cn_20090813_n135007_nse3772886
TRANSCRIPT
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CONTRACT NOTE (Pursuant to Regulation 3.5) (Capital Market Segment of NSE)
CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUENTS AS BROKERS
& AGENTS RELIGARE
SECURITIES LIMITED Regd Office: 19, NEHRU
PLACE NEW DELHI - 110 019 011-55562200
Web Site :
For any queries/complaints write to us at Email :
Corp Office: 19, NEHRU PLACE NEW DELHI - 110 019
011-55562200 MEMBER: NATIONAL
STOCK EXCHANGE OF INDIA LTD. SEBI
REGN.NO.INB230653732 TRADING & MEMBER
Code.06537
Dealing Office: 169,3RD FLOOR,TTK ROAD,ALWERPET,CHENNAI,TAMILNA
DU 600018
To,
SIVAGNANAM PONRAJ DAKSHINAMOOR CODE :N135007
41/1
NORTH USMAN ROAD
NORTH POST OFFICE QUARTERS II FLOOR T NAGAR C CHENNAI 600017 INDIA
Pan # BARPS5916B
Contract Note No : N/NN/150/3772886
TRADE DATE : 13/08/2009
SETTLEMENT NO : 2009150
SETTLEMENT DATE :
17/08/2009 To 17/08/2009
Sir / Madam,I/We have this day done by your order and on your account the following transactions:
Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following
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transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day
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done by your order and on your account the following transactions: To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act.
Order No
Order Time
Trade No.
Trade Time Security
Bought Qty
Sold Qty
Gross Rate Per Security
Gross Total
Brokerage
Net Rate Per Security
Service Tax
STT Amount
Amount Rs
Rs. Rs. (Total) Rs. Rs. Rs. Rs.
01838094
13:22:16
01557212
13:22:16
ADLABS FILMS LTD
1 325.40
325.40 0.08 325.480
0 0.008
2 325.48
01921152
13:36:06
01640980
13:36:06
ADLABS FILMS LTD
1 324.15
324.15 0.08 324.230
0 0.008
2 324.23
01869028
13:27:35
01645954
13:36:46
ADLABS FILMS LTD
1 323.00
323.00 0.08 323.080
0 0.008
2 323.08
02455549
14:49:53
02168937
14:49:53
ADLABS FILMS
2 324.00
648.00
0.16 324.0800
0.0165
648.16
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LTD
01880993
13:29:44
01599913
13:29:44
ADLABS FILMS LTD
3 324.50
973.50 0.24 324.420
0 0.024
7 973.26
02265925
14:25:32
01996395
14:25:32
ADLABS FILMS LTD
1 323.55
323.55 0.08 323.470
0 0.008
2 323.47
02274878
14:28:54
02021065
14:28:54
ADLABS FILMS LTD
1 323.75
323.75 0.08 323.670
0 0.008
2 323.67
* STT JOBBING *
5 324.14
1620.70 0.41
* TOTAL STT *
0.41
02001077
13:47:16
01733575
13:47:16
BHARTI AIRTEL FV5
1 410.55
410.55 0.10 410.650
0 0.010
3 410.65
02013102
13:48:46
01744199
13:48:46
BHARTI AIRTEL FV5
1 410.00
410.00 0.10 410.100
0 0.010
3 410.10
02344106
14:35:56
02070220
14:35:56
BHARTI AIRTEL FV5
1 409.40
409.40 0.10 409.500
0 0.010
3 409.50
01858173
13:25:36
01576180
13:25:36
BHARTI AIRTEL FV5
2 409.95
819.90 0.20 409.850
0 0.020
6 819.70
01885127
13:30:25
01603616
13:30:25
BHARTI AIRTEL FV5
1 410.50
410.50 0.10 410.400
0 0.010
