Inventing the PeopleEdmund S. Morgan 1988 著

the people を発明するThe Rise of Popular Sovereignty in England and America

和英混訳作業ファイル　work06　齋藤旬 20161024 -20161124

目次

Acknowledgements　謝辞...................................................................1Part One – Origins　ことの発端..................................................................2

1．The Divine Right of Kings　神授王権..................................................62．The Enigma of Representation........................................................273．Inventing the Sovereign People......................................................284．The People’s Two Bodies................................................................295．The Cautious Revolution.................................................................306．Colonial Peoples..............................................................................31

Part Two – Useful Ambiguities.................................................................327．The People in Arms: The Invincible Yoeman...................................328．The People’s Choice: Elections and Electioneering.........................339．The People’s Voice: Instructions, Petitions, Associations................34

Part Three – The American Way..............................................................3510．The Incautious Revolution.............................................................3511．Inventing an American People......................................................36

Epilogue: From Deference to Leadership..........................................37Index.................................................................................................38

Acknowledgements　謝辞

本書の完成には長い時間がかかった。本書の三 parts の初期 version は、Cornell University の the Carl Becker Lectures と し て 、 Columbia University の the Lionel Trilling Seminar として、Princeton University の the Davis Center におい

て、presented and discussed されたものだ。それらの discussions からも、そし

て私よりも知識ある友人達の文献読みからも、恩恵を受けて本書の充実を図った 。

Linda Colley は、最終段階にあった草稿を全て読み、数々の重大ミスを指摘してく

れた。また、必ずしも全てを私は受け入れたわけではないが良い指摘を、次に挙げる

多 くの 研 究 者 が 与 えて くれ た。 Part one に対 し て 、 Paul Christianson, Jack Hexter, the late Joel Hurstfield, Barbara Malament, Conrad Russell, Lawrence Stone, and David Underdown が、その内の誰もここで私が行った解釈に合意して

くれないかもしれないが、兎に角良い指摘を私に与えてくれた。Marie Caskey Morgan and James L. Mairs も、草稿全体を読んで論点を明確なものにしてくれた。

Avery Hudson は、著述家が望む最高の copy editor だ。また、多くの図書館司書の

方 々 に も 謝 意 を 述 べ る 。 彼 ら は British Library, the Bodleian, the Virginia Historical Society and especially the Yale University Library and the Henry E. Huntington Library へと快適な道案内をしてくれた。

Part two は、1983 年 4 月に the Yale Review に掲載された。彼らの許可を得て

ここに再掲した。

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Part One – Origins　ことの発端

「哲学的な眼で社会現象（human affairs）を考察する者にとって、多数者が少数者により

易々（やすやす）と支配されるあの容易さと、人々が彼ら自身の sentiments and passions

（意見や情念）を諦めて、彼らの rulers（支配者）の意見や情念に従うあの暗黙の服従

（implicit submission）ほど、surprising なものはありません。このような驚異的な現象を生み

出している原因を尋ねてみると、Force はいつも the governed（被治者達）の側にあるのです

から、the governors（統治者）側が頼りとするものが opinion（世論）以外にないということ

が分かるでしょう。従って、government の基礎は opinion（世論）だけということになりま

す。そしてこの maxim（根本原理）は、最も free（自由）で最も popular（人民的）な

government にも、最も despotic（専制的）で最も military（軍事的）な government にも、一

様にあてはまります。」

David Hume (1711-1776), “Of the First Principles of Government,” Essays and Treatises on

Several Subjects, 1758 edition　【訳注：Ｄ．ヒューム「政府の第一原理について」『市民の

国について』上、岩波文庫(1992 年)、p.226　を参考に齋藤が半訳した。】

　Force は常に the governed（被治者）側にあるのか、あるいは、かつては常に

あ っ た の か 、 疑 問 に 思 う 方 も い る だ ろ う が 、 大 枠 と し て Hume の こ の 見 解

（observation）は賛同を得るものだろう。換言すれば、全ての government は、

それが獲得できればの話だが、the governed の the consent（合意）に立脚してい

る。また長い目で見れば、force だけでは、例えもしそれが the governing few が自由に行使できるものになっていたとしても、consent を成立させる十分条件とは

ならないということも示している。即ち人間とは、例えそれが外面上の自尊心を取り

繕うだけだとしても、納得しなければ動かない。人々の合意は、opinions に耐える

ものでなければならない。

　従って the few who govern は、好ましい opinions を面倒見良く育てようとする

簡単なことではない。なぜなら、 the many を the few に従わせるに必要な

opinions は多くの場合、観測される fact と完全には一致しない（ at variance with）からだ。従って government が成功するには、fictions を受け入れなければ

ならないし、疑念を積極的に保留することも必要だ。そう、裸の王様が服を着ている

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と私達に信じさせなければならない。Hume’s dictum（格言）を再度見てみよう。

この maxim（根本原理）は、最も free（自由）で最も popular（人民的）な

government に も 、 最 も despotic （ 専 制 的 ） で 最 も military （ 軍 事 的 ） な

government に も 、 あ て は ま る と 言 っ て い る 。即ち、 英 国米国 の popular governments は、ロシアや中国の governments と同様に fictions に立脚している

と言っている。

　government は make-believe（見せ掛け、ふり）を必要とする。例えば、the king は神授されたもの、彼は無謬、the people の声は God の声、の様に make believe しなければならない。あるいは、the people は発言権（a voice）を持つ

（have）、the people の代議員達は（are）the people だ、と make believe しな

ければならない。更に、governors は the people の servants、全ての人は平等、

と make believe しなければならない。もしかしたら、人々は平等ではないと make believe しなければならない。

the political world of make-believe は、the real world と奇妙に入り交じって

いる。それは多くの場合、the real world を鋳型にして作られる。実行可能とするた

めに、目的が何であれそれを遂行するために、fiction は fact と何処かしら似ていな

ければならない。もしも fact とかけ離れたものになれば、疑念の積極的保留は崩壊

する。逆に言うと、もしも fact が fiction とかけ離れたものになれば、両者は似てい

るとした私達の期待は崩壊する。そう、fictions が必要なのだ。それ無しで私達は生

きていけない。だからこそ私達は、facts を fictions に合うように歪めてまで、ある

いは、この世界を私達がこうあって欲しいと思う世界に近いと思い込んでまで、これ

らの崩壊の痛みを避ける努力をする。これは極めて重要なことでもある。この様に

fiction が reality を再構築する力を行使するとき、私達はこれを reform または

reformation と呼ぶからだ。

　fictions は the few が the many を govern することを enable するが、これに

よって制限を受けるのは the many だけではない。先述の political make-believeと reality との奇妙な入り交じりにより、 the governing few も the governed many に劣らず制限を受けている（ limited）-- あるいは reform される。なぜなら

彼らの authority（権限）はこの fictions に依拠しているからだ。また authority だ

けでなく liberty【訳注：法律の下の自由】も、この fictions に依拠している。ただ、

liberty はややねじ曲がって fictions に依拠している。なぜなら正にこの fictions が

authority を support しているからだ。この様なことが、少なくとも the Anglo-American world では言える状態が続いている。即ち the Anglo-American world

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では modern liberty が、良かれ悪しかれ、生まれた。またはこう言うべきかもしれ

