

Man

agem

ent

Prac

tices

.

2.5

Each

of

the

Part

ies

will

ens

ure

that

its

staf

f an

d st

uden

ts (

if an

y) (

incl

udin

g in

the

ca

se o

f ea

ch C

omm

erci

al P

arty

, an

y st

aff

of a

ny G

roup

Com

pany

) in

volv

ed in

the

Pr

ojec

t, w

hen

wor

king

on

or v

isiti

ng t

he o

ther

Par

tys

pre

mis

es,

com

ply

with

the

ot

her

Part

ys

heal

th a

nd s

afet

y an

d se

curity

pol

icie

s an

d pr

oced

ures

and

, w

hen

acce

ssin

g or

usi

ng t

he o

ther

Par

tys

inf

orm

atio

n sy

stem

s, c

ompl

y w

ith t

he o

ther

Pa

rty

s in

form

atio

n se

curity

pol

icie

s an

d pr

oced

ures

.

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

2.6

Each

of

the

Part

ies

will

com

ply

with

the

pro

visi

ons

of S

ched

ule

7. [

At a

ny t

ime

during

the

Pro

ject

Per

iod,

[XX

X]

may

req

uire

cha

nges

to

Part

[3]

of

Sche

dule

7,

whe

re t

hose

cha

nges

are

nec

essa

ry t

o en

sure

tha

t th

e Pr

ojec

t is

und

erta

ken

in

com

plia

nce

with

[XXX

]s

appl

icab

le p

olic

ies

and

proc

edur

es.]

2.7

Alth

ough

eac

h of

the

Par

ties

will

use

rea

sona

ble

ende

avou

rs t

o ca

rry

out

the

Proj

ect

in a

ccor

danc

e w

ith t

he P

roje

ct P

lan,

non

e of

the

Par

ties

unde

rtak

es t

hat

any

rese

arch

will

lea

d to

any

par

ticul

ar r

esul

t, n

or d

oes

it gu

aran

tee

a su

cces

sful

ou

tcom

e to

the

Pro

ject

.

2.8

Each

of

the

Part

ies

war

rant

s to

the

oth

er P

artie

s th

at i

t ha

s fu

ll po

wer

and

au

thor

ity u

nder

its

cons

titut

ion,

and

has

tak

en a

ll ne

cess

ary

action

s an

d ob

tain

ed

all

auth

oris

atio

ns,

licen

ces,

con

sent

s an

d ap

prov

als,

to

allo

w i

t to

ent

er int

o th

is

Agr

eem

ent

[and

it is

not

in b

reac

h of

the

Fun

ding

Con

dition

s].

2.9

If a

Par

ty a

gree

s to

tra

nsfe

r an

y [b

iolo

gica

l or

che

mic

al]

mat

eria

l to

any

of

the

othe

r Pa

rtie

s in

con

nect

ion

with

the

Pro

ject

, th

at t

rans

fer

will

be

subj

ect

to t

he

term

s of

a

sepa

rate

M

ater

ials

Tr

ansf

er Agr

eem

ent

ente

red

into

be

twee

n th

e Pa

rtie

s in

rel

atio

n to

tha

t m

ater

ial.

[2.1

0 If

the

Fun

ding

Con

ditio

ns h

ave

not

alre

ady

been

acc

epte

d by

the

Par

ties,

thi

s Agr

eem

ent

is c

ondi

tiona

l on

eac

h of

the

Par

ties

acce

ptin

g th

e Fu

ndin

g Con

dition

s w

ithin

[30

] da

ys a

fter

the

dat

e of

the

Fun

ding

Con

ditio

ns o

r of

fer

to p

rovi

de

Exte

rnal

Fun

ding

.]

[2.1

1 Ea

ch o

f th

e Pa

rtie

s w

ill:

2.11

.1 if

it is

a p

arty

to

the

Fund

ing

Con

ditio

ns,

com

ply

with

its

oblig

atio

ns u

nder

, an

d th

e co

nditi

ons

of, th

e Fu

ndin

g Con

dition

s;

2.11

.2 c

arry

out

the

Pro

ject

in a

ccor

danc

e w

ith t

he F

undi

ng C

ondi

tions

; an

d

2.11

.3 n

otify

the

oth

er P

artie

s in

acc

orda

nce

with

cla

use

10.1

im

med

iate

ly i

f it

rece

ives

any

not

ice

or r

eque

st fro

m t

he F

undi

ng B

ody.

]

2.12

Th

ere

will

be

a St

eering

Com

mitt

ee m

ade

up o

f on

e re

pres

enta

tive

nom

inat

ed b

y ea

ch o

f th

e Pa

rtie

s.