3 410.40
* STT JOBBING *
3 410.06
1230.18 0.31
* TOTAL STT *
0.31
01896469
13:32:09
34746764
13:32:09
I C I C I BANKING CO
1 743.50
743.50 0.19 743.690
0 0.019
6 743.69
01901008
13:32:47
34750554
13:32:47
I C I C I BANKING CO
1 743.45
743.45 0.19 743.640
0 0.019
6 743.64
022613 14:24: 350985 14:29: I C I C I 1 746.1 746.1 0.19 746.2900.019 746.29
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60 56 40 02 BANKING CO 0 0 0 6
02518961
14:57:49
35304680
14:58:10
I C I C I BANKING CO
1 756.00
756.00 0.19 756.190
0 0.019
6 756.19
02533668
14:59:37
35315500
14:59:42
I C I C I BANKING CO
2 755.55
1511.10 0.38 755.740
0 0.039
1 1511.48
02547064
15:01:03
35331914
15:01:05
I C I C I BANKING CO
2 756.50
1513.00 0.38 756.690
0 0.039
1 1513.38
01850937
13:24:18
34710550
13:24:34
I C I C I BANKING CO
2 747.00
1494.00 0.38 746.810
0 0.039
1 1493.62
02056669
13:55:42
34877462
13:55:42
I C I C I BANKING CO
2 746.40
1492.80 0.38 746.210
0 0.039
1 1492.42
02235154
14:21:11
35043415
14:21:11
I C I C I BANKING CO
1 748.05
748.05 0.19 747.860
0 0.019
6 747.86
02446216
14:48:43
35233287
14:48:43
I C I C I BANKING CO
2 755.30
1510.60 0.38 755.110
0 0.039
1 1510.22
02461397
14:50:34
35245742
14:50:34
I C I C I BANKING CO
1 756.40
756.40 0.19 756.210
0 0.019
6 756.21
* STT JOBBING *
8 750.94
6007.52 1.50
* TOTAL STT *
1.50
02204856
14:16:55
35016752
14:16:59
JINDAL STEEL FV1
1 3121.00
3121.00 0.78 3121.78
00 0.080
3 3121.78
02228539
14:20:12
35087975
14:27:24
JINDAL STEEL FV1
1 3118.00
3118.00 0.78 3118.78
00 0.080
3 3118.78
01994289
13:46:28
34823173
13:46:30
JINDAL STEEL FV1
1 3084.00
3084.00 0.77 3083.23
00 0.079
3 3083.23
02209965
14:19:08
35030008
14:19:08
JINDAL STEEL FV1
1 3125.00
3125.00 0.78 3124.22
00 0.080
3 3124.22
* STT JOBBING *
2 3112.00
6224.00 1.56
* TOTAL STT *
1.56
02465652
14:51:08
35249905
14:51:08 ONGC 1 1165.
90 1165.
90 0.29 1166.1900
0.0299 1166.1
9
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02559872
15:02:26
35343532
15:02:26 ONGC 1 1166.
95 1166.
95 0.29 1167.2400
0.0299 1167.2
4 02284323
14:28:06
35092480
14:28:06 ONGC 2 1165.
50 2331.
00 0.58 1165.2100
0.0597 2330.4
2
* STT JOBBING *
2 1165.96
2331.92 0.58
* TOTAL STT *
0.58
02438202
14:47:42
68609988
14:47:52
RELIANCE INDUSTRIES
1 2018.10
2018.10 0.50 2018.60
00 0.051
5 2018.60
02345897
14:36:12
68503625
14:36:12
RELIANCE INDUSTRIES
1 2024.30
2024.30 0.51 2023.79
00 0.052
5 2023.79
* STT JOBBING *
1 2021.20
2021.20 0.51
* TOTAL STT *
0.51
* STT ROUND OFF *
0.13
[SERVICE TAX]
0.99
[OTH CHARGES JOB]
2.21
[~STT TRD CHG.~]
5.00
DR. TOTAL 19466.
66
CR. TOTAL 19412.
49
DUE TO US. 54.17
OTHER LEVIES, IF
ANY:
YOUR CHEQUE REQUESTED FOR THE COST SHOWN HEREIN PLEASE PAY IMMEDIATELY FOR YOUR
PURCHASE/DEBIT
YOU ARE REQUESTED TO SEND SHARE/DEBENTURE CERTIFICATE ALONGWITH TRANSFER DEEDS DULY SIGNED IMMEDIATELY
Note:Selling rate inclusive of dividends,if any.