ない、invent（発明）された。

　fictions にこうまで依存していると認めるのは些（いささ）か不快なので、私達は

通常これにもっと高尚な名前をつける。曰く、self-evident truths（自明の真実）。

しかもこう表すのは、不適切ではない。なぜならこう表現すると、私達がこれに積極

的に関与し異議申し立てから護ってあげていることを上手く暗示できるからだ。今日

私達が自明の真実としている fictions の例を挙げる。独立宣言（1776 年）に

Thomas Jefferson が 神聖に記し た 、 全 て の 人 は 生 ま れ な が ら に し て平等 、

government が彼ら自身の agent である限り彼らは government に obedience（ 服 従 ） を負う （ owe ） 、 彼 ら の consent （ 合 意 ） に よ り government の

authority が導出される、などだ。これらの propositions【訳注：数学において

proposition（命題）とは「真であるか偽であるかハッキリする事柄」だが、ここで

は真であるか偽であるかハッキリするとは限らない事柄も proposition（命題）とし

ている】を事実証拠（factual evidence）によって証明するのは、不可能ではない

にしても、非常に難しい。もし、議論の余地ある propositions の証明に対して通常

私達が要求するたぐいの証拠で済むのならば、事実による証明はもっと簡単かもしれ

ない。人間は平等に創造されてはいない、あるいは、何れの government にも権限

を委譲し て い な い 、 と証明 し た い な ら も っ と簡単だ ろ う 。 し か し 、 自 明 の

propositions に議論の余地は無い。しかもその様な propositions に異を唱えること

は、私達の社会の骨組みをズタズタにしてしまう。

　勿論、本書の目的はその様な propositions に異を唱えることではない。敢えて

fiction と言う用語を使うのは、その様なことを意図するからではない。この用語が

暗に持つ侮蔑ゆえに、私は trouble に巻き込まれてしまったが、この用語を使って表

す特異的な現象をもっと上手く表す用語を長らく見つけられないでいる。望むらくは、

本書を最後まで辛抱強く読み通す読者が、popular sovereignty（人々の主権）が持

つ fictional qualities こそが、popular sovereignty に立脚した human values を

脅かすのでなくむしろ支えるのだという認識に至って欲しい。また読者に更に気づい

て欲しいのは、本書で検討する fictions に賛同し採用する者達に、ごまかしないし妄

想があると言いたいのでは決してないこと。むしろ彼らはこの fictions に対して積

極的に（willingly）疑念を保留し続けている。そう、本書の目的は誤りを暴くことで

はない。そうではなく Hume が指摘した、most of us が a few of us に govern さ

れることに積極的に従う、と言う事実を検討し、その不思議探検をすることにある。

この不思議を Hume は the opinions（世論）に帰着させた。確かに opinions とは疑

いなく多種多様に存在するものだが、私が懸念するのは、この説明では実際に起きて

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いることを demonstration（証明）したとは言えないことだ。私はやはり、fictionsと呼びたい。今日 self-evident （自明）と受け止められている事柄は、三ないし四

世紀昔ならばそうではなかったのだから、敢えて私は self-evident truths（自明の

真理）よりも fictions と呼びたい。

　England が American colonies を設立した頃、government と liberty を支えて

いた fictions は、私達が今日受け入れているのとほぼ反対だった。16 世紀から 17 世

紀初めにかけて Englishmen（England 人達）は、人間は不平等に創造されたと確信

していた。創造主（the Creator）が王に自分が持つ聖なる権限を神授（endow）し

たのだから、その government に服従する義務を負っていると考えていた。この様

な propositions もまた fictional だった。即ち疑念が生じても、ただ疑念の保留だけ

が要求され、実証を拒む fictional な propositions だった。そうだとすると、いった

いどの様にしてこれは他方に取って代わられたのだろうか。いったいどの様にして

神授王権は、the sovereignty of the people（the people の主権）に取って代わら

れ た の だ ろ う か 。 い っ た い ど の 様 な新た な fictions が 、 the few に よ る

government を支持し、the few を the many の benefit に制限するのだろうか。換

言すれば、今日私達が知っている Anglo-American world における power（権力）

の authentication（正当化、認証）と exercise（実行）は、どの様にして成立した

のか。これらの questions に、長年私は答を探し求めてきた。

　本書においてこの探求は、the old fiction即ち the divine right of kings（神授王

権）から始める。とうの昔に私達は神授王権に対する疑念の保留をやめた。従ってそ

の fictional qualities を把握するのは容易いはずだが、神授王権は the sovereignty of the people が今までに経た年月よりも長い年月を生き延びた事情がある。神授王

権の崩壊前の長い年月、どう operate されたのかを検討することによって私達は、

political fictions が the authority of government を、どの様に保持し制限するの

かに関して、基本的洞察を獲得できるはずだ。

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1．The Divine Right of Kings　神授王権

　monarchy（君主制）は、今まで常に divinity（神性）と結びつこうとしている。

少なくも西洋においては、politics（政治）は theology（神学）と手当たり次第に懇

（ねんご）ろになろうと している。即ちキリスト教ユダヤ教の神学 が、 an anthropomorphic deity（神人同形説の神）を生み出したとするならば、キリスト

教政治、ことに English politics は、a theomorphic king（神の姿をした王）を生

み出したと言える。Ernst Kantorowicz はその著書『王の二つの身体』の中で幾度も、

王は神の子キリストを象徴するものとして、あるいは父なる神として把握された、と

示している。England では更に、king’s government という仕組みが日常的に機能

し、それに伴い、神性の全ての属性が王に与えられるという legal fictions が形成さ

れた。例えば、王は不死とされた。即ち王の死は一切認められなかった。王は神のよ

うに完全であり、無謬であり、彼に対して common law 上の訴訟（action at law）

は一切成立しなかった。王は神のように the giver of laws であり、神のように三位

一体の三位格として振る舞った。1

　この様な不合理を保留するのに必要な ratiocination（論理思考）は、とても込み

入っている。丁度それは、a beneficent and omnipotent God によって創造された

世界に evil が存在するのを説明する難しさに匹敵する。ただこの不合理を保留出来れ

ば、他でなく或る一人の人を、皇帝でなく王を、ローマ教皇でなく皇帝または王を、

authority（権威）ある者として justify することができ、更に、その者が統べる

government に the many を和睦させることができる。遂にはこの fictions が

England では一つの装置（an instrument）として保留され、該統率者に絶対的支配

力を与えるとともに、それに比べ明確さはやや劣るものの、該統率者を control する

一つの手段を the many に与えた。

　17 世紀前半の England では the divine right of kings（神授王権）doctrine が、

James I に よ る 釈義と Charles I に よ る 実施の後、絶頂期 を迎え た 。 そ の頃、

England に よ り 初 の American colonies が 作 ら れ る 中 で 、 the Counter-Reformation （ Catholic によ る 対抗宗教改革） の気運が 最 高潮に 達 する 一 方 、

Protestant countries にとって神授王権は欠くことの出来ない fiction となった。教

皇は自分こそ地上における神の代理人（the vicar of God on earth）として sole powers を持つ者であると主張し、直接的に、あるいは服従の忠義（the allegiance

