india's parliament as a representative
TRANSCRIPT
Published in: India Review, vol. 7, no. 2, April-June 2008, pp. 91-114
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India’sParliamentasaRepresentativeInstitution
JessicaWallack1
February2008
“Voicingtheconstituents’concernsonthefloorofthehouseistheprimaryparliamentaryduty
ofanelectedrepresentative.”
–LokSabhaRulebook
“OneoftheimportantfunctionsofRajyaSabhaistofocuspublicattentiononmajorproblems
affectingpoliciesoftheGovernmentandadministrationandtoprovideaforumforventilation
ofpublicgrievances.”
‐RajyaSabhaRulebook
India’sparliamentisnotfunctioningwellasarepresentativeinstitution.Itisfailingasa
platformforaggregatingcitizenpreferencesintopublicpolicy:deliberationsareshorterand
moresparselyattendedthaneveranddisruptionsseemtobemorefrequent.Publicireison
theriseandinstitutional“shortcuts”toachievepolicychangewithoutlegislationorlegislative
oversightseemtobeincreasinglyaccepted.
WhilemuchofthepubliccriticismfocusesontheMembersofParliament(MPs),this
paperturnstolookatpossibleinstitutionaldeterminantsforthemalfunction.Inparticular,I
documenthowIndia’sparliamentcomparestoothersintherulesandproceduresfor
aggregatingrepresentatives’inputsviadeliberationtoformpolicy.India’sparliamentary
proceduresstandoutamongparliamentsaroundtheworldinthelimitationstheyplaceon
mostmembers’abilitytorepresenttheirconstituentsinthenormalcourseofdebateor
policymaking.ItsindividualMPsareelectedrepresentatives,butitsrulesandnormsfor
1CentreforDevelopmentFinance,Chennai,India&UniversityofCalifornia,SanDiego.jwallack@ucsd.edu.IthankJayPandaandtwoanonymousrefereesfortheirvaluablecommentswithoutimplicatingtheminanyofthefactualerrorsormistakenconclusions.SudhaYadavprovidedveryhelpfulresearchassistance.
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aggregatingthesemembers’inputsintopolicylimittheextenttowhichtheinstitution’s
decisionscanberepresentativeofthemembers.
ThereisastronglogicalbasisforalinkbetweenIndia’sparliamentaryrulesandthe
observedabsenteeism,curtaileddebate,andfrequentdisruptions.Parliamentaryrulesare
unlikelytobethesolereasonfortheunprofessionalbehavior–otherparliamentssharesome
oftheIndianparliament’sfeatureswithoutsharingitsbehaviors–buttheyareaveryplausible
andoften‐overlookedcontributingfactor.
First,therulesarethemeansbywhichthegovernmentcanlimitdebate.These
limitationsareoneoftheoft‐citedsymptomsofParliamentarydecline.Asdiscussedbelowin
moredetail,thegovernmentexercisessubstantialcontroloverwhatissuesgetdiscussed,
when,andforhowlong.Italsohasthepowertocircumscribecommitteedeliberations.
Second,therulesandtheirapplicationarealsolikelytolimitMP’sincentivestoprepare
forandparticipateindebate.Theobservedabsenteeism,disruptions,anddirectinterference
withthebureaucracycouldbeseenatleastinpartasreasonableresponsestoParliament’s
failuresasarepresentativeinstitution.Rushingthewell,disregardingtherulesofdebate,and
other“wastesoftime”couldbeanalogoustotheriots,rebellions,andvigilantismthatKohli
(1990)arguesarecitizens’responsetothefailureofotherchannelsforpoliticalvoice.Heand
otheranalystsofIndianpoliticstypicallyfocusondisenfranchisementofcitizens;Iarguethat
Parliamentalsoseemstodisenfranchiseatleastsomeoftheirrepresentatives.''The
governmentisstubborn.Itdoesnotlistentous.Sowegetinthewell,''saidoneMPwhen
askedaboutthedisruptions.2
Therelativedifficultyofinfluencingpolicythroughdebatecouldalsoaffectindividual
MPs’incentivestofocusonconstituencyservice.Focusingondirectpolicyinfluencemakes
senseasastrategyifthereisnoreasonablewayforarepresentativetoensurethatconstituent
preferenceswilleverbeheardinadebate.India’sfirst‐past‐the‐postelectoralsystemalso
placesparticularpressureonIndia’sMPstodeliveridentifiablereturnsfortheirconstituents.3
2StatementfromShanavazHussain,anMPfromanoppositionparty(BJP).AsecondMPfromapartyalliedwiththegovernment(MohdSalim,CPM)questionedthislogic,asking“What'stheneedtorushtothewell?Thereareotherplatformstoprotest.''BothquotedinShrivastava(2007).3SeeCareyandShugart(1995)andWallacketal(2003)onthestrengthofconstituencyserviceincentivescreatedbyvariouselectoralsystems.
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VariousanalysesofParliamentaryfunctioninothercountriessharethisassumptionthat
tightgovernmentcontrolovercontentiousdebateswillcreateincentivesfortheoppositionto
disruptproceedings.DiPalma(1976),forexample,arguesthattheItaliangovernmentatthat
timeavoideddisruptionfromthesignificantminoritypartyintheoppositionbyfocusingon
legislationaboutuncontroversialissues.Doring(1995)notesthattimeisavaluablecommodity
thattheoppositioncansquanderthroughobstruction,leavingthegovernmentwithan
incentivetoavoidexercisingtheagendacontrolpowershedocumentsinawaythatprovokes
disruption.Actualdisruptionsarerareonlybecausegovernmentsareassumedtotailortheir
strategytostopshortofprovokingdisruption.Avoidingdisruption,however,dependsonthe
governmentactingcoherently,somethingthattheincreasinglyfractiouscoalitiongovernments
inIndiamaynotbecapableof.4
Thenewimportanceoftheparliamentaryrulesrelativetointra‐partynegotiationsin
aggregatingrepresentatives’preferencesmayalsohavecontributedtotheriseindisruption.
Theformalruleshavebecomemoreimportantforstructuringpoliticaldebateastheone‐party
dominantsystemhasgivenwaytoanewrealityofhundredsofpartiesfieldingcandidates,and
tensofpartiesrepresentedineachhouse.InteractionsbetweenMembersofParliamentare
nowmorelikelytobeinter‐partydiscussionsthanintra‐partydebatesresolvedaccordingto
partypractices.
ItisdifficulttoempiricallyvalidateanyexplanationforthedeclineofParliament,but
importanttoconsiderallplausiblereasonsfortheparliamentaryfailings.Parliament’sdeclining
performanceandtheincreasingcriticismoftheinstitutionisworrisomeforIndia’sdemocracy.
Complaintsabout“thegovernment”aggregatedissatisfactionwithcourts,bureaucrats,and
politiciansatalllevels,resultingindiffusecriticismunlikelytoleadtoasubstantivealternative.
InthewordsofWinstonChurchill,“Democracyistheworstsystemexceptforallothers.”The
increasinglysharpcritiqueofParliament’sactivities,however,istargetedatakeylinkinthe
chainofdelegationfromcitizentobureaucrat.Asdiscussedinthefollowingsection,thereare
alsospecificandincreasinglyacceptedbypassesforthisperceivedweaklink.