The

Proj

ect

Man

ager

(in

itial

ly [

inse

rt n

ame]

) w

ill b

e th

e Le

ad

Part

ys

repr

esen

tativ

e on

the

Ste

erin

g Com

mitt

ee.

[Th

e Pa

rtie

s w

ill i

nvite

the

Fund

ing

Bod

y to

app

oint

a r

epre

sent

ativ

e to

the

Ste

erin

g Com

mitt

ee.]

Th

e te

rms

of re

fere

nce

of th

e Ste

erin

g Com

mitt

ee ar

e se

t ou

t in

Sch

edul

e 8,

an

d th

e Ste

erin

g Com

mitt

ee w

ill h

ave

no a

utho

rity

to

amen

d th

e te

rms

of t

his

Agr

eem

ent

exce

pt a

s m

ay b

e ex

pres

sly

set

out

in t

hose

ter

ms

of r

efer

ence

.

2.13

Any

m

embe

r of

th

e Ste

erin

g Com

mitt

ee

may

pa

rtic

ipat

e in

m

eetin

gs

of

the

Stee

ring

Com

mitt

ee b

y te

le-c

onfe

renc

e, v

ideo

-con

fere

nce

or a

ny o

ther

tec

hnol

ogy

whi

ch e

nabl

es e

very

one

part

icip

atin

g in

the

mee

ting

to c

omm

unic

ate

inte

ract

ivel

y an

d si

mul

tane

ousl

y w

ith e

ach

othe

r.

The

quor

um f

or a

mee

ting

of t

he S

teer

ing

Com

mitt

ee

will

be

[o

ne

repr

esen

tativ

e of

ea

ch

of

the

Part

ies]

O

R

[one

re

pres

enta

tive

of a

t le

ast

[3]

of t

he P

artie

s],

or h

is a

ltern

ate,

pre

sent

in p

erso

n or

by

tel

e-co

nfer

ence

, vi

deo-

conf

eren

ce o

r ot

her

tech

nolo

gy m

entio

ned

abov

e.

2.14

[I

nser

t na

me]

(if

pres

ent

at a

mee

ting)

or,

in h

is a

bsen

ce,

any

othe

r in

divi

dual

the

m

embe

rs o

f th

e Ste

erin

g Com

mitt

ee m

ay f

rom

tim

e to

tim

e ag

ree,

will

cha

ir

mee

tings

of th

e St

eering

Com

mitt

ee.

2.15

Th

e Pa

rtie

s w

ill e

nsur

e th

at t

he S

teer

ing

Com

mitt

ee m

eets

at

leas

t ev

ery

[3]

mon

ths

at v

enue

s to

be

agre

ed,

and

in d

efau

lt of

agr

eem

ent

at [

inse

rt loc

atio

n],

43

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

or a

t an

y ot

her

time

at t

he r

eque

st o

f an

y of

the

Pa

rtie

s.

Mee

tings

of

the

Ste

erin

g Com

mitt

ee w

ill b

e co

nven

ed w

ith a

t le

ast

[21]

day

s w

ritt

en n

otic

e in

ad

vanc

e.

That

not

ice

mus

t in

clud

e an

age

nda.

M

inut

es o

f th

e m

eetin

gs o

f th

e Ste

erin

g Com

mitt

ee w

ill b

e pr

epar

ed b

y th

e ch

air

of t

he m

eetin

g an

d se

nt t

o ea

ch

of t

he P

artie

s w

ithin

[14

] da

ys a

fter

eac

h m

eetin

g.

2.16

Ea

ch

Part

y w

ill

prov

ide

the

Proj

ect

Man

ager

w

ith

[mon

thly

][qu

arte

rly]

O

R

[ann

ual]

rep

orts

sum

mar

isin

g th

e pr

ogre

ss o

f th

e Pr

ojec

t an

d th

e Res

ults

, an

d th

e Le

ad P

arty

will

ens

ure

that

the

Pro

ject

Man

ager

kee

ps a

ll th

e Pa

rtie

s in

form

ed

abou

t th

e pr

ogre

ss o

f th

e Pr

ojec

t an

d th

e Res

ults

.

A c

opy

of e

ach

Part

y's

[mon

thly

][qu

arte

rly]

OR

[an

nual

] re

port

will

be

circ

ulat

ed t

o ea

ch m

embe

r of

the

Ste

erin

g Com

mitt

ee w

ith t

he w

ritt

en n

otic

e fo

r th

e re

leva

nt m

eetin

g.