1 Ernst H. Kantorowicz, The Kings Two Bodies: A Study in Mediaeval Political Theology (Princeton, N.J., 1957).

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of subjects）を control することによって、secular authority（世俗的権威）を

legitimate しようとした。しかし、教皇は the authority of Protestant kings を

legitimate することに不慣れだった。divinity に divinity で対抗するのは無理があっ

た 。 対 し て James I は 、 England を 1603- 1625 の 間 rule し た 実績も あ り

Protestantism の champion（擁護者）として力を振るった。神と（Antichrist 以外

の何者でもない）教皇は何の関係もない、と少なくとも Englishmen を納得させた。

神は手ずから authority を James I の様な rightful rulers に授けた。ことさら

James I に授けた。a true king の authority に歯向かう者は教皇といえど、いや教

皇こそ、神に歯向かう者だとされた。2

　Englishmen は、この God-given monarch を称賛した。true religion からとい

うよりは愛国心から Rome the test に対し途方もなく敵愾心を燃やした。神授王権

は a foreign potentate（外部権力）からの England’s freedom の基礎となり、或

る種の独立宣言となった。歴史学者 Carl L. Becker の有名な格言を paraphrase す

ると、the king’s divinity がもし本当に自治（home rule）に不可欠ならば、自治を

望む者達がそれを否定することはありえない、となる。そう、 James I は自ら

divinity を望んだのではない。教皇に抗して自らの王権を defend する中で、否応な

く、荘厳な権威が神によって自分に与えられたと subjects（臣下の者達）に告げざ

るを得なかった。神の副官（God’s lieutenant）であるから無謬であり、自らの

righteousness と authority が及ぶ領内において、それらは疑問の余地が無いもの

となった3。王が Parliament 内の臣下に advice and information を求めることは

あっても、王の意向は the God-given authority を持ったものとされた。

　James I はことある毎に機会を捉えて彼の Parliaments にこの topic（論題）を

lecture した。the Commons（庶民院）もこの lectures を快く迎え入れた。時には

王の主張を熱心に代弁する役をかって出た。結果、the Commons がそもそも何のた

めにあったのかを私達ですら既に分からなくなっている。その opening of a session では、the Speaker が the platitude（空言）: “that kings were visible gods and God an invisible king.”4を繰り返すのが習慣化された。the Commons

2 C. H. Mcllwain, ed., The Political Works of James I (Cambridge, Mass., 1918), esp. xv-xciv; J. N. Figgis, The Divine Right of Kings, 2nd ed. (Cambridge, England, 1914; New York, 1965), esp. 66-106, 137-76.

3 The doctrine that the king could do no wrong had already become an accepted and essential legal fiction, serving technical legal as well as political functions, by the sixteenth century. W. S. Holdsworth, A History of English Law, 7th ed. (London 1956), III, 465-66.

4 Wallace Notestein, Frances H. Reif, and Hartley Simpson, eds., Commons Debates 1621 (New Haven, Conn., 1935), II, 15.

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が王に何か咎められたときは、ばつが悪そうに恭順を示し、”because the King is a God upon earth I would answer him as we should answer God in heaven, that is with a prayer.”5 と応えた。 John Pym（後に彼の政治的振る舞いによ

り ”king” himself の名札がついた）は、1620 年代に或る法案を提出した際に、

omnipotence（全能）and righteousness という通常の恭順尊称を一歩越えて、

“though I know we can propound (提案する) nothing to his Majesty but that which he already knows, yet it is good sometimes to shew a man’s own thought to himself.”6という具合に王に対し omniscience（全知）の称号もつけ加

えた。1629 年に Charles I が、自分が与り知らぬ rights を the Commons が主張し

ているという理由で Parliament を解散（再開は 1640 年）した際ですら、 the Commons は、自分達は “professed in all things to obey him as the highest under God.”7であると応えていた。

　王は神の副官だから、人間達、少なくも Englishmen の中では supreme（最高）

だとされた。従って the government は his government であり、Parliament の

members を含めて the people は his subjects（王の臣下）だった。即ち、the House of Lords（貴族院）の members は自らの right により議会参加していたが

subjects だったし、the Commons は the rest of the people を代表する者達だっ

たがやはり subjects だった。両院とも individually and as representatives の違

いこそあれ subjects（臣下）だった。臣下だから the king’s authority を share inしなかったが、rights（権利）は持っていた。しかも English subjects は、the subjects of other kings よりも多くの rights を持っていた。この rights を巡って時

に王と Commons は争った。王は、自分と自分の前任者達が認めたものだけが

rights だ（だから取り消し可能だ）と言い張ったし、他方 the Commons は rights were simply right だ と主張し た 。 laws は 神 の副官か ら the Commons の

authority を導出しつつも、the Commons を少しも束縛しない。なぜなら the Commons は right であり、時に違う考えがよぎっても基本的に his godly will を具

現化する者だからだ。その様な laws が rights were simply right ということを

insure すると the Commons は主張した。

5 Elizabeth R. Foster, ed., Proceedings in Parliament 1610 (New Haven, Conn., 1966), II, 89.

6 Commons Debates 1621, II, 464.7 Wallace Notestein and Frances H. Reif, eds., Commons Debates for

1629. Research Publication of the University of Minnesota. Studies in the Social Sciences, No. 10 (Minneapolis, 1921), 253.

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　17 世紀最初の 30 年間に繰り広げられた king and Commons 間のこの様な闘いは

この時代の歴史学的説明にとって、かつては重要な centerpiece だった。しかし近

年の研究によって、この様な闘いは実際にあったことと異なるということが分かっ

た。その多くは、王が管轄する court ないし地方寡頭政治階層内の各部門で為された

論争であり、王との意見対立を表すものではなかった。また、この様な Commons紛争の leaders は多くの場合、貴族議員（noble lords）の clients だったことが判明

し た 。 the House of Commons は 、 a mind and will of its own を持つ an institutional force として government 内に存在していた、という主張は近年大幅

に勢いを失った。the power of the purse（金力）を効果的に使えていなかったこ

とも分かったし、legislation（議決立法）における主導力を獲得できたことが意味を

なさなかったことも、その数十年間で重要 legislation が一つも pass しなかったこ

とから明らかとなった8。

　膨大な数の debates が王と Commons の間で純粋に争われたと記録には残ってい

るが、結局のところこの争いは、 the House of Commons は the king and his court と apart するのだという a strong institutional consciousness（強い制度意

識）をその Members に植え付けるに終始した。the House of Commons は 16 世

紀以来、王が his people を governing するために雇われた agency（代行者）だっ

たと言える。ただ、同時にそれは、単に名目上と言うだけでなく、王が govern する

the people の agency でもあった。representatives（代議員）については次章で

説明しようと思うが、それは常に governed and governing の両方の状態にあった。

即ち、a branch of government として acting しつつ、その立場では許されないし

試せもしないことだが、subjects（臣下）としての character を振り払おうとした。

8 A classic statement of the older view was Wallace Notestein, The Winning of the Initiative by the House of Commons (London, 1924). The most comprehensive -- and most compelling -- statement of the new views is Conrad Russell, Parliaments and English Politics 1621-1629 (Oxford, 1979). Earlier adumbrations may be found in Conrad Russell, “Parliamentary History in Perspective, 1604-1629,” History 61(1976), 1-27; Geoffrey Elton, “Studying the History of Parliament,” “The Stuart Century,” and “A High Road to Civil War?” Studies in Tudor and Stuart Politics and Government (Cambridge, England, 1974), II, 3-18, 155-82; A. M. Everitt, The Community of Kent and the Great Rebellion, 1640-60 (Leicester, England, 1966); J.S. Morrill, The Revolt of the Provinces (London, 1976); Kevin Sharpe, ed., Faction and Parliament (Oxford, 1978); Paul Christianson, “The Causes of the English Revolution: a Reappraisal, “Journal of Brtish Studies 15 (1976), 40-75; and the articles by Christianson, Clayton Roberts, Mark Kishlansky and James E. Farnell in Journal of Modern History 49 (1977), 575-660. Compare the powerful responses by J. H. Hexter and Derek Hirst in ibid., vol. 50 (1978), 1-71, and by Hirst, Theodore Rabb, and Christopher Hill in Past and Present, no. 92 (1981), 55-124.

