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    Monitoring of MPLADS Works Narmada

    AFC India Ltd. (formerly, Agricultural Finance Corporation Ltd.) Page 1

    CONTENTS

    Page No.

    Abbreviations

    Executive Summary 2

    Chapter I Introduction 5

    Chapter II Approach & Methodology of the Study 10

    Chapter III An Overview of the Implementation of MPLAD Scheme inthe District

    17

    (i) MPLAD works sanctioned & completed sinceinception

    (ii) Status of MPLAD works completed since 2000-01to 2011-12

    Chapter IV Analysis & Results of Physical Verification of Assetscreated under MPLAD Scheme

    27

    (i) Sample MPLAD Works included in the Study

    (ii) Extent of Adherence to MPLAD SchemeGuidelines

    (iii) Social & Economic Impact of the Assets created

    Chapter V Issues, Suggestions and Recommendations

    Annexure Summary of all Sampled Works with Photographs

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    Abbreviations

    AFC Agricultural Finance Corporation Ltd.

    CEO Chief Executive Officer

    DA District Authority

    EE Executive Engineer

    GOI Government of India

    IA Implementing Agency

    LS Lok Sabha

    RS Rajya Sabha

    MoU Memorandum of Understanding

    MP Member of Parliament

    MPLADS Member of Parliament Local Area Development Scheme

    NGO Non-Government Organization

    PCs Personal Computers

    PRI Panchayati Raj Institutions

    PWD Public Works Department

    SC Scheduled Caste

    ST Scheduled Tribe

    UA User Agency

    UC Utilization Certificate

    WCR Work Completion Report

    ZP Zilla Parishad

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    EXECUTIVE SUMMARY

    MPLAD SCHEME

    1. The MPLAD scheme introduced since 1993-94, is a plan fully funded by the

    Government of India. The objective of the Scheme is to enable Members of Parliament to

    recommend works of developmental nature with emphasis on the creation of durable

    community assets based on the locally felt needs. Under the Scheme, yearly allocations,

    currently at the rate of Rs. 5 crore per Member, are provided for undertaking developmental

    works within an electoral constituency. The scope of the scheme both in terms of increase in

    allocation and coverage of projects has been enlarged from time to time in the light of the

    experience gained from its implementation. MPs can also recommend some works outside

    their constituencies/States for creation of assets permissible under the guidelines.

    2. The MPLAD Scheme has created various durable assets such as drinking water

    facility, education, electricity, health and family welfare, community centers, irrigation, roads,

    pathways and bridges, etc. for the benefit of the local community. As at the end of August,

    2012, about 15.32 lakh works are reported to have been recommended, 13.50 lakh were

    sanctioned and about 12.14 lakh completed, since the inception of the Scheme. A total

    amount of Rs. 26881.75 crore had been released by the Ministry of Statistics & Programme

    Implementation (MoS&PI), GoI to different States and UTs under the Scheme. Against thisallocation the States/UTs had sanctioned work of the order of Rs.26512.77 [98.63%].

    PRESENT EVALUATION STUDY

    3. The Scheme has been in place for a considerable period of about two decades to

    observe long term outcomes. The GoI, Ministry of Statistics & Programme Implementation

    [MoS&PI] has assigned the responsibility to Agricultural Finance Corporation Ltd [AFC] for:

    [i] evaluating the role of different Agencies in the implementation of the Scheme [ii]

    undertaking physical verification of Assets created, [iii] examining adherence to GoI

    guidelines on the implementation of the scheme and [iv] making an assessment on the utility

    and impact of the Scheme to improve project delivery. With this purpose around, the AFC

    designed and planned necessary tools to study process as well as the outcomes of the

    Scheme to find out as to how well the programme has gone and whether it is yielding the

    desired benefits or improvement in outcomes

    METHODOLOGY ADOPTED IN CONDUCTING STUDY

    4. Before going for the full scale data/information collection, AFC mounted a Pilot study

    in three selected districts viz. Narmada to develop an appropriate study design and datasources - both quantitative and qualitative, that would facilitate drawing valid conclusions.

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    The District had been sanctioned a total 315 works under MPLAD since the inception of the

    Scheme in 1993-94 to 2011-12 out of which 60 works have been. A sample of 60 works

    based on judicious mix of works under different sub heads of the Scheme covering the

    period 2000-01 to 2011-12, was randomly selected which fairly represents the universe of

    the study to draw broad inferences. The non-availability and / or non-cooperation of some of

    the respondents have limited the scope and coverage of this study. The data relating to the

    implementation of the programme was also not presented in an organized manner and the

    study team had to scan through various records of the DA, IA and UAs for drawing

    inferences.

    MAIN EVALUATION FINDINGS

    1. The district has been sanctioned and completed 265 MPLAD schemes works above Rs.

    1 lakh and above involving a financial outlay of Rs. 428.86 lakh from year 2000-01 to

    2011-12.

    2. As many as 60 works are covered under followed by 15 works [19.74%] executed under

    Irrigation facilities. These two sectors comprise of more than three fifth [63.16%] of the

    total works implemented in the District during 2000-01 to 2011-12. The maximum of 20

    of MPLADS works were sanctioned in the year 2010-11 and the minimum - 2 works

    [3.33%] each in the years 2003-04, 2007-08 and 2010-11. In financial terms, however,

    Irrigation facilities had lions share of Rs. 153.30 lakh [63.65%] and Roads, Pathways &

    bridges Sector with an expenditure of Rs.62.66 lakh [19.50%] occupied the secondposition. The maximum financial resource allocation was the maximum of Rs. 74.07 lakh

    [23.05%] in 2003-04 and the minimum of Rs. 7.30 lakh [2.27%] in 2011-12.

    3. The majority of the works - 33 [73.33%] with 72.66% amount, recommended by LS MP,

    fall in the cost classification of Rs. 1 lakh to Rs. 5 lakh. In the case of RS MPs, works

    covered under Rs.1 lakh to Rs. 5 lakh category constituted 87.50% and 65.68% of the

    amount. The average cost per work recommended by LS MPs is Rs. 4.70 lakh whereas

    for RS MPs it is only Rs. 2.44 lakh.

    4. Education comes next with 15 works [26.32%], followed by Drinking Water Facility with 9

    works [15.8%], irrigation Facilities , Sanitation & Public Health and Sports with each one

    work [1.82% each]. The number of the entire sector works is roughly in proportion to the

    total works executed in the respective sector or the sector considered necessary for the

    study. The sample is thus fairly representative of the population to draw general

    inferences on the impact of the programmed.

    5. sample on year-wise basis, the largest allocation of funds is from the year 2004-05 [Rs.

    64.12 lakh; 21.63%], followed by the year 2002-03 [Rs. 47.23 lakh; 15.93%]. Years

    2003-04 [Rs. 44.17 lakh; 15.93%] and 2001-02 [Rs. 42.29 lakh; 14.27%] also figure

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    prominently in the funds break-up of the sample years, others falling in the single-digit

    percentage category.

    6. Of the total 60 sample works selected for onsite verification, 34 works [56.37%] of the

    total selected works were recommended by LS MPs with a financial outlay ofRs.87.37 lakh [57.37%] of the total amount sanctioned. As against this, 26 works

    [43.33%] costing Rs. 64.93 lakh [42.63%] were recommended by RS MPs. No works

    were recommended by Nominated MPs.

    7. MPs are required to earmark 15% and 7.5% of the amount of their annual

    recommendations of works to the District Authorities, for execution in the SC/ST

    habitation respectively. All the works are executed in the ST area, as the district is

    predominantly inhabited by ST population. In Narmada District 100 % of the works

    are executed in the SC/ST area and rural areas costing Rs. 152.02 lakh [100%].

    8. The Plaques carrying prescribed inscription have been found erected in 60 no. of

    sampled work sites (25%) visited by the Study Team. Wherever plaque was found

    erected, the required details such as date of commencement of work, completion of

    work, cost of the project, etc. were not incorporated.

    9. Of the 60 sample works, 6 [10.00%] had been sanctioned to the Societies/Trusts of

    the Educational Institutions and all these entities were found eligible for aid under the

    Scheme. All the Societies had been submitted necessary undertaking for proper

    upkeep and maintenance of the assets creased under the scheme, by them for whichthey had sufficient resources also. Despite the undertaking given, one of the

    Societies/Trusts was found deficient in the proper upkeep and maintenance of the

    asset given to it under the programme and one Society/Trust was also found to

    have used the asset for the purpose other than for which the same was sanctioned.

    Further no plaques were found on the work sites of 1 assets on the date of visit and

    an explanation was given that the plaques had been duly installed but somehow or

    the other disappeared later on.

    10. No Societies/Trusts have been extended financial assistance under MPLAD Scheme

    more than once during different years and by different MPs. The total aid works outto Rs. 12 lakh to each Society which is within the upper limit of Rs. 25 lakh during the

    life time of a beneficiary Society/Trust under MPLAD Scheme guidelines.

    ISSUES, SUGGESTIONS AND RECOMMENDATIONS

    On the basis of the issues and concerns emerging from the evaluation study on the

    implementation of the MPLAD Scheme in the District, the following suggestions and

    recommendations are made:

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    1. Maintaining Suggestive shelf / basket of projects in the District

    The DA Office needs to take immediate steps to compile a suggestive shelf/basket of

    projects in the District after ascertaining the views of all the stakeholders to facilitate the MPs

    to identify appropriate areas and sectors for scheme interventions. The list may be updated

    periodically.