2.17

Ea

ch o

f th

e Pa

rtie

s w

ill n

otify

the

Pro

ject

Man

ager

pro

mpt

ly a

fter

ide

ntify

ing

any

Res

ult

that

it

belie

ves

to b

e pa

tent

able

, an

d w

ill s

uppl

y th

e Pr

ojec

t M

anag

er w

ith

copi

es o

f th

at R

esul

t.

Each

of

the

Part

ies

will

not

ify o

ther

Res

ults

to

the

Proj

ect

Man

ager

in

the

[mon

thly

][qu

arte

rly]

OR

[an

nual

] re

port

s pr

ovid

ed u

nder

cla

use

2.16

. 2.

18

Each

Par

ty w

ill,

thro

ugh

its r

epre

sent

ativ

e or

his

alte

rnat

e, h

ave

one

vote

in

the

Ste

erin

g Com

mitt

ee. D

ecis

ions

will

be

take

n by

a s

impl

e m

ajor

ity e

xcep

t w

here

a

deci

sion

nec

essi

tate

s a

chan

ge t

o th

e Pr

ojec

t Pl

an o

r a

chan

ge t

o th

e al

loca

tion

of

any

fund

ing.

In

eith

er o

f th

ose

case

s, a

ny d

ecis

ion

mus

t be

una

nim

ous.

Th

e ch

airm

an w

ill [

not]

hav

e a

cast

ing

vote

. 2.

19

[In

addi

tion

to

his

dutie

s un

der

the

Fund

ing

Con

ditio

ns,]

the

Pro

ject

Man

ager

will

: 2.

19.1

[be

the

prim

ary

cond

uit

for

exch

ange

s of

inf

orm

atio

n w

ith t

he F

undi

ng

Bod

y;]

2.19

.2 b

e re

spon

sibl

e to

the

Ste

erin

g Com

mitt

ee f

or t

he d

ay-t

o-da

y m

anag

emen

t of

the

Pro

ject

; 2.

19.3

be

resp

onsi

ble

for

the

finan

cial

adm

inis

trat

ion

of t

he P

roje

ct[

as r

equi

red

by t

he F

undi

ng C

ondi

tions

];

2.19

.4 b

e re

spon

sibl

e fo

r im

plem

entin

g de

cisi

ons

take

n by

th

e Ste

erin

g Com

mitt

ee;

2.

19.5

pre

pare

pro

gres

s re

port

s[ a

s re

quir

ed b

y th

e Fu

ndin

g Bod

y];

and

2.19

.6 m

onito

r th

e pr

ogre

ss o

f th

e Pr

ojec

t.

2.

20

No

addi

tiona

l pe

rson

may

bec

ome

a pa

rty

to t

his

Agr

eem

ent

with

out

the

writt

en

agre

emen

t of

all

of t

he t

hen

exis

ting

part

ies

to t

his

Agr

eem

ent

[and

the

Fun

ding

Bod

y] a

nd u

nles

s th

e ad

ditio

nal

pers

on a

nd a

ll th

e th

en e

xist

ing

Part

ies

to t

his

Agr

eem

ent

exec

ute

a Var

iatio

n Agr

eem

ent.

3

. FI

NA

NC

IAL

CO

NTR

IBU

TIO

N [

EX

TER

NA

L FU

ND

ING

] A

ND

TH

E P

AY

MEN

T P

LAN

3.

1 [T

he a

lloca

tion

of t

he E

xter

nal F

undi

ng w

ill b

e as

set

out

in t

he P

roje

ct P

lan

unle

ss

the

Part

ies

unan

imou

sly

agre

e ot

herw

ise

in

wri

ting.

]

Each

Pa

rty

will

ke

ep

com

plet

e an

d ac

cura

te a

ccou

nts

of it

s ex

pend

iture

on

the

Proj

ect.

Eac

h Pa

rty

will

pa

y its

Fina

ncia

l Con

trib

utio

n to

the

Pro

ject

in

acco

rdan

ce w

ith S

ched

ule

1 w

ithin

[3

0][6

0] O

R [

90]

days

aft

er i

ts r

ecei

pt o

f a

[qua

rter

ly]O

R[m

onth

ly]

invo

ice

for

the

sam

e. W

here

any

Fin

anci

al C

ontr

ibut

ion

is b

eing

cla

imed

aga

inst

cos

ts a

nd

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

expe

nses

incu

rred

by

a Pa

rty,

eac

h in

voic

e m

ust

be a

ccom

pani

ed b

y a

stat

emen

t ce

rtifi

ed b

y an

aut

horise

d of

ficer

of th

at P

arty

. 3.