9

臣下としては government を有力ないし最善のものとして扱う obligation を有する

が、敬意を払いつつもそれに合意せず争う obligation も持っていた。従って、何ら

かの利害の外分点（external divisions）を模索する論争では、関連外部者である

courtiers and noble lords（宮廷廷臣と貴族議員）、即ち、該舞台に自分達の利害を

持ち込もうとする者達は、次のような rules of the game を受け入れねばならな

かった。即ち、 the Commons 内に支持者を求めたい者は、 the governed の

representatives （代表者）からの支持を受けねばならず、その理由は、 the Commons 内に求めようとする支持者が representatives of the governed だから、

というものでなければならない。やはり、the few による the government of the many には学ぶべき何かがある、と私は考える。即ち、王を煽（おだ）て自らを臣下

として貶（おとし）めながら the House of Commons は、自らがその一部でありま

た離反すべきものである government の中に留まって、the rights of subjects（臣

下の権利）を求めて正に闘ったのだ。

　先述の rules of the game、何度もこう呼んで恐縮だが、これは simple だ。即ち、

第一に神の副官は無謬、第二に他の（Parliament に議席を持つ者も含めて）全員は

ただその臣下に過ぎない。無謬権限にこの様に服従を誓ってしまえば、政治的な駆け

引きの余地がほとんど無いかというとそうでもない。死すべき運命にある者達に君臨

するよう求められた divinity（神性）は、実は服従者達よりも束縛されることが多い。

王の divinity は、【訳注：God でなく】a god たるに相応しい振る舞いをするよう

に常に求められるからだ。the Commons は 1620 年代、こうした身動きが取れない

divinity の高みへと王を崇（あが）めまつり、服従しながらも王の government を

操る術を作り上げた。

　こうした操縦術の詳細検討に入る前に、王も Commons も偽りの役柄とは実際は

違うのだと承知の上で、a fiction を演じていたのだと再度確認しておこう。Stuart朝の最初の二人の王は、任された演目の荷が勝ちすぎなのは明らかだ。 James I、彼

は divinity に過剰な注文をつけた張本人だが、どう見ても最も神に似つかわしくない

（ungodlike な）人間だった。その息子の Charles I、彼は 1625 年に王位を継承し

虚飾の majesty（威厳）を精緻化したが、嘘つき常習者であることが程なく判明した。

約束した合意事項を一つも遵守しないために信頼を失い、最後は絞首刑にされた。こ

の二人の人間としての弱さ、あるいは、過剰なまでの見せかけの権威について、長講

釈は必要ないだろう。ただ、この二つの王位をありそうもないほどの高みへと持ち上

げた神授王権という fiction が成立した背景には、Catholic による対抗宗教改革の陰

が忍び寄るこの世において、Englishmen がそれを必要としたという事情があったの

は確かだろう。

10

　James I も Charles I も a god には似つかわしくないとしても、the Commons も

ただの臣下の様には見えなかった。臣下以上のものではないと儀礼的に繰り返すもの

の、そうは見えなかった。実際彼らは、貴族ではないものの the top echelon（最高

階層）に属する、即ち、the gentry と呼ばれる者達だった。16 世紀の Tudor朝の王

と女王達が、その monarchy power and authority を 16 世紀の間ずっと分け与え

た者達だった。the Commons に議席を持つ者の多くが、貴族の親戚か次男か三男、

長男であればまだ爵位を継承していない者達だった。当時の gentry 一般が経済的に

隆盛であったのか衰退にあったのか、しばしば歴史学者の間では論争になるが、それ

はここでは問題とならない。疑いようもなく 17 世紀の彼らは politically に隆盛に

あった、または、隆盛し終えた。これが重要だ。当時の England において royal power（王権力）が地方にまで及ぶようになったことは、王が任じた治安判事

（justices of the peace）の人数と機能が、全ての county（郡）において費用を地

方負担のまま、大規模に拡大したことからも分かる。王が任じた治安判事（justices of the peace）は全て gentlemen（the gentry）だったし、その多くが the House of Commons に議席を有していた。彼らは、Westminster議事堂では the best of kings への服従を宣言し、地方に戻れば皆の服従を要求し王の権威を我が物として振

るった。

　ただ、これら判事は融通の利かない官僚ではなかった。彼らは amateurs, gentlemen（the gentry）であり、自分達の communities を重視しその法と秩序

（the law and order）の維持に努めた。自分達の繁栄と王の権威はそれに依存して

いたからだ。確かに全ての gentlemen（the gentry）が判事だったとは言えないし、

全ての判事が members of Parliament だったとは言えない。しかし、全ての判事が

gentlemen（the gentry）だったし、the House of Commons の大部分が判事ま

たは判事経験者だった。この前の 15 世紀 16 世紀の間は、貴族の縁故支援を受け（多

くの場合依頼も受け）て、そういった gentry の多くは the House of Commons の

議席を継承したし、市議会議席から地方中産階級を the House of Commons へ送り

込ん だ 。 England’s monarchs は こ う い っ た状況を好ま し い と感じ、 the Commons の議席数を増やし、全ての county（郡）で判事の人数を増やした。結果、

王は the gentry からの支持を拡大し、the whole nation に渡る政治的宗教的組織改

革において劇的な構造改革が可能となった。しかしながら、政治的支持はただでは買

えない。王が統括する郡裁判所で判事に祭り上げられた人は、Westminster議事堂

に召集されればただの臣下でしかなく、自分が執行することになる法律作りを手助け

しなければならなかった。また、王は自分こそ the source of all law であり the giver of all good things であると主張する一方、王も the Commons も、 the

11

Commons やその関連の人々が王の government の不可欠要素だと分かっていたし、

彼らなくして、この a huge new royal bureaucracy の発展はあり得ず、この

government は機能しないと分かっていた。また、こういった事情を王がわきまえ

ていると the Commons は知っていた。もし government を the rule of the few over the many と い う形に し た い な ら ば 、 the members of the House of Commons は、各地方においても Westminster議事堂においても、the few の中か

ら任命される必要があった。9

従って the Commons を王のただの臣下であるとして額面通りに受け取るのは間

違いだ。また、臣下であることに意味がないと片付けてしまうのも同様に間違いだ。

the House of Lords（貴族院）の members は、彼らの right によって議席を有し

ていたが、the House of Commons（庶民院）の members はそうではない。the Commons は representatives （ 代 議 員 ） 、 即 ち 当 時 の 呼 び 名 に 従 え ば

“representors”として議席を有していた。彼らは正に他の全ての subjects（臣下）

を represent して主張を陳べた。その意味するところの詳解は次章以降にして、こ

こでは、the Commons は representation に縛られていると注意を促すことにとど

めよう。

　この representation それ自体も a fiction に過ぎない。また他の fictions と同様に、

これを信奉する者達の行動を制限する。即ち全ての臣下を represent すると主張す

るのだから、Westminster議事堂に議席を持つこれら gentlemen は自分達のため

だけに act するのでなく他の全ての人のために act しなければならない。もし王に資

金を提供するのであれば他の皆の役に立つことのためでなければならないし、同様

に、もし the rights of subjects を求めて闘うのであれば全ての subjects（臣下）

のためにそうするのでなければならない。なにも利他主義（altruism）のためにそ

うするのではない。そもそも the people of England は、国会議員とそうでないも

のとでは享受できる rights が異なった。the Commons議員である gentlemen は、

一般の人々が持たない rights を持っていた。例えば James I の治世初期、 the Commons は次の様な laws を作るよう強要された。即ち、「gentlemen は狩猟を

9 On the political role of the gentry as justices of the peace and members of the House of Commons, see in general J. E. Neale, The Elizabethan House of Commons (London, 1949); May McKisack, The Parliamentary Representation of the English Boroughs during the Middle Ages (Oxford, 1932); Kenneth Pickthorn, Early Tudor Government: Henry VII (Cambridge, England, 1934), 51-88; Holdsworth, History of English Law, I, 285-98; and Geoffrey Elton, “The Body of the Whole Realm: Parliament and Representation in Mediaeval and Tudor England,” in Studies in Tudor and Stuart Politics and Government, II, 19-61.

