intro to ibn

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    I.B.NInterest Based Negotiations

    Interest- based negotiation theory and practice was developed by Professors

    Fisher, Ury, and Patton of the Harvard Program on Negotiations.

    Getting to Yes

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    Interests Vs Positions

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    Interests Vs Positions

    There was once only one

    orange left in a kitchen and twoprominent chefs were fighting

    over it.

    "I need that orange !"

    "Yes, but I need that orange aswell !"

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    Interests Vs Positions

    Time was running out and they both needed an

    orange to finish their particular recipes for thePresident's dinner.

    They decided on a compromise: they grabbed

    one of the large kitchen knives that was lying

    around, split the orange in half, and each went

    to his corner to finish preparing his meal.

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    Interests Vs Positions

    One chef squeezed the juice from the orange

    and poured it into the special sauce he was

    making. It wasn't quite enough, but it would

    have to do. The other grated the peel and

    stirred the scrapings into the batter for his

    famous cake.

    He too didn't have as much as he would have

    liked, but given the situation, what else could

    he have done ?

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    Position-Based Negotiation

    Focuses on pre-determined solutions

    Attacks the opposing parties positions

    Produces unsatisfactory agreements

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    Position-Based Negotiation

    Negotiators lock themselves in

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    Position-Based Negotiation

    Negotiators lock themselves in

    Becomes a contest of will

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    Position-Based Negotiation

    Negotiators lock themselves in

    Becomes a contest of will

    Can lead to conflict

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    An alternative

    Positions often lead to conflict and dead ends.

    We want to avoid conflict and dead ends

    Interestsare the motivator, the why

    Positionsis how they are expressed

    The challenge is to look beyond the position, recognise the interest, andexplore how it can be addressed

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    The alternative

    Positions Position is THE

    pathway

    Interests Pathway a.

    Pathway b.

    Pathway c.

    Pathway d.

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    pathway

    Pathway a.

    Pathway b.

    Pathway c.

    Pathway d.

    Acceptable for both!

    A position identifiesonly one pathway

    forward

    An interest usually

    identifies several

    pathways forward

    A pathway in

    common is the

    solution

    Good for

    ONE party

    Good for the

    other party

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    Interest-Based Negotiation (IBN)

    Focuses on all parties:

    Individual needs

    Organizational needs

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    The Five Basic Elements of IBN

    1. People (parties) - Including governments, corporations, NGOs, sub-groups, and

    the individual people/personalities/representatives of those groups.

    2. Interests - The motivation behind positions

    3. Options to satisfy interests Possible solutions

    4. Objective criteria Applying fair standards

    5. Develop your BATNA Best Alternative to a Negotiated Agreement

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    1. Separate the People from the Problem

    People (Parties)

    People and problems get entangled by:

    Perceptions

    Emotions

    Communications

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    2. Focus On Interests not positions

    Positions

    Involve aPredeterminedsolution

    Requirejustification(defense)

    End discussions

    Interests

    ExamineWhy asolution is preferred

    Require explanation(reason)

    Start discussions

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    2. How to identify their interests

    Use language to find out their interests

    Can you help me

    understand whythats important to

    you

    Can you explain how

    that achieves whatyou need

    I dont understand

    how that will work,

    can you explain it to

    me

    Let me see if I

    understand. You

    want that

    because (you

    state in your

    words)

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    2. How to identify their interests

    Communicate your interests

    Were open to

    doing this in anynumber of ways

    that achieves

    (your interest

    not your

    position)

    What we need to

    achieve is (your

    interestnot your

    position)

    Whats

    important to

    us is(your

    interest

    not your

    position)

    Can you think of any

    ways, without downside

    for you, in which we can

    (your interest not

    your position)

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    3. Invent Options for Mutual Gain

    Recognize there can be more than 1option

    Expand the pie thru Brainstorming

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    3. Invent Options for Mutual Gain

    What if we

    did ?

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    3. Invent Options for Mutual Gain

    What if we

    did ?YES

    Move forward

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    3. Invent Options for Mutual Gain

    What if we

    did ?NO

    Why wont

    it work?

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    3. Invent Options for Mutual Gain

    Ask others

    Brainstorm with the other parties

    Look for mutual benefits

    Identify differences in interests, time, belief

    etc Create Options

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    4. Objective Criteria (Mutually AcceptableCriteria)

    Others in the industry do

    The last time this happenedwe

    The standard contract says

    What is customary

    Precedent

    Law

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    5. BATNA

    Best Alternative to a Negotiated Agreement (Walk Away Position)

    Consider what you will do if an agreement is NOT reached

    Is Activated when Alternatives are OUTSIDE the negotiation

    Must be real and concrete

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    The IBN Process - Summary

    1-Separate the

    people from

    the problem

    2-Focus on

    interests

    not positions

    3-Create options

    for mutual gain

    4-Define

    objective

    criteria

    5-Develop

    your

    BATNA

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    Vacation Problem

    WifeI want a vacation in Las

    Vegas

    HusbandI want a vacation at the

    beach

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    Vacation Problem

    WifeI want a vacation in Las

    Vegas

    HusbandI want a vacation at the

    beach