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The UN COPUOS Working Group on the Long Term Sustainability of Outer Space AcAviAes JeanMarc Chouinard Policy & Regulatory Affairs Canadian Space Agency Presenta(on to Canadian Space Commerce Associa(on July 10 th , 2012

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The  UN  COPUOS  Working  Group  on  the  Long-­‐Term  Sustainability  of  Outer  Space  AcAviAes    

Jean-­‐Marc  Chouinard  Policy  &  Regulatory  Affairs  

Canadian  Space  Agency  

Presenta(on  to    

Canadian  Space  Commerce  Associa(on  July  10th,  2012  

Outline  

–  EvoluAon  of  Space  AcAviAes  and  Space  Sustainability  •  Space  Security  and  Space  Sustainability  

–  UN  COPUOS    •  Overview  of  COPUOS  and  its  main  accomplishments  

•  Space  sustainability  on  COPUOS’  agenda    

–  UN  COPUOS  WG  on  Long-­‐Term  Sustainability  of  Outer  Space  AcAviAes  •  ObjecAves  and  Challenges    •  Terms  of  Reference  

•  Scope  •  Timelines  

–  Expert  Groups  scope  and  acAviAes  –  Canadian  interest  

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The  issue  

•  Many  new  actors  in  space  – Developing  and  developed  countries;  private;  universiAes...  

•  More  than  tradiAonal  satellites:  servicing;  tourism;  exploitaAon;  cubesats  

•  Increasingly  easily  accessible  :  – Overcrowding,  interference,  debris  translate  into  “contested,  competed,  congested”  

3  

EvoluAon  of  space  acAviAes  

DREAM DISCRETIONARY ESSENTIAL

SCIENCE and EXPLORATION

APPLICATIONS

COMMERCE LEISURE

In the past 50 years, space has underpinned global peace and prosperity.

Global Utilities

Beneficiaries: States Beneficiaries: Citizens Actors: Few, States Actors: Many, States & Non-States Engagement: Individualism

Sustainable Development

Engagement: Mutualism

Our generation must act now to preserve the space environment for future generations. 4  

Space  Security  &  Space  Sustainability  

•  Security  is  about  being  free  of  danger  or  threat    

•  Space  security  is  about  preserving  preserving  order,  predictability  and  safety  in  space  and  avoiding  courses  of  acAon  that  would  ulAmately  undermine  freedom  of  acAon  in  outer  space,  so  that  all  may  conAnue  to  use  outer  space  for  their  purposes.  

•  Sustainability  is  about  being  able  to  maintain  an  acAvity  at  a  certain  rate  or  level  

•  Space  Sustainability  is  about  using  outer  space  in  such  a  way  that  all  humanity  will  be  able  to  conAnue  to  use  it  in  future  for  peaceful  purposes  and  for  societal  benefit.  

Perceived to be the concern of predominantly the space actors.

Perceived to be a concern for all beneficiaries of space activities, whether or not they are space actors..

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Space  sustainability  is  about  

•  Recognising  that  the  Earth’s  orbital  space  environment  is  a  limited  natural  resource;  

•  Acknowledging  that  space  technology  is  a  criAcal  tool  to  support  sustainable  development;  

•  Ensuring  that  all  humanity  can  conAnue  to  use  space  for  peaceful  purposes  and  for  socioeconomic  benefit.  

Perceived to be the concern of all beneficiaries of space activities, whether or not they are space actors.

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UN  COPUOS  -­‐  overview  

•  UN  COPUOS  (Commi]ee  on  the  Peaceful  Uses  of  Outer  Space)  is  the  primary  internaAonal  forum  for  the  development  of  legal  and  policy  framework  as  well  as  principles  governing  peaceful  acAviAes  in  outer  space.    

•  A  standing  commi]ee  of  the  UN,  founded  in  1959  by  24  Member  States.  –  Currently  71  Member  States  and  a  large  number  of  permanent  observers  

–  The  technical  work  of  COPUOS  is  carried  out  by  two  subcommi]ees  

•  Legal  Subcommi]ee  (LSC)  

•  ScienAfic  and  Technical  Subcommi]ee  (STSC)  

–  Decisions  are  reached  by  absolute  consensus  –  Secretariat  is  the  UN  Office  for  Outer  Space  Affairs  (Vienna)  

Does not discuss disarmament-related issues 7  

What  COPUOS  has  done  for  space  

50  Years  of  acAviAes  –  Five  TreaAes  on  Outer  Space    

–  Legal  Principles  Governing  AcAviAes  of  States,  Remote  Sensing,  Nuclear  Power  Sources,  Direct  TV  BroadcasAng  and  InternaAonal  CooperaAon  