    2. Maintaining of separate data in respect of SC/ST areas

    The DA should build-up entire data-base properly and ensure that the stipulated condition

    regarding coverage of works in SC areas at 15% and ST areas at 7.5% of the funds

    earmarked for the year, is strictly adhered to while implementing MPLAD Scheme in the

    district.

    3. Observance of stipulated time frame between recommendation-sanction and

    execution-completion of works

    The DA needs to streamline its systems and procedures to ensure that all the proposals

    received from the MPs are disposed of within the stipulated period.

    4. Augmentation of Staff in DA Office / establishment of MPLADS Cell

    The position of the staff engaged in MPLADS works may be reviewed, and

    shortage/readjustment removed/done, based on the standard work norms to ensure that thescheme is implemented smoothly and effectively.

    5. Training of District Level Functionaries

    The District should organize training programmes / sensitization workshops, on regular basis

    to keep the concerned members of the staff familiar and updated on various facets of the

    implementation of the scheme which is undergoing many changes from time to time.

    6. Monitoring Mechanism

    A sound Monitoring Mechanism which is critical for the success of the programme needs to

    be put in place by the DA by improving all its tools. The DA should inspect all the works

    sanctioned in favour of Societies/Trusts and at least 10% of other works as per scheme

    guidelines in addition to the visits of the Senior Officers of the IAs to ensure satisfactory work

    progress as per their prescribed procedures, specifications and time schedules. The IAs

    should submit Monthly Progress Reports on time. The exclusive Review Meetings should be

    organized regularly not beyond quarterly intervals to facilitate communication and networking

    between the partners about the project development, deliverables, outputs or issues and

    planning. The PRIs should also be made a part of the planning and monitoring.

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    7. Assets Management

    It becomes imperative that appropriate arrangements should be put in place for the

    community durable assets and basic facilities created under MPLADS in order to ensure that

    the interventions made remain effective and sustainable. No work may be sanctioned

    without creating a local institutional set-up with user participation, which has a stake in the

    maintenance.

    8. Erecting of Plaques at the work sites

    It should be made mandatory for the IAs to install /paint well positioned permanent Plaques

    on Stone/Metal with necessary inscription, at all the work sites for bringing transparency and

    public awareness in the system.

    9. Maintenance of Input Formats

    The DA/IAs need to improve their present record keeping system to meet their

    accountability, transparency and compliance requirements. DA should ensure maintenance

    of IV-A, B and C and IV-D input formats for each work. The head-wise Asset Register with

    details of the works sanctioned under MPLAD Scheme, being maintained by the DA, should

    be complete in all respects and updated. The feasibility of shifting from a fully paper based

    records system to a predominantly electronic system may be explored for ensuring prompt

    and accurate information.

    10. Audit of the MPLADS Works

    Institutionalization of this process of auditing of MPLADS is essential to uncover the issues,

    concerns and challenges encountered in the execution of a project. DA should draw a time

    bound programme for auditing of works through a proper agency, as required under the

    scheme.

    11. Use of Website

    The DA is required to take immediate steps to upload up to date details of all the MPLAD

    Scheme works on the website [www.mplads.nic.in] to bring greater transparency and

    accountability in the governing process and delivery of service to the citizens. A temporary

    cell should be created for this purpose, to complete the updation process in a time-bound

    manner, if felt necessary

    12. Setting up of Facilitation Centre in the District

    Urgent steps need to be taken for developing of a Facilitation Centre equipped with

    computer and internet facilities, to make available all the relevant information at one place

    for the effective implementation of the programme.

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    13. Documentation of Pre-work Condition

    The DA should initiate steps to place on record some photographs of the pre-work condition

    of the proposed work location and document it for records to measure the impact of the

    programme.

    14. General Aspects

    DA should follow all essential guidelines such as maintaining proper records of files,

    obtaining prescribed commitments & affidavits , sanctioning only eligible works, initiating

    action against the defaulting agencies, keeping in view the ceiling amount of aid to

    Societies/Trusts etc. to make the scheme result-oriented, time bound and cost effective.

    15. Introducing concept of Social Audit

    There is a felt need and desirability of developing a social audit mechanism for the effective

    implementation of the MPLAD scheme as a reform tool aimed at strengthening

    accountability and transparency in the implementation of projects and policies.

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    CHAPTERI

    INTRODUCTION

    NEED FOR BASIC INFRASTRUCTURE

    The lack of adequacy of basic infrastructure, both social and physical, with a large variation

    across the States and regions, continues to remain a major constraint to the growth process

    in India. The huge shortage of basic infrastructure and basic amenities has a wide range of

    impacting on individuals, households and community in terms of both income and other

    quality of life indicators. The infrastructure deficit holding back development more particularly

    in rural India remains a matter of great concern given its slow and uneven pace. The multi-level decentralized planning framework has in most of the States not percolated below the

    State level. The paucity of funds with the State Governments leads to only a limited flow of

    resources to the local level and the delivery programme is often found out of touch with local

    needs and aspirations.

    Given the significant positive linkages of infrastructure to economic and social growth, the

    MPLAD Scheme has emerged as a practical solution to the problem of the areas suffering

    from neglect and under development. The scheme seeks to address the issue of inequity in

    development by extending further flow of resources to the local level. This additional source

    of investment in infrastructure to meet the felt needs of the local community not reached as

    yet for various reasons would have an important advantage to focus on local area specific

    problems in the complex socio political milieu of this country. Under the Scheme, yearly

    allocations are provided for undertaking developmental works within an electoral

    constituency. The funds allocated to the MPs can serve as funds intended to facilitate

    structural adjustment of specific sectors, regions, or combinations of both the development

    of which is lagging behind.

    SCHEME IN BRIEF

    The MPLAD scheme introduced since 1993 is meant to help MPs execute small works of a

    local nature to meet the urgent needs of their constituents. The objective of the Scheme is to

    enable members to recommend works of developmental nature with emphasis on the

    creation of durable community assets based on the locally felt needs to be taken up in their

    constituencies. Preference under the scheme is given to works relating to national priorities,

    such as provision of drinking water, public health, education, sanitation, roads, etc. The

    MPLADS is a plan fully funded by the Government of India. Under the scheme, each

    Member of Parliament has the choice to suggest to the District Authority work to the extent

    of his/her annual entitlement of funds to be taken up in his or her constituency. While elected

    members of Lok Sabha can suggest developmental works in their constituency, the elected

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    members of Rajya Sabha can recommend works in one or more districts of their State. The

    nominated members of Parliament can recommend works in one or more districts anywhere

    in the country.

    The scope of the scheme has been enlarged from time to time in the light of the experience

    gained from its implementation. Earlier, the MPs were able to recommend only those

    projects outside the state or UT from which they have been elected that are relating to

    cultural and educational activities associated with their own state or UT. Now, the work ambit

    would cover a much larger area as prescribed under the scheme. The change is aimed at

    fostering greater unity among states and allowing MPs to assist people even outside their

    own state. This change has been brought to allow availability of larger MPLADS funds for

    developmental activities for general public. The MPs can also transfer the funds for

    undertaking rehabilitation works in the area affected by severe natural calamities. The recent

    convergence of scheme with MGNREGA will lend mutual support to both the schemes i.e.

    MGNREGA and MPLAD in achieving their objective of creating more durable assets.Like-

    wisethescheme of cash awards to three best Innovations every year under One MP One

    Idea will encourage innovations in the country. The MPs have, however, only a

    recommendatory role under the scheme. The designated District authorities implement the

    recommended works by following the established procedures of the concerned state

    government.

    Under the Scheme, yearly allocations are provided for undertaking developmental works

    within an electoral constituency. The scheme was started with a modest allocation of an

    amount of Rs. 5 lakh to each Member of Parliament, in 1993-94. This was increased to Rs. 1crore in 1994-95 to Rs. 2 crore in 1998-1999 and further to 5 crore during the year 2011-12,

    per MP, per annum.

    The Ministry of Statistics and Programme Implementation is responsible for the policy

    formulation, release of funds and prescribing monitoring mechanism for implementation of

    the Scheme. At the State level, a Nodal Department has been created which is responsible

    for coordinating, monitoring and supervising the implementation along with all other related

    Departments and the District authorities. The Union Ministry issued a set of detailed

    guidelines covering the concept, implementation and monitoring of the Scheme, first in

    February 1994 and revised in December 1994, February 1997, September 1999, April 2002,

    November 2005 and lastly in August 2012 in the light of experience gained over the years.

    The roles of the Central Government, State Government, District authorities and

    implementing Agencies have been clearly demarcated in the guidelines.

    The MPLAD Scheme is generally viewed as a positive potential trend in the delivery of

    infrastructure services to contribute to the regional development in multi-sectoral planning

    process adopted in the country. As observed by the Honble Supreme Court, the MPLAD

    Scheme, in fact, provides the much-needed advantages of public choice without entering

    into the private domain and will bring in the much needed efficiency and effectiveness inlocal governance.

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    The MPLAD Scheme is thus a practical solution to this problem of neglect and

    underdevelopment areas and hence emergence of a new paradigm in bottom up planning

    and allocation of resources approach, provided it is implemented in its true spirit as

    envisaged under its guidelines. The Scheme has started catching attention of the world. A

    delegation of newly created South Sudan visited India in July, 2012, to study the Indian

    parliaments constituency development fund scheme for replicating it back home.

    MPLAD SCHEME MILESTONES

    [I] Physical Achievements

    The MPLAD Scheme has created various durable assets such as drinking water facility,

    education, electricity, health and family welfare, community centers, irrigation, roads,

    pathways and bridges, etc. for the benefit of the local community by meeting their various

    developmental needs and aspirations. As at the end of August 2012, 15.32 lakh works are

    reported to have been recommended, 13.50 lakh were sanctioned and about 12.14 lakh

    completed, since inception of the Scheme. The percentage of cumulative works completed

    to cumulative works sanctioned, is 89.86%. This is indicative of the fast sanction of works by

    the District Authorities.