2 U

nles

s an

y VA

T ex

empt

ion

appl

ies,

all

amou

nts

are

excl

usiv

e of

VAT

whi

ch t

he

Part

y m

akin

g th

e Fi

nanc

ial

Con

trib

utio

n w

ill p

ay a

t th

e ra

te f

rom

tim

e to

tim

e pr

escr

ibed

by

law

. 3.

3 If

a P

arty

fai

ls t

o m

ake

any

paym

ent

due

to a

noth

er P

arty

und

er t

his

Agr

eem

ent,

w

ithou

t pr

ejud

ice

to a

ny o

ther

rig

ht o

r re

med

y av

aila

ble

to t

hat

othe

r Pa

rty,

tha

t ot

her

Part

y m

ay c

harg

e in

tere

st (

both

bef

ore

and

afte

r an

y ju

dgem

ent)

on

the

amou

nt o

utst

andi

ng,

on a

dai

ly b

asis

[at

the

rat

e of

[fo

ur]

per

cent

per

ann

um

abov

e th

e Lo

ndon

3 m

onth

Int

erba

nk O

ffer

ed R

ate

from

tim

e to

tim

e in

for

ce]

OR

[i

n ac

cord

ance

with

the

Lat

e Pa

ymen

ts o

f Com

mer

cial

Deb

ts (

Inte

rest

) Act

199

8

as a

men

ded

by t

he L

ate

Paym

ent

of C

omm

erci

al D

ebts

Reg

ulat

ions

201

3].

Th

at

inte

rest

will

be

calc

ulat

ed f

rom

the

dat

e of

las

t da

te f

or p

aym

ent

to t

he a

ctua

l da

te o

f pa

ymen

t, b

oth

date

s in

clus

ive,

and

will

be

com

poun

ded

quar

terly.

The

Pa

rty

whi

ch is

late

pay

ing

will

pay

tha

t in

tere

st o

n de

man

d.

3.4

[Exc

ept

as

set

out

in

the

Proj

ect

Plan

,]

each

Pa

rty

will

ow

n al

l eq

uipm

ent

purc

hase

d or

con

stru

cted

by

it, o

r fo

r it,

usin

g an

y Fi

nanc

ial Con

trib

utio

n[ o

r an

y Ex

tern

al F

undi

ng].

3.

5 Th

e fin

anci

al ar

rang

emen

ts fo

r th

e Pr

ojec

t w

ill be

ov

erse

en by

the

Ste

erin

g Com

mitt

ee [

and

will

be

as s

et o

ut in

the

Fun

ding

Con

dition

s].

3.6

[Cla

ims

for

any

Exte

rnal

Fun

ding

will

be

mad

e th

roug

h th

e Pr

ojec

t M

anag

er.

Eac

h of

the

Par

ties

will

pro

vide

suf

ficie

nt i

nfor

mat

ion

to t

he P

roje

ct M

anag

er t

o al

low

th

e Le

ad P

arty

to

clai

m t

he E

xter

nal F

undi

ng a

nd t

o su

bmit

repo

rts

to t

he F

undi

ng

Bod

y in

acc

orda

nce

with

the

Fun

ding

Bod

ys

requ

irem

ents

fro

m t

ime

to t

ime.

Ea

ch o

f th

e Pa

rtie

s w

ill c

ertif

y its

clai

ms

for

any

Exte

rnal

Fun

ding

in

such

way

as

may

be

nece

ssar

y to

allo

w t

he L

ead

Part

y to

giv

e an

y ce

rtifi

cate

req

uire

d by

the

Fu

ndin

g Bod

y in

rel

atio

n to

tho

se c

laim

s.]

3 .7

[The

Lea

d Pa

rty

will

, w

ithin

[30

] da

ys a

fter

rec

eipt

of

any

of t

he E

xter

nal F

undi

ng,

pay

that

Ext

erna

l Fun

ding

(or

the

app

ropr

iate

par

t of

it)

to t

he P

arty

to

whi

ch t

hat

Exte

rnal

Fun

ding

is d

ue.]

3.

8 [E

ach

Part

y w

ill r

efun

d to

the

Lea

d Pa

rty

on d

eman

d: a

ny o

verp

aym

ent

of a

ny

Exte

rnal

Fun

ding

rec

eive

d by

tha

t Pa

rty;

and

any

mon

ies

rece

ived

by

that

Par

ty

whi

ch t

he F

undi

ng B

ody

requ

ires

to

be r

epai

d in

acc

orda

nce

with

the

Fun

ding

Con

ditio

ns.