4Coalitionsdonotalwaysseemtohavemuchofasharedideology.ManyofthepartiesinthecurrentCongress‐ledcoalition,forexample,werefoundedatleastinpartinoppositiontothethen‐dominantCongress(manybyexploitingparticularcaste,ethnic,regionalorotheridentities).Chakrabarty(2005).
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ThenextsectionprovidesabriefoverviewofParliamentarymalfunctionandits
consequences.SectionThreediscussesthecurrentdiagnosesoftheunderlyingcausesofthe
declineindebateandarguesthatweneedtoconsidertheinstitutionaswellastheindividuals
tounderstandthefailureofrepresentationinpolicymaking.SectionFourgivesaninstitutional
overviewofIndia’sParliamentasarepresentativeinstitutionincomparativeperspective.I
focusonhowtheParliamentaryrulesaffectindividualmembers’abilitytoconveytheir
constituents’preferencesandrepresenttheirconstituentsastheirbetter‐informedagentsin
morecomplexpolicydecisions.Theconcludingsectiondiscussessomeinstitutionalchanges
thatmightimproveParliament’sabilitytoserveasarepresentativeinstitution.
Thepaperisnotthefirsttonotethepopulardisdainfortheinstitution,norisitthefirst
toaskhowwellParliamentrepresentsitsconstituents.Itismoreunusualinthatitdrawsonthe
formalcomparativepoliticsliterature’semphasisontheconsequencesofhowstateinstitutions
arestructuredratherthanfocusingontheinterfacebetweencitizenandstate.Thisapproachis
rarelyappliedtostudiesofIndianpolitics;cleavagesincivilsociety,thepowerofindividual
leadersortechnocrats,andthelackofindividualswith“politicalwill”seemtobemore
commonframeworksforexplainpolicychange(orlackthereof)inIndia.5
ParliamentaryMalfunction
TheParliament’smalfunctionasaninstitutionhasbeenwell‐documentedbyprevious
studies,mostofwhichhighlightadeclineinperformanceoverthepastdecadeorso.Members
spendlesstimesittingtodeliberateandthedeliberationsthatdooccuraresparselyattended.
Actualdaysofsittingtodeliberateareathirdofwhattheywereinthe1950s,eventhough
otheraspectsofconstituencyrepresentationsuchastravellingtoandcommunicatingwith
constituentshavegotteneasier.6Systematicdataonabsenteeismandquorumviolationsare
notrecorded,butMehtaandKapur(2006)recountanumberofanecdotesthattheyassert
“couldbemultipliedendlessly”basedontheinterviewstheycarriedout.(18)Shourie(2007)
5KapurandMehta,eds(2005)isanexception.SeeWallackandSingh(2007)foranoverviewoftheliterature.6MehtaandKapur(2006).
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reportsthattherearetwinconventionsonquorum:thepresidingofficerdoesnotchecktosee
ifenoughmembersarepresenttoconstituteaquorumunlessamemberdrawshisattentionto
thematter,andnomembereverdrawshisattentiontothematter.
Mehta(2007)arguesthatParliamenthasbecomeincreasinglyunprofessional,passing
budgetswithalmostnoscrutinyamongothersignsofdecline.7Nineteenbills,includinga
constitutionalamendment,werepassedononedayinMarchduringthe9thLokSabha.8
NationalSocialWatchCoalition(NSWC,2007)estimatesthatmorethan40%ofbillswere
passedintheLokSabhain2006withlessthananhourofdebate,while65%ofmembersofthe
lowerhouseneversaidanythingaboutanylegislationduringthatyear.Eveninadditiontothe
disruptions,muchofthetimespentinsessionsseemstobespentonactivitiesotherthan
legislativedebate.Madhukar(2007)estimatesthattheLokSabhaspentjust20%ofitstime
debatinglegislativeissuesandtheRajyaSabha23%overthelastsevensessions.
Parliamentalsoseemstobeabdicatingitsresponsibilitytoprovideguidancetothe
bureaucracy,insteadleavingmanysubstantivedecisionstounelectedcivilservicemembers.
Legislationatcenterandstatestendstoassignresidualandrule‐makingpowertothe
concernedministry,leavingtheministriestomakenewrules,createnewpublicagencies,and
makedecisionswithdistributionalconsequences.Guidancebythreatorpromiseoftransfer
seemstobethemorecommonwayforpoliticianstooverseethebureaucracy.Atleasthalfof
theIASofficersservingbetween1978and1996spentlessthat1yearintheirjobsaccordingto
Das(1998).Fourhundredtwentyoutof500IASofficersinUttarPradeshweretransferred
everyyearbetween1992and1998byBardhan(2006)’scalculations.Anybodywhohasworked
withcivilserviceofficialshasatleastafewanecdotesofpoliticizedtransferstoshare.
“Transferisanindustryinsomestates!”notesoneformerSecretarytotheGovernmentof
India.9
7Mehtaarguesthatthisbehaviorwouldbedetrimentalforfiscaldiscipline.Manyotherscholarsofporkbarrelpoliticswouldsuggestthattheoppositeistrue‐thatthetightcontroloverthebudgetswouldlimitincentivesforlogrollingrelativetoafree‐for‐all.Inanycase,thepointisthatIndiaisademocracy,andthebudgetisoneofthemajorpolicystatementsofademocracy,soelectedleadersshouldbepayingattention.8Agrawal(2005).Perhapstheformaldiscussionofthebillisnottherealdiscussionofthebill:thingshavebeenpre‐negotiatedwithintherulingcoalition,sothereisnoneedforfurtheramendment.Thepoliticalcontroltakesplacethroughtheseinformaldiscussions.9Dr.G.Sundaram,in“MythsAboutIndianCivilServices.”
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Stallingseemstobereplacingdebateasatacticfordealingwithconflict,evenasthe
numberofissuesthatneedtobedebatedandputtorestincreases.TheEleventhLokSabha
lostfivepercentofitstimetodisruption,theTwelfthtenpercentandthe(current)Thirteenth
22.4%.10SpeakerstotheParliamentwerethreatenedtwiceinoneweekinMarch2007,for
example:marshalsweresummonedonMarch12,2007whenCPI(M)membersstormedthe
wellandthreatenedtheMinisterofShipping.Hispartymembersformedahumanwallto
protecthim.MembersoftheBJPandotheroppositionpartiesreportedly“rushed
threateningly”towardtheFinanceMinisteronMarch19,2007.11The2007MonsoonSession
adjournedfourdaysearlyfollowingdisruptionsthatcostit42hours.LokSabhaSpeaker
SomnathChatterjeeraisedquestionsaboutthe“utilityofoursystemofParliamentary
democracyanditsfuture,”andcalledthecontinueddisruptiona“disease”inhisconcluding
speech.12The2007wintersessionofParliamentadjournedsinedieafterjust17sittings,many
ofwhichwerealsodisrupted.13
Stallingasatacticdoesnotseemtobeamatterofthecurrentpoliticalconfiguration.
ThecurrentwaveofcritiquesfocusondisruptionsundertheCongress‐ledgovernment,but
Parliamentwasstalledforfourdaysin2002undertheBJP‐ledgovernmentasoppositionMPs
pushedfordiscussionandavoteonresponsibilityforviolenceinGujaratandforaweekin2001
overanarmsscandal.
Thecostofthesedisruptionshasbecomefront‐pagenewsinsomeoftheelitemedia.
