application of whodas 2.0 and fundes taipei, taiwan, 4 ... · pdf fileoverview on measuring...

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Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 Sept 2013 Catherine Sykes and 廖華芳(Hua-Fang Liao) 嚴嘉楓 嚴嘉楓 嚴嘉楓 嚴嘉楓(Chia-Feng Yen) Overview on measuring disability disability Catherine Sykes Setting the scene scene Source: World Report on Disability 2011 Recommendations Recommendations 8 and 9 Article 31 Incheon Strategy 650 million persons (15%) with disabilities live in Asia-Pacific Goal 8: Improve the reliability and comparability of disability data

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Page 1: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Application of WHODAS 2.0 and FUNDES

Taipei, Taiwan, 4 Sept 2013

Catherine Sykes and 廖華芳(Hua-Fang Liao)

嚴嘉楓嚴嘉楓嚴嘉楓嚴嘉楓(Chia-Feng Yen)

Overview on measuring

disabilitydisabilityCatherine Sykes

Setting the

scenescene

Source: World Report on Disability 2011

Recommendations Recommendations

8 and 9

Article 31

Incheon Strategy

650 million persons (15%) with disabilities live in Asia-Pacific

Goal 8: Improve the reliability and comparability of disability data

Page 2: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

66th World Health Assembly adopts resolution calling for better health care for people with disabilities

Disability

statistics

��

�� ??

?�?

“The ICF is the

Dr Gro Harlem Brundtland

ruler…”

Why measure functioning?

• Identifying needs

• Matching treatments and interventions

• Measuring outcomes and effectiveness

• Setting priorities

• Allocating resources

• Prevalence

• Types of disability

• Severity of disability

What are we going to measure?

• Severity of disability

• Needs for services

• Services delivered

• Equity of access to services

Page 3: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Any questions?Instruments for measuring

functioning

• Censuses

• Surveys • Surveys

• Administrative collections

– Eligibility assessment

• Clinical

Census

• Cover the whole population of a

country

• Few questions, sometimes only one,

generally not more than 5 or 6

• Self reported

• Generally once every 10 years

Population censuses—Advantages

• Prevalence rates

• Cross-tabulations

• Compare rates across time

• Set of people with disabilities is • Set of people with disabilities is usually large

• Sampling frame for research

Population censuses—Disadvantages

• Questions limited

• Data collection is infrequent.

• Time between data collection and disseminationdissemination

• Institutionalised people with disabilities

• High non-response rates

• Is costly and time consuming

• Costly to train enumerators

The Washington Group

Aims:

• Provide a structure for the measurement of

disability within the international community

• Provide measurement tools that are designed • Provide measurement tools that are designed

to produce comparable data cross-nationally

• Address the implementation problems and

methodological issues that arise in censuses

and national surveys

http://www.cdc.gov/nchs/washington_

group/wg_questions.htm

Page 4: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

WG short disability measure

Core Questions:1. Do you have difficulty seeing even if wearing glasses?

2. Do you have difficulty hearing even if using a hearing aid?

3. Do you have difficulty walking or climbing stairs?

4. Do you have difficulty remembering or concentrating?

Additional Questions:5. Do you have difficulty with (self-care such as) washing all over or

dressing?

6. Because of a physical, mental, or emotional health condition, do you have difficulty communicating (for example understanding others or others understanding you)?

Response options:

No difficulty, some difficulty, a lot of difficulty, unable to do

Surveys

• Samples often derived from the census

• Focus on specific issues

• More detailed than census

Surveys—Advantages

• Flexibility

• Special probes can be used

• Relatively easy to initiate• Relatively easy to initiate

• Detecting change over time

• Control over the conditions of

observation and interviewing

Surveys—Advantages

• Capacity to locate people with disabilities

• Greater opportunity for field work, supervision and specialised training, question pre-testing

• Ongoing survey program can maximise use of initial resources and improve quality and usefulness of information over time

Surveys—Disadvantages

• Limited ability to analyse prevalence rate for local areas

• Sample size

• Coverage• Coverage

• Time series analysis of ad hoc surveys is uncertain

• Training for field supervisors and interviewers

What are administrative data collections?

• Data collected in the normal course of service provision

• Not as resource-intensive as surveys

• Data are available on a regular basis• Data are available on a regular basis

• Information only about people receiving services

• Information useful to a range of stakeholders,

Page 5: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Purposes of administrative collections: for example

• To provide information for senior bureaucrats responsible for funding disability and rehabilitation services, to inform policy and high level service planning.