Eac

h Pa

rty

will

pay

to

the

Fund

ing

Bod

y an

y pa

ymen

ts w

hich

are

to

be m

ade

by t

hat

Part

y in

ord

er t

o co

mpl

y w

ith t

he F

undi

ng C

ondi

tions

. E

ach

of

the

othe

r Pa

rtie

s w

ill in

dem

nify

the

Lea

d Pa

rty

and

keep

it in

dem

nifie

d ag

ains

t al

l an

d an

y re

fund

s, r

epay

men

ts a

nd p

aym

ents

whi

ch t

he L

ead

Part

y is

req

uire

d to

m

ake

unde

r th

e Fu

ndin

g Con

dition

s to

the

Fun

ding

Bod

y on

beh

alf

of t

hat

othe

r Pa

rty

or a

s a

cons

eque

nce

of t

hat

othe

r Pa

rty

s ac

t or

om

issi

on.]

3.

9 Th

e Le

ad P

arty

will

ens

ure

that

the

Pro

ject

Man

ager

pre

pare

s an

d su

bmits

an

acco

unt

of a

ll in

com

e an

d ex

pend

iture

in

conn

ection

with

the

Pro

ject

[qu

arte

rly]

to

the

Ste

erin

g Com

mitt

ee.

3.10

Th

e Le

ad Pa

rty

will

en

sure

tha

t th

e Pr

ojec

t M

anag

er al

low

s an

in

depe

nden

t ch

arte

red

acco

unta

nt a

ppoi

nted

by

any

Part

y, a

t th

at P

arty

's e

xpen

se, to

exa

min

e th

e ac

coun

ts a

nd r

ecor

ds o

f th

e Pr

ojec

t M

anag

er r

elat

ing

to t

he P

roje

ct p

rovi

ded:

3.

10.1

at

leas

t [1

4]

days

w

ritt

en

notic

e is

gi

ven

in

adva

nce

to

the

Proj

ect

Man

ager

;

44

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

3.10

.2 t

he i

nspe

ctio

n or

exa

min

atio

n ta

kes

plac

e du

ring

the

Pro

ject

Man

ager

's

norm

al w

orki

ng h

ours

; an

d

3.10

.3 th

e Pa

rty

appo

intin

g th

e ac

coun

tant

an

d th

e ac

coun

tant

w

ill

keep

co

nfid

entia

l an

y in

form

atio

n w

hich

it

may

acq

uire

in

the

exer

cise

of

its

righ

ts u

nder

thi

s cl

ause

3.1

0.

3.11

Ea

ch P

arty

will

pay

eac

h of

the

oth

er P

artie

s in

acc

orda

nce

with

the

Pay

men

t Pl

an.

Any

Par

ty t

o w

hich

ano

ther

Par

ty is

obl

iged

to

mak

e pa

ymen

ts u

nder

the

Pay

men

t Pl

an m

ay a

ppoi

nt a

n in

depe

nden

t ch

arte

red

acco

unta

nt,

at i

ts o

wn

expe

nse,

to

exam

ine

the

acco

unts

an

d re

cord

s of

th

e Pa

rty

whi

ch

is

oblig

ed

to

mak

e pa

ymen

ts t

o it

rela

ting

to it

s ex

ploi

tatio

n of

the

Res

ults

pro

vide

d:

3.11

.1 a

t le

ast

[14]

day

s w

ritt

en n

otic

e is

giv

en i

n ad

vanc

e to

the

Par

ty w

hose

ac

coun

ts a

nd r

ecor

ds a

re t

o be

insp

ecte

d;

3.11

.2 t

he

insp

ection

or

ex

amin

atio

n ta

kes

plac

e du

ring

th

at

Part

ys

norm

al

wor

king

hou

rs;

and

3.11

.3 th

e Pa

rty

appo

intin

g th

e ac

coun

tant

an

d th

e ac

coun

tant

w

ill

keep

co

nfid

entia

l an

y in

form

atio

n w

hich

it

may

acq

uire

in

the

exer

cise

of

its

righ

ts u

nder

thi

s cl

ause

3.1

1.

4.U

SE

AN

D E

XP

LOIT

AT

ION

OF

INTE

LLE

CTU

AL

PR

OP

ERTY

RIG

HT

S

4.1

This

Agr

eem

ent

does

not

aff

ect

the

owne

rshi

p of

any

Int

elle

ctua

l Pr

oper

ty R

ight

s in

any

Bac

kgro

und

or in

any

othe

r te

chno

logy

, de

sign

, w

ork,

inve

ntio

n, s

oftw

are,

da

ta,

tech

niqu

e, K

now

-how

, or

mat

eria

ls w

hich

are

not

Res

ults

. T

he I

ntel

lect

ual

Prop

erty

Rig

hts

in t

hem

will

rem

ain

the

prop

erty

of

the

Part

y w

hich

con

trib

uted

th

em t

o th

e Pr

ojec

t (o

r its

lic

enso

rs).