    [ii] Financial Achievements

    As on 19 November 2012, a total amount of Rs. 26881.75 crore had been released by the,MoS&PI, GoI to different States and UTs. In this release of funds, UP had the lions share of

    14.27%, followed by Maharashtra [8.52%], Andhra Pradesh [7.96%], West Bengal [7.27%],

    Tamil Nadu [7.20%], Bihar [6.70%], Madhya Pradesh [5.32%] and Karnataka [5.00%]. These

    eight States together had as much as 62.24% share in total funds released under the

    Scheme. This is almost in proportion with the strength of the MPs in these States i.e. UP -

    14.30%, Maharashtra -8.63%, Andhra Pradesh -7.73%, West Bengal - 7.47%, Tamil Nadu -

    7.35%, Bihar - 7.22% , Madhya Pradesh - 5.15% and Karnataka - 5.15%, of the total

    number of the existing elected Lok Sabha and Rajya Sabha Members of the Parliament.

    The UT of Lakshadweep had the minimum share of 0.11% closely followed by Chandigarh

    and A&N Islands each with 0.12% share. Amongst the States, Sikkim [0.28%] & Mizoram

    [0.28%] had the minimum share closely followed by Nagaland [0.29%] in the total release.

    Amongst the States, Sikkim [0.28%] & Mizoram [0.28%] had the minimum share closely

    followed by Nagaland [0.29%] in the total release. Out of the total released funds of Rs.

    26881.75 crore, an amount of Rs.372.05 crore [1.40%] had been released in favour of the

    nominated Members of Parliament who can recommend work anywhere in the country,

    under the programme. Besides above, an additional amount of Rs.827.47 crore [3.08%] in

    the form of interest accrued was also available to the States/UTs.

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    Against the total allocation of Rs.26881.85 crore, the States/UTs had sanctioned work of the

    order of Rs.26512.77 [98.63%]. The progress in the sanction of works may be taken as

    satisfactory.

    As many as 13 States/UT [37%] viz. Kerala [116.23%], Chandigarh [114.32%], Pondicherry

    [109.11%], Sikkim [107.44%], Tamil Nadu [106.56%], Gujarat [106.23%] , D & N Haveli

    [105.65%] , Goa [105.25%], Jammu & Kashmir [104.57%], Maharashtra [104.29%], Delhi

    [102.96%], A & N Islands [102.70%] and Andhra Pradesh [102.58%], were the high

    performing States sanctioning works more than the funds released to them. Daman & Diu

    and Nagaland with 86.68% and 68.7% of the works sanctioned against the amount released

    were at the bottom of the list. The works sanctioned against the release of funds in respect

    of the remaining States/UTs ranged from 90.98% in case of Jharkhand to 98.68% in case of

    Rajasthan.

    The utilization of funds is the basic indicator of the performance and assumes paramount

    importance. As against the sanctioned works worth Rs. 26512.77 crore, an expenditure of

    Rs.23934.61 was actually incurred which works out to 89.4%. While A & N Islands with

    105.19% of utilization of funds topped the list, Daman & Diu was at the bottom of the list with

    82.29% rate of utilization, closely followed by Jharkhand [83.99%], Orissa [84.71%] and

    Bihar [84.79%]. In the remaining States/UTs, the utilization of funds was of the order of

    85.18% in case of Uttaranchal to 97.11% in respect of Lakshadweep. The unspent balance

    of Rs 3774.59 constituted 11.36% of the total available funds of Rs. 27709.20 crore with the

    States/UTs for execution of works. The percentage utilization of funds over release is

    reasonably good.

    The share amongst the elected Lok Sabha, Rajya Sabha and Nominated Members of

    Parliament in the total release of the funds of Rs. 26881.75 by the GoI under the

    programme, was of the order of Rs.18832.85 crore [70.06%], Rs 7676.85 crore [28.56%]

    and Rs 372.05 crore [1.38%] - Lok Sabha: 65 crore [0.24%] and Rajya Sabha: Rs.307.05

    crore [1.14%] respectively. The corresponding figures of sanction of works in respect of

    LS , RS MPs , being Rs. 18801.29 crore [99.49% ] - Elected : Rs.18730.56 crore [ 99.62%]

    & Nominated Rs. 70.73 crore [0.38%] and Rs.7711.44 crore [96.59%] Elected: Rs.7423.85

    crore [96.27%] & Nominated : Rs.287.59 crore [3.73%] respectively. The amount utilized

    against sanction was of the order of Rs.18730.56 crore [99.49%] in respect of Lok Sabha

    MPs Elected: Rs.18730.56 crore [99.62%] & Nominated : Rs.70.73 crore [0.38%] and

    Rs.6932.55 crore [86.83%] Elected: Rs.6674.11 crore [96.27%] & Rs.258.44 crore

    [3.73%] in case of Rajya Sabha MPs.

    Of the total unspent balance of Rs. 3774.59 crore, an amount of 2432.72 crore [64.45%] -

    Rs.2427.11 crore [64.30%] - & Rs.5.61 crore [0.15%] related to the Lok Sabha Elected &

    Nominated MPs and the rest Rs.1341.87 crore [35.55%] Rs.1282.40 crore [33.97%] &

    Rs.59.47 crore [1.58%] to Rajya Sabha Elected and Nominated MPs respectively.

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    The evaluation study seeks to assess the role of different stakeholders in the implementing

    the scheme and the utility and impact of the scheme on the local community. The evaluation

    model is explained in the chapter that follows.

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    CHAPTERII

    APPROACH & METHODOLOGY OF THE STUDY

    BACKGROUND OF THE PRESENT STUDY

    The Government of India as a response mechanism to the demand of the general public

    voiced through the MPs for provision of certain basic facilities, including basic community

    infrastructure in their areas, introduced MPLAD Scheme in 1993-94. The objective of the

    Scheme is to enable members to recommend works of developmental nature with emphasis

    on the creation of durable community assets based on the locally felt needs to be taken up in

    their constituencies. Under the Scheme, yearly allocations are provided for undertaking

    developmental works mainly within an electoral constituency. All works to meet the locally

    felt community infrastructure and development needs with emphasis on the creation of

    durable assets in the respective constituency are permissible under MPLADS, except certain

    prohibited works enumerated in the guidelines.

    The Scheme has been in place for a considerable period of about two decades to observe

    long term outcomes. A large number of about 15.32 lakh works have been recommended,

    13.50 lakh sanctioned and 12.14 lakh completed since the inception of the programme till

    August, 2012, under different sectors such as drinking water facility, education, electricity,

    health and family welfare, community centres, irrigation, roads, pathways and bridges, etc.A few evaluation studies have since been undertaken by different Agencies. The need has

    been felt for further outcome evaluations to assess the merit, worth, side effects and

    sustainability of the Scheme. It is in this backdrop that the GoI, Ministry of Statistics &

    Programme Implementation [MoS&PI] which is responsible for policy formulation, release of

    funds and prescribing monitoring mechanism for implementation of the Scheme assigned

    the responsibility of an independent, concurrent and qualitative physical inspection of the

    works undertaken under the Scheme, to Agricultural Finance Corporation Ltd [AFC]. With

    this purpose round, the AFC has designed and planned to study process as well as the

    outcomes of the Scheme to find out as to how well the programme has gone and whether it

    is yielding the desired benefits or improvement in outcomes.

    BROAD OBJECTIVES OF THE STUDY

    The broad objectives of the monitoring study of MPLADS works instituted by the Ministry are

    indicated below:

    Evaluating the role of the Implementing Agency in the Success of the Scheme

    Undertaking physical verification of the assets created

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    Examining adherence to the Government of India guidelines on implementation of

    the Scheme

    Assessing utility and impact of the Scheme on aspects like environmental, cultural,

    social, etc. so that the assets created prove to be truly beneficial to the community in

    the long run and lead to sustainable development.

    APPROACH AND METHODOLOGY

    It is always gainful to conduct a pre-test or pilot study before going for the full scale

    data/information collection. A Pilot study was, therefore, mounted by AFC in three selected

    districts viz. Moradabad and Chitrakoot of Uttar Pradesh and S.B.S. Nagar in Punjab during

    the period 10th to 14th September 2012 to refine the design and test the availability, reliability,

    and appropriateness of the data/information for the proposed study. The study focused on

    ascertaining the nature and type of data available at field level as also the coordination and

    the operational aspects pertinent to the study, the pattern of utilization of funds, quality of

    projects and the local factors influencing the choice of projects under MPLAD scheme. Based

    on the findings of this exercise as also in keeping with the Guidelines on MPLADS issued by

    the Ministry, a Study Module on Monitoring of MPLADS Works was developed by AFC by

    selecting appropriate study design and data sources that would facilitate drawing valid

    conclusions. It is intended to facilitate proper conduct of the assignment in conformity with

    the terms and service requirements of the Ministry.

    Keeping in view the major objectives of the study, the terms of reference and the Govt. ofIndia Guidelines on MPLADS, the approach & methodology of the assignment has been

    drawn up as under:

    APPROACH

    Universe of the Study

    The MPLADS works falling within the administrative boundary of the selected district

    were the universal set for drawing the sample of works.

    All the works of Lok Sabha MPs and Rajya Sabha MPs in that district under MPLAD

    scheme since the year 2000 were covered in the universe from which sample have

    been drawn.

    Sample Size for Field Monitoring

    The composition of the sample is as under:

    There is no work in the cost category of Rs.25 lakhs and above in the sample.