Brokerage has been charged as stated and has
This contract constitutes and shall be deemed to
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been at rates not exceeding the official scale of brokerage and indicated separately. This contract is subject to the Rules,Bye-laws,Regulations and usages of The National Stock Exchange of India Limited. In matters where the exchange is a party to the dispute, the Civil Courts at Mumbai shall have exclusive jurisdiction and in all other matters, proper courts within the areas covered under the Regional Arbitration Centre shall have juridiction in respect of arbitration proceedings failing under or conducted in that Regional Arbitration Centre
Authorised Signatories:
constitute as provided overleaf an agreement between you and me/us and in event of any claims (whether admitted or not), differences or disputes in respect of any dealings and contracts of a date prior or subsequent to the date of this contract (including any question whether such dealings, transactions or contracts have been entered into or not) shall be referred to arbitration as provided in the rules.Bye-laws and the regulations of The National Stock Exchange of India Limited.The provisions printed overleaf form a part of the contract. Yours Faithfully, For RELIGARE SECURITIES LIMITED Authorised Signatory Member of National Stock Exchange of India Ltd., PAN : AAACF1952D
S.Tax Regn # : SB\DELHI\545\EC\96
EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION
EXTRACTS FROM
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THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION
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EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING
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TO ARBITRATION EXTRACTS FROM THE BYELAWS & REGULATIO
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NS PERTAINING TO ARBITRATION
(1)
All claims,differences or disputes between the Trading Members inter se and between Trading Members and Constituents arising out of or in relation to dealing,contracts and transactions made subject to the Bye-Laws, Rules and Regulations of the Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity,construction,interpretation,fulfillment or the rights,obligations and liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-laws and Regulations.
All claims,difference
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s or disputes between the Trading Members inter se a
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nd between Trading Members and Constituents arising
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out of or in relation to dealing,contracts and trans
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actions made subject to the Bye-Laws, Rules and Regu
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lations of the Exchange or with reference to anythin
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g incidental thereto or in pursuance thereof or rela
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ting to their validity,construction,interpretation,f
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ulfillment or the rights,obligations and liabilities
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of the parties thereto and including any question o
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f whether such dealings, transactions and contracts
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have been entered into or not shall be submitted to
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arbitration in accordance with the provisions of the
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se Bye-laws and Regulations. All claims,differences
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or disputes between the Trading Members inter se and
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between Trading Members and Constituents arising ou
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t of or in relation to dealing,contracts and transac
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tions made subject to the Bye-Laws, Rules and Regula
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tions of the Exchange or with reference to anything
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incidental thereto or in pursuance thereof or relati
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ng to their validity,construction,interpretation,ful
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fillment or the rights,obligations and liabilities o
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f the parties thereto and including any question of
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whether such dealings, transactions and contracts ha
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ve been entered into or not shall be submitted to ar
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bitration in accordance with the provisions of these
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Bye-laws and Regulations. All claims,differences or
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disputes between the Trading Members inter se and b
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etween Trading Members and Constituents arising out
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of or in relation to dealing,contracts and transacti
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ons made subject to the Bye-Laws, Rules and Regulati
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ons of the Exchange or with reference to anything in
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cidental thereto or in pursuance thereof or relating
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to their validity,construction,interpretation,fulfi
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llment or the rights,obligations and liabilities of
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the parties thereto and including any question of wh
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ether such dealings, transactions and contracts have
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been entered into or not shall be submitted to arbi
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tration in accordance with the provisions of these B
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ye-laws and Regulations.
(2)
In all dealings,contracts and transactions which are made or deemed to be made subject to the Byelaws, Rules and Regulations of the Exchange,the provisions relating to arbitration as provided in these Byelaws and Regulations and shall form and shall be deemed to form part of the dealings,contracts and transactions and the parties shall be deemed to have entered into an arbitration agreement in writing by which all claims,differences or disputes of the nature referred to in clause (1) above shall be submitted to arbitration as per the provisions of these Byelaws and Regulations.