N

o lic

ence

to

use

any

Inte

llect

ual Pr

oper

ty

Rig

hts

is g

rant

ed o

r im

plie

d by

thi

s Agr

eem

ent

exce

pt t

he r

ight

s ex

pres

sly

set

out

in t

his

Agr

eem

ent.

4.2

[Eac

h Pa

rty

gran

ts e

ach

of t

he o

ther

Par

ties

a ro

yalty

-fre

e, f

ully

pai

d-up

, no

n-ex

clus

ive

licen

ce t

o us

e its

Bac

kgro

und

for

the

purp

ose

of c

arry

ing

out

the

Proj

ect.

N

one

of

the

Part

ies

may

gr

ant

any

sub-

licen

ce

to

use

any

othe

r Pa

rty'

s Bac

kgro

und

exce

pt

that

an

y Com

mer

cial

Pa

rty

may

al

low

an

y of

its

G

roup

Com

pani

es,

and

any

pers

on w

orki

ng f

or o

r on

beh

alf

of i

t or

any

of

its G

roup

Com

pani

es,

to u

se a

ny P

arty

s B

ackg

roun

d fo

r th

e pu

rpos

e of

car

ryin

g ou

t th

e Pr

ojec

t.

OR

[Eac

h Pa

rty

gran

ts e

ach

of t

he o

ther

Par

ties

a ro

yalty

-fre

e, f

ully

pai

d-up

non

-ex

clus

ive

licen

ce t

o us

e its

Bac

kgro

und

for

the

purp

ose

of c

arry

ing

out

the

Proj

ect

and[

, in

ret

urn

for

the

paym

ents

to

be m

ade

to it

unde

r th

e Pa

ymen

t Pl

an,]

eac

h Pa

rty

gran

ts t

o ea

ch o

f th

e ot

her

Part

ies

a no

n-ex

clus

ive[

, fu

lly p

aid-

up,

roya

lty

free

] lic

ence

(w

ith t

he r

ight

to

sub-

licen

se)

to u

se t

he I

ntel

lect

ual

Prop

erty

in

its

Bac

kgro

und

to t

he e

xten

t ne

cess

ary

to a

llow

it

to e

xerc

ise

the

righ

ts t

o us

e th

e Res

ults

gra

nted

to

it in

cla

use

4.9.

The

lic

ence

gra

nted

in

this

cla

use

4.2

will

au

tom

atic

ally

ter

min

ate

on t

he t

erm

inat

ion

of t

he li

cenc

e gr

ante

d in

cla

use

4.9.

]

4.3

The

Part

y w

hich

cre

ates

or

gene

rate

s an

y Res

ult

will

ow

n th

e In

telle

ctua

l Pro

pert

y Rig

hts

in t

hat

Res

ult,

and

may

tak

e su

ch s

teps

as

it m

ay d

ecid

e fr

om t

ime

to t

ime,

at

its

exp

ense

, to

reg

iste

r an

d m

aint

ain

any

prot

ection

for

thos

e In

telle

ctua

l Pr

oper

ty R

ight

s, i

nclu

ding

fili

ng a

nd p

rose

cutin

g pa

tent

app

licat

ions

, an

d ta

king

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

any

actio

n in

res

pect

of

any

alle

ged

or a

ctua

l in

frin

gem

ent

of a

ny I

ntel

lect

ual

Prop

erty

Rig

hts

in it

s Re

sults

.

4.4

Each

Par

ty w

ill e

nsur

e th

at i

ts e

mpl

oyee

s an

d st

uden

ts (

if an

y) (

and

each

of

the

Com

mer

cial

Pa

rtie

s w

ill

ensu

re

that

th

e em

ploy

ees

of

any

of

its

Gro

up

Com

pani

es)

invo

lved

in

the

crea

tion

of t

he R

esul

ts o

f an

othe

r Pa

rty

give

s th

at

othe

r Pa

rty

such

ass

ista

nce

(exc

ept

finan

cial

ass

ista

nce)

as

that

oth

er P

arty

may

re

ason

ably

re

ques

t in

co

nnec

tion

with

the

re

gist

ratio

n an

d pr

otec

tion

of

the

In

telle

ctua

l Pr

oper

ty R

ight

s in

any

of

that

oth

er P

arty

s R

esul

ts,

incl

udin

g fil

ing

and

pros

ecut

ing

pate

nt a

pplic

atio

ns f

or a

ny o

f th

at o

ther

Par

tys

Res

ults

, an

d ta

king

an

y ac

tion

in

resp

ect

of

any

alle

ged

or

actu

al

infr

inge

men

t of

an

y In

telle

ctua

l Pro

pert

y Ri

ghts

in a

ny o

f th

at o

ther

Par

tys

Res

ults

.