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    All sixty [60] works in the District each involving a cost category of Rs. 0.5 lakh to Rs.

    5 lakh and above

    In addition to above, a few works sanctioned to Trusts/Societies

    A few works sanctioned in areas inhabited by SCs/STs.

    Sample Profile

    The sample is drawn in such a way that it reflects a judicious blend of the following

    parameters:

    Implementing Agency-wise completed works

    Year-wise completed works

    Cost of works

    MP-wise works [i.e. Lok Sabha and Rajya Sabha]

    Area-wise works Rural, Urban

    Sector-wise works [Drinking Water, Education, Electricity, Health & Family

    Welfare, Non-conventional Energy Sources, Roads/Bridges/Pathways,

    Sanitation & Public Health, Sports and Animal Care, Other Public Facilities etc.]

    Some works on which complaints have been received

    A few works with more than 2 years of completion period

    METHODOLOGY

    Study Tools

    Suitable formats have been developed to collect basic data on MPLADS works, details of

    samples, roles of related agencies, etc. The tools are comprehensive enough to yield

    necessary information in order to arrive at a definite conclusion about the quality of the data.

    The Study Tools are in 3 parts

    1) Basic Data Formats for selection of sample MPLADS works in each district

    2) Primary Data Schedules - for collection of primary data from various

    stakeholders namely, District Authority, Implementing Agencies, User Community

    etc.

    3) Report Formats Output Tables for incorporation in the report for meaningful

    analysis and drawing necessary inferences thereon

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    BASIC DATA FORMATS

    The following Basic Data Formats have been devised for the purpose of selection of sample

    MPLADS works in each district:

    1. Basic Data on all completed MPLADS Works costing Rs.5 lakh and above

    from the year 2000 onwards [FORMAT-1]

    2. Basic Data on all MPLADS Works since inception i.e. 1993-94

    [FORMAT-1 (A)]

    3. Basic Data on all completed MPLADS Works costing Rs.1 lakh and above

    from the year 2000 onwards [FORMAT-1 (B)]4. Year-wise Distribution of Completed MPLADS Works costing Rs.5 lakh and above

    [FORMAT-2]

    5. Completed MPLADS Works [costing Rs.5 lakh and above] involving Societies /

    Trusts and Works in the areas inhabited by SCs/STs [FORMAT-3]

    6. MP-wise and Area-wise Completed MPLADS Works costing Rs.5 lakh and above

    [FORMAT-4]

    7. Names of Implementing Agencies in the District, Works on which complaints

    received and Works having gestation period of more than 2 years [costing Rs.5lakh and above] - FORMAT-5.

    8. Details of Sample completed MPLADS Works costing Rs.5 lakh or more [55+

    works] - FORMAT-6.

    PRIMARY DATA SCHEDULES

    It is important that the evaluation question is well-matched to the Schemes purpose and

    strategies. The Primary Data Schedules designed are intended to elicit information about the

    implementation and monitoring aspects of the MPLAD Scheme through direct interviews with

    the aid of the following structured questionnaires for various key stakeholders:

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    SCHEDULE TITLE PURPOSE MODE

    Schedule-1 DistrictAuthority (DA)

    Schedule

    To elicit overall information on the roleof District Authority in implementation,

    review & monitoring of MPLADSWorks

    By way of interaction/interviews with DA &

    concerned officials

    Schedule-2 Schedule forImplementing

    Agencies (IA)

    To elicit overall information on the roleof Implementing Agencies inimplementation, review & monitoring ofMPLADS Works

    By way of interaction/interviews with IAsconcerned

    Schedule-3 PhysicalVerificationSchedulecomprising ofOn-site and Off-site (Desk)

    VerificationSchedule

    On-site: To physically verify eachwork included in the sample and reporton the nature and quality of works /structures at the site, its durability andutility to the user communityOff-site: To assess the extent to

    which the guidelines / norms laid downby the Govt. of India, MOSPI havebeen adhered to by the DA/IA inrespect of each work included in thesample

    This may be done withreference to theapproved workestimates /specifications throughinteractions with the

    DA, IA, user agency,user community andothers concerned.

    Schedule-5 Schedule forTrusts /Societiesincluded inSample

    To assess the extent to which theguidelines / norms laid down by theGovt. of India, MOSPI have beenadhered to by the Society / Trustwhose works are included in thesample

    By way of interaction/interviews with allconcerned officials ofTrusts / Societiesincluded in the sample

    Schedule-6 Schedule forNatural

    CalamityAffectedDistricts

    To elicit information on worksundertaken under MPLADS in areas

    affected by various natural calamities

    By way of interaction /interviews with Nodal

    Department, DA &concerned officials

    Schedule-7 State NodalDepartmentSchedule

    To elicit overall information on the roleof Nodal Department at the State levelin implementation, review & monitoringof MPLADS Works

    By way of interaction/interviews with NodalDepartment &concerned officials

    REFERENCE PERIOD

    The reference period for the present monitoring study is 2000-01 to 2011-12.

    SOURCES OF INFORMATION

    MoS&PI, GoI Discussions, Annual Reports, Website. State Nodal Department District Authority Implementing Agencies User Agencies User Community Members Published literature

    CONSTRAINTS & LIMITATIONS

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    The study team during the data gathering stage encountered some problems in the form of

    non-availability and / or non-cooperation of some of the respondents which limited the scope

    and coverage of this study. In some instances, respondents opted not to respond many of

    the questions in the questionnaire leading to incomplete descriptions of the issue posed. The

    data relating to the implementation of the programme were not presented in an organized

    manner and the study team had to scan through various records of the DA, IA and UAs for

    drawing inferences.

    The present monitoring entailed a huge exercise in compilation of all the essential details

    on all MPLADS works for a period spanning over about two decades since the inception of

    the Scheme in 1993-94.

    The obtaining of details of the works sanctioned and completed during the period 2000-01

    to 2011-12, was the most important basic task for the study team as the information was a

    pre-requisite for sample selection.

    The data base and record maintenance was poor in the district. It was being maintained

    manually in the past as per their practices. The computerization of records had been

    initiated in the district only in the recent past. The district had, thus, to compile the data

    manually, as per our requirements. It, therefore, took much time for the DA in supplying

    information. On cross checking the information supplied by them from their records, the

    team came across several instances where the list of MPLADS works provided by the

    district authorities were incomplete.

    Obtaining of the sanctioned work estimates from the District Authorities / Implementing

    Agencies had been a big challenge. Since the field verification of the work has to be done

    with reference to the sanctioned work estimates, to record deviations, if any, it was quite

    difficult for the team to move forward fast in the absence of such information with them. In

    many cases, the Implementing Agencies expressed difficulties in tracing past files and

    sought more time. Accordingly, the field team had to undertake field verification in the

    absence of sanctioned work estimates, in respect of many works. In such a situation, the

    team undertook physical verification of the asset and recorded the features of the work,

    dimensions etc. as seen in the work site for corroboration with the actual work estimate

    papers/documents as & when received from the DA/IA.

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    ORGANIZING OF THE REPORT

    The report has been structured into an Executive Summary summing up the outline of the

    programmes inputs, activities, processes, outputs etc. and the following five Chapters

    dwelling on different aspects of the implementation of the Scheme, keeping in view the TOR

    of the study.

    CHAPTER TITLE BROAD CONTENTS

    Chapter-I Introduction

    The policy context of the scheme from inception tilldate, its importance, significance, potential andachievements both physical and financial sinceinception till 2011-12

    ChapterIIMethodology and Approachof the Study

    The background of the study, criteria for selection ofsample, sample profiles and various tools applied forconducting the study such as basic & secondary

    data formats, sources used to capture the requisitedata/information

    Chapter-III

    An overview of theImplementation of MPLADScheme in the District[i] MPLAD works sanctioned& completed since inception[ii] Status of MPLAD workscompleted since 2000-01 to2011-12

    Progress made by the District in the MPLADS workssanctioned and implemented since the inception ofthe scheme in 1993- 94. Year-wise, Cost-wise, IA -wise, works executed in Rural/Urban areas andareas inhabited by SC/ST communities, status ofworks recommended by MPs

    Chapter-IV

    Analysis & Results ofPhysical Verification of

    Assets created underMPLAD Scheme[i] Sample MPLAD Worksincluded in the Study[ii] Extent of Adherence toMPLAD Scheme Guidelines[iii] Social & EconomicImpact of the Assetscreated

    In-depth analysis of the outcome data on sample

    collected to provide results of the evaluationinterventions which could well be generalized ormade applicable to the universe of the study with agreater degree of probability.Role of concerned Agencies in the implementation ofthe scheme as per its guidelines as also the benefitsof the assets accrued to the local community and theimpact of assets in the area in general

    Chapter-VIssues, Suggestions andRecommendations

    Findings and conclusions emerging from thediscussions in report and recommendations aboutthe effectiveness of the programme, future

    opportunities, areas of improvement, or policychanges.

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    CHAPTER-III

    AN OVERVIEW OF IMPLEMENTATION OFMPLAD SCHEME IN THE DISTRICT

    PROGRESS OF MPLAD SCHEME IN THE DISTRICT

    The MPLAD scheme empowers Members of Parliament to undertake work of developmental

    nature according to the felt needs and aspiration of the people of their constituents. MP may

    also choose some projects of national priorities such as Drinking water, Public health,

    Sanitation and Roads under the scheme. This chapter reviews the response of the District in

    the creation of durable community assets under the programme and the procedures andguidelines adopted, based on both the secondary and primary information collected from the

    different sources. The information will lead to an understanding of the issues and challenges

    which have come to the fore in the District in the implementation of the scheme.