Mint,alocalEnglish‐languagepartneroftheWallStreetJournal,prominentlydisplaysa
“ParliamentWasteTracker”monitoringthecostperminuteofdebateandofdisruptions.One
ofthepaper’srecent“QuickEdits”askedwhythemembersarepaidsalariesandperksfornot
working,goingontonotethatnearly26%ofParliament’stimewaslostduetodisruptions.The
“wasted”timecosttaxpayersRs.26,000perminute.14CNN‐IBNreportedthatthedisruptions
duringthe2007MonsoonsessioncostthecountryRs.18crore,whiletheHindureporteda
10NationalSocialWatchCoalition(2007)11ReportedinDivan(2007).12“ParliamentSessionsCurtailed,SpeakerCallsDisruptions‘ADisease’.”13TheHindu(2008)reportsatotalof130hourslosttodisruptioninbothhousesin2007.14“ParliamentTakesitEasy.”Theseestimatesseemtohaveescalatedsignificantlyoverthepastfewyears.OneactivistestimatedthecostofdisruptionatUS$350/minute(aboutRs15,600atthethenexchangerates)in2002.(H.D.Shourie,quotedin“ParliamentImpasseCostsIndia.”)
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figureofRs.20crore.15Onereader’slettertotheIndiaTodaySept10,2007issueasked“Since
therearenorealdiscussionsinParliament,whyisthetax‐payers’hardearnedmoneybeing
squanderedtryingtorunit?Itisbettertoscrapsuchdiscussionsandmeetings.”(p.8)
Thereareobviouslyotherlessquantifiablecostsduetodelayedpoliciesandlimited
accountability.BBC’scoverageof2002disruptionsquotedonebusinessman’squestion,“With
theoppositionbayingforblood,whenwill[Parliament]everreconvenetotakeupimportant
economiclegislation?”16NDTV’scoverageofparliamentarydisruptionsinSeptember2007
pointedlyobservedthat“Over1200peopledeadinfloods,68,000livestocklost,thelossto
cropsandpropertyisestimatedtobeRs1200crore,terrorstrikeinHyderabadandspiraling
prices‐allremainedunheardinsideParliament.IftheIndo‐USnucleardealwasthereasonfor
thestrife,eventhatcriticalissuewasneverdiscussed.”17ArunShourie,aprominentpolitical
commentator,formerMinister,andcurrentmemberoftheRajyaSabha,summarizesthe
situation:“…thesechambersarenownotlegislaturesthatholdgovernmentstoaccount,they
arenowhallsinwhichthemotionsaregonethrough,inwhichputonmelodramasare
enacted.”18
Parliament’sdysfunctionalsoseemstohaveincreasedsupportforalternativemeansof
policymaking.Thejudiciaryisincreasinglyactive.19Courtshavegotteninvolvedinbureaucratic
oversight,orderingthePowerMinistertoaccelerateconstructionofelectricityplants in2007
andtakingaroleinDelhiurbanplanners’decisionsaboutmixed‐usedesignations,forexample,
inlatesummer2006.Theyhavegainedpopularsupportasavenueforcitizenstoexpresstheir
policy demands through Public Interest Litigations (PILs). The “post‐democratic delegation
revolution”ofpolicymakingtonon‐electedindependentregulatorybodiesisalsoinfullswingin
India.20Politicians’and theParliament’s ineffectiveness seems tobedrawingmoreandmore
calls to remove state services from political oversight. V.S. Malimath, the Chairman of the
15“ParliamentDisruptionsCostNationRs.18Crore,”and“ParliamentdisruptionscostsRs.20crtoexchequer.”16“ParliamentImpasseCostsIndia.”17Shrivastava(2007).18Shourie(2007),p.2719Mehta(2005)providesadetailedhistoryandanalysisofactivismoverthepastdecades.Theactivismisnotnew,butseemstobeontherise.20(KapurandMehta,2006,30)
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Committee for Reforms of Criminal Justice and former Chief Justice of Kerala and Karnataka
High Courts, for example, suggested removing the criminal justice system from political
oversight.21
Someofthemappeartobeimprovements.EvenMehta(2007),generallyacriticof
judicialactivism,writesthat"representativeinstitutionsaresooftenburdenedwiththe
imperativesofmoney,power,andinertiathattocalltheirdecisionsdemocraticandinthe
publicinterestisoftensomethingofajoke."(80)Hisessaystruggleswiththequestionof
whetherjudicialactivismmightbejustifiedinthefaceofParliamentaryabdication.22Intheend,
however,heconcludesthatatleastParliamentrepresentsthepeoples’willbetterthan
unelectedcourtssotemporaryefficacydoesnotjustifybypassingParliamentinpolicymaking:
"Representativeinstitutionsare,afterall,theessenceofdemocracy,andjudgesdonotstandin
thesamerelationtousaslegislators."(80)Shourie(2007)’svehementcritiqueofParliament
doesnotevencedethispointtoParliament–severalchaptersofthebookwarnagainst
“romanticizingthepeople.”
Inanycase,thenumberofbypassesamongtheexistingdemocraticsetupislimited.
Whatisthenextoptionwhenjudicialactivismbecomesincapableofhandlingtherisingtidesof
demands?Howmanypeacefuloutsideoptionsarethere?“Peopleinthecountryarefastlosing
faithinthejudiciary,”writeJusticesA.K.MathurandMarkandeyKatjuoftheSupremeCourt.23
Thesamearticledocumentstheriseofvigilantism–tacitly‐sanctionedpunishmentsreflecting
cynicismabouttheeffectivenessofthelaw–inadditiontotheflash‐pointsofangerabout
particularincidents.“Thepublic’s‘grievanceredressalmechanism’hascollapsed,”noted
PramodKumaroftheInstituteofDevelopmentandCommunicationinChandigarh–henoted
thatpoliticalandbureaucraticinterventionhasbeenseenasineffective,sopeopletakethings
intotheirownhands.24
Individuals,Institutions,andRepresentation
21“Needed:AStrongMoralFibre.”22Mehta(2007),forexample,citesIndianlegalscholarUpendraBaxi’sstatementthatjudicialactivismis"chemotherapyforacarcinogenicbodypolitic."23“MobRule.”24Ibid,p.48.
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Manyofthecritiquesassumethatindividualfailingsareattheheartoftheproblem.