In all dealings,contracts
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and transactions which are made or deemed to be mad
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e subject to the Byelaws, Rules and Regulations of t
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he Exchange,the provisions relating to arbitration a
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s provided in these Byelaws and Regulations and shal
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l form and shall be deemed to form part of the deali
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ngs,contracts and transactions and the parties shall
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be deemed to have entered into an arbitration agree
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ment in writing by which all claims,differences or d
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isputes of the nature referred to in clause (1) abov
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e shall be submitted to arbitration as per the provi
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sions of these Byelaws and Regulations. In all deali
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ngs,contracts and transactions which are made or dee
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med to be made subject to the Byelaws, Rules and Reg
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ulations of the Exchange,the provisions relating to
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arbitration as provided in these Byelaws and Regulat
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ions and shall form and shall be deemed to form part
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of the dealings,contracts and transactions and the
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parties shall be deemed to have entered into an arbi
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tration agreement in writing by which all claims,dif
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ferences or disputes of the nature referred to in cl
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ause (1) above shall be submitted to arbitration as
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per the provisions of these Byelaws and Regulations.
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In all dealings,contracts and transactions which ar
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e made or deemed to be made subject to the Byelaws,
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Rules and Regulations of the Exchange,the provisions
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relating to arbitration as provided in these Byelaw
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s and Regulations and shall form and shall be deemed
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to form part of the dealings,contracts and transact
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ions and the parties shall be deemed to have entered
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into an arbitration agreement in writing by which a
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ll claims,differences or disputes of the nature refe
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rred to in clause (1) above shall be submitted to ar
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bitration as per the provisions of these Byelaws and
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Regulations.
(3)
All claims,differences or disputes referred to in clause (1) above shall be submitted to arbitration within six months from the date on which the claim, difference or disputes arose or shall be deemed to have arisen.The time taken in conciliation proceedings,if any,initiated and conducted as per the provisions of the Act and the time taken by the Relevant Authority to administratively resolve the claim,differences or disputes shall be excluded for the purpose of determining the period of six months.
All claims,differences or disputes r
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eferred to in clause (1) above shall be submitted to
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arbitration within six months from the date on whic
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h the claim, difference or disputes arose or shall b
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e deemed to have arisen.The time taken in conciliati
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on proceedings,if any,initiated and conducted as per
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the provisions of the Act and the time taken by the
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Relevant Authority to administratively resolve the
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claim,differences or disputes shall be excluded for
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the purpose of determining the period of six months.
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All claims,differences or disputes referred to in c
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lause (1) above shall be submitted to arbitration wi
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thin six months from the date on which the claim, di
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fference or disputes arose or shall be deemed to hav
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e arisen.The time taken in conciliation proceedings,
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if any,initiated and conducted as per the provisions
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of the Act and the time taken by the Relevant Autho
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rity to administratively resolve the claim,differenc
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es or disputes shall be excluded for the purpose of
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determining the period of six months. All claims,dif
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ferences or disputes referred to in clause (1) above
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shall be submitted to arbitration within six months
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from the date on which the claim, difference or dis
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putes arose or shall be deemed to have arisen.The ti
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me taken in conciliation proceedings,if any,initiate
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d and conducted as per the provisions of the Act and
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the time taken by the Relevant Authority to adminis
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tratively resolve the claim,differences or disputes
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shall be excluded for the purpose of determining the
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period of six months.