• To provide information for other stakeholders: • To provide information for other stakeholders:

• service users and carers; • service provider agencies; • disability consumer groups; • other government departments (e.g.

Treasury); • the public; and• Researchers.

Uses of administrative data

For: • compiling regional/national comparisons

• monitor trends

• develop consumer profiles• develop consumer profiles

• respond to public enquiries

• develop budget submissions for funding and planning

Administrative data—Advantages

• Generally available on an ongoing basis

• Use less resources than surveys and

census

• Data tend to be more reliable, complete

and of higher quality

• Useful for a wide range of stakeholders

Administrative data—Disadvantages

• Data is limited to service users or

people otherwise known to the

service, such as those on waiting listsservice, such as those on waiting lists

• Are not useful for estimating disability

prevalence

Eligibility assessment

• A specific collection with a dedicated purpose

• Historically disease or impairment based

• Now more commonly biopsychosocial• Now more commonly biopsychosocialapproach

• More than one source of data

Functioning and disability continuum

Mild-Moderate walking limitation:

Needs a walking stick

WalkingWalking

Severe limitation:

Needs operation

Complete limitation:

Needs personal assistance, technical

aids, pension, environmental

modifications?

Page 6: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Clinical data collections Use of clinical data for management

Disability groups, 2004-05

• Scheduling

• Resource allocation

• Performance monitoring

Sensory/speech Primary disability only

All significant disabilities

• Performance monitoring

• Target setting

• Billing

• Statutory reporting

0 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000110,000120,000

Intellectual/learning

Physical/diverse

Psychiatric

Number of service users

The ICF is compatible with…

A range of assessment approaches

Specific assessment procedures

Clinical judgment

Intervention target Intervention

Phys Nurse

PT/ Spo

OT Psych First value

Goal value

End value

Body

funct

ions/

stru

cture

s

b28013 Pain in the back

Body posture training

1 0 1 Adaptation of wheelchair

Control of sitting position

Medication

b41350 Immune response Drugs 1 0 0

b735 Muscle tone functions

Passive movement, Positioning

3 1 2 Hippotherapy

Therapy in water

b755 Involuntary movement functions

Body balance-training 2 1 2

b810 Protective functions of the skin

Wound dressing 2 0 0

s810 Structure of the skin - at risk

Instruction for inspection 2 0 0

Body

funct

ions/

stru

cture

s

risk Instruction for inspection

Act

vities

and P

artici

aption d240 Handling stress and other

psychological demands Behavioral approach

2 1 1

d410 Changing basic body positions

Sit-up-training, Instruction 2 1 1

d4153 Maintaining in a sitting position

Body balance training 2 0 1

d4200 Transferring oneself while sitting

Transfer-training, Instruction

2 1 2

d465 Moving around using equipment

Wheelchair-training outdoor

1 0 1

d540 Dressing Assistance/Instruction 1 0 0

EF

e110 Assistive products for personal consumption

Control and assignment of medication

2+ 4+ 3+

e115 Assistive products: Chair cushion

Control of chair cushion, 3+ 4+ 4+

PF Ways of handling stress Psychological counseling - 0 0

Ways of relating to the own body Body awarness training - 0 -

Survey

___________

___________

___________

Service admission

___________

___________

___________

Relatable data

ICF____________

____________

____________

Census

__________

__________

__________

Advantages of an ICF approach

• Comprehensive

• Self report

• Lived experience of the individual• Lived experience of the individual

• Provides data on a continuum

• Neutral, inoffensive language

• Cross cultural development

Page 7: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Any questions?

Changing

lives of

people with people with

disabilities

Convention

Optional Optional

protocol

• Came into force on 3 May 2008

• Now signed by 156 countries and optional and optional protocol by 91

Where the world of physical therapy meets

www.wcpt.org/congress

Page 8: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Application of WHODAS 2.0 and FUNDES

Taipei, Taiwan, 4 Sept 2013

Catherine Sykes 廖華芳(Hua-Fang Liao)

and 嚴嚴嚴嚴嘉楓嘉楓嘉楓嘉楓(Chia-Feng Yen)

WHODAS2.0

Catherine Sykes

Aims1 Describe:

• the WHO Disability Assessment Schedule 2.0;

• its relationship to the WHO’s International Classification of Functioning, Disability and Health (ICF); and

• its structure

Aims2 Select as appropriate for purpose, the

version and mode of administration;

3 administer the WHODAS 2.0 12-item

version as an interview;

4 discuss a range of uses of the WHODAS 4 discuss a range of uses of the WHODAS

2.0 citing published literature; and

5 discuss the actual and potential usages

of the WHODAS 2.0 (such as FUNDES-

adult version) in Taiwan.