12

行う場合、この sports を clowns（農民など一般民）が行うことを禁止するために、

gentlemen らしい服装を身につけなければならない。10」そして the Commons即ち全 gentlemen は、小作農民が鳥類を狩猟した場合、厳しく罰しなければならな

かった。しかしながら、逮捕免除、物上担保、陪審裁判（ freedom from arrest, security of property, trial by jury）などについては　clowns（農民など一般)はか

なりまずい状況（not too good）だと the Commons は考えていた。確かに、

clowns の所有権保護でなく自分達の所有権保護を一番に考えていたのは間違いない。

しかし、ことが the rights of subjects に及ぶと、それは the rights of gentlemenを意味するものでもないし財産所有者の rights を意味するものでもない、と the Commons である gentlemen は考えていた。representatives of subjects として

彼らは、人間であることそれ自体（humanity itself）に divinity of the king と同等

な或る種の majesty が備わっていると考えていた。恐らくそのために自分達の

position を最大限に活用していた。

　the Commons は神の副官たる王に接するとき自分達は臣下つまり神ではないただ

の人間だと主張した。そのため、Magna Carta 発行の 1215 年の封建領主達と同様

に、自らの rights を universal terms で語らざるを得なかった。1215 年 Magna Carta 発行の地Runnymede で封建領主達が King John と対峙した際、彼らは封建領

主のための rights だけを主張した、とかつて私達は教わったが、これは事実ではな

い。Magna Carta で the king は、それは既に神格化されたものだったが、如何なる

free man（非奴隷）に対してもその欲せざることをしてはならないと約束を強要さ

れた。17 世紀の the Commons も同様に、抗議書、反論書、嘆願書において the rights of all the king’s subjects を肯定し 、特に the Petition of Right of 1628（1628 年の権利の請願）においては without “common consent by act of parliament” and “due process of law”（議会の同意と法律的に正当な手続き無し

では）課税や拘禁を出来ない様にした11。もしもこれらの主張を制限したならば、神

は persons を尊重するものでなくなり、王は神の副官ではなくなってしまう。（訳

注：従って王はこの請願を飲まざるを得ない。）聖書は、箴言に満ちたものではある

が、the rights of gentlemen については多くを語っていない。

　従って、the Commons が主張する universal rights（神を根拠とするのではない

普 遍 的 権利） は或る 意味彼 ら が 論拠と し た命題に 左 右 さ れ る 。 自 分 達 は

representatives であるという fiction と、王は神の副官であるという fiction とに

よって、彼らが rights のみならず何か論説を陳べたいならば必ず in universals（神

10 Proceedings in Parliament 1610, 1, 51.11 R. C. Johnson, M. F. Keeler, M. J. Cole, and W. B. Bidwell, eds.,

Commons Debates 1628 (New Haven, Conn., 1977-78), III, 339-4113

を根拠とするのではなく普遍的）に陳べなければならなくなった。国会議員に限られ

る特権、例えば国会会期中の freedom from arrest（不逮捕特権）を主張する際にも

the Commons は、注意深く本来それは全臣下にとって不可欠であることを前提にし

た。Sir John Eliot曰く「the Commonwealth の生命（heart's blood）は、この

House of the Commons の特権に全てかかっている 12。」Sir Edward Coke曰く

「この House の freedom は、全 England の freedom である13。」虚言とするには

彼らの雄弁さは余りにも鮮やかだ。

The members may not quite have intended themselves to be taken literally, any more than the barons in 1215, or any more than the American Continental Congress would in 1776 when proclaiming all men to be created equal. Nevertheless, if we may judge from what they said in debates among themselves, and what they said in their Petition of Right in 1628, the Commons accepted the implications of their position. They considered themselves the representatives not merely of their own class nor even of the qualified voters, but of the rest of the population too. Their insistence that they were mere subjects, however unrealistic, resulted in a definition of rights that extended to all Englishmen. The Commons not only phrased the Petition of Right in absolute terms and fought off every move to soften those terms, but they obliged the king to accept it in a manner that eventually put it on the statute books, along with Magna Carta, where all men could lay claim to its benefits.14

It is, perhaps, not surprising that the Commons, in acting out their chosen role, should have felt obliged to insist on rights for all subjects. What is more remarkable is that they were able to turn the subjection of subjects

12 Commons Debates for 1629, 8513 Commons Debates 1621, II, 56.14 The manner of presenting the Petition of Right and of the king’s

response to it were subjects of intense discussion in the Commons. The consensus seems to have been against presenting the petition as a bill but insisting on the king’s answering it in Parliament, in such a way that the courts would be obliged to honor it. Commons Debates 1628, III, 627-34; IV, 1-186 passim, esp. 181-86. See also Elizabeth R. Foster, “Petitions and the Petition of Right, “Journal of British Studies 14(1974), 21-45; J. A. Guy, The Origin of the Petition of Right Reconsidered,” The Historical Journal 25 (1982), 289- 312; and Michael B. Young, “The Origins of the Petition of Right Reconsidered Further,” ibid., vol. 27 (1984), 449- 52.

14

and the exaltation of the king into a means of limiting his authority. By placing the king’s rectitude, wisdom, and authority on the plane of divinity the Commons denied the possibility of any other mortal sharing in these royal attributes: in particular they denied the possibility of the king’s transferring them to any subject. Divine authority must be inalienable authority, and the Commons made themselves the guardians of it against any subject who might arrogate a part of it. Those who did things in the king’s name did so at their own peril, for it would be a kind of lese majeste to take action on his behalf that he might not approve. Nothing could be more presumptuous than to do wrong in the name of him who could do no wrong.

This is not to say that the king could not delegate authority to enforce his laws. Thomas Egerton, who was to become the king’s lord chancellor and who was already a champion of the royal prerogative, explained in 1604 that the king could be present in his law courts through his judges, because the judges as well as those they judged had the laws to inform them of the king’s “known will.” What the king could not transfer was his “participation with God,” which endowed him with an absolute power “onelie proper to himselfe, and his place and person.” It was impossible for him to “infuse” into others “the wisdome, power, and guifts which God in respect of his place and Charge hath enabled him withall.”15 It was this superhuman, nonnegotiable, inalienable wisdom and power that the Commons, taking the king at his word, attributed to him and denied to anyone who claimed to be acting in his name.

At the simplest level we can see the strategy at work in the indignation of the Commons in 1628 over a parliamentary election in Cornwall, in which a group of local magnates tried to prevent the reelection of two former members, Sir John Eliot and William Coryton, who had been prominent in Parliament’s insistence on the rights of subjects. Both men had refused to pay the forced loan of 1626, which the king had demanded of leading citizens after Parliament had failed to supply him with needed funds. Eliot and Coryton, like many other Englishmen, had regarded this as a mode of

15 Discourse concerning the Royall Prerogative,” in L. A. Knafla, ed., Law and Politics in Jacobean England: The Tracts of Lord Chancellor Ellesmere (Cambridge, England, 1977), 197-98.