Mediareportspointtotheincreasingcriminalizationofpolitics,manycitinga2004studythat
quarteroftheMembersofParliamenthaveacriminalbackground.25Votersdon’talwayshave
greatoptionstochoosefromandtheirchoicesdonotalwaysseemideal.ColumnistTavleen
Singhreportsoneillustrativeanecdote:
"DuringanearlierelectioninUttarPradesh,IstoppedatateashopinYadav’s
constituencytoaskwhypeoplevotedforamaninfamousforhisillicitactivitiesandthe
oldmansaid,‘Becausethemanwhoisstandingagainsthimisalsoacriminal,sowemay
aswellvoteforastrongerandbettercriminal.’"26
MehtaandKapur(2006)’scomprehensiveassessmentofParliamentasaninstitutionof
accountabilityfocusesondescribingtheindividualmembers’characteristicsmorethanthe
institution’sfailures.Theydonotexplicitly“blame”individuals,butitisstrikingthattheydonot
discusstherulesofprocedurealongwiththemembers’characteristicsaspossibleinputsinto
thepooroutcomes.Shourie(2007)’scritiqueofParliamentismorepointed.Henotesthat
manyMembersofParliamentrepresentaminorityoftheirconstituencies.Morethanhalf‐
60%‐ofmembersoftheLokSabhaelectedin2004gainedofficewithlessthan50%ofthe
votesfromtheirconstituency.Almostall–99%‐gainedofficewiththevotesoflessthanhalf
thepotentialvotersintheirconstituencies.27
Thenear‐exclusivefocusonindividualsasthefailurestemsfromacommonconflation
ofrepresentativesandrepresentativeinstitutions.“Representation”inthepoliticaleconomy
literatureusuallyreferstoindividualactivities.Someuseitasasynonymforresponsivenessto
constituentdemandsandcommunication.28Othersuseittodenoteakindofinformation
servicetransmittingconstituents’statedpolicyrequeststothelargerpolicymakingforumon
25Studyofthe2004LokSabhabythePublicAffairsCentre,Bangalore,citedinBeharetal,2006.GowdaandSridharan(2007)arguethatpartiestodayaremorelikelytochoosecriminalsbecausethesepeoplehavetheclouttowinconstituenciesthatthepartyreputation(whichmaynotexistforsomenewparties)cannotsway.26Singh(2007).27P.28‐29.Thisisnotanentirelynewphenomenon,thoughfragmentationofvoteshareshasincreasedsomewhatwiththeproliferationofparties.India’sfirstpastthepostelectoralsystemallowsthecandidatewiththemostvotestowinandhasnomajorityrunoffrequirement.28Pitkin(1967),EulauandKarps(1977),Searing(1985).
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behalfofthosewhocouldnotbepresent.“Representation”canalsomeanactingasanagent;
decidingwhatconstituentswouldhavedecidediftheyhadalloftheinformationavailablethat
therepresentativehas.Manin,Przeworski,andStokes(1999)’scomprehensiveoverviewlabels
thefirsttwothe“mandateconceptionofrepresentation”andthethirdthe“accountability
concept.”29
Thesedefinitionsdescribehowindividualrepresentativesshouldbehavevisavistheir
constituents,butdonotprovideanybenchmarkforevaluatinghowthecollectivedecisionsof
representativesshouldrelatetothecollectivepreferencesoftherepresented.Theliterature
hastendedtoblurindividualrepresentativenessandinstitutionalrepresentativeness.Manin,
Przeworski,andStokesopentheirbookbysummarizingtheprevailingunderstandingof
representativenessas:“Governmentsarerepresentativebecausetheyareelected…[such
governments]willactinthebestinterestofthepeople.”(29)Evenstudiesthatexplicitlyseek
tostudyinstitutionalrepresentativeness,suchasLoewenbergandKim(1978),focuson
individuals.Theyintendtoconsiderthe“representativerelationship…asitexistsbetween
parliamentsascollectivitiesandgroupsofconstituents,”butusemeasuresofindividual
responsivenesstoconstituentsintheirempiricalanalysis.30
Peopleelectrepresentatives,butparliaments’actionsaretheproductoftherulesfor
aggregatingtheserepresentatives’inputsasmuchastheinputsthemselves.Arepresentative
institutionshouldallowalloftheserepresentativestoactivelyrepresenttheirconstituentsin
thegroup’sdecisionmaking.Itsdecisionsasawholeshouldbesummariesofitsmembers’
inputs.Ataminimum,itsmembersshouldbeabletoshapepolicydebatesbyconveyingtheir
constituents’viewsintwoways:proposingpoliciesandcommentingonthosepoliciesproposed
byothers.Arepresentativeinstitutionshouldalsoenableitsmemberstoeffectivelyserveas
29Notethatneitherconceptofrepresentationnecessarilymeansgoodpolicyinasocialwelfaresense.Themandatedpolicymaynotalwaysactuallybethebestpolicyforvotersbecausecircumstancesmightchangeorvotersmightbemisinformed.Theagent’schoiceofpolicyismorelikelytobethebestpolicyforthedecisivevoter(ifrepresentationisstrong)becauseittakesadvantageofavailableinformation,butitisnotnecessarilythemostwelfare‐enhancingpolicyforsociety.30P.27TheauthorsfindthatMPs’conceptionsabout“constituency,”receptivenesstoideasfromconstituents,andchannelsofcommunicationsvarymoreacrossParliamentsthanwithin,andinterpretthisasevidencethatsomethingabouttheParliamentsismoreorlessrepresentative.Itcouldalsobeinterpretedasafindingabouttheincentiveeffectsofelectoralsystemsoranyothercross‐countryinstitutionalvariation.
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agentsbyenablingthemtoacquireandusespecializedinformationtochoosepoliciesbasedon
theirconstituents’preferences.
ThechallengeinassessingParliament’sfunctionalityasarepresentativeinstitutionisin
measuringinstitutionalrepresentativeness.Thereisnoclearoutcomebenchmark,noalternate
viewofwhatthepeoples’willistobecomparedtotheexpressionofthepeoples’willthrough
Parliament.Itisalsohardertotesttheoriesaboutwhatmakesfora“representativeinstitution”
sincetherearefewerinstitutionsthanindividualstoincludeinfeasibledatasets,andmore
degreesoffreedomtocontrolfor.
Thispaperusesadifferenttactic:focusingontheextenttowhichtheinstitutionenables
representativestoactuallyrepresenttheirconstituents.Ilookatboththequantityandquality
ofindividualmembers’opportunitiestorepresenttheirconstituents.“Quantity”of
opportunitiesissimplytheamountoftimethatmemberscanexpecttobeabletospeakin
committeeorindebateonthefloor.The“quality”ofrepresentationopportunitiesisfarmore
importantanddependsonvariousfactors.Theabilitytopropose,amend,andframethe
decisionstobevotedonallaffecttheimpactthatarepresentativecanhavewithacertain
numberofminutesofspeech.IalsoconsiderParliaments’supportforindividualmembers’
effortstobecomeinformedagentsfortheirconstituents.
Thediscussionofthe“quality”ofMP’stimeinthenextsectionsynthesizespastworkon
Parliamentaryinstitutionsandtheirinfluenceonthepoliciesthatemergefromdebate.Some
formofagendacontrol,orcontrolovertheitemsfordiscussion,sequenceofdiscussion,
opportunitiesforamendments,andabilitytoinfluencethetimingofthefinalvote,isalmost
universallyrecognizedasadeterminantofthefinaldecisions.LaverandShepsle(1994)focus
oncontroloftheplenarytimetableasthekeytothegovernment’sinfluenceonthe
Parliament’sdecisions.Doring(1995)andTsebelis(2002)dissectagendacontrolintothepower
tointroducebills,thepowertoamendbills,thepowertolimitcommitteediscussion,andthe
powertoforcevotestocurtaildebate.Tsebelis(2002)considersthevoteofnoconfidenceto
bethegovernment’smostpowerfulweaponofallsinceittransformsavoteonanyparticular
issueintoamuchlargerquestionofconfidenceinthecoalition(andpotentialfordestroying
one’sownjob).
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MyfocusonopportunitiesforMPstorepresenttheirconstituenciesasameasureofan
institution’srepresentativenessisparalleltothepracticeofmeasuringanindividualMPs’
“representativeness”asafunctionoffreeandfairelections.Itisexplicitlycomparativeinan
efforttobenchmarkthefunctionalityofIndia’sinstitutions.TheliteratureonParliaments
containsanumberofcomparativesurveysofrules,somecitedhere,butthesehavenever
includedIndiaamongthecomparison.Theanalysishighlightssomeplausiblyconsequential
waysinwhichIndia’sversionofparliamentarydemocracystandsout.