    MPLAD WORKS SANCTIONED & COMPLETED SINCE INCEPTION

    Narmada district was formed in the year 1998 therefore MPLADS works have commenced

    from 1998-99 onwards. The District has been sanctioned a total of 317 works with a financial

    outlay of Rs 461.37 and all works have been completed. Thus we can say that the

    performance of the District is 100% and that is a very good achievement.

    A year-wise, MP-wise & Cost-wise, SC/ST inhabited Area & Rural/Urban-wise, Broad

    Sector-wise & cost wise classification and Work Executing Agencies-wise summary of the

    sanctioned and completed works since the inception of the scheme in 1998-99 to 2011-12

    along with the details of the recommending MPs and the works executed in the SC/ST

    inhabited areas, is presented in Tables 3.1 to Table 3.4 to depict a broad overview of

    various facet of implementation of MPLAD Scheme in the District.

    (i) Year-wise distribution of works

    The information relating to year-wise distribution of works implemented under the Scheme

    since inception [1993-94 to 2011-12] is presented in Table 3.1.

    Table 3.1Year-wise distribution of Works implemented under the Scheme since inception

    [1993-94 to 2011-12]

    [Amt. Rs. lakh]

    S.

    No.

    Year Works sanctioned [1993-94 to 2011-

    2012]

    Works completed [1993-94 to 2011-

    2012]No. % @ Amount % @ No. % # Amount % #

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    1 1993-94 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    2 1994-95 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    3 1995-96 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    4 1996-97 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    5 1997-98 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    6 1998-99 27 8.52 13.47 2.92 27 8.52 13.47 2.92

    7 1999-00 11 3.47 6.71 1.45 11 3.47 6.71 1.458 2000-01 24 7.57 29.58 6.41 24 7.57 29.58 6.41

    9 2001-02 23 7.26 35.18 7.63 23 7.26 35.18 7.63

    10 2002-03 14 4.42 21.06 4.56 14 4.42 21.06 4.56

    11 2003-04 5 1.58 12.50 2.71 5 1.58 12.50 2.71

    12 2004-05 13 4.10 26.17 5.67 13 4.10 26.17 5.67

    13 2005-06 19 5.99 26.50 5.74 19 5.99 26.50 5.74

    14 2006-07 21 6.62 34.94 7.57 21 6.62 34.94 7.57

    15 2007-08 51 16.09 80.60 17.47 51 16.09 80.60 17.47

    16 2008-09 56 17.67 87.23 18.91 56 17.67 87.23 18.91

    17 2009-10 14 4.42 23.54 5.10 14 4.42 23.54 5.10

    18 2010-11 29 9.15 50.89 11.03 29 9.15 50.89 11.03

    19 2011-12 10 3.15 13.00 2.82 10 3.15 13.00 2.82Total 317 100.00 461.37 100.00 317 100.00 461.37 100.00

    [@ % of the total works sanctioned up to 2011-12; # -% to the works sanctioned during the year]

    As could be seen from the above data from 1993-94 to 2012-13, in initial 5 years, thequantum of sanctioning of schemes was not much . However, in the year 1995-96 onwards itappears that pace of sanctioning schemes jumped up and then onwards it has graduallystabilised. The average schemes sanctioned during the period of eighteen years (from 1993-94 to 2011-12) of MPLAD period stood at 317 schemes ever year and overall performancewas considered as satisfactory. In the 1995-96, 56 schemes at 17.67% of the total schemeswere sanctioned - which could be considered as highest number schemes sanctioned during

    the entire period. Excluding initial five years.

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    (ii) MP-wise, Cost-wise and Area-wise distribution of works

    The information relating to MP-wise, cost-wise and area-wise distribution of works

    sanctioned and works completed since inception [1993-94 to 2011-12] is presented in Table

    3.2.

    Table 3.2MP-wise, Cost-wise and Area-wise distribution of works sanctioned and

    works completed since inception [1993-94 to 2011-12]

    [Amt. Rs. lakh]

    S.No.

    Particulars Works sanctioned [1993-94 to2011- 2012]

    Works completed [1993-94 to2011- 2012]

    No. % Amount % No. % Amount %

    1 Works recommended by

    [I] Lok Sabha MP 215 67.82 287.79 62.38 215 100.00 287.79 100.00

    [ii] Rajya Sabha MP 102 32.18 173.58 37.62 102 100.00 173.58 100.00

    [iii] Nominated MP 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    Total 317 100.00 461.37 100.00 317 100.00 461.37 100.00

    2 Works recommended

    [i] in Rural area 313 98.74 450.37 97.62 313 98.74 450.37 97.62

    [ii] in SC/ST area 315 99.37 458.38 99.35 315 99.37 458.38 99.35

    [iii] Jointly 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    3 Cost-wise classification of works

    [i] Below Rs. 50,000 28 8.83 10.76 2.33 28 100.00 10.76 100.00

    [ii] Between Rs. 50,000- Rs. 2 lakhs 207 65.30 234.54 50.84 207 100.00 234.54 100.00

    [iii] Between Rs. 2 lakhs - Rs. 5lakhs

    74 23.34 172.50 37.39 74 100.00 172.50 100.00

    [iv] Between Rs. 5 lakhs - Rs. 25lakhs

    8 2.52 43.57 9.44 8 100.00 43.57 100.00

    [v] Above Rs. 25 lakhs 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    Total 317 100.00 461.37 100.00 317 100.00 461.37 100.00

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    (iii) Broad Sector-wise classification of the works

    The information relating to Broad Sector-wise classification of works sanctioned and works

    completed since inception [1993-94 to 2011-12] is presented in Table 3.3.

    Table 3.3Broad Sector-wise classification of works sanctioned and

    Works completed since inception [1993-94 to 2011-12][Amt Rs. lakh]

    S.No.

    Particulars Works sanctioned [1993-94 to2011- 2012]

    Works completed [1993-94 to2011- 2012]

    No. % Amount % No. % Amount %

    1 Drinking Water Facility 60 18.93 62.78 13.61 60 100.00 62.78 100.00

    2 Education 22 6.94 64.93 14.07 22 100.00 64.93 100.00

    3 Electricity Facility 3 0.95 0.84 0.18 3 100.00 0.84 100.00

    4 Health & Family Welfare 2 0.63 3.24 0.70 2 100.00 3.24 100.00

    5 Irrigation Facilities 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    6 Non- Conventional EnergySources 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    7 Other Public Facilities 67 21.14 118.58 25.70 67 100.00 118.58 100.00

    8 Roads, Pathways and Bridges 162 51.10 209.73 45.46 162 100.00 209.73 100.00

    9 Sanitation & Public Health 1 0.32 1.27 0.28 1 100.00 1.27 100.00

    10 Sports 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    11 Animal Care 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    12 Other Works, if any 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    Total 317 100.00 461.37 100.00 317 100.00 461.37 100.00

    (iv) Executing Agency-wise Distribution of Works

    The information relating to Works allocated amongst different Implementing agencies for

    execution since inception [1993-94 to 2011-12] is presented in Table 3.4.

    Table 3.4Works allocated amongst different Implementing Agencies for execution since

    inception [1993-94 to 2011-12]

    [Amt. Rs. lakh]

    S.

    No.

    Particulars Works sanctioned [1993-94 to

    2011- 2012]

    Works completed [1993-94 to

    2011- 2012]No. % Amount % No. % Amount %

    1 Govt. Agencies/Departments 3 0.95 7.00 1.52 3 100.00 7.00 100.00

    2 PRIs/LMBs 314 99.05 454.37 98.48 314 100.00 454.37 100.00

    3 Societies/Trusts/NGOs 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    Total 317 100.00 461.37 100.00 317 100.00 461.37 100.00

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    STATUS OF MPLAD WORKS COMPLETED SINCE 2000-01 TO 2011-12

    Of the total 60 MPLAD Scheme works completed in the District, as many as 60 works were

    finished during the period 2000-01 to 2011-12.The details of the works completed during

    the period 2000-01 to 2011-12 : [i] Broad Sector-wise and Year-wise costing Rs. 1 lakh and

    above, [ii] Works costing Rs 1 lakh and above , [iii] MP-wise classification of works [iv]

    Agency-wise classification and [v] Classification of works sanctioned to Societies / Trusts,

    works in rural areas & those in the areas inhabited by SC/ST communities are contained in

    Table 3.5 to Table 3.9.

    (i) Broad Sector-wise and Year-wise details of the completed works of Rs.1 lakh &above

    The information relating to Year-wise and Sector-Wise Distribution of Completed MPLADS

    Works costing Rs. 1 lakh and above from the year 2000-01 to 2011-12 (Physical unit) is

    presented in Table 3.5A.