15

taking their property without consent. They had been imprisoned until the king, having decided to summon a new and, with luck, less recalcitrant Parliament, reluctantly released the pair as a peace offering. At the time of the election Cornwall was petitioning the king for a number of privileges, and several of the county squires were eager to make their own peace offering by not returning these two to Westminster. They told Eliot and Coryton that they had heard “how many ways his Majesty hath expressed his displeasure against you. And his Majesty will conceive your election to be an affront to his service; and so we shall draw the displeasure of the King on us.” If Eliot and Coryton persisted in standing for election, their big neighbors would “oppose you all we can.” Eliot and Coryton, who were no small men themselves, were nevertheless elected; and since they were old hands in Parliament, it is not surprising that their opponents were brought to the bar, sent to the Tower for a spell, and required to make public confession of their fault at the county court in the county in which they were justices.16

What is significant is not that the Commons punished an attempt to influence an election but the grounds on which they did it. Sir Robert Phelips, perhaps the most astute member of the Commons in every contest with the king, explained the need for proceeding with particular severity against the Cornwall magnates: “If my reason fail not,” he said, in the first speech after the disclosure of the Cornwall affair, “we ought to be sensible of this injury that any subject should presume to arrogate to himself his Majesty’s judgment.”17 The Cornwall men had tried to second-guess the king; and though they were great men in their county, they must be reminded that they were mere subjects. As Sir Edward Coke put it, in demanding that they make public and local acknowledgment of their fault, “That that moves me is that they have entered into the King’s breast as [if] to say: His Majesty will be justly provoked, and suppose that we countenance you [Eliot and Coryton] against him. Thus they climb up to the

16 Commons Debates 1628, II, 3 3-34; III, 386-89. This case seems to have left a lasting impression on later Parliamentarians. See The Plain Case of the Common - Weal (London, 1658), 6; Freedom of Elections to Parliament a Fundamental Law and Liberty of the English Subjects (London, 1690), 21-22.

17 Common Debates 1628, II, 34.16

King’s heart.”18 No subject should be allowed to climb so high as to speak or act for the king. They must be made to climb down and eat humble pie, and they must do it in Cornwall, so that ordinary subjects there might witness their humiliation.

The Cornwall magnates were easily put down, because they could claim no authorization from the king for what they had done.19 But what if the king had come to their rescue and affirmed that they had a place in his heart and had done what he in his wisdom and righteousness had wanted them to do or approved of their doing? Something of the sort had already occurred in the case of Richard Montagu in 1625. Montagu was a clergyman who had argued that the Church of Rome and the Church of England were less far apart than Christ and Antichrist and might one day be reconciled. The Commons took him into custody, censured him for his doctrines, which, they were careful to point out, ran contrary to King James’s demonstration that the pope was Antichrist. For this tenuous dishonor to the king, the Commons were preparing to present Montagu to the House of Lords for more severe punishment than they dared impose themselves, when Charles I, who had just succeeded to the throne, warned them off with a message informing them that he had made Montagu his chap1ain.20 What more pointed way could there be of saying that he approved Montagu’s doctrines? Nevertheless, though the Commons were uncertain how to take the case from there, they did not jump to the conclusion that they must let Montagu go because the king seemed to have scooped him up into the protected sphere of his own unassailable divinity. Whatever the king might say, however high the king might seek to raise him, Montagu was only a subject. Although it was not constitutionally clear that religion fell within the purview of the Commons, Edward Alford, one of the most experienced Parliamentarians in the House, said it would destroy Parliament if they failed

18 Ibid., III, 389.19 But when the session was over, the king immediately ordered their

release from the Tower and himself paid the charges of their imprisonment. (Ibid., IV, 404n) In 1629 he put Eliot and Coryton back in prison, where Eliot died.

20 S. R. Gardiner, ed., Debates in tk House of Commons in 1625, Camden Society, new series, VI (1873), 47-53, 62, 69?70, 179-86; John Rushworth, Historical Collections (London, 1682-1700), 1, 173-76, 209-212.

17

to proceed against Montagu simply because the king had told them not to.21 The Commons continued to press charges against him in succeeding sessions and petitioned the king to punish him and have his book burned. The king had the book burned but punished Montagu by making him bishop of Chichester.22

Although the Commons evidently came off second best in the Montagu case, the fact that they proceeded at all shows their determination to keep the king from sharing any aspect of his divinity with a subject. Another example of this determination occurred in 1629, when, at the opening of the session, a member made it known that he had had some goods seized by the customs officers for refusing to pay tonnage and poundage. Parliament ordinarily had voted these duties on imports to a monarch for the duration of his reign but had explicitly declined to vote them to Charles, and Charles had now summoned them to ask for other grants of taxes. The members were quick to perceive that unless the seized goods were returned, a grant of other taxes would imply that the seizure had been valid and that the king could collect tonnage and poundage without their consent.23 For him to do so, in their view, would clearly be wrong, but the king could do no wrong. It was therefore the customs officers who must be wrong, not to mention the judges of the Court of Exchequer, who had approved the seizure. They were all subjects and had done bad things in the king’s name. It required some stretch of the imagination to dissociate these officers from the king, particularly as the king had farmed the custom to them, that is, he had given them a charter (or lease) to collect tonnage and poundage. But to extol the king’s righteousness while condemning the officers’ culpability was a way to confine the king within his divinity and keep subjects out of it. The learned John Selden was certain that “What we doe in a right way and justly will not displease his Majesty,”24 and he framed the accusation against one of the officers, “that he when there was noe [grant of] tonnage and poundage by Act of parliament took knowingly a lease thereof for his own

21 Debates in the House of Commons in 162$, 70.22 Commons Debates 1628, III, 131-32; IV, 283-41, 260-62, 273-74;

Rushworth, Collections, I, 633.23 Commons Debates for 1629, 6224 Ibid., 227.

18

benefitt.” That he who could do no wrong had knowingly granted the lease could not be admitted.25

As in the case of the Montagu affair the king now stepped in. By asserting that the officers had indeed acted at his command he seemingly destroyed the case which the Commons were building.26 This time the House was more sure of its ground. Selden again stated the issue: “Whether a Crime committed by a subject as it is his act, yet whether he procuring the Kings command shal stay us from proced-inge.”27 It did not stay them, though it gave them pause. In the end it was necessary to hold the Speaker in the chair by force while they passed resolutions condemning not only the customs officers but any other subjects who propagated wrong opinions about religion or tonnage and poundage. All such persons, including merchants who paid the duties and customs officers who collected them, persons who advised paying the duties and also persons who tried to introduce popery or Arminianism, all were to be deemed capital enemies to the kingdom.28 It was simply not to be admitted that they had the king’s command for what they did or said. As the Speaker struggled in the chair, Sir John Eliot made the formal obeisance that dissociated the king from such capital enemies. “Wee have professed in all things,” he said, “to obey him as the highest under God…. Nothing hath bene done amongst us, but that which is agreeable to his Majesties justice; and as he is just, so we doubt not but he doth justly intend to performe, what we shall desire of him.”29

It will be perceived that the Commons, while chastising the presumption of other subjects, had themselves climbed up to the king’s heart. They did not say to themselves, “The king is wise and good. Therefore let us do what he wants.” Instead, they said, “The king is wise and good. Therefore he must want what we want.” Their frame of mind shows up well in the case of Roger Manwaring, another of the king’s chaplains, who had defended the forced loan in a published sermon. John Pym, demanding his punishment, could devote most of his argument to demonstrating that Manwaring had in

25 Ibid., 158.26 Ibid., 94.27 Ibid., 238.28 Ibid., 101-2.29 Ibid., 253.

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fact defended the loan. To prove to the House that this was cause for punishment, it was enough simply to state that the king must despise anyone who approved what the Commons disapproved. “Great is the love and piety of his Majesty to his subjects,” said Pym, “and therefore it may be easily judged, his abhorring this man that would draw him from justice and piety.”30 The Commons thus presumed to know what the king wanted better than his appointed officials did, better even than the king himself did.