ParliamentasaRepresentativeInstitution
India’sParliamentfallsshortasarepresentativeinstitutioninaggregatingitsmembers’
informationandinensuringthattheserepresentativeshaveadequateinformationtoactas
agentsfortheirconstituents.Whilethequantityoftimeforrepresentationisallocated
proportionallytopartyrepresentation,thequalityofopportunitiesforcontributingto
parliamentarydiscussionareunevenlydividedbetweenGovernmentandOpposition,aswellas
betweenpartyleadersandrankandfile.BothhousesofParliamentemphasizethedutyofeach
electedrepresentativetoactivelyvoicetheirconstituents’voicesandconcerns,buttherules
makeitdifficultforalltodoso.Thefirstpartofthissectionfocusesonvariousdimensionsof
thequalityofopportunitiesforoppositionMPstorepresenttheirconstituents,whilethe
secondturnstothelevelofsupportforMPsasinformedagentsoftheirconstituents.
DeterminingIssuesontheAgenda
GovernmentandoppositionleaderssitontheBusinessAdvisoryCommitteeandwork
outtheagendafordiscussionundertheguidanceoftheSpeakerintheLokSabhaandtheVice
PresidentintheRajyaSabha.Timeisallocatedproportionallytorepresentationandopposition
partiesareassuredofopportunitiestospeakbutthegovernmentretainssubstantialcontrol
overqualityoftime.
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ThegovernmentholdsamajorityofseatsontheBusinessAdvisoryCommittee–nineof
thefifteenmembersofthecommitteeinthecurrentLokSabhaarefromthecoalition.31This
arrangementaffordslessgovernmentcontrolovertheagendathansomeParliaments–the
governmentalonedeterminestheplenaryagendaintheUKandIreland,forexample,onmost
days–butmorethanmost.Austria,Belgium,Germany,Norway,andSpainseekconsensual
agreementontheagenda,althoughtheplenarymajorityhastherighttooverturnthis
decision.32PartyleadershavetodecideunanimouslyontheagendainItaly,thoughtheydoso
underthethreatthatPresidentoftheChamber(amemberofthegovernment)getstodecideif
theycannotagreeandanysubsequentamendmentstotheagendaforthedayrequire¾
majorities.33TheentirechambercollectivelydecidestheagendaintheNetherlands.34
Theopposition’sabilitytoplacetheirstatementsstrategicallyarounddecisionpoints
dependsontheirbargainingpowerratherthananyparticularguaranteethatexplicitrulesof
debateprovide.Thereisroomforthegovernmenttoresistdiscussiononsomeissuesifthe
SpeakerandVicePresidentarenotsympathetic,thoughthistendstoattractpubliccriticism.
Withinpartiesthesenior‐mostmembersgetfarmoreopportunitiestorepresenttheir
constituentsthanjuniormembers.
Questionhouristhemainexceptiontothisrule.India’sMPscanposequestionstothe
governmentduringthefirsthourofeverymeeting.AnyMembercansubmitaquestiontoany
Minister,requestinganoralorawrittenanswer.TheSpeakeroftheHouseandtheBusiness
AdvisoryCommitteeselectandorderthequestions(submittedatleasttendaysinadvance)by
lottery.Someareslatedfororaldelivery,allowingroomfordiscussion,butmostgetanswered
inwritingwithnodiscussion.TheSpeakermayallowaseparatehalf‐hourdiscussionoutsideof
QuestionHour,butisnotrequiredto.Hemayalsoallowa“ShortNoticeQuestion”forurgent
31ThisincludesCPImembersaspartofthecoalition,thoughtechnicallytheyaresupportingthegovernmentfromtheoutside.32Portugalalsorequiredaconsensusontheagendauntil1985,accordingtoDoring(1995)33Italianlawstatesthatspeakersmusttakethegovernment’sprioritiesintoaccountwhensettingtheagenda.Doring(1995)reportsthatthePresidentoftheChamberfrequentlydoesnotexecutethegovernment’srequests,however,sothisthreatmaynotactuallybethethreatofgovernmentcontrolovertheagendabutofparticularparties’controlovertheagenda.34Doring(1995)quotesoneMPassayingthatthechamber“doesnotevensharethepowertodeterminetheagendawithitsownspeaker.”(231)
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matters,buthedetermineswhatisurgentandtheconcernedMinisterdecideswhetherheor
sheispreparedtoansweritatshortnotice.
Thequestionsappeartobevaluableopportunitiestoraiseissuesforpublicscrutinyor
extractionofassurancesfromthegovernment:elevenMPswereexpelledin2006foraccepting
bribestoaskquestions.35Nevertheless,someunwrittenconvention(perhapspartydiscipline)
seemstoaffectaccesstotheopportunity.Datta(2006)findsthatgovernmentcoalition“front‐
benchers”–politicianswhoarelikelytogoontobecomeMinistersorotherwisenationally
prominent–tendedtoaskmorequestionsthananyothergroupinthe10thLokSabhaand
RajyaSabha.GovernmentMinisterswereespeciallylikelytoaskeachotherquestionsduring
televisedsessions.
India’sexceptionforQuestionHourdoesnotcounteractitsrelativelyhighdegreeof
governmentcontroloverplacementofissuesontheagenda.QuestionHourissimilartothe
PrimeMinister’sQuestionsintheUKHouseofCommons,QuestionTimeinNewZealand,and
theQuestionPeriodinCanada.OtherParliaments,evensomeofthestricterParliaments,also
haveatleastsomedaysthatoppositiongetmorecontrolovertheagenda.Britainhas20
statutory“OppositionDays”inwhichoppositionpartiescandecidewhichtopicsaretobe
debated.Betweentheseandthe“PrivateMemberDays”discussedbelow,oppositionmembers
orgovernmentback‐bencherscanspeakuproughly15%ofthetimeParliamentisinsession.
TheGreekParliamentspendsonedaypermonthonpendingoppositionbills.Portugal’s
legislativesystemincludesseveral“parliamentarygroupdays”persessioninwhichopposition
groupsaregivenmoretimethangovernmentgroups.
IntroductionofBills
35Onegovernmentwebsite(http://www.parliamentofindia.nic.in/ls/intro/p6.htm)givesthefollowingadvertisementforthesesessions:“TheQuestionHourisaninterestingpartoftheParliamentaryproceedings…therearemanyatimelivelyandquicksilverreparteesbetweentheMembersaskingthequestionsandtheMinistersansweringthem.Thesereparteesaresometimescoupledwithflashesofwitandhumour.”
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AnyMemberofParliamentinIndia‐governingparty,opposition,individualmember–
canproposeabillthatdoesnotimplyanincreaseinexpenditureoftaxation.36Inpracticethe
governmentintroducesmostofthebills.37Only2½hoursperweekareavailabletodiscuss
privatemembers’billsandresolutions.38Privatemembers’billsdonottraditionallygetpassed
andaregenerallywithdrawnafterthegovernmentgivesassurancesthatitwillconsiderthe
issueandperhapsintroduceasimilarbill.