4.5

Whe

re a

ny t

hird

par

ty (

such

as

a st

uden

t or

con

trac

tor)

is in

volv

ed in

the

Pro

ject

, th

e Pa

rty

enga

ging

tha

t th

ird

part

y w

ill e

nsur

e th

at t

hat

third

part

y ha

s as

sign

ed

to t

hat

Part

y an

y In

telle

ctua

l Pr

oper

ty R

ight

s (i

nclu

ding

mak

ing

a pr

ospe

ctiv

e as

sign

men

t w

here

app

ropr

iate

) w

hich

tha

t th

ird

part

y ha

s in

the

Res

ults

in

orde

r to

be

able

to

give

effec

t to

the

pro

visi

ons

of t

his

clau

se 4

.

4.6

Whe

re a

ny R

esul

t is

cre

ated

or

gene

rate

d by

tw

o or

mor

e Pa

rtie

s jo

intly

and

it is

im

poss

ible

to

dist

ingu

ish

each

Par

ty's

int

elle

ctua

l co

ntribu

tion

to t

he c

reat

ion

of

the

Inte

llect

ual

Prop

erty

Rig

hts

in t

hat

Res

ult,

the

Int

elle

ctua

l Pr

oper

ty R

ight

s in

th

at R

esul

t w

ill b

e co

-ow

ned

by t

hose

Par

ties

as

tena

nts

in c

omm

on i

n eq

ual

shar

es.

The

co-o

wne

rs m

ay t

ake

such

ste

ps a

s th

ey m

ay d

ecid

e fr

om t

ime

to t

ime,

at

the

ir j

oint

and

equ

al e

xpen

se,

to r

egis

ter

and

mai

ntai

n an

y pr

otec

tion

for

thos

e In

telle

ctua

l Pr

oper

ty R

ight

s, i

nclu

ding

fili

ng a

nd p

rose

cutin

g pa

tent

app

licat

ions

, an

d ta

king

any

act

ion

in r

espe

ct o

f an

y al

lege

d or

act

ual

infr

inge

men

t of

thos

e In

telle

ctua

l Pr

oper

ty R

ight

s. I

f on

e or

mor

e of

the

co-

owne

rs d

oes

not

wis

h to

ta

ke a

ny s

uch

step

or

action

, th

e ot

her

co-o

wne

r(s)

may

do

so a

t th

eir

expe

nse,

an

d th

e co

-ow

ner(

s) n

ot w

ishi

ng t

o ta

ke s

uch

step

s or

act

ion

will

pro

vide

, at

the

ex

pens

e of

the

co-

owne

r m

akin

g th

e re

ques

t, a

ny a

ssis

tanc

e th

at i

s re

ason

ably

re

ques

ted

of it

.

4.7

Any

co-

owne

r of

any

of

the

Inte

llect

ual

Prop

erty

Rig

hts

in a

ny R

esul

t m

ay d

eal

with

and

exp

loit

thos

e In

telle

ctua

l Pr

oper

ty R

ight

s as

tho

ugh

it w

ere

the

sole

ow

ner,

[w

ithou

t be

ing

requ

ired

to

acco

unt

to a

ny o

ther

co-

owne

r fo

r an

y sh

are

in

the

reve

nues

gen

erat

ed b

y th

at d

ealin

g or

exp

loitat

ion]

OR

[su

bjec

t to

pay

men

t to

the

oth

er c

o-ow

ner(

s) in

acco

rdan

ce w

ith t

he P

aym

ent

Plan

], p

rovi

ded

that

no

co-o

wne

r m

ay g

rant

any

thi

rd p

arty

any

rig

hts

whi

ch d

etra

ct f

rom

any

oth

er c

o-ow

ners

righ

t to

dea

l with

any

co-

owne

d In

telle

ctua

l Pro

pert

y Rig

hts

as it

see

s fit

.

4.8

Each

Par

ty g

rant

s ea

ch o

f th

e ot

her

Part

ies

a ro

yalty

fre

e, n

on-e

xclu

sive

lic

ence

t o

use

the

Res

ults

for

the

pur

pose

of

carr

ying

out

the

Pro

ject

[an

d Cl

inic

al P

atie

nt

Car

e].