–  Over  110  Gen  Assy    resoluAons  &  recommendaAons  on  outer  space  ma]ers  –  Three  UN  Space  Conferences  (1968,  1982,  1999)  

–  UN  Programme  on  Space  ApplicaAons  

–  Regional  Centres  for  Space  Science  &  Technology  EducaAon    –  SPIDER  (Disaster  Management)  

–  InternaAonal  Commi]ee  on  GNSS    

AcAviAes  relaAng  to  space  security/sustainability  •  UN  COPUOS  Space  Debris  MiAgaAon  Guidelines  

•  UN  COPUOS/IAEA  Safety  Framework  for  Nuclear  Power  Source  ApplicaAons  in  Outer  Space.  

•  WG  on  Long-­‐Term  Sustainability  of  Outer  Space  AcAviAes  of  the  STSC  

In recent years, tendency to non-binding decisions, rather than treaties. (Non-binding does not mean non-legal)

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Sustainability  of  space  acAviAes  on  the  COPUOS  agenda  

•  2005  –  Karl  Doetsch  (Chair  STSC  2000-­‐2003)  paper  on  future  role  of  COPUOS  

•  2006  –  Gérard  Brachet  highlighted  this  topic  as  Chairman  of  COPUOS  •  2006  –  2007    Informal  consultaAons,  led  by  France  •  2008  –  2009  Informal  WG  under  leadership  of  G.  Brachet  (France)  

developed  a  comprehensive  background  paper  on  this  issue  for  COPUOS      •  2009  –  COPUOS  agreed  to  establish  a  WG  under  the  STSC  •  2010  –  Feb,  STSC  established  a  WG  on  the  Long-­‐Term  Sustainability  of  

Outer  Space  AcAviAes.  •  2011  –  June,  Agreement  reached  on  Terms  of  Reference  of  the  WG  

 Expert  Groups  consAtuted  •  2012  –  Feb,  Working  Group  and  Expert  Groups  met  for  the  first  Ame  •  2012  –  June,  Expert  Groups  met  on  margin  of  COPUOS  meeAng    

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ObjecAve  &  Challenges  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

OBJECTIVE  •  The  objecAve  of  the  Working  Group  will  be  to  examine  and  propose  measures  to  

ensure  the  safe  and  sustainable  use  of  outer  space  for  peaceful  purposes,  for  the  benefit  of  all  countries.  

CHALLENGES  •  A  variety  of  views  of  what  consAtutes  “sustainability”.  

•  Different  understandings  of  some  key  terms  (e.g.  “SSA”,  “space-­‐faring”,  “safety”,  “remediaAon”…)  

•  Established  space  actors  concerned  that  any  resoluAons  should  not  limit  their  freedom  to  act  in  space.    

•  Emerging  space  naAons  concerned  that  any  GA  resoluAons  or  guidelines  should  not  impose  unacceptable  barriers  to  new  entrants  in  the  space  arena.    

•  There  are  legal  and  economic  implicaAons  that  must  be  addressed.  

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Terms  of  Reference  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

•  The  Working  Group  will  examine  the  long-­‐term  sustainability  of  outer  space  acAviAes  in  the  wider  context  of  sustainable  development  on  Earth,  including  the  contribuAon  to  the  achievement  of  the  Millennium  Development  Goals,  taking  into  account  the  concerns  and  interests  of  all  countries,  in  parAcular  those  of  developing  countries.  

•  The  work  will  take  into  consideraAon  current  pracAces,  operaAng  procedures,  technical  standards  and  policies  associated  with  the  long-­‐term  sustainability  of  outer  space  acAviAes,  including,  inter  alia,  the  safe  conduct  of  space  acAviAes  throughout  all  the  phases  of  the  mission  life  cycle.  

•  The  Working  Group  will  take  as  its  legal  framework  the  exisAng  United  NaAons  treaAes  and  principles  governing  the  acAviAes  of  States  in  the  exploraAon  and  use  of  outer  space.  

Full Terms of Reference in UN General Assembly document A/66/20

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•  Prepare  a  report  on  the  long-­‐term  sustainability  of  outer  space  acAviAes  containing  a  consolidated  set  of  current  best  pracAces  and  operaAng  procedures,  technical  standards  and  policies  associated  with  the  safe  conduct  of  space  operaAons.  

•  Produce  a  set  of  voluntary  recommended  guidelines  that  could  be  applied  by  internaAonal  organizaAons,  non-­‐governmental  enAAes,  individual  States  and  States  acAng  jointly    –  to  reduce  collecAvely  the  risk  to  space  operaAons  for  all  spacefaring  actors  and    –  to  ensure  that  all  countries  are  able  to  have  equitable  access  to  the  limited  

natural  resources  of  outer  space.  

