structured products for investors: profitability, risks, guarantees

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  • SEC: securities whose cash flow characteristics depend upon one or more indices or that have embedded forwards or options or securities where an investor's investment return and the issuer's payment obligations are contingent on, or highly sensitive to, changes in the value of underlying assets, indices, interest rates or cash flows.Pacific Exchange: products that are derived from and/or based on a single security or securities, a basket of stocks, an index, a commodity, debt issuance and/or a foreign currency, among other things and would include index and equity linked notes, term notes and units generally consisting of a contract to purchase equity and/or debt securities at a specified time.NYSE: a security, which is based on the value of another security.NASD: securities derived from or based on a single security, a basket of securities, an index, a commodity, a debt issuance and/or a foreign currency.(FINRA 05-59 NASD NTM SEPTEMBER 2005 Notice to Members)

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    riskmetrics.ru

    http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p014997.pdf There is no standardized definition of a structured product in the federal securities laws - .. , . , , :

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