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Dr. Xiaobo Dou Dr. Zaijun Wu School of Electrical Engineering Southeast University Nanjing, China, 210096 Substation Automation System in China: From Digital Substation to Smart Substation

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Dr. Xiaobo Dou

Dr. Zaijun Wu

School of Electrical Engineering

Southeast University

Nanjing, China, 210096

Substation Automation System

in China: From Digital Substation

to Smart Substation

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Basic StatusTraditional Substation Automation System 

Electromagnetic conversion circuit

Secondary output signal of

Electricity Equipments

Low-voltage signals

suitable for microelectronic

circuits

 Automation

systems

 Cable

TA-The nominal output signal is 1A or 5A

TV--The nominal output signal is100V or

!

Meter and

Measurement

Measurement

and ControlRelay protection

100/ 3V 

! Since 1980’s 

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! !

Basic Status

Some Disadvantages: 

Difficult to share information

Difficult to interoperate 

Poor scalability  

System reliability affected by secondary cable 

Traditional Substation Automation System 

 And so on…

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! #

Basic Status

Some Disadvantages: 

Difficult to share information

Difficult to interoperate 

Poor scalability  

System reliability affected by secondary cable 

Traditional Substation Automation System 

 And so on…

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Basic Status

The Development Stages 

Stage I: From 2005, driving forces are IEC61850 & ECT

! Stage II: From 2009, driving force is Smart Grid

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Basic Status

" Intelligent Primary Equipments : ECT/EVT, MU, ISG 

Process Bus: Optical Fiber , GOOSE , SMV 

" IEC61850 Standard  (DL/T860) Criterion 

The Key Technologies of Digital Substation 

! Digital Substation = Intelligent Primary Equipments

+ Process Bus + IEC61850  

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$

RCS

Protection

RCS

Measurement

and

Control

Other

IED

GPSWorkstation 1 Workstation2 Remote station

ECVT

MU

Electronic

Transformer

GOOSE

Cable

Fiber optic

cable

CT/PT

Traditional

transformer

Traditional

switch

Traditional

switch

Intelligent

switch

Intelligent

switch

Differences between traditional substation and digital substation

Traditional substation  Digital substation 

Substation level  

Bay level  

Process level  

IEC60870-

5-103 

IEC61850  

RCS

Protection

RCS

Measurement

andControl

Other

IED

GPS Workstation 1 Workstation 2 Remote station

Structure 

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Traditional microprocessor-

based protection

%&

Intelligent

terminal 

MU

AC input

component

A / D

converter

component

Protection

logic(CPU)

Open input

and output

components

HMITerminal

box 

ECT

IED

Digital Protection 

SMV

Opticalfiber  

GOOSE

Differences between traditional substation and digital substation

Automatic Functions

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" Data collection, transmission, sharing and utilization

through high speed communication 

Equipment Life C ycle M anagement : condition monitoring->faultdiagnosis->condition-based maintenance

"  Advanced A pplications: Automatic control, smart

regulation, co-operation…

Basic Status

The Key Technologies of Smart Substation

! Smart Substation = Digital Substation + Condition

monitoring + Advanced applications

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%'

The functions of Bay Level  

GPSWorkstation 1 Workstation 2 Remote station

ECVT

Protection unit

Measurement unitControl unit

Metering unit

Monitoring unit

Merging unitsIntelligent

terminal

SMV+GOOSE

IEC61850

Substation level  

Bay level  

Process level  

Substation layer network

Electric Power Data

Network (one district)Electric Power Data

Network (Two district)

Management

information Region

Physical isolationFirewall

Clock system

Unified background

system

Other systems

Green energy saving

systemIntelligent assistance

systemsCondition

MonitoringMeasurement

Protection

Measurement

and Control

The functions of Substation Level  

Differences between traditional substation and smart substation

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13

Differences between traditional substation and smart substation

Traditional substation Smart substation Transformers Electromagnetic transformer   Electronic transformer  

Communicationstandards

 

No uniform standards;Need protocol converter 

 

Uniform standards;IEC61850  

Relay protection   A large number of hard- wired  

Network communication technology;

No protocol conversion;Better Interoperability  

Timesynchronization

 

SOE  

SNTP, IRIG-B, IEC61588  

 Auxiliary system 

Confusing information;

Complicated protocol;Difficulties in debugging the

system 

Intelligent cooperative control;Integrations of the Auxiliary systems

and SCADA based on IEC61850

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Digital Substation Projects in China 

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%!%!