India’streatment of bill introduction is fairly standard. Thecountry’srulesonmoney
billsareonthestrictside,butsharedbyFrance,theU.K.,Ireland,Portugal,andSpain.Itsde
factotreatmentofprivatemembers’billsislessunusual.Swedenrestrictsintroductionof
privatemembers’billsto15daysaroundthetimeoftheBudgetBillinJanuary.39Anybodycan
submitabillinIceland,butbillsneedtheconsentofamajoritytobeplacedonthefloorafter6
monthsintotheAlthingisession.Privatemembers’billsinFrancehavetogetapprovalfromthe
governmentbeforebeingdiscussed.TheU.K.allowsdebateonprivatemember’sbillsfor10
Fridays,about5%ofthetimeahouseisinsession.Thereisaraffletodeterminetherightto
introduceabillduringoneoftheseFridays.TheGreekParliamentdebatesindividuallawsonce
amonth,withsomerestrictionsontheopposition’sabilitytointroducemoneybills.Ireland
discussesthesefor1hour,twiceaweek.40
ControloverAmendments
TheGovernment’sbillsoftenpassthroughtheParliamentintact.Afterthefirstreading’s
introductionofthebillanditsaimsandthesecondreading’sproposalforconsideration,thebill
36TheSpeakerdecideswhatdoesanddoesnotconstitutea“moneybill.”Moneybillscanonlybeintroducedinthelowerhouse.37Thepracticecouldbeafunctionofitssize:largeParliamentsof300ormoretendtodiscourageindividualmembersinitiativesmorethansmallerParliaments.Therationale:toomanyprivatebillsmakesParliamentinefficient.38Agrawal(2006).39Privatemembers’billscanonlybeintroducedlateriftheyarerelatedtothetopicofGovernmentproposedlegislation.Mattson(1995)ratesSwedenasoneofthecountriesthatismostfriendlytoindividualmembers’initiatives.40ThisparagraphdrawsonMattson(1995).
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canthenbevotedonimmediately,circulatedforpubliccomment,orreferredtoanadhocor
(moreoften)astandingcommittee.
Billsdonothavetobeconsideredbycommittees.Non‐financialbillsarereferredto
committeesontherecommendationoftheSpeakeroftheLokSabhaortheChairmanofthe
RajyaSabha.Rules272and331GoftheRulesofProcedureandConductofBusinessinthe
RajyaSabhaandLokSabharespectivelystatethatgrantstoministriesanddepartmentshaveto
beexaminedandreportedonbytheconcernedstandingcommitteesofParliament,butboth
rulescanbesuspendedbymajority.Mostotherparliamentsrequirecommitteestoconsider
bills.41
Althoughoppositionmemberscaninfluencethecommittees,thebodiesseemedtobe
primarilyinstrumentsfordelayuntilrecently.KapurandMehta(2006)reportthatthe
executiverefersbillstothesecommitteesinordertogetthemstuck.Thecommitteeswere
expectedbyconventiontogiveaunanimousamendment,whichwasdifficultgiventhepartisan
composition.Thisconventionhasstartedtogivewaytomajorityopinionreportswithattached
dissentnotes,perhapsfurtherunderminingtheroleoftheoppositioninthecommitteessince
thegovernmentcoalitionwouldtypicallyhaveamajority.Inanycase,therecommendations
arenotbindingeventhoughtheyareoftenrespected.IndividualMP’scanalsooffer
amendmentswhenabillisplacedbeforeParliament,butthesealsomustbeapprovedbythe
Cabinetinordertobeincorporatedforthefinalvote.
Greeceistheonlycountrywithsimilarprovisions–amendmentsmustbesubmitted
priortodebateandtheGovernmenthastoagreetotheirbeingdiscussed.Francestrikesa
middlegroundinthatcommitteescanproposeamendments,buttheGovernmentcanstipulate
afinalvoteonaversionthatretainsonlyamendmentsitproposesoraccepts.42The
Governmentcanalsorejectanyamendmentthatincreasesexpendituresordepletesresources.
ParliamentsintheU.K.,Ireland,Denmark,andtheNetherlandsappeartorestrictcommittee
amendmentsless:theirparliamentsconsidertheGovernmentbillwithcommitteeamendments
41AlloftheParliamentsconsideredbyDoring(1995)exceptDenmark,Ireland,SpainandtheUKrequirecommitteedeliberation.42Heller(2001),Table1,Mattson(1995).
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added.43Spainbanishescommitteeamendmentstoanannexseparatefromthereportingof
theoriginalbill,buttheamendmentsarereported.EvenIreland’sadhoccommitteeshavethe
righttoinsertamendmentsthatmustbeconsideredbythefullhouse.Austria,Portugaland
Luxembourgallowcommitteestoofferthehouseasubstitutebillthatisconsideredin
comparisontothegovernmentbill.Thelargestgroupofparliaments–Belgium,Finland,
Germany,Iceland,Italy,Norway,Spain,Sweden,andSwitzerland–allowscommitteesto
rewritegovernmenttextforpresentationtothehouse.44
TimingoftheFinalVote
Governmentcanalsounilaterally(bymajorityvote)suspenddebate.Thegovernment
decidedtorevisethebusinessofParliamentinMarch2006,forexample,topasstheBudget
andFinanceBillsbyvoicevoteswithnodiscussion.ItalsopassedthecontroversialOfficeof
ProfitBillduringthistime.45ItreconvenedParliamentafewdayslatertodiscussthebillsasif
theyhadnotalreadybeenpassed–standingcommitteeswereevenaskedtoconsiderthe
bills.46
ThisabilityputsIndiaamongtheparliamentswithmoregovernmentcontrolalongwith
France,Greece,Ireland,andtheUK.ThemajorityofParliaments(Austria,Belgium,Denmark,
Germany,Iceland,Italy,Luxembourg,Norway,Portugal,Spain,andSwitzerland)require
supermajoritiesorconsensustosuspenddebate.Finland,Netherlands,Swedenhaveno
provisionsatallforrushingbillsthrough.47
Individuals’RightstoVotetheirConstituents’Preferences
43TheU.K.andIreland’sformulationofthecommitteejurisdictionleaveslittleroomforsubstantialchange.(MattsonandStrom,1995;Saalberg,2000).44Doring(1995),Table7.4,MattsonandStrom(1995)45TheOfficeofProfitBillwasreturnedbythePresident,andParliamentdidreconsideritinthenextsessionbutthenpasseditintheoriginalform.46Jalan(2007)providesablow‐by‐blowdescriptionoftheeposide,widelyregardedasoneofthenadirsofParliament.(131)47Doring(1995)
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India’sdefactorulesforvotesofnoconfidencealsoconstraincoalitionmembers’ability
torepresenttheirconstituents.Thevoteofnoconfidenceeffectivelypreventsasubsetofthe
governmentfromengagingwiththeoppositiononissuesthatmightbesupportedbyan
alternatemajorityofpartofthegovernmentcoalitionandpartoftheopposition.Coalition
members’powerstodissentarelimitedtothe“nuclearoption”ofbringingdownthe
government,whichmaynotalwaysbeacrediblethreat.
Disagreementwiththegovernmentisadefactovoteofnoconfidenceandthereare
fewoptionsforcriticizingthebureaucracyshortoftakingthisdrasticstep.48Theoptionsfor
holdingupthebudget,apotentialinstrumentofParliamentaryoversight,arealsolimited:a
failedbudgetproposalisautomaticallyavoteofnoconfidence.Thethreatofnotsupporting
thebudgetunlesscertainprovisionsareinsertedisthusnotcredible.