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    Table 3.5AYear-wise and Sector-Wise Distribution of Completed MPLADS

    Works costing Rs. 1 lakh and above from the year 2000-01 to 2011-12 (Physical Units)

    S.No

    Sector ofWork

    No. of Works completed during the year

    2000-01

    2001-02

    2002-03

    2003-04

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    Total

    1 DrinkingWaterFacility

    8 3 4 0 1 0 3 11 2 2 2 1 37

    2 Education 1 0 1 1 1 3 1 0 9 3 1 1 223 ElectricityFacility

    0 0 0 0 0 0 0 0 0 0 0 0 0

    4 Health &FamilyWelfare

    2 0 0 0 0 0 0 0 0 0 0 0 2

    5 IrrigationFacilities

    0 0 0 0 0 0 0 0 0 0 0 0 0

    6 Non-ConventionalEnergySources

    0 0 0 0 0 0 0 0 0 0 0 0 0

    7 Other PublicFacilities

    1 8 1 2 4 4 4 20 11 3 5 3 66

    8 Roads,Pathwaysand Bridges

    3 7 8 2 7 11 13 20 34 6 21 5 137

    9 Sanitation &PublicHealth

    1 0 0 0 0 0 0 0 0 0 0 0 1

    10 Sports 0 0 0 0 0 0 0 0 0 0 0 0 011 Animal Care 0 0 0 0 0 0 0 0 0 0 0 0 0

    Total 16 18 14 5 13 18 21 51 56 14 29 10 265% [To totalcompletedworks]

    6.04 6.79 5.28 1.89 4.91 6.79 7.92 19.25 21.13 5.28 10.94 3.77 100.00

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    The information relating to Year-wise and Sector-Wise Distribution of Completed MPLADS

    Works costing Rs. 1 lakh and above from the year 2000-01 to 2011-12 (Financial Outlay) is

    presented in Table 3.5B.

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    Table 3.5BYear-wise and Sector-Wise Distribution of Completed MPLADS

    Works costing Rs. 1 lakh and above from the year 2000-01 to 2011-12 (Financial Outlay)[Amt. Rs. lakh]

    S.No

    Sector ofWork

    No. of Works completed during the year

    2000-01

    2001-02

    2002-03

    2003-04

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    Total

    1 DrinkingWaterFacility

    9.75 3.74 5.64 0.00 1.47 0.00 4.00 14.90 2.55 2.22 5.89 1.00 51.16

    2 Education2.25 0.00 5.00 3.00 5.00 6.00 5.00 0.00 22.68 8.00 5.00 3.00 64.933 Electricity

    Facility0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

    4 Health &FamilyWelfare

    3.24 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3.24

    5 IrrigationFacilities

    0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

    6 Non-ConventionalEnergySources

    0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

    7 Other PublicFacilities

    2.00 15.08

    1.00 4.50 8.48 8.00 9.00 37.70 15.50 3.32 10.50 3.00 118.08

    8 Roads,Pathwaysand Bridges

    5.97 9.73 9.42 5.00 11.22 11.50 16.94 28.00 46.50 10.00 29.50 6.00 189.78

    9 Sanitation &PublicHealth

    1.27 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1.27

    10 Sports 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.0011 Animal Care 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

    Total 24.48

    28.55

    21.06

    12.50

    26.17 25.50 34.94 80.60 87.23 23.54 50.89 13.00 428.46

    % [To totalcompletedworks]

    5.71 6.66 4.92 2.92 6.11 5.95 8.15 18.81 20.36 5.49 11.88 3.03 100.00

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    (ii) MP-wise classification of completed MPLADS Works

    The information relating to MP-wise and Sector-wise completed MPLADS Works costing Rs.

    1 lakh and above from the year 2000-01 to 2011-12 is presented in Table 3.6.

    Table 3.6

    MP-wise and Sector-wise completed MPLADS Works costingRs. 1 lakh and above from the year 2000-01 to 2011-12

    [Amt. Rs. lakh]

    S.No.

    Sector ofWorks

    Lok Sabha MPs Rajya Sabha MPs

    No. % Amount % No. % Amount %

    1 DrinkingWater facility

    20 11.70 27.62 10.62 17 18.09 23.54 13.97

    2 Education 15 8.77 35.93 13.82 7 7.45 29.00 17.21

    3 ElectricityFacility

    0 0.00 0.00 0.00 0 0.00 0.00 0.00

    4 Health &FamilyWelfare

    2 1.17 3.24 1.25 0 0.00 0.00 0.00

    5 IrrigationFacilities

    0 0.00 0.00 0.00 0 0.00 0.00 0.00

    6 Non-ConventionalEnergySources

    0 0.00 0.00 0.00 0 0.00 0.00 0.00

    7 Other PublicFacilities

    35 20.47 65.58 25.23 31 32.98 52.50 31.16

    8 Roads,Pathways

    and Bridges

    98 57.31 126.34 48.60 39 41.49 63.44 37.65

    9 Sanitation &PublicHealth

    1 0.58 1.27 0.49 0 0.00 0.00 0.00

    10 Sports 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    11 Animal Care 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    Total 171 100.00 259.98 100.00 94 100.00 168.48 100.00

    (iii) Agency-wise classification of the completed works

    The information relating to MPLADS Implementing Agencies in the District and Works

    sanctioned & completed by them from 2000-01 to 2011-12 is presented in Table 3.7.

    Table 3.7MPLADS Implementing Agencies in the District and

    Works sanctioned & completed by them from 2000-01 to 2011-12

    [Amt. Rs. lakh]

    S.No.

    Particulars Works

    No. % Amount %

    1 Govt. Agencies/Departments 4 1.51 8.99 2.10

    2 PRIs/LMBs 251 94.72 380.40 88.78

    3 Societies/Trusts/NGOs 10 3.77 39.07 9.12Total 265 100.00 428.46 100.00

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    (iv) Classification of works sanctioned to Societies / Trusts, works in rural areas

    and works in the areas inhabited by SC/ST communities

    The information relating to Completed MPLADS Works costing Rs. 5 lakh and above

    involving Societies / Trusts, Works in Rural Areas and Works in the areas inhabited by

    SC/ST communities from 2000-01 to 2011-12 is presented in Table 3.8.

    Table 3.8Completed MPLADS Works costing Rs. 5 lakh and above involving

    Societies / Trusts, Works in Rural Areas and Works in the areasinhabited by SC/ST communities from 2000-01 to 2011-12

    [Amt. Rs. lakh]S.

    No.Sector of

    WorkTrusts/Societies Rural Area SC/ST Inhabited Area

    No. % Amt. % No. % Amt. % No. % Amt. %

    1 DrinkingWater facility

    0 0.00 0.00 0.00 37 14.18 51.16 12.20 37 13.96 51.16 11.94

    2 Education8 80.00 28.57 73.13 21 8.05 62.68 14.94 22 8.30 64.93 15.15

    3 ElectricityFacility 0 0.00 0.00 0.00 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    4 Health &FamilyWelfare 0 0.00 0.00 0.00 2 0.77 3.24 0.77 2 0.75 3.24 0.76

    5 IrrigationFacilities 0 0.00 0.00 0.00 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    6 Non-ConventionalEnergy

    Sources 0 0.00 0.00 0.00 0 0.00 0.00 0.00 0 0.00 0.00 0.007 Other Public

    Facilities

    2 20.00 10.50 26.87 65 24.90 116.09 27.68 66 24.91 118.08 27.56

    8 Roads,Pathwaysand Bridges 0 0.00 0.00 0.00 135 51.72 185.03 44.11 137 51.70 189.78 44.29

    9 Sanitation &PublicHealth 0 0.00 0.00 0.00 1 0.38 1.27 0.30 1 0.38 1.27 0.30

    10 Sports0 0.00 0.00 0.00 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    11 Animal Care 0 0.00 0.00 0.00 0 0.00 0.00 0.00 0 0.00 0.00 0.00Total 10 100.00 39.07 100.00 261 100.00 419.47 100.00 265 100.00 428.46 100.00

    (v) MP-wise cost classification and average amount sanctioned of worksimplemented in the district

    The law of averages may be helpful in reviewing the MPLAD Scheme as it supports the

    belief about the expected outcomes from the policy that in the long run probabilities will

    determine performance. The average expenditure recommended by the MPs under different

    cost ranges is exhibited in Table 3.9.

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    Table 3.9MP-wise cost classification and average amount sanctioned of works implemented in

    the district[Amt. Rs lakh]

    S.No.

    Amountclassification

    Lok Sabha MP Rajya Sabha MP

    No. % Amount % No. % Amount %

    1 Upto Rs. 1lakh

    0 0.00 0.00 0.00 0 0.00 0.00 0.00

    2 Rs. 1 lakh toRs. 5 lakh

    167 97.66 236.41 90.93 90 95.74 148.48 88.13

    3 Rs. 5 lakh toRs. 25 lakh

    4 2.34 23.57 9.07 4 4.26 20.00 11.87

    4 Above Rs. 25lakh

    0 0.00 0.00 0.00 0 0.00 0.00 0.00

    Total 171 100.00 259.98 100.00 94 100.00 168.48 100.00

    AverageAmount

    1.52 1.79

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    CHAPTER-IV

    ANALYSIS & RESULTS OF PHYSICAL VERIFICATIONOF SAMPLED MPLAD SCHEME WORKS

    SAMPLE MPLAD SCHEME WORKS INCLUDED IN STUDY

    When conducting an evaluation, it is critical to select a sample of items or units of analysis

    that are representative of the population intended to be studied. A sample of total 60 works

    completed during the period 2000-01 to 2011-12 has been selected for physical verification

    of the Assets created under the Scheme as per the sample frame outlined in Chapter II.

    A sample of 60 works costing Rs. 1 lac and above implemented in the District, have been

    included in the sample and the sample has selected on stratified random basis to provide an

    accurate reflection of the variations and diversity represented within a population, by going

    down the list. The outcome data on sample collected in the study provide results of the

    evaluation interventions which could well be generalized or made applicable to the universe

    of the study with a greater degree of probability.

    DISTRIBUTION PATTERN OF SAMPLE WORKS

    The works have been selected in such a way that they will give a fair idea of the

    implementation of the scheme from the angle of all the parameters of scheme guidelines.

    The Year-wise , MP-wise, IA-wise, Location wise , Community Inhabitation-wise, Broad

    Sector wise and Cost -wise classification of sample works are exhibited in Table 4.1 to

    Table 4.4.