World Health

Organization

Disability Assessment

World Health

Organization

Disability Assessment

WHODAS 2.0

Disability Assessment

Schedule 2.0

Disability Assessment

Schedule 2.0

http://www.who.int/classificati

ons/icf/whodasii/en/index.html

What is WHODAS 2.0?

• Generic assessment instrument for

measuring health and disability at

population level or in clinical practice

• Provides a disability profile and a

summary measure that is reliable and

applicable across cultures, in all adult

populations.

Page 9: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

WHODAS 2.0…

Captures the level of functioning in

six domains of life:Domain 1: Cognition

Domain 2: MobilityDomain 2: Mobility

Domain 3: Self-care

Domain 4: Getting along

Domain 5: Life activities

Domain 6: Participation

Why use WHODAS 2.0?

• Generic

• Cross-cultural comparability

• Psychometric properties

• Ease of use• Ease of use

• Freely available

• Translations in many languages

• Direct link to the ICF

WHODAS 2.0 in the context of health status information

• Disease status (ICD)– Clinician’s diagnosis

• Functional status (ICF)• Functional status (ICF)– WHODAS 2.0

• Quality of life– WHOQoL

Development of the WHODAS 2.0

• Original WHODAS published in 1988[http://whqlibdoc.who.int/publications/1988/9241561114.pdf]

• Collaborative international process

– Review of existing instruments– Review of existing instruments

– Core domains of functioning identified

– Data reviewed

– Initial pilot tests

Development of the WHODAS 2.0

• Cross cultural applicability studies

– empirical feedback on the metric qualities

– possible redundancy

– screener performance in predicting the results – screener performance in predicting the results

of the full instrument

– suitability of different disability recall time

frames

– cognitive interviews

Development of the WHODAS 2.0

• Reliability and validity field studies

– Item reduction

• Internal consistency

• Item response characteristics• Item response characteristics

• Test-retest reliability

• Concurrent validity

• Face validity

Source: Bull World Health Organ 2010;88:815–823

Page 10: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Any questions?WHODAS 2.0 Versions

Self administered 12 question version

Interviewer administered 12 question version

12 plus 24 item version

Self administered 36 question version

Interviewer administered 36 question version

Proxy12 item version

Proxy 36 item version

Modes of administration

Self-administration

Interview

Proxy

– provides most detail

– allows to compute overall and 6 domain specific functioning scores

– available as interviewer-, self- and

WHODAS 2.0 – 36 item version

– available as interviewer-, self- and proxy-administered forms

– average interview time: 20 mins

– for brief assessments of overall functioning in

surveys or health-outcome studies

– allows to compute overall functioning scores

– explains 81% of the variance of the 36-item

WHODAS 2.0 – 12 item version

– explains 81% of the variance of the 36-item

version

– available as interviewer, self and proxy

administered forms

– average interview time: 5 min.

WHODAS 2.0 – 12+24-item version

– uses 12 items to screen for problematic domains of functioning

– based on positive responses to the initial 12 items, respondents may be initial 12 items, respondents may be given up to 24 additional questions

– can only be administered by interview or computer-adaptive testing (CAT)

– Average interview time 20 mins

Page 11: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

12 item version

Four sections:

• Face sheet

• Demographic and background information

• Preamble• Preamble

• Core questions

• Two flash cards

WHODAS 2.0 functioning questions 12 item version

In the last 30 days how much difficulty did you have in:

1. Standing for long periods such as 30 minutes?

2. Taking care of your household responsibilities?

3. Learning a new task, for example, learning how to get to a new place? 3. Learning a new task, for example, learning how to get to a new place?

4. How much of a problem did you have joining in community activities (for example, festivities, religious or other activities) in the same way as anyone else can?