MostotherParliamentarydemocraciesmakesomedistinctionbetweencriticismand
votesofnoconfidence.Germany,Spainand(since1995)Belgium,forexample,requirean
explicitconstructivevoteofnoconfidenceinwhichtheParliamentelectsanewgovernment
simultaneouslywithdismissingtheold.49ConventionsinDenmark,Finland,Ireland,and
SwedenrequireanabsolutemajorityofMembersofParliamenttovotetocensurethe
government.50
Finally,India’srulesregardingdefectionfrompartiesalsolimitMPs’abilitytorepresent
theirconstituentsiftheirinterestsdepartfromparties’interestsonanyparticularissue.MPs
havetovotewiththeirpartieswhenthepartywhipisinvokedortheylosetheirseatsforthe
remainderoftheterm.Theycandissentonlyinthecaseofa“genuinepartysplit”inwhicha
thirdofthemembersvoteagainsttheparty.India’spartieshaveneverbeenseenas
particularlyinternallydemocraticsovotingwiththepartyleadersdoesnotnecessarilymean
votingwithrepresentativesofrepresentatives.51
48Politicianscananddodisciplineindividualbureaucratsbyrecommendingorpressingforindividualtransfers.Thepracticeisnosubstituteforagency‐wideoversight–itcanbeusedarbitrarilyagainstindividuals,regardlessoftheirobjectiveachievements,andcannotchangetheorganizationalprocessesthataffectoverallbureaucraticperformance.KrishnanandSomanathan(2006).49Saalfeld(2000).50Saalfeld(2000).51ItisnotclearwhythiskindofpartyleaderautocracysurvivesinIndia,giventhefactthatMPsareelectedinfirst‐past‐the‐postcontestsratherthanchosenonthebasisofnationwidevotetotals.Onewouldexpectthat
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EmpoweringMPsasAgents
AllmembersofIndia’sParliamentfaceunusualtroubleinrepresentingtheir
constituentsasagentswhomakethedecisionsthatconstituentswouldhavemadeiftheyhad
expertiseintheparticularpolicyarea.Theyhaverelativelylittlesupportforacquiringthe
specializedknowledgetoserveasanagent.Individualmembersaregivenanallowancefora
personalassistant,freeairtravel,andfreetelephonecallsamongotherperks,butthereisno
fundingforaresearchstaff.
NWSC(2007)’sreviewofquestionsaskedduringquestionhoursuggeststhatmany
membersarenotmakingupforthislackofsupportthroughpersonalorpartyinitiative.The
reportfindsthat“mostofthequestionswereformerestatisticalderivations,theinformation
whichcouldhaveeasilybeenderivedfromtheadministrativechannels”andsomeofthe
questionsconcernedallocationoffundsforprogramsthathadbeenstoppedyearsago.The
reportblamestheMembersofParliament,statingthat“Thesekindsofquestionsshowthe
ignoranceandcompletelackofhomeworkofouresteemedparliamentarians.”(18)
India’sparliamentarycommitteesaresimilarlyhandicapped.Thesearepotentially
powerfulinstrumentsofoversight,andoppositionmembersaretraditionallychairpersonsof
someofthemostpotentiallypowerfulcommitteessuchastheCommitteeonPublic
Accounts.52Thecommitteesareunderstaffed,however,andhavealimitedresearchbudget
andstaffforassistancetohelpwithevaluatingthebill.Theydohavesomeresourcestoinvite
specialiststopresentexperttestimony,butmostoftheresearchonthepolicyisdonebythe
departmentsthemselves.53Thecommittees’membershipalsochangeseveryyear,makingit
moredifficulttobuilduppoliticalcapitalinnegotiatingwiththeagenciesorintereststhatthe
partyleaderswouldbemoreresponsivetoindividualswhocouldwinlocalelections,andtherefore“represent”theseindividuals’constituents’demandsbetter.52ThecommitteehasamandatetoensurethatthesumsgrantedbyParliamenttotheGovernmenthavebeenusedprudentlyandeconomically.ItsmembersareselectedfromtheLokSabha(15)andtheRajyaSabha(7)bysingletransferablevote.Thecommitteecancreatesubcommitteesandworkinggroupstolookintoparticularmatters,andalsocanusetheComptrollerandAuditorGeneralforexaminingwitnessesandreviewingfinancialstatements.53Agrawal,2005.
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policyaffects.Theyalsocannotbuildupdomainknowledgetoserveasaneffective
counterpointtotheMinister’sproposals.
MostParliamentarycommitteesinWesternEurope,incontrast,havesomeprofessional
staffsupport.Theycansolicitinformationfromavarietyofsources:notonlyMinistries(asin
India)butalsooutsideexperts,interestgroups,andothers.IndividualFrenchMPsgethelpfrom
parliamentaryattachesinpreparingbills.54
TowardaMoreRepresentativeInstitution
India’sParliamenthasnever,tomyknowledge,beenexplicitlyincludedinanyofthe
cross‐countrycomparisonsofgovernmentcontroloverParliamentarybusiness.LiketheBritish
systemthatitwasobviouslyinfluencedby,itsrulestendtoprovidethegovernmentwith
substantialcontroloverthecollectivedecisionsofthepeoples’representatives.The
governmentcancontroltheissuesthatappearontheagenda,limitintroductionofthe
opposition’sbills,andstymieattemptsatamendments.TheParliamentarycommitteesare
weakerthanmostasrepositoriesofspecializedexpertiseandassourcesofalternativestothe
government’sproposedpolicies.IarguethatthissetofruleslimitsIndia’spotentialasa
representativeinstitutionbylimitingtheinputsofnon‐governmentMPsinpolicydebatesand
especiallyinthecollectivedecisions.Thegovernmentneednotalwaysexercisethiscontrol,
andmaynotalwaysappeartouseitsfullpowers,butthefactthatithastherightscastsa
shadowovertheabilityofallrepresentativestorepresent.
Therulesmayalsoexplainpartofthecurrentparliamentarydysfunction.Popularand
academicexplanationsfortheincreaseindisruptionsanddeclineinquantumandqualityof
debatetendtofocusonindividualMPswithoutconsideringtheopportunitiesandincentives
theyhavetoactuallyfullyparticipateindebate.
TheIndianParliamentmightfunctionbetterasarepresentativeinstitutionsimplyby
becomingmorelikeotherParliamentsaroundtheworld:allowingmoreroomforopposition
memberstoparticipatemeaningfullyindebatesaswellasproposeandamendbills,developing
54Mattson,1995.
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astrongerandbetter‐fundedcommitteesystem,andseparatingvotesofnoconfidencefrom
votesofdisagreementwithaparticularissue.Someofchangesmightleadtomorecontentious
debatesintheshortterm,butatleastitwouldbeinstitutionalizeddiscussionofalternative
policyproposalsratherthancacophonyontheflooranddismissaloftheParliament.
Severalchanges,bothaimedatrestrictingthevoteofnoconfidencehaveinfactbeen
discussedinformally.Onewouldintroducearequirementthateveryno‐confidencemotion
wouldhavetobeaccompaniedbyapositivevoteofconfidenceinanalternativeprime
minister.AnotherwouldfixtheLokSabhatermforfiveyears.Bothareostensiblyaimedat
makingthegovernmentmorestableandassertive.Theadditionalstabilitymightalsoenable
theboundarybetween“government”and“opposition”tobemorefluidsothatissuescouldbe
decidedontheirmeritsforconstituenciesratherthantheexigenciesofmaintainingaparticular
coalition.