    YEAR-WISE AND SECTOR-WISE DISTRIBUTION OF SAMPLE WORKS

    The information relating to Year-wise and Sector-Wise Distribution of Sampled MPLADS

    Works (Physical Units) is presented in Table 4.1A.

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    Table 4.1AYear-wise and Sector-Wise Distribution of Sampled MPLADS Works (Physical Units)

    S.No

    Sector ofWork

    No. of Works completed during the year

    2000-01

    2001-02

    2002-03

    2003-04

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    Total

    1 DrinkingWaterFacility

    1 2 0 0 0 0 1 4 1 0 0 0 9

    2 Education 0 0 1 1 1 1 1 0 6 1 2 1 153 Electricity

    Facility0 0 0 0 0 0 0 0 0 0 0 0 0

    4 Health &FamilyWelfare

    2 0 0 0 0 0 0 0 0 0 0 0 2

    5 IrrigationFacilities

    0 0 0 0 0 0 0 0 0 0 0 0 0

    6 Non-ConventionalEnergySources

    0 0 0 0 0 0 0 0 0 0 0 0 0

    7 Other PublicFacilities

    1 3 1 1 2 2 2 3 3 0 4 1 23

    8 Roads,Pathwaysand Bridges

    0 0 0 0 0 0 1 1 2 2 2 2 10

    9 Sanitation &PublicHealth

    0 0 1 0 0 0 0 0 0 0 0 0 1

    10 Sports0 0 0 0 0 0 0 0 0 0 0 0 011 Animal Care 0 0 0 0 0 0 0 0 0 0 0 0 0

    Total 4 5 3 2 3 3 5 8 12 3 8 4 60% [To totalcompletedworks]

    6.67 8.33 5.00 3.33 5.00 5.00 8.33 13.33 20.00 5.00 13.33 6.67 100.00

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    All the broad sectors of works of the MPLAD Scheme implemented in the District during the

    period 2000-01 to 2011-12, except Electricity Facility, Health & Family Welfare, Non-

    Conventional Energy Sources, Sports and Animal Care Sectors where there was no work

    executed or the execution was insignificant, are covered under the sample. Other Public

    Facilities sector has been alloted 23 works, followed by Education sector with 15 works,

    Roads, Pathways and Bridges with 10 works, Drinking Water Facility with 9 works, Health &

    family welfare sector with 2 works and Sanitation & Public Health with 1 work. The number of

    the entire sector works is roughly in proportion to the total works executed in the respective

    sector or the sector considered necessary for the study. The sample is thus fairly

    representative of the population to draw general inferences on the impact of the

    programmed.

    The maximum of about one fifth 12 works [20.82%] have been carried out in the year

    2008-09 followed by 8 works [13.33%] in 2007-08 and the minimum of 2 work [3.33%] in the

    year 2003-04. There was no year in which no project was completed.

    The information relating to Year-wise and Sector-Wise Distribution of Sampled MPLADS

    Works (Financial Outlay) is presented in Table 4.1B.

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    Table 4.1BYear-wise and Sector-Wise Distribution of Sampled MPLADS Works (Financial Outlay)

    [Amt. Rs lakh]S.No

    Sector ofWork

    No. of Works completed during the year

    2000-01

    2001-02

    2002-03

    2003-04

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    Total

    1 DrinkingWater Facility

    2.00 3.14 0.00 0.00 0.00 0.00 1.50 4.90 4.89 0.00 0.00 0.00 16.43

    2 Education 0.00 0.00 5.00 3.00 5.00 3.00 5.00 0.00 18.07 3.00 7.83 3.00 52.903 Electricity

    Facility 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.004 Health &

    FamilyWelfare

    3.24 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3.24

    5 IrrigationFacilities

    0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

    6 Non-ConventionalEnergySources

    0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

    7 Other PublicFacilities

    2.00 8.00 1.99 2.50 5.00 6.00 11.00 7.00 5.50 0.00 8.00 1.00 57.99

    8 Roads,Pathways andBridges

    0.00 0.00 0.00 0.00 0.00 0.00 1.97 2.00 5.00 4.00 4.50 3.00 20.47

    9 Sanitation &Public Health

    0.00 0.00 1.27 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1.27

    10 Sports 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.0011 Animal Care 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

    Total 7.24 11.14 8.26 5.50 10.00 9.00 19.47 13.90 33.46 7.00 20.33 7.00 152.30% [To totalcompletedworks]

    4.75 7.31 5.42 3.61 6.57 5.91 12.78 9.13 21.97 4.60 13.35 4.60 100.00

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    From the financial outlay point of view, Other Public facilities sector has the maximum outlay

    of Rs. 57.99 lakh [38.08%] of the total amount of Rs. 152.30 lakh for the sampled works.

    This is followed by Education sector with Rs. 52.90 lakh [34.73%], Rs. 20.47 lakh [13.44%]

    for Roads, Pathways & bridges sector and Rs. 16.43 lakh [10.79%] for Drinking water facility

    sector. All the other Sectors in the sample have small amounts of allocations comprising of

    only 10% of the total amount.

    Looking at the sample on year-wise basis, the largest allocation of funds is from the year

    2008-09 [Rs. 33.46 lakh at 21.97%], followed by the year 2010-11 [Rs. 20.33 lakh at

    13.35%], 2006-07 [Rs. 19.47 lakh at 12.78%], 2007-08 [Rs. 13.90 lakh at 9.13%], 2001-02

    [Rs. 11.14 lakh at 7.31%] and 2004-05 [Rs. 10.00 lakh at 6.57%] rest all the sector were

    alloted less than Rs.10 lakh.

    MP-WISE, AREA-WISE AND COST-WISE DISTRIBUTION OF SAMPLE WORKS

    The information relating to MP-wise, Cost-wise, Rural Area-wise and SC/ST Area-wise

    distribution of sampled worksis presented in Table 4.2.

    Table 4.2MP-wise, Rural Area-wise, SC/ST Area-wise and Cost-wise distribution of sampled

    works[Amt. Rs. lakh]

    S.No.

    Particulars Works involved

    Physical Financial

    No. % Amount %

    1 Works recommended by

    [i] Lok Sabha MP 34 56.67 87.37 57.37

    [ii] Rajya Sabha MP 26 43.33 64.93 42.63

    [iii] Nominated MP 0 0.00 0.00 0.00

    Total 60 100.00 152.30 100.00

    2 Works recommended in

    [i] Rural area 60 100 152.02 100

    [ii] SC/ST area 60 100 152.02 100

    3 Cost-wise classification of works

    [i] Below Rs. 50,000 0 0.00 0.00 0.00

    [ii] Between Rs. 50,000- Rs. 2 lakhs 22 36.67 30.01 19.70

    [iii] Between Rs. 2 lakhs - Rs. 5 lakhs 31 51.67 83.72 54.97

    [iv] Between Rs. 5 lakhs - Rs. 25 lakhs 7 11.67 38.57 25.33

    [v] Above Rs. 25 lakhs 0 0.00 0.00 0.00

    Total 60 100.00 152.30 100.00

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    MP-wise Position Of the total 60 sample works selected for onsite verification, 34 works

    [56.37%] of the total selected works were recommended by LS MPs with a financial outlay of

    Rs.87.37 lakh [57.37%] of the total amount sanctioned. As against this, 26 works [43.33%]

    costing Rs. 64.93 lakh [42.63%] were recommended by RS MPs. No works were

    recommended by Nominated MPs.

    MPs are required to earmark 15% and 7.5% of the amount of their annual recommendations

    of works to the District Authorities, for execution in the SC/ST habitation respectively. All the

    works are executed in the ST area, as the district is predominantly inhabited by ST

    population. In Narmada District 100% of the works are executed in the SC/ST area and rural

    areas costing Rs. 152.30 lakh [100%].

    Cost-wise Position As per cost-wise classification of the completed works selected for

    onsite verification, the works were spread evenly in three categories viz. Rs. 0.50 lakh- Rs. 2

    lakh, Rs. 2 lakh- Rs 5 lakh and Rs. 5 lakh Rs. 25 lakh with 19.70%, 54.97% and 25.33%

    share respectively.

    EXECUTING AGENCY-WISE DISTRIBUTION OF SAMPLE WORKS

    The information relating to Sample Works allocated amongst different Implementing

    Agencies for executionis presented in Table 4.3.

    Table 4.3Sample Works allocated amongst different Implementing Agencies for execution

    [Amt. Rs. lakh]

    S.No.

    Particulars Works involved

    Physical Financial

    No. % Amount %

    1 Govt. Agencies/Departments 0 0.00 0.00 0.00

    2 PRIs/LMBs 56 93.33 136.80 89.82

    3 Societies/Trusts/NGOs 4 6.67 15.50 10.18

    Total 60 100.00 152.30 100.00

    The DA can identify suitable Agencies which include, Societies/Trusts/NGOs, PRIs/LMBs

    and Government Departments/Agencies as Implementing Agencies [IAs] to implement works

    under the programmed. Majority of the works ie 56 [93.33%] were implemented by

    PRIs/LMBs, Societies/Trusts/NGOs were alloted 4 works [6.67%] while no work was alloted

    to Govt. Agencies/Depts.

    The information relating to Agency-wise, SC/ST area-wise and cost-wise classification of

    works recommended by LS and RS MPs is presented in Table 4.4.

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    Table 4.4Agency-wise, SC/ST area-wise and cost-wise classification

    of works recommended by LS and RS MPs

    [Amt. Rs. lakh]

    S.

    No.