In effect, the Commons were exalting the king to the point where he would be beyond the reach of any mortals save themselves, to the point too where his body politic might lose touch with his body natural. A host of ambitious schemers, according to the Commons’ view, continually caught the king’s natural ear and misinformed him in order to procure benefits to themselves. But the king in his body politic always wanted what was best for his subjects, all his subjects, and surely no subject could know better what that was than the combined representatives of all his subjects. “If anything fall out unhappily,” said Sir Robert Phelips, “it is not King Charles that advised himself, but King Charles misadvised by others and misled by misordered counsel.”31 When presented with evidence that the king had acted against established law, the Commons either refused to believe it (thus Sir Thomas Wentworth: “I detest him that does believe it, that the King should direct this. We know the King cannot have knowledge of himself of these things.”)32 or else they placed all the blame on those who carried out the act (thus John Glanville: “Our law says that the King’s command contrary to law is void, and the actor stands single. If there were a command, it was upon misinformation.”).33

Even those who suffered for refusing to pay the forced loan could not permit themselves to admit that the king had any knowledge of such evil doings. Sir John Eliot, fresh from prison, rhapsodized on the monarch’s perfection: “The goodness of the King,” he cried, “is like the glory of the sun, not capable in itself of any obscurity or eclipse, but only by intervenient and dark clouds it may seem to be eclipsed and diminished to us. So by

30 Commons Debates 1628, IV, 103.31 Ibid., IV, 139.32 Ibid., IV, 393.33 Ibid.

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interposition of officers the goodness of the King may be darkened to us.”34 It was the business of Parliament to dispel the clouds, to disabuse the king of the false counsel fed him by evil subjects, so that his true wisdom and justice could prevail.35 The members of Parliament, to be sure, were themselves subjects, but they had been entrusted with the responsibility of representing their fellow subjects and of informing the king of any abuses committed by those who pretended to act under his commands. It was all right for them, but only for them, to climb up to the king’s heart and speak the truths placed there by God, even when the king had not discerned them himself.

At the same time and more significantly it was proper for Parliament as the highest tribunal in the land to punish those who misled the king, to deprive them of the special privileges they had extracted from him by their lies, to reduce them to the level of other subjects. Throughout the reigns of James I and Charles I the Commons were kept busy putting down evil men and correcting the king’s apprehensions of what he really wanted. It was not merely scheming customs officers who misled him into letting them collect unauthorized taxes or wicked clergymen who tried to mislead him back to Rome. The most overmighty subjects were the king’s own ministers and the favorites with whom he surrounded himself at court. It required a good deal of nerve to take on men whom the king so directly approved, and the Commons might not have dared to do it without encouragement from rivals in his court. There was always the danger that he would respond by dismissing Parliament altogether, perhaps to follow the footsteps of other European monarchs toward absolute monarchy.

34 Ibid., III, 173. Benjamin Rudyard repeated this figure of speech in the Long Parliament. (Rushworth, Historical Collections, IV, 25.)

35 The Commons had spelled out this function at the opening of the reign of James I, in the famous Apology of 1604 (which may not, however, have been formally adopted); but James himself encouraged them in his opening speech in 1609, in which he acknowledged that Parliament could inform him of the grievances of his people, that he might not otherwise learn of. (Mcllwain, Political Works of James I, 313-15). Something of the continuity of parliamentary memory may be judged from the citing of this speech in 1628, as a reason for proceeding with a remonstrance after the commons had won acceptance of the Petition of Right. Commons Debates 1628, IV, 198, 205, 207, 213, 312.

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The Commons at first approached the problem obliquely, by going after the favorites of favorites. In 1621 they tackled Sir Giles Mompesson, a hanger-on of the Marquis (later Duke) of Buckingham, James I’s chief favorite. Through Buckingham’s influence, Mompesson had acquired various monopolies, which of course the king could not be thought to approve. Against Mompesson the Commons, guided by Sir Edward Coke, revived an ancient procedure that amounted to impeachment. Lacking adequate powers of judicature themselves, they presented him before the House of Lords, which obliged with a sentence of life imprisonment, and Mompesson escaped only by fleeing to the continent.36

With this success behind them, the Commons went after bigger fish, and the court of James I was so riddled with corruption that bigger fish were plentiful. The name of the lord chancellor, Francis Bacon, had surfaced in the pursuit of Mompesson and other monopolists, as one who might have conspired in the misleading of the king. When the House began to investigate, they came upon witnesses who demonstrated that Bacon had taken bribes in his own Court of Chancery. The Commons again made complaint to the Lords, and when the Lords inescapably found the chancellor guilty, the king was obliged to disown him.37 It was a heady experience for the Commons. If they were egged on by courtiers, it was nevertheless the Commons that brought the charges and gained the experience in humbling over-mighty subjects.

Five years later, after Charles I succeeded to the throne and entrusted the Duke of Buckingham with a long string of offices and powers that offended the Commons and in fact endangered the kingdom, the Commons were ready to take on this Lord High Everything himself. Having perfected the process of impeachment, they drew up articles against him in June 1626, but Charles saved him by dissolving Parliament.38 When they met

36 On the Mompesson case see Commons Debates 1621, II, 268 and passim; Robert Zaller, The Parliament of 1621: A Study in Constitutional Conflict (Berkeley, Calif., 1971), 5 off; Colin G. C. Tite, Impeachment and Parliamentary Judicature in Early Stuart England (London, 1974), 88-110.

37 Zaller, Parliament of 1621, 58-74; Tite, Impeachment, 110-14.38 Tite, Impeachment, 178-207; Rushworth, Historical Collections, I, 302-

56.22

again in 1628, they first drew up the Petition of Right and then set their sights once more on Buckingham.

This time, impeachment having failed, they prepared a remonstrance, informing the king of all that was amiss in his kingdom, things “either unknown to you, or else by some of your Majesty’s ministers offered under such specious pretences as may hide their own bad intentions.” The list was a long one -- innovations in religion, innovations in government, incompetence in the army and navy -- and at the end it came to the point: the source of all these troubles was the Duke of Buckingham.39 In the debates that preceded the document Coke had set the tone by charging that “the Duke of Buckingham is the cause of all our miseries, and till the King be informed thereof we shall never go out with honor, nor sit with honor here. That man is the grievance of grievances.”40 Other members took up the cry, charging that “He is too great for a subject,” that he acted “as if he were the King’s own son.” “No power under the King,” said Selden, “ought to be so great as the power that this man has.”41 The Commons accordingly resolved, even before the remonstrance was drafted, that “the excessive power of the Duke of Buckingham and the abuse of that power are the chief cause of these evils and dangers to the King and kingdom.”42 When the king received the remonstrance, hard after the Petition of Right, he made no attempt to conceal his irritation. A week later he prorogued Parliament; and before the Commons met again an assassin robbed them of their prey.

No one can say how the confrontation would have progressed had Buckingham lived. It seems clear, however, that the Commons were isolating the king in his majesty, reducing his mightiest subjects to a level where they could be controlled by Parliament, fencing in divine right by keeping all subjects in their proper place ---- in the place, that is, of subjects. In effect, insofar as the Commons succeeded they were denying to the king the right to delegate authority except when it was exercised to the satisfaction of Parliament. The king was divine and unaccountable, but those

39 Commons Debates 1628, IV, 311-17, quotation at p. 311.40 Ibid., IV, 115.41 Ibid., IV, 120, 246, 310.42 Ibid., IV, 237.

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he commissioned to act for him shared neither his divinity nor the unaccountability that went with it. To the Commons his agents were all subjects; and if they acted in the king’s name, they must do so at their peril. It has been pointed out that the Commons could not have succeeded in their attacks without the king’s concurrence, but it may also be asked whether the king could have withheld his concurrence in the face of a determined House. God’s lieutenant might have found it impossible to persist indefinitely in support of those whom the Commons counted as ungodly.

Unfortunately for Charles, he thought that he could beat the game by calling it off. After 1629 he got along without summoning Parliament for eleven years, during which some of the members must have ruminated about the possible consequences of exalting the king, especially a king who seemed to be moving the English church ever closer to Rome. The more Puritanical may even have pondered the God-given responsibility that Calvinist political thinkers had placed on minor magistrates or even on the people to correct an erring ruler. But when Charles, in desperate need of funds, convened what became the Long Parliament in November 1640, the Commons fell at once to the old business of pulling down those who had stepped above the proper place of subjects. The culprits included nearly everyone close to the king: the Earl of Strafford, Archbishop Laud, Chief Justice Finch, the judges of the King’s Bench, most of the bishops. And again the charges were the same. Strafford had “ascended the Throne,” had “assumed to himself Regall power,” had tried to “make himself equal to Sovereignty.”43 Laud was even worse: “he went about to sett himself above the King, and to make his throne his footstole.”44 The bishops who followed him had played the monarch, had “laid their hands upon the crowne.”45 The judges of the King’s Bench were guilty of “great Ambition.”46 Because all these men had elevated themselves above the level of subjects, they were all guilty of high treason.

The king himself must remain blameless. And again the members rang the changes on his perfection. As each of the victims of the Commons’

43 Rushworth, Historical Collections, VIII, 8, 457, 579.44 Notestein, Journal of Sir Simonds D’Ewes, 413.45 Ibid., 427n; Rushworth, Historical Collections, IV, 295.46 Rushworth, Historical Collections, IV, 325.

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anger pleaded the king’s approval, the Commons turned the plea into an aggravation of the offense. All the king’s officers, they said, were “tied to give the King faithfull counsell. And if for want of that he command them to doe anie thing against law, their guilt and punishment is not lessened but aggravated by his command.”47 To obtain the king’s approval for an illegal act was to seek to lay the blame for it on God’s lieutenant, to hide the wickedness of an overmighty subject behind the shield of the king’s divinity.

But while the Commons seemed to be resuming Parliamentary politics where they had left off in 1629, the charade could no longer be sustained. The fictions of divine right and the subjection of subjects had been strained too far, not only by the king but by the Commons themselves. In their earlier efforts to cut other subjects down to size the Commons had already begun to elevate themselves to an unsubject-like height. In their very insistence that the king’s authority was inalienable and not to be shared, they had been discovering a way to share it themselves. They were, in fact, already in 1628 on the path that led a century and a half later to ministerial responsibility to Parliament. Phelips had then told them that “The use of parliaments is as well to give our counsels as our monies. … Never were we more glorious than when the King weighs not so much the counsel of them about him as the counsel of the par1iament.”48 And Selden had wanted to include in the Petition of Right a clause asking “that all his [the king’s] ministers should serve him as they will answer the contrary to the high court of parliament.”49 Having climbed to the king’s heart, the Commons were eyeing his throne.

In 1628 and 1629 they had done no more than eye it. They did not accept Selden’s proposal, and they did not see themselves as challenging the king’s authority. They could not, however, take their eyes off the throne while so many of the king’s subjects seemed bent on sharing it, and in the course of pulling down others they had moved ever closer to sharing it themselves. The movement had accelerated after the Commons’ enforced ten- year recess came to an end in 1640; it accelerated not only because they found so many offenders to chasten but because the king’s majesty

47 Notestein, Journal of Sir Simonds D’Ewes, 408.48 Commons Debates 1628, II, 251.49 Ibid., III, 317.

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had been somehow tarnished, his divinity diluted, by the company he kept during the years he had avoided theirs. The “visible God” had crept too far from the true God. The king’s body natural had betrayed his body politic. The men who assembled at Westminster in November 1640 went through the motions of subjection; but despite their continued expressions of reverence for the monarch, despite the concentration of their wrath upon wicked counsellors, they spoke to the king now with a sternness that belied the subordination they pretended. Even before closing in on Strafford, they passed the Triennial Act and extracted the king’s approval of it. Henceforth, he should be unable to avoid their company: Parliaments were to sit every three years whether he called them or not. Lord Digby, who was later to vote against the attainder of Strafford and to withdraw to the king’s side, was one of the strongest supporters of the Triennial Act; and he gave as his reason that it would be no good “to punish and dispel ill Ministers.. . if there be not a way setled to Preserve and keep them good….”50

To prevent the king from ruling without Parliament was one way to keep ministers good. But the apparatus of impeachment, by which Parliament was doing it, was clumsy. The Scottish Estates showed a better way when they were able, in September 1641, to gain the king’s agreement to choose his Scottish counsellors only with the “advice and approbation” of the Estates there. A month later the English Parliament fell to discussing the same idea, the boldest maintaining that “all wee had done this Parliament was nothing unless wee had a negative voice in the placing of the great Officers of the King and of his Councellors, by whom his Majestie was ledd captive.”51 If the king was to be a captive, he must be the captive of the Commons. And the members achieved sufficient agreement to close their Grand Remonstrance of December 1 with a demand for parliamentary approval of counsellors.52

Although the Grand Remonstrance did not produce at once the ministerial responsibility it demanded, it did signal an end to the politics of

50 Rushworth, Historical Collections, IV, 147.51 Wilson H. Coates, ed., The Journal of Sir Simonds D’Ewes from the First

Recess of the Long Parliament to the Withdrawal of King Charles from London (New Haven, Conn., 1943), xxix-xxxii, 45.

52 Rushworth, Historical Collections, IV, 451.26

divine right, as Sir Edward Dering observed in opposing it: “When I first heard of a Remonstrance … I thought to represent unto the King the wicked Counsels of pernicious Counsellors … I did not dream that we shou’d remonstrate downward, tell stories to the People, and talk of the King as of a third Person.”53 But that was where the exaltation of the king had led. In barring others from climbing into the seats of majesty, the Commons had elevated themselves to the point where they were contending with the king less as subjects than as rivals. And that kind of contest could not be conducted under the old ground rules. Ultimately it required a transfer of divine sanction from the king to his people and their representatives.

The divine right of kings had never been more than a fiction, and as used by the Commons it led toward the fiction that replaced it, the sovereignty of the people. Although the two may seem to lie at opposite poles, they were more closely linked than at first it would seem. By accepting the king’s divine right, by insisting that his authority was pure and indivisible, the Commons had come a good way toward making that authority unworkable except on the terms they dictated. By elevating the king they prepared his destruction; and by humbling mighty subjects they made way for the rise of the humble, made way, indeed, for the new fictions of a world where all men are created equal and governments derive their powers from those they govern. That was surely not the intention of the men who sat at Westminster and sang the praises of a perfect king, but they were not the first persons on whom history has played Whiggish tricks.

53 Ibid., IV, 425.27

2．The Enigma of Representation

28

3．Inventing the Sovereign People

29

4．The People’s Two Bodies

30

5．The Cautious Revolution

31

6．Colonial Peoples

32

Part Two – Useful Ambiguities

7．The People in Arms: The Invincible Yoeman

33

8．The People’s Choice: Elections and Electioneering

34

9．The People’s Voice: Instructions, Petitions, Associations

35

Part Three – The American Way

10．The Incautious Revolution

36

11．Inventing an American People

37

Epilogue: From Deference to Leadership

38

Index

39

40