Typical Smart Substation Projects in China 

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%#

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! %$

Key Words

ECT/EVT & MU

ISG

On-line Monitoring

Network & Communication

Time Synchronization

Smart Applications

Integrated Power Supply Management

Intelligent Auxiliary System

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ECT/EVT & MU  1. EVT

EVT

RC dividerockels effect

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ECT/EVT & MU  1. EVT

EVT 

Active Power   Passive Power  

Capacitor dividerResistor

divider

Pockel

Effect Inverse Piezo

Effect 

Performance

comparison

Transient

characteristics

(1)  Have trapped charge phenomenon

under capacitor divider

(2) 

Error at Voltage zero-crossing 

Good 

Ambient

temperatureNo sensitive Sensitive

Electromagnetic

interference

Have stray capacitance in capacitor

divider  Few Impact

Optic circuit Simple Complex

Power supply  Power SupplyDo not need the power

supply

Application experience long short

Operation situations Put into operation for a long time, many

substations, well developed 

Put into operation for a

short time, a few

substations, developing 

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ECT/EVT & MU  2. ECT

Michael Faraday

(1791-1867 )

Faraday Electromagnetic

I nduction P rinciple

Core coilHollow

( Rogowski )coil

LPCT RCT

Faraday

Magnetic R otation

E ffect

OCT

Glass, optical fiber

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ECT/EVT & MU  2. ECT

ECT   Active Power   Passive Power  

Coil -typeMagneto-optical-glass

type fiber-optic type

The key technology  

1) Power supply issues, interference issues and lifeissues caused by electronic circuit board module of highvoltage side 

2)Life issues of Laser module laser at high- voltage side 3)Reliability and long-term operation stability

4)Maintenance issues

1)Temperature effect2)Impact of vibration and birefringencecaused by stress 

3)Sensor head assembly technology4)Long-term stability

Product

Manufactures XINNING, SAC, XJ, NARI Relay, NARI- 

Shenzhen 

 XJ, T&W  

NAE, NARI- SIEMENS,

NARI Relay,NARI- 

Shenzhen,

NARI  Implement form   AIS and GIS type   AIS AIS and GIS type 

 Applicationsituations

Put into operation for a long time, many substations, welldeveloped

Put into operation fora short time, a few

substations,

developing

Put into operation ashort time, a few

substations,

developing  

24

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24

 A:The technology is mature, can be promoted. B: The products are existing and being pilot applications.

 Application TechnologyTechnology

Maturity

Technical

economyPromotion

recommendations

ECT

Rogowski coil(AIS) B A B

Rogowski coil(GIS) B A B

OCT(AIS) B B B

OCT(GIS) B B B

Magneto-optic Glass(AIS) B B BEVT Capacitor divider B B B

" Technology Status of ECT/EVT(2011) 

" Implementation Rules  750kV

Electronic Instrument Transformer/ Conventional transformer

500kV

330kV

220kV

110kV

66(35)kVConventional transformer

10kV

ECT/EVT & MU 

25

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Voltage Rank(kV) ECT   EVT  

CombinedElectronic

Current/ Voltage

Transformer

Sum 

800 (DC ) 38 4 42

750 21 11 32

660 (DC ) 28 8 36

500 ( AC&DC )

318 (255 ) 6 (3) 324

330 25 17 42220 135 91 96 322

110 749 256 85 1090

66 45 18 90 153

Sum 1359 411 271 2041

ECT/EVT & MU  " Engineering Status of ECT/EVT(July,2011) 

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ECT/EVT & MU  2. ECT

Summary:

Currently , RCT   and RC -EVT are popular in China.