5. How much have you been emotionally affected by your health problems?

6. Concentrating on doing something for ten minutes?

7. Walking a long distance such as a kilometre [or equivalent]?

8. Washing your whole body?

9. Getting dressed?

10. Dealing with people you do not know?

11. Maintaining a friendship?

12. Your day to day work?

Relationship between WHODAS 2.0 and ICF

WHODAS 2.0 ICF Code

1 Standing for long periods such as 30 minutes? Maintaining a standing position d4154

2 Taking care of your household responsibilities? Domestic life d6

3 Learning a new task, for example, learning how to get to a

new place?

Acquiring complex skills d1551

4 How much of a problem did you have joining in community

activities (for example, festivities, religious or other activities)

in the same way as anyone else can?

Community life d910

5 How much have you been emotionally affected by your

health problems?

Emotional functions b152

6 Concentrating on doing something for ten minutes? Focusing attention; d160 6 Concentrating on doing something for ten minutes? Focusing attention;

Attention functions;

d160

b140

7 Walking a long distance such as a kilometre [or equivalent]? Walking long distances d4501

8 Washing your whole body? Washing whole body d5101

9 Getting dressed? Dressing d540

10 Dealing with people you do not know? Relating with strangers d730

11 Maintaining a friendship? Informal relationships with friends d7500

12 Your day to day work? Remunerative employment;

Higher education;

Vocational training;

School education

d850

d830

d825

d820

WHODAS 2.0—simple scoring

• Summing-up of scores assigned to each of the items

• none (1)

• mild (2)

• moderate (3)

• severe (4)• severe (4)

• extreme (5)

• No recoding or collapsing of response categories

• Scores NOT comparable across populations

WHODAS 2.0—complex method

• Recoding/collapsing of response categories for

each item

• Summing of recoded item scores within each

domain

• Summing of all six domain scores• Summing of all six domain scores

• Converting the summary score into a metric

ranging from 0 to 100 (where 0 = no disability;

100 = full disability)

• Scores comparable across populations “item-

response-theory” (IRT) based scoring

Any questions?

Page 12: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Where the world of physical therapy meets

www.wcpt.org/congress

Page 13: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Application of WHODAS 2.0 and FUNDES

Taipei, Taiwan, 4 Sept 2013

Catherine Sykes 廖華芳(Hua-Fang Liao)

and 嚴嚴嚴嚴嘉楓嘉楓嘉楓嘉楓(Chia-Feng Yen)

Interviewing using

WHODAS 2.0WHODAS 2.0Catherine Sykes

Administration of WHODAS 2.0

Self-administration 12 item

Interview

Proxy

12 + 24

36 item

Interviewing using WHODAS 2.0

Be prepared

Where did you get my

name?

Why was I chosen for

this interview?

I am old, not disabled; why

was I included?

Why does the government spend

money on a questionnaire

instead of services?

What services are offered in my

area?

Page 14: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

To improve consistency…

• Questions should be asked as on the questionnaire

– Wording

– Order– Order

– All questions

• Wait for the respondent to finish talking before starting to record the response

• Neutral tone

• Probing

Frames of reference

1. Degree of difficulty

2. Due to health conditions

3. In the past 30 days

4. Averaging good and bad days4. Averaging good and bad days

5. As the respondent usually does the activity

6. Items not experienced in the last 30 days are not rated

… in more detail

1. Degree of difficulty

• Increased effort

• Discomfort or pain

• Slowness• Slowness

• Change in the way the activity is performed.

Flashcard 1

… in more detail

2. Due to health conditions

• Diseases, illnesses, other health problems

• Injury

• Mental or emotional problems• Mental or emotional problems

• Problems with alcohol

• Problems with drugs

Flashcard 1

… in more detail

3. In the past 30 days – Flashcard 1

4. Averaging good and bad days

5. As the respondent usually performs the activityactivity

6. Activities that are not experienced in the last 30 days are rated not applicable.

Response options

Mild ModerateNone Severe Extreme or

cannot do

1 2 3 4 5

Page 15: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Treat people with disabilities the same as you would anyone else

Accommodate communication differences

Accommodate the blind respondent

Accommodate the deaf

respondent

Accommodate the person

withintellectual

disability or brain injury

Probing

When to probe:

• To clarify

understanding

• To get more

How to probe:

• Repeat the question

• Pause – give more

time• To get more

information

• To complete the

response

time

• Reflect back the

respondents reply

• Use neutral prefaces

Page 16: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Common probing situations

Don’t know:• Could you give me

your best estimate?

Not applicable:• Why to you think

that is?estimate?

• Which would be closer?

• Can you tell me more about that?