•  RecommendaAons  will  be  non-­‐binding  –  Non-­‐binding  does  not  mean  non-­‐legal  –  TranslaAon  into  naAonal  law,  licensing  pracAces  

Outcomes  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

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Guidelines  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

The  guidelines  should:  –  Create  a  framework  for  enhancing  the  long-­‐term  sustainability  of  space  

acAviAes,  including    

•  Improvement  of  the  safety  of  space  operaAons    

•  ProtecAon  of  the  space  environment  

–  Be  voluntary  and  not  legally  binding  –  Be  consistent  with  exisAng  internaAonal  legal  frameworks  for  space  acAviAes  

–  Take  into  account  the  needs  and  interests  of  developing  countries    

•  Consider  acceptable  and  reasonable  financial  and  other  connotaAons  –  Be  consistent  with  relevant  recommendaAons  of  COPUOS  and  its  

Subcommi]ees,  other  UN  bodies  and  other  relevant  internaAonal  organizaAons.  

NON-­‐BINDING  DOES  NOT  MEAN  NON-­‐LEGAL  13  

OrganisaAon  of  work  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

•  Four  Expert  Groups  established  

•  Expert  Groups  meet  on  margins  of  COPUOS  STSC  and  main  commi]ee  meeAngs  and  at  other  agreed  Ames  (e.g.  IAC).  

•  Membership  of  Expert  Groups  comprises  experts  nominated  by  

–  Member  States  

–  Inter-­‐governmental  organisaAons  with  observer  status  with  COPUOS  

•  Inputs  received  from  

–  InternaAonal  organisaAons  (e.g.  IAA,  IADC,  CCSDS,  etc)  –  Non-­‐governmental  organisaAons  

•  Final  decisions  to  be  made  by  member  states  on  a  consensus  basis  

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Interfaces  and  related  iniAaAves  

•  ITU  

•  Other  UN  enAAes  •  Non-­‐State  Actors  

–  Commercial  actors  

–  NaAonal  and  InternaAonal  NGOs  •  The  CD  

•  Government  Group  of  Experts  on  Transparency  and  Confidence  Building  Measures  

•  EU  Code  of  Conduct  on  space  acAviAes  

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Topics  for  Discussion:  1/4  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

 

–  The  contribuAon  of  space  science  and  technology  to  sustainable  development  on  Earth;  

–  The  concept  of  sustainable  development  extended  to  the  domain  of  outer  space;  

–  Equitable  access  to  the  limited  resources  of  outer  space  benefits  of  space  acAviAes.  

–  InternaAonal  cooperaAon  in  peaceful  uses  of  outer  space  as  a  means  of  enhancing  space  sustainability  and  supporAng  sustainable  development  on  Earth.  

Expert  Group  A:  Sustainable  space  u(liza(on  suppor(ng  sustainable  development  on  Earth  CO-­‐CHAIRS:    FILIPE  DUARTE  SANTOS  (PORTUGAL)  –  ENRIQUE  PACHECO  CABRERA  (MEXICO)  

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Space  debris:  –  Measures  to  reduce  the  creaAon  and  proliferaAon  of  space  debris;  

–  CollecAon,  sharing  and  disseminaAon  of  data  on  space  objects;  

–  Re-­‐entry  noAficaAons  regarding  substanAal  space  objects;  

–  Technical  developments  and  possibiliAes  regarding  space  debris  removal;  

Space  operaAons:  –  Collision  avoidance  processes  and  procedures;  

–  Pre-­‐launch  and  pre-­‐manoeuvre  noAficaAons;  

–  Common  standards,  best  pracAces  and  guidelines;  

Tools  to  support  collaboraAve  space  situaAonal  awareness:  –  Registries  of  operators  and  contact  informaAon;  

–  Data  centres  for  the  storage  and  exchange  of  informaAon  on  space  objects  and  operaAonal  informaAon;  

–  InformaAon-­‐sharing  procedures;  

Topics  for  Discussion:  2/4  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

Expert  Group  B:  Space  Debris,  Space  Opera(ons  and    Tools  to  Support  Collabora(ve  Space  Situa(onal  Awareness  CO-­‐CHAIRS:  RICHARD  BUENNEKE  (USA),  CLAUDIO  PORTELLI  (ITALY)    

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•  CollecAon,  sharing  and  disseminaAon  of  data  and  forecasts;  