    Particulars Lok Sabha MPs Rajya Sabha MPs

    1 Work recommended to No. ofWorks

    % Amount % No. ofWorks

    % Amount %

    [i] Govt.Agencies/Departments

    0 0.00 0.00 0.00 0 0.00 0.00 0.00

    [ii] PRIs/LMBs 32 94.12 79.37 90.84 24 92.31 57.43 88.45

    [iii]Societies/Trusts/NGOs 2 5.88 8.00 9.16 2 7.69 7.50 11.55

    2 Work recommended in

    [i] Rural areas 34 56.67 87.09 57.29 26 43.33 64.93 42.71

    [ii] SC/ST area 34 56.67 87.09 57.29 26 43.33 64.93 42.71

    3 Cost wiseClassification

    Upto 1 lakh 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    Between 1 lakh and 5lakh

    30 88.24 63.80 73.02 23 88.46 49.93 76.90

    Between 5 lakh and 25lakh

    4 11.76 23.57 26.98 3 11.54 15.00 23.10

    Above 25 lakh 0 0.00 0.00 0.00 0 0.00 0.00 0.00

    Of the total 60 sample works, 32 [94.12%] projects have been sponsored by the LS MPs and

    24 [92.31%] by the RS MPs for these IA was PRIs while 2 works each [5.88% and 7.69%]

    have been executed by Societies/Trust both for LS & RS MP.

    LS MP has recommended 34 works [56.67%] to SC/ST inhabited areas and all these fall in

    rural belt of the district, while RS MP has recommended 26 works [43.33%] to this area and

    community. There was no work recommended out side SC/ST inhabited area and to urban

    area in the district.

    Majority of the works recommended by both Lok Sabha MPs and Rajya Sabha MPs fall

    under the category of Rs. 1 lakh and Rs. 5 lakh. There was no work in the range of above

    Rs. 25 lakh category.

    EXTENT OF ADHERENCE TO MPLAD SCHEME GUIDELINESBY DISTRICT AUTHORITY AND IMPLEMENTING AGENCIES

    The Scheme Guidelines contain a detailed and elaborate procedure to ensure that the

    operations are efficient and effective to maximize the MPLAD Scheme potential. Adherence

    to the guidelines by all the stakeholders will make the scheme result-oriented, time bound

    and cost effective.

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    The District Magistrate has been designated as the Implementing District Authority and he is

    coordinating and supervising of implementation of works in the District.

    The procedure followed by the DA in regard to various aspects of the implementation of the

    Scheme from the receipt of the recommendations from the MPs to the post completion of

    works stages, is summarized in Table 4.5.

    Table 4.5Procedure followed by District Authority in Implementation of MPLAD Scheme

    S. No. Norms / Parameters Status

    Recommendation of MPs

    i Recommendations being received on MPs letter heads Yes

    ii Suggestive shelf/basket of works maintained by DA No

    iii MPs recommending works from suggestive shelf / basket of works Yes

    iv MPs also furnish cost estimates at the time of recommendation of work Yes

    v No. of works relating to education and cultural development recommended by MPsoutside their parliamentary constituency

    No

    vi MPLADS Plaque installed at Govt. hospitals, Municipal/Panchayat Officesregarding sanction of ambulance

    No

    vii Assistance out of MPLADS extended for purchase of Books forschools/colleges/Institutes

    No

    viii Assistance out of MPLADS extended to differently abled persons No

    Assistance out of MPLADS extended for purchase of Ambulances/Hearse Yes

    Sasnction of works by DA

    ix Maximum time limit of one year for completion of work being stipulated in thesanction letter

    Yes

    x Sanction letter contains a penal clause for delay in execution of work No

    xi Penalty clause invoked against the agency involved Noxii Copies of sanction letters being sent to MP Yes

    xiii No. of works where site recommended by MP changed by DA No

    xiv No. of works where work recommended by MP rejected No

    xv Problems experienced in obtaining clearance for any work from other agencies Yes

    Sanction of works to Societies / Trusts

    xvi Affidavit being taken from Societies / Trusts regarding non-interest of MPs familybefore sanction of work

    Yes

    xvii Undertaking being taken from User Agency for maintenance of the asset beforesanction of work

    Yes

    Maintenance of Records of Works/Assets by DA

    xviii DA maintaining asset register for all works created in the district under MPLADS Yes

    xix DA maintaining different MP-wise books of accounts under MPLADS Yes

    xx Separate data regarding execution of works in SC&ST areas being maintained byDA

    Yes

    xxi Details of works / assets created under MPLADS being uploaded on the MPLADSwebsite

    No

    xxii Period up to which the website has been uploaded No

    xiii All completed & and ongoing works displayed at the DA office No

    Review Meetings taken by DA with Implementing Agenciesxxiv Periodicity of review meeting with IA on MPLADS [Monthly/Bimonthly/

    Quarterly/As required]As

    Required

    xxv MPs presence in the review meetings [Regularly/Sometimes/Never] Never

    Setting up of Facilitation Centre in the district

    xxvi MPLADS Facilitation Centre set up in the district No

    xxvii Provision of facilities such as computer, internet, office space etc. in the FacilitationCentre

    Never

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    General aspects

    Xxviii No. of training programmes conducted (last 5 yrs) 0

    Xxix No. of cases in which MPLADS funds used towards State Government share inany Centrally sponsored schemes [2000 to 2012]

    No

    Xxx No. of works in which public/community contributions also pooled with MPLADSfunds [2000 to 2012]

    4

    Xxxi CAG has undertaken test audit on MPLADS in the district Yesxxxii Complaints received from public on the use of MPLADS asset/funds 0

    RECOMMENDATION OF MP AND ADHERENCE TO SANCTIONING CRITERIA

    Under the MPLAD Scheme, an MP has to recommend work on his/her letter head duly

    signed by him/her to the DA. All the sampled works in the district are reported to have been

    recommended by MPs on their letter heads duly signed by them. In a few cases, MPs had

    also furnished cost estimates along with the recommendation.

    Among the sampled works, in respect of only 6 works, the recommendation of the MP was

    received within 90 days from the commencement of the Financial Year which accounted for -

    10% of the sampled works for majority of works recommendation was given round the year.

    On the receipt of recommendation from the MP, the DA examines the eligibility and technical

    feasibility of the work, prepares work estimates, and identifies IA and then accords financial

    sanction and administrative approval. The standard sanction letter issued by the DA

    contains a clause stipulating the time limit for completion of work by the IA which is normally

    not more than one year. In case it is more than one year, specific reasons are required to be

    incorporated in the sanction letter/order. Generally, a time limit of 90 days to 180 days is

    given. But this limit varies according to the nature of work and amount sanctioned. Copies of

    sanctioned letters are being invariably sent to the MPs by DA.

    EXECUTION OF WORK

    Assets created under the scheme are normally to be maintained by the User Agencies.

    District Authority has to identify the User Agencies, obtain necessary clearance from the

    Competent Authority where necessary, before sanction of work and follow the process of the

    awarding the contract as per the procedure prescribed by the concerned State Government.

    The procedure followed by the DA in this regard in the District is shown in Table 4.6.

    Table 4.6Procedure followed in execution of work

    S.No.

    Particulars No. ofworks

    %

    1 Total works where User Agency [UA] was identified NA

    [a] UA identified before sanction of work

    [b] UA identified after sanction of work

    2 Tendering Process adopted

    [a] Works where process of tendering has been adoptedfor execution of work

    0 0.00

    [b] Works where execution done directly by theDepartment/Agency

    60 100.00

    3 All required clearances obtained 60 100.00

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    Monitoring of MPLADS Works Narmada

    AFC India Ltd. (formerly, Agricultural Finance Corporation Ltd.) Page 31

    All 60 works [100%] of the sample have been awarded for execution directly. There was no

    necessity of going for tendering process as all the works were done by the department.

    As per the State Government standard procedure , open tenders are invited in case of work

    costing more than Rs. 10 lakh and for the works less than Rs. 10 lakh , the works is allotted

    to the Labour Coop. Societies through the District Labor Co-Op. Federation, by the IA. The

    work up to this limit can also be allotted to a qualified unemployed Engineer from the panel

    maintained by the Public Works Department.

    DA is following the established work scrutiny, technical work estimation norms and otheradministrative procedure as laid down by the State Govt. in the execution of work.

    The standard sanction letters issued by the DA contain a clause stipulating the time limit forcompletion of work by the IA which is normally not more than one year. The sanction letterdoes not contain penal clause for delay in execution of work.

    SAMPLED WORKS J OINTLY FUNDED/CONVERGEDWITH OTHER GOVT. SCHEMES/PROGRAMMES

    Convergence brings better synergy between different government programmes and

    schemes in terms of their planning, process sand implementation in order to use resources

    efficiently. MPLAD scheme can be converged with GoI/State Govt. schemes provided such

    works are eligible under MPLADS and funds of the other schemes are used first. There

    were no cases of convergence of works with other govt. schemes/programmes or any

    sampled work jointly funded.

    OPENING OF BANK ACCOUNTS

    The DA has opened separate MP-wise Savings Bank Accounts in Nationalized Banks as per

    scheme Guidelines. All the MPLADS funds received from the GoI are deposited in the bank

    accounts and the interest accrued thereon is also being utilized for the recommended works.

    DA has been releasing advance to the IAs on time and as per Scheme Guidelines.

    RELEASE OF ADVANCE TO IA IN RESPECT OF THE SAMPLED WORKS

    Timely and adequate release of funds to the IAs helps in the smooth implementation of a

    project. Under the Guidelines, DA could release advance up to 50% of the estimated cost of

    sanctioned work to the IA and balance on the basis of progress of the work. Effective from

    15 June, 2011, DA shall release 75% of the estimated cost in advance as Ist installment if IA

    is a