Feedback

• Feedback must always be neutral

• May keep the respondent focused

• Non-verbal as well as verbal

• Brief pause for more effect• Brief pause for more effect

• Vary type of feedback using different phrases

• Some comments may make the respondent feel important

Before you leave…

Check:

• All questions have been answered.

• Information recorded is clear and legible

• Comments are indicated• Comments are indicated

• Open-ended questions are written in full sentences and not in abbreviations

• The interviewer reporting requirements are complete

• The respondent thanked

http://www.who.int/classificati

ons/icf/whodasii/en/index.html

http://www.unescap.org/publications/de

tail.asp?id=1274

Any questions?

Where the world of physical therapy meets

www.wcpt.org/congress

Page 17: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Application of WHODAS 2.0 and FUNDES

Taipei, Taiwan, 4 Sept 2013

Catherine Sykes 廖華芳(Hua-Fang Liao)

and 嚴嚴嚴嚴嘉楓嘉楓嘉楓嘉楓(Chia-Feng Yen)

WHODAS 2.0Uses around the world

Catherine Sykes

Uses around the world

Multi-country studies

• WHO Multi Country Survey Study (MCSS) Murray CJL, Evans DB (Eds) 2003. Health systems performance assessment: Debates, methods and empiricism. Geneva: WHO.

• World Mental Health Survey (WMHS)Kessler RC, Üstün TB. The WHO World Mental Health Surveys: global

perspectives on the epidemiology of mental disorders. New York:

Cambridge University Press; 2008

• Global Study on Ageing (SAGE)http://www.who.int/healthinfo/systems/GenericIndividualQ.pdf

Multi-country studies

• Tsunami Recovery Impact Assessment and Monitoring System (TRIAMS)http://www.who.int/hac/crises/international/asia_tsunami/TRIAMSreport_final021006.pdf

• WHO/UNESCAP project on disability statistics World Health Organization, United Nations Economic and Social Commission for Asia and the Pacific (2008). Training Manual on Disability Statistics

Country population surveys

• Ireland’s National Physical and Sensory Disability Database (NPSDD) Gallagher P, Mulvany F. Levels of ability and functioning using the WHODAS II in the Irish context. Disability and Rehabilitation. 2004 26(9),506-517.

• Survey of Mental Health and Well-being (Australia)Andrews G, Kemp A, Sunderland M, Von Korff M, Ustun TB (2009) Normative Data for the 12 Item WHO Disability Assessment Schedule 2.0. PLoS ONE 4(12): e8343. doi:10.1371/journal.pone.0008343

Disease specific validation studies / health outcome assessment

• Anxiety disorders Sunderland et al. Behav.Res.Ther. 2012 Jun;50(6):374-80

• StrokeFerri et al. J Neurol Neurosurg Psychiatry. 2011 October; 82(10): 1074–1082Ferri et al. J Neurol Neurosurg Psychiatry. 2011 October; 82(10): 1074–1082

Schote A et al. Disability and Rehab. 2009, Vol. 31, No. 11 , 855-864

• Inflammatory arthritis Baron M et al. Arthritis Care & Research 59(3) 382–390, 2008

Page 18: Application of WHODAS 2.0 and FUNDES Taipei, Taiwan, 4 ... · PDF fileOverview on measuring disability Catherine Sykes Setting the scene Source: World Report on Disability 2011 Recommendations

Disease specific validation studies / health outcome assessment

• Low back painChwastiak LJ et al. Clinical Epidemiology 56(6), 501-604, 2003

Jonsdottir J et al. Disability and Rehabilitation 2010, 32(S1)S78-S84

• Ankylosing spondylitisvanTubergen et al. Ann Rheum Dis 2003;62:140–145vanTubergen et al. Ann Rheum Dis 2003;62:140–145

• InjuriesDerrett et al. Inj Prev 2011;17:415-418

Setting specific validation studies / health outcome assessment

• 10/66 Dementia GroupSousa et al 2009 http://dx.doi.org/10.1016/S0140-6736(09)61829-8

• Adolescent healthLiping Hu et al. Journal of Clinical Nursing 21(17-18) 2438–2451, 2012Liping Hu et al. Journal of Clinical Nursing 21(17-18) 2438–2451, 2012

• General practitioners Journal of the New Zealand Medical Association, 04-April-2003, Vol 116 No 1171

Any questions?

Where the world of physical therapy meets

www.wcpt.org/congress