•  CapabiliAes  to  provide  a  comprehensive  and  sustainable  network  of  sources  of  key  data  in  order  to  observe  and  measure  phenomena  related  to  space  weather  in  real  or  near-­‐real  Ame;  

•  Open  sharing  of  established  pracAces  and  guidelines  to  miAgate  the  impact  of  space  weather  phenomena  on  operaAonal  space  systems;  

•  CoordinaAon  among  States  on  ground-­‐based  and  space-­‐based  space  weather  observaAons  in  order  to  safeguard  space  acAviAes;  

Expert  Group  C:  Space  Weather  COCHAIRS:  TAKAHIRO  OBARA  (JAPAN)  –  IAN  MANN  (CANADA)  

Topics  for  Discussion:  3/4  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

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Regulatory  regimes:  •  Adherence  to  exisAng  treaAes  and  principles  on  the  peaceful  uses  of  outer  space;  •  Review  of  the  regulatory  framework  and  the  tools  for  the  use  and  transfer  of  space  

technologies  within  internaAonal  cooperaAon  and  internaAonal  turnover  of  controlled  space-­‐related  goods;  

•  NaAonal  regulatory  frameworks  for  space  acAviAes;  

Guidance  for  actors  in  the  space  arena:  –  Technical  standards,  best  pracAces  and  lessons  learned  for  the  successful  

development  and  operaAon  of  space  systems,  from  the  pre-­‐launch  phase  to  the  end-­‐of-­‐life  phase;  

–  Technical  and  legal  capacity-­‐building  for  developing  countries.  

Topics  for  Discussion:  4/4  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

Expert  Group  D:  Regulatory  Regimes  and  Guidance  for  Actors  In  the  Space  Arena  CO-­‐CHAIRS:  SERGIO  MARCHISIO  (ITALY),  ANTHONY  WICHT  (AUSTRALIA)    

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Status  of  Work  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

WG:  Second  workshop  on  long-­‐term  sustainability  in  February  2013  open  to  industry  (through  member  states  delegaAons),  IGO  and  NGOs  for  input  

•  EG  A:  Working  paper  by  Fall  2012;  consolidaAon  of  all  inputs  including  industry  by  Feb  2013;  for  consideraAon  of  STSC  in  2014  

•  EG  B:  ConAnue  informaAon  review  in  2012;  develop  draq  report  on  best  pracAces,  consult  on  cross-­‐curng  issues,  obtain  input  from  industry    and  finalize  draq  report  in  2013  

•  EG  C:  Begin  consolidaAon  of  input  from  states  and  draqing  guidelines  in  2012;  consider  addiAonal  inputs  from  states,  industry  and  refine  report  draqing  in  2013  

•  EG  D:  conAnue  receiving  inputs  and  prioriAze  issues  in  2012;  review  addiAonal  input  from  industry  in  2013  and  agree  on  report  in  February  

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Timelines  WG  ON  LONG-­‐TERM  SUSTAINABILITY  OF  SPACE  ACTIVITIES  

•  2012  WG  and  Expert  Groups  commence  work  and  refine  list  of  topics  to  discuss,  idenAfy  overlaps  and  gaps,  iniAate  discussions  on  best  pracAces  and  guidelines  

•  2013  Draq  of  Report  and  Guidelines  prepared  •  2014  Report  and  Guidelines  finalised  

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Where  does  Canada  stand?  

•  Consultant  study  completed  in  2012  –  Expressed  high  interest  for  communicaAons,  sovereignty,  environment,  resources,  

security;  medium  interest  for  educaAon,  quality  of  life,  transportaAon,  foreign  relaAons,  water,  food,  regional  development,  economic  well-­‐being,  health...  

–  Recommended  best  pracAces  on  spacecraq  eol;  launch;  operaAons,  space  objects  cataloguing  and  tracking,  SSA,  debris  removal,  regulaAon  and  control  of  orbits      

•  Experts  designated  on  each  EG  •  Canadian  co-­‐chair  on  EG  C  –  Space  Weather  

•  Canadian  stakeholders  outside  government  to  be  consulted  this  Fall  and  offered  opportunity  to  contribute/parAcipate  in  Feb  2013  

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Approach  for  interested  parAes  

•  CSA  to  conAnue  informing  industry  and  academia  

•  Organize  network  around  Canadian  experts  •  Workshop  in  Fall  2012:  

– Examine  subject  under  review  

– Assess  Canadian  impact  and  interest  – Define  posiAons  and  prioriAes  – Arrange  for  parAcipaAon  in  February  2013  

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More  reading...  

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ToR    and  Method  of  Work  

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Thank  you