India’spartiesmightalsoconsiderrelaxingtheanti‐defectionlawstoleaveparty
disciplineuptopartyleadersratherthanmandatingdirepunishment(lossofseat)forvoting
againsttheparty.ThisisunlikelytoactuallyhappeninIndia,giventhecollectivememoryof
horse‐tradinginMPsbeforeanti‐defectionlawswereputintoplace,butitwouldbeworthre‐
considering.Theanti‐defectionlawsaremerelypromotingadifferentkindofdefection:
creationofsmallerparties.
Relaxingtheanti‐defectionlawwouldallowindividualMembersofParliamentto
balancetheirconstituents’interestswiththepartyplatform.Theywouldbeunlikelyto
completelyabandonthegeneralpartylinebecausepartyleaderswouldstillcontrolcampaign
financeaswellasnominationsformeaningfulpartylabels.Anotheralternativewouldbeto
allowMPstorepresenttheirconstituenciesovertheirpartiesinalimitednumberofcases–
givingthema“differenceallowance”ofsomesort.
Indiamightalsoconsideradoptingsomefeaturesofpresidentialsystemstoensurea
morerepresentativesystem.Parliaments’abilitytoberepresentativeinstitutionsisinherently
limitedbytheirdefiningfeature:thatamajoritycoalitioninthelegislatureistheexecutive
branchanditssurvivaldependsonthatmajorityvotingtogether.Theinsecurityoftenure
allowsminoritieswithinthecoalitiontoholduppoliciescreatesarationaleforlimitingagenda
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accesstopreventproposalsfromtheoppositionthatcouldsplitthecoalition.Thereisnoroom
forrepresentativestoformdifferentgroupsondifferentissues,astheymightinapresidential
systemwheresuchpolicy‐specificre‐alignmentsdonothaveanycatastrophicconsequences
likeprovokingachangeingovernment.Frequentre‐alignmentneednotmeanthatpartylabels
losetheirmeaning(sincepartiescansticktogetherbutre‐align)nordoesitnecessarilymean
incoherenceinpolicymaking.
Amorepresidentialsystemwouldhaveamoreindependentexecutivethatdidnot
requireconstantre‐affirmation.Legislaturesinpresidentialsystemscanairallofthegrievances
theywish,orvoteagainsttheexecutivebranchonanyparticularissuewithoutbringingdown
thegovernment.Legislatorsdonothavetocurbtheirdissentforfearoflosingtheirjobs.
Legislaturesinpresidentialsystemalsotendtohavelooserrestrictionsonintroductionand
amendmentofbillsbynon‐majoritypartymembersthanParliaments.Parliamentscan’tafford
tohavebillsthatthegovernmentwoulddisagreeabout–andmayhavetofallover‐
introducedtoooften;Presidentialsystemscan.Issuescanbeconsideredcasebycaseontheir
meritsratherthanasvotesofconfidenceintherulingcoalition.
Ironically,amovetowardpresidentialisminIndiamightreduceoneoftheproblems
thatpresidentialismisoftenpresumedtocreate.Linz(1994)’sfamouscritiquearguesthat
presidentialismencouragesawinner‐take‐allmentalityinpolitics.India’sparliamentaryrules
actuallyallowthewinnerto“takeall”insettingthelegislativeagenda.55Moreover,theyallow
smallcoalitionpartners‐non‐winners‐to“takealot”byexercisingthethreattodefectfrom
thecoalition.
Therearepotentialtrade‐offswithgrantingthiskindofindependencetotheexecutive.
Theexecutivecouldremaininpowerandcontinuetoinfluencepolicyevenwhenthemajority
ofthelegislatureconsistentlydisagreeswithit.56Muchdependsontheexactdesignofthe
presidentialsystem.57
55MainwaringandShugart(1997)makeasimilarpointaboutparliamentarysystemsingeneralintheircritiqueofLinz,addingthatexecutivesinParliamentsactuallymayhavemorepowerthaninpresidentialsystemsbecausetheycanstrategicallytimeelectionstomaximizeprobabilityofre‐election.56Linz(1994)arguesthatexecutiveindependencecreatespotentialforconflictsthatcannotberesolvedwithininstitutions,andsoislikelytodisruptthem.57SeeMainwaringandShugart(1997),Shugart(2006).
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Morethanwhattodo,however,thequestioniswherethesechangeswouldcomefrom.
ThecurrentfocusonblamingindividualMembersofParliamenthamperstheprospectsfor
changingtheParliamentaryrulestobeeffective.Therearethreepossibleforcesfor
institutionalreform:crusadersinParliamentorincivilsociety;increasedpoliticalcompetition;
anduniversalrecognitionofimpedingcrisis.Successfulcrusadersmightbringthe
disenfranchisementofsomerepresentativestothepubliceyeandprovokesomepressureto
changethelaws.Increasedpoliticalcompetitionmightcreateincentivesforpartiesintheruling
coalitiontotempersomeoftherulesthatcouldbeusedagainstthemwhentheywereinthe
opposition.MPscurrentlyseemtoberewardedmorefortheirindividualfavorstoconstituents
thanfortheirroleinParliamentarydiscussion.Spendingtimelobbyingformoreresearch
funding,orputtingtogetheracoalitionforstrongerstandingcommitteesmightnotbeonthe
topofanybutacrusader’sagenda,butimpendingcrisissuchasdismantlingoftheinstitution’s
policymakingprerogativesmightinspirecollectiveactiontoensureamorelevelplayingfieldfor
allrepresentatives.
Theprospectsforacrusaderseemdim.Suchacrusaderwouldhavetocreatesome
publicsympathyforMPsandrecognitionthateventhosewhoactivelytrytorepresenttheir
constituentsorserveasinformedagentsfaceobstacles.Thisisfarfromthecurrentpublic
discussionofMPsasoverpaid,lazy,andoftencriminal.
Suddencollectiveactionduetorecognitionofanimpendingcrisisalsoseemsunlikely.
Publicdisrespectfortheinstitutionisaccumulatinggradually,asarealternativemethodsof
policymaking.TherearenoimmediatethreatstotheexistenceofParliamentasaninstitution
thatmightinspireitsmemberstotakeaction.Itisalsounlikelythatachangeintherulesof
debatewouldbethefirstresponsetoaperceivedthreatifonewererecognized.Giventhe
perceptionthatmembersareatfault,thefirststepwouldprobablybetoadjusteligibility
requirementsortheelectoralsystemandtocrackdownoncriminalityandcorruption.
Politicalcompetitiondoesseemtobeontherise,however.Themajorpartieshave
morereasontofearspendingsometimeontheoutsideoftherulingcoalitionwherethey
wouldunabletopredictablygettheirconstituents’concernsontheagendaorproposepolicies
andamendmentsontheirbehalf.Whethertheycangettheirsmallercoalitionpartnersto
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agreetoanyofthechangesisanothermatter.Smallerpartiesarelikelytobeloathtoagreeto
anymodificationsofthevoteofnoconfidenceprocedure,sincetheirthreattodefectisthe
sourceoftheirleverageovertherestofthecoalition.Thecoalitionsmightbemoreableto
agreeonrulestorelaxagendacontrol,increaselatitudeforamendments,andstrengthen
committees.
ItispossiblethatIndia’sParliamentwillself‐correctasarepresentativeinstitution,but
firstitsleadershavetorecognizetheimportanceoftheinstitutionalarrangementsaswellas
theindividualcharacteristicsforsuccessfulrepresentation.
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