Non

e of

the

Par

ties

may

gra

nt a

ny s

ub-lic

ence

to

use

any

othe

r's

Resu

lts

exce

pt t

hat

any

Com

mer

cial

Par

ty m

ay a

llow

any

of

its

Gro

up C

ompa

ny a

nd a

ny

pers

on w

orki

ng f

or o

r on

beh

alf

of t

hat

Com

mer

cial

Par

ty o

r an

y of

its

Gro

up

Com

pani

es t

o us

e th

e Res

ults

for

the

pur

pose

of ca

rryi

ng o

ut t

he P

roje

ct.

4.9

[In

retu

rn for

the

pay

men

ts t

o be

mad

e to

it u

nder

the

Pay

men

t Pl

an,]

In

addi

tion

to t

he r

ight

s gr

ante

d in

cla

use

4.8,

eac

h Pa

rty

gran

ts e

ach

of t

he o

ther

Par

ties

a

non-

excl

usiv

e, i

ndef

inite[

, fu

lly p

aid-

up,

roya

lty f

ree]

lic

ence

(w

ith t

he r

ight

to

sub-

licen

se)

to u

se t

he I

ntel

lect

ual

Prop

erty

Rig

hts

in a

ny o

f th

e Res

ults

for

any

pu

rpos

e, in

add

ition

to

carr

ying

out

the

Pro

ject

.

4.10

Ea

ch A

cade

mic

Pa

rty

and

each

of

its

em

ploy

ees

and

stud

ents

w

ill h

ave

the

irre

voca

ble,

roy

alty

-fre

e ri

ght

to u

se a

ny o

f th

e Res

ults

[(e

xcep

t th

e fo

llow

ing

type

s of

Res

ult:

[in

sert

det

ails

]) f

or A

cade

mic

and

Res

earc

h Pu

rpos

es [

incl

udin

g]

45

Lam

bert

Con

sort

ium

Agr

eem

ent

A (

Fina

l)

OR

[ex

clud

ing]

res

earc

h pr

ojec

ts w

hich

are

car

ried

out

by

the

Acad

emic

Par

ty

with

any

thi

rd p

arty

[in

the

com

mer

cial

sec

tor]

[an

d Clin

ical

Pat

ient

Car

e.

4.

11

[Non

e of

the

Par

ties

will

exp

loit

the

Res

ults

in

any

way

tha

t is

in

brea

ch o

f th

e Fu

ndin

g Con

dition

s bu

t,

subj

ect

to

that

, ea

ch

Part

y w

ill

use

all

reas

onab

le

ende

avou

rs t

o ex

ploi

t th

e Res

ults

. To

tha

t en

d th

e Pa

rtie

s w

ill e

ndea

vour

to

agre

e a

stra

tegy

for

the

exp

loitat

ion

of t

he R

esul

ts.]

5.

AC

AD

EMIC

PU

BLI

CA

TIO

N A

ND

IM

PA

CT

5.

1 Th

e Pr

ojec

t is

und

erta

ken

by t

he A

cade

mic

Par

ties

in p

ursu

ance

of

a pr

imar

y ch

aritab

le p

urpo

se;

that

is

the

adva

ncem

ent

of e

duca

tion

thro

ugh

teac

hing

and

re

sear

ch.

Ther

efor

e, n

otw

ithst

andi

ng a

ny o

ther

pro

visi

on o

f th

is A

gree

men

t, a

ny

empl

oyee

or

st

uden

t of

an

Ac

adem

ic Pa

rty

(whe

ther

or

no

t in

volv

ed i

n th

e Pr

ojec

t) m

ay,

prov

ided

tha

t Aca

dem

ic P

arty

has

not

rec

eive

d a

Con

fiden

tial

ity

Not

ice

unde

r cl

ause

5.2

: 5.

1.1

disc

uss

wor

k un

dert

aken

as

part

of

the

Proj

ect

in t

he A

cade

mic

Par

tys

se

min

ars,

tut

oria

ls a

nd le

ctur

es;

and

5.1.

2 Pu

blis

h an

y Bac

kgro

und

of a

ny o

f th

e Pa

rtie

s or

any

of th

e Res

ults

. 5.

2 Ea

ch o

f th

e Ac

adem

ic P

artie

s w

ill s

ubm

it t

o an

y ot

her

Part

y w

hich

ow

ns t

he

Inte

llect

ual

Prop

erty

Rig

hts

in a

ny o

f th

e Res

ults

and

to

any

Part

y w

hich

has

co

ntribu

ted

any

Bac

kgro

und

to t

he P

roje

ct,

in w

ritin

g, d

etai

ls o

f an

y of