However, the o ptical fiber -OCT and  pockels -EVT have

already been used in some projects (especially in high voltage

substations). It is generally believed that the o ptical fiber -OCT 

 and  pockels -EVT are the trend s of ECT/EVT (Although thetechnologies are developing).. 

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ECT/EVT & MU  3. MU

MU(merging unit)

Bay controller

Substation Level  

ECT  

EVT  LAN  

Relay

Bay Level  

ProcessLevel  

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ECT/EVT & MU  3. MU

StandardsItems IEC 60044-8 

 

IEC 61850-9-1 

IEC 61850-9-2  

Risk Evaluation 

Delay time is fixed,

application risk isminimum

 

Delay time is unfixed,

application risk is low (dueto PTP communication)

 

Delay time is unfixed,Risk is high (due to

networkcommunication) 

 Application Time 

Long, well developed  

Long, well developed  

Short, developing  

 Application 

Objects Most substations  Most digital substations 

Some substations

(Haining, Xingguo,etc.)

Manufacturers NARI Relay, SAC,

 XINNING  

NARI Relay, SAC, NARI, XINNING, NARI-SIEMENS 

 

NARI-Shenzhen, XJ,SIEMENS, ALSTOM

Trend   Has been cancelled  Temp scheme, will becancelled 

 

Future trend  

Currently, IEC61850-9-2LE is the main scheme in China 

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ECT/EVT & MU  3. MU

MU is the essential equipment in digital substation, and its main

function has been proved good in real projects. Presently, we focus on: 

" IEC61850-9-2 (online configurable dataset, not only 9-2LE) 

IEC61588 Time Synchronization

" New re-sampling methods

"  Applications in differential protection (e.g., bus, line, transformer) 

" Improving the power supply method (e.g., using OCT) 

" Developing the new applications (e.g., monitoring, protection…)

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ISG  1. Basic functions

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&"@*+50#&*", remote control through *=#&30% fiber 67 " A%$3#+*"&3 3*"#+*%, 5$340"&30% circuit is +$=%03$ d by p*B$+

$%$3#+*"&3. , 5$340"&30% %*31 is +$=%03$ d by $%$3#+&30% %*31>

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ISG  2. AIS

ISG  

One smartcontroller

each bay 

SubController  

Main controller  

Process

Level Sub

Controllers 

DBU 813智能接口单元

运 行

许继电气公司

装置异常

未储能

远方/就地

SF6异常

合 位

分 位

网络异常

接线端子文字说明

接线端子文字说明

操作电源

One smartcontroller each

switchgear  

 AIS:

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ISG  3. GISGIS:

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ISG  4. Low Voltage Level Switchgear Adding the protection function: 

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ISG  4. Low Voltage Level Switchgear

ISG +MU = Integrated  Interface(II)  Centralized protection using IIs(10kV)

 Adding the MU function: 

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ISG 

Summary:

Since ISG generally do es not modify the switchgear’s body ,

only some basic functions are implemented. In China, ISG

technology is still in its infancy stage. 

The main reason is that most ISGs are produced by secondary 

  equipmen t manufacturer s. These manufacturer s could not 

 grasp all the technologies of switchgear and could not add many 

sensors without damag ing the insulation of switchgear . 

! 36

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On-line monitoring for dissolved gas in oil

! On-line monitoring of Partial Discharge

On-line monitoring of SF6

On-line Insulation Monitoring for Capacitive Equipment! On-line Insulation Monitoring for Metal Oxide Arrester(MOA )

…… 

On-line Monitoring 

! 37

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System StructureComponents:

On-line monitoring devices

! Information Hub

! Host computer  

Monitoring objects

Transformer Reactor

! Circuit breaker GIS

! Capacitor Arrester…

Power

equipm

ent

Signal converting

system

sensor

Signal

condit

ioning

 ata

acquis

ition

Signal

transm

ission

 ata

proces

sing

diagno

sis

Integrated

management

system

Remote

monitoring

system

 ata acquisition

system

 ata transmission

system

Processing and

diagnosis system

Integrated management

system

Flowchart of On-line Monitoring System 

On-line Monitoring 

! 38

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On-line Monitoring  If IEC61850 standard are not usedin process level, a information

hub should be added !  