(4)
Save as otherwise specified by the Relevant Authority the seat of arbitration for different regions shall be as follows :
Save as otherwise specified
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by the Relevant Authority the seat of arbitration f
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or different regions shall be as follows : Save as o
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therwise specified by the Relevant Authority the sea
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t of arbitration for different regions shall be as f
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ollows : Save as otherwise specified by the Relevant
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Authority the seat of arbitration for different reg
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ions shall be as follows :
SEATS OF ARBITRATION SEATS OF ARBITRATION SE
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ATS OF ARBITRATION SEATS OF ARBITRATION
REGIONAL ARBITRATION CENTRES (RAC)
REGIONAL ARBITRATION CENTRES (RAC) STATES & UNION TERRITORIES COVERED BY THE RAC
DELHI Delhi,Haryana,Uttar Pradesh,Himachal Pradesh,Punjab,Jammu & Kashmir,Chandigarh,Rajasthan,Uttranchal
Delhi,
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Haryana,Uttar Pradesh,Himachal Pradesh,Punjab,Jammu
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& Kashmir,Chandigarh,Rajasthan,Uttranchal
KOLKATTA
West Bengal,Bihar,Jharkhand,Orissa,Assam,Arunachal Pradesh,Mizoram,Manipur,Sikkim,Meghalaya,Nagaland,Tripura,Chattishgadh..
West Benga
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l,Bihar,Jharkhand,Orissa,Assam,Arunachal Pradesh,Miz
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oram,Manipur,Sikkim,Meghalaya,Nagaland,Tripura,Chatt
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ishgadh..
CHENNAI
Andhra Pradesh,Karnataka,Kerala,Tamilnadu,Andaman & Nicobar,Lakshadweep,Pondicherry.
Andhra Pradesh,Karnataka,Kerala,Tamilnad
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u,Andaman & Nicobar,Lakshadweep,Pondicherry.
MUMBAI
Maharashtra,Gujarat,Goa,Daman,Diu,Dadra & Nagar Haveli,Madhya Pradesh
Maharas
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htra,Gujarat,Goa,Daman,Diu,Dadra & Nagar Haveli,Madh
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ya Pradesh
(5)
Save as otherwise specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows :
Save as otherwise specified by the Rele
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vant Authority, the criteria for selection of seat o
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f arbitration for a particular matter is as follows
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: Save as otherwise specified by the Relevant Author
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ity, the criteria for selection of seat of arbitrati
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on for a particular matter is as follows : Save as o
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therwise specified by the Relevant Authority, the cr
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iteria for selection of seat of arbitration for a pa
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rticular matter is as follows :
PARTIES TO DISPUTE
PLACE OF FILING THE APPLICATION FOR ARBITRATION
PLACE OF FILING THE
APPLICATION FOR
ARBITRATION PLACE OF HEARING
TM*V/s TM
a) If the dealing offices of both Trading Members from where the dealing was carried is situated in any of the states covered by particular RAC then the Application for Arbitration shall be filed by the Applicant - Trading Member in that RAC.
b) If the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by
a) If the dealing offices of both Trading Members from where the dealing was carried is situated in any of the states covered by particular RAC
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different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent-Trading Members dealing office is situated.
then the Application for Arbitration shall be filed by the Applicant - Trading Member in that RAC.
b) If the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent-Trading Members dealing office is situated. The hearing shall be held at the RAC where the Applicant Trading-Member has filed the Application for Arbitration and the Respondent-Trading Member shall attend the hearing in that particular RAC.
TM V/s C* &C V/s TM
The Application for Arbitration shall be filed by the Applicant at the RAC covering the state in which the constituent orinarily resides.
The Application for Arbitration shall be filed by the Applicant at the RAC covering the state in which the constituent orinarily resides.
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The hearing shall be held in that RAC where the Applicant has filed the Application for Arbitration and the Respondent shall attend the hearing in that particular RAC.
(6)
Unless otherwise specificially agreed in writing between the Trading Member and the Constituent, in respect of any claims,disputes and differences arising out of the Internet trading between the Constituent and the Trading Member, the seat of arbitration shall be the Regional Arbitration Centre within the area in which the Constituent ordinarily resided at the time of relevant trading, provided however in respect of a Non-Resident Indian Constituent, the seat of arbitration shall be the RAC in the area of which the correspondence office of the Trading Member is situated.
Unless otherwise specificially agreed in
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writing between the Trading Member and the Constitue
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nt, in respect of any claims,disputