FATF2012216FATF 4020132APG20132015

(Egmont Group)

FATF 40

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II

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(FATF)40

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1. 1.7

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3 .

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2012121019.2

77

Number

Old Number*

A AML/CFT Policies and Coordination /

1 -Assessing risks & applying a risk-based approach

2 R.31 National co-operation and co-ordination

B Money Laundering and Confi scation3 R.1 & R.2 Money laundering offence

4 R.3 Confi scation and provisional measures

C Terrorist Financing and Financing of Proliferation

5 SRII Terrorist fi nancing offence

6 SRIII Targeted financial sanctions related to terrorism & terrorist fi nancing

7 SRXTargeted financial sanctions related to proliferation

(FATF)40 (20122

78

8 SRVIII Non-profi t organisations

D Preventive Measures

9 R.4 Financial institution secrecy laws

Customer due diligence and record keeping

10 R.5 Customer due diligence11 R.10 Record-keeping

Additional measures for specific customers and activities

12 R.6 Politically exposed persons

13 R.7 Correspondent banking

14 SRVIMoney or value transfer services

15 R.8 New technologies16 SRVII Wire transfers

Reliance, controls and fi nancial groups

17 R.9 Reliance on third parties

18R . 1 5 & R.22

Internal controls and foreign branches and subsidiaries

19 R.21 Higher-risk countries Reporting of suspicious transactions

20R . 1 3 & SRIV

Reporting of suspicious transactions

79

21 R.14 Tipping-off and confi dentiality

Des igna ted Non-F inanc ia l Bus inesses and Professions

22 R.12 DNFBPs: Customer due diligence

23 R.16 DNFBPs: Other measures

E Transparency and Benefi cial Ownership of Legal Persons and Arrangements

24 R.33 Transparency and beneficial ownership of legal persons

25 R.34 Transparency and beneficial ownership of legal arrangements

F Powers and Responsibilities of Competent Authorities and other Institutional measures

Regulation and supervision

26 R.23 Regulation and supervision of financial institutions

27 R.29 Powers of supervisors

28 R.24 Regulation and supervision of DNFBPs

80

Operational and law enforcement

29 R.26 Financial Intelligence Units

30 R.27 Responsibilities of law enforcement and investigative authorities

31 R.28 P o w e r s o f l a w e n f o r c e m e n t a n d investigative authorities

32 SRIX Cash couriers General requirements33 R.32 Statistics34 R.25 Guidance and feedback35 R.17 Sanctions

G International Cooperation

36R . 3 5 & SRI

International instruments

37R . 3 6 & SRV

Mutual Legal Assistance

38 R.38 Mutual Legal Assistance: freezing and confi scation

39 R.39 Extradition

40 R.40 Other forms of international co-operation

* Theold numbercolumn refers to the corresponding element of the 2003 FATF Recommendations.

81

FATF40(20