! B$

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On-line Monitoring of Converting EquipmentOn-line Monitoring 

! 40

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" IEC 61850  

" Network Construction and Network Topology  

" Network Scheme of Process Level

" Implementation of Virtual Terminal  

" VLAN technology  

Network & Communication

! 41

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IEC61850—One World, One Standard 

Interoperability Needs

 Advance in Intelligent CT/VT, Breaker

IEC 61850one world 

one technology 

one standard 

Network & Communication

! E'

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Introduction and overview IEC61850-1

Glossary IEC61850-2

General requirments IEC61850-3

Communication

require

ments

for

functio

ns and

device

models

IEC

61850-5

Princip

les and

models

IEC

61850-

7-1

System and project management

IEC61850-4

Common data class IEC61850-7-3

ACSI IEC61850-7-2

IEC61850-9-2

Configu

ration

descrip

tion

languag

e

IEC

61850-6

Device impletation

Conformance testing IEC61850-10

Compatible logical node classes

and data classes IEC61850-7-4

SCSM Mapping to MMS and

ISO/IEC8802-3 IEC61850-8-1

IEC61850-9-1

Introduction and overview IEC61850-1

Glossary IEC61850-2

General requirments IEC61850-3

Communi

cation

require

ments

for

fuction

s and

devices

models

IEC

61850-5

Princip

les andmodels

IEC

61850-

7-1

System and project management IEC61850-4

Application guidelines IEC61850-

7-5××

IEC61850-7-4 IEC61850-7-4××

Common data class IEC61850-7-3

ACSI IEC61850-7-2

IEC61850-8-×× IEC61850-9-××

Configu

ration

description

languag

e

IEC

61850-6

IEC

61850-

80-××

IEC

61850-

90-××

Device impletation

Conformance testing IEC61850-10

IEC61850 ED1  IEC61850 ED2

Network & Communication

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Station Level Network 

Station Level normally uses ring network topology and star network topology . But

attentions should be paid during the use of ring network topology 

Equipment investment  

Compatibility of protocols 

Transmission delay network storm 

Network & Communication

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Scheme 1 PTP SV and GOOSE are transmitted separately

Scheme 2PTP  SV and GOOSE are transmitted from one switch 

" Scheme 4 SV, GOOSE and IEC61588 in the same network

" Scheme 5 PTP no switch

Scheme 3 SV: PTP GOOSE: network

Network & Communication Process Level Network 

! 45

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MU   

Intelligent

terminal 

 

Line

monitor

and

control 

Line

 protection  

Line electric

meter 

 

GOOSE Switch  

Fault

recorder  

SV Switch

 

Bus protection

 

MU   

Common

monitor and

control  Phasor

measurement 

 

Scheme 1

Network & Communication

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Scheme 2

MU   

Intelligentterminal 

  GOOSE 、

SV 

Switch

 

MU   

Line

 protectionBus protection

Line

monitor

and

control 

Line electric

meter  

Fault

recorder   

Common

monitor and

control  Phasor

measurement 

Network & Communication

! 47

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Scheme 3 

MU   Monitor

and

control 

 

GOOSE Switch 

Bus PT 

MU   

 protectionFault

recorder electric

meter 

Intelligent

terminal 

Network & Communication

48

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Scheme 4 

ECVT  MU   

Process levelswitch  

BUS PT 

MU   

SV+GOOSE+IEC61588 

Intelligent

terminal 

Monitorand

control  protection

Fault

recorder 

electric

meter 

Network & Communication

49

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Scheme 5 

Substation Level 

Message recorder 

+fault recorder 

Line n protection and

monitor Bus Protection

Line n

Circuit

breaker n

Circuit

breaker 1

Line 1

MU and

Intelligentterminal 1

MU and

Intelligentterminal n

Line 1 protection and

monitor 

Network & Communication

50

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 Application of Virtual Terminal  

Optical fiber replaces a

number of cables in

conventional substation 

Operating circuit:

no longger exist; 

Conventional design

method:

no longger applicable;

How tosolve? 

Virtual Terminal

Technology 

Network & Communication

!%

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VLANPurpose

Resolve broadcast andsecurity problems of Ethernet 

 

Method! Physical LAN is divided into

many logical LANs;

 

Divide strategy

Based on Bay

Based on function 

1主变

F1 F2 F15

F101

L1 L2

L1101

Vlan_110kv1

 2主变

F16 F17 F32

L3

L4

 

Vlan_zb1 Vlan_zb2

Vlan_10kv1

Vlan_10kv2

Vlan_10kv3

Vlan_110kv2 Vlan_110kv3

VLAN instance based on Bay  

Network & Communication

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Time Synchronization

• 

Sampled Value Transmission Specification 

 –  IEC 60044-8 Point to Point  

 –  IEC 61850-9-1 Point to Point (Abandoned) 

 – 

IEC 61850-9-2 Point to Point or Switched Ethernet  

• 

Methods of Time Synchronization 

 –  IRIG-B

 – NTP/SNTP

 – 

IEC 61588  

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Time Synchronization

Comparison of time synchronization method

IRIG-B NTP/SNTP IEC 61588

Synchronization

accuracy   1us 1ms 1us

Synchronous

mode 

Point to Point  

Point to Point / 

Switched Ethernet  

Point to Point / 

Switched Ethernet  

Cost   Lower  

low  

Higher  

 Application Has been

widely used  

 Applied to

Substation Level  

 Applied to the

 process layer  

!E

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Measurement and

Control Device

GPS  Workstation 1 Workstation 2 Remote communication

SNTP 

Measurement and

Control DeviceProtection

IRIG-B

IRIG-B

IRIG-B

Smart

Equipment   CT/PT 

MU IED

Measurement and

Control Device

GPS  Workstation 1 Workstation 2 Remote communication

SNTP 

Measurement and

Control DeviceProtection

Smart

Equipment   CT/PT 

MU IED

Time Synchronization

!!

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Advanced Applications Instance" 

Sequence control ;

 

Equipment status visualization;

 

" Distributed state estimation;

Intelligent alarm, analysis and decision-making;" 

Fault information comprehensive analysis and decision-making ;  

Economic operation and optimal control ;

 

Substation area control and protection;

 

" Terminal maintenance;  

New energy access

!! 

 Advanced Applications

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1

2

!"#"$%&'"() %+ ,-./)01%( 2-)%'01%(,3/)"' 4( 564(0 

7"3 8"96(%$%:4"/; <=%' !4:4)0$ ,-./)01%()% ,'0=) ,-./)01%(

>-= <-)-=" ?%=@/ 3

!L

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1

2

3

4

Goals 

Functions & Requirements  Analysis 

Key Technologies 

Challenges 

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Challenges

 Access to renewable energy   More flexible and controllable

 

More service requirements  More user-friendly  

Economic development Safer, and more reliable 

Constraints on resources More economical, more efficient  

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Goals

  Highly integrated system 

Reasonable structure 

 Advanced equipments 

Economical and environmental  

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Functions & Requirements Analysis 

Security and Reliability  

P ower Q uality 

I nformation I nteraction 

Economy and

Energy-saving

E nvironmental  protection 

F lexible C ontrol

Performance 

# c ondition based

maintenance 

on-line monitoring 

# intelligent control 

# intelligent analysis

and decision-making#

 real-time information

# massive d ata-processing

# standardized protocols 

# unified I/O

# integrated device

# functional integration

# new environmental

materials 

# long-life 

# low power consumption

Functional R equirement Supporting Technology

I ntegrat

ed  

E quipment

Only one 

N etwork

I ntegration 

System 

Functional Design

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Functions & Requirements Analysis 

Unified PlatformOperation

 monitoring

 of power

 grid

Panoramic data

acquisition

Steady-state

data acquisition

Transient Data

Acquisition

Remote monitoring 

Monitoring

 of

 equipment

 state

On-line monitoring

of smart equipment

On-line monitoring

of secondary

equipment

Remote

monitoring 

Operation and control

Intelligent control

Wide Area Protection

Station-in operation

Dispatcher control

Reactive power optimization

Load control

Sequential control

Anti-operation lockout

Intelligent operation order

Comprehensive

 analysis of

 information

 and

 intelligent

alarmvaluation. 

warning

control of secure state

Distributed state

estimation

Intelligent warning

Comprehensiveanalysis of

breakdown

Economic

 operation

Optimization

Control of

new energy access

Interaction of

user management

Economic operation

scheduling

life cyclemanagement 

Operation

 

management

Source side

maintenance

Access control

Device management

Device management

Maintenance

management

Auxiliary

application

Power supply

mnitoring

Safty protection

Environmental

monitoring

Assist control

Disaster prevention 

interaction

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  New material

—New insulating material   ( Such as: gas-insulated medium used in high-capacity

transformers )

Features: Small size, no oil , high security and reliability , directly connected withGIS equipment.

—New winding materials ( Such as: superconducting materials used in windings)

Features: Small size, high efficiency, and so on.

New structure—New iron core (  Such as: three column core structure used in large-capacity

transformer)

Features: Low loss, small size, low cost, and so on. 

1. Equipment  

Transformer

Key Technologies

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New technology

—Power electronic transformer ( New energy conversion facilities with techniques

of power electronics, power systems, computer, digital signal process, automaticcontrol theory, and so on. )

Features: Small size, no oil, environmental protection, flexible control, and so on.

Key Technologies

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Isolated circuit breaker  

" Circuit BreakerKey Technologies

New material—New insulating material ( Such as: a mixed gas-insulated medium)

Good insulating properties, environmental protection .

New structure

—Breaker body with isolation function, both sides with no isolatingswitch .

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Breaker with Motor Drive

mechanism 

Key Technologies

New technology—Zero-crossing switching technology , reducing the

impact of the system, and improving power quality;

—Intelligent arc-extinguish technology , improving the

stability of power grid. 

Simplified operating mechanism

—Motor drive mechanism,

  no traditional mechanical

system and spring, simple institutions loop, high response

speed, flexible and reliable control, and less noise.

Integration and Packaging—EVT and ECT integrate with circuit breaker.

—External contact with only one cable and one power line. 

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" Reactive Power Compensator

Integrating reactance and

capacitor

Key Technologies

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" Relay Protection

Integrating Protections of a Bay

Different protection functions share the

same hardware platform, and the new

 protective device is applicable to the in

situ decentralized installation and

centralized unified installation. 

Station-Level Public protection

To realize components backup

 protection, failure protection and backup

automatic switch at the station level,

simplify the in situ protection device. 

Integrated protection device in situ

Components backup protectionBackup power automatic-switch

Failure protection

Overload cutoff

Key Technologies

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" Relay Protection

Practical Wide-Area Protection

To realize regional centralized backup

 protection and security and stability control 

function in regional power grid control center,

based on the real-time panoramic information

of the substation in the area.

Key Technologies

Protected

server 

Protected

server 

Communication

server 

PTN Communications network

Monitoring and

control

dispatching and

control

Integrated

equipment

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Network structure

“Three layers two nets” is simplified to “two layers one net”,

as to reduce the network layers and the number of

switches; “The combination of three nets” is used to

achieve the high integration of information flow.

Network technology

The use of technology such as network redundancy, flow

control and collision detection improves the linking reliability

and network security, so as to ensure the quality of network

service .

2. Communication technology Key Technologies

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Large-capacity transmissionPTN, OTN and other large-capacity transmissiontechnology which dramatically improves the existing

transmission network bandwidth in order to meet the

control center panoramic information collection

requirements.

Flexible access

Low voltage network technology including EPON,

WIFI, and so on, are used to realize the flexibleaccess of discrete information sources such as

distribution , utilization and new energy sources. 

Dispatching

center 

 New energy

access 

Transmission and

distribution network 

Intelligent power

consumption

Smart substation

PTN/OTN

EPON/WIFI

Key Technologies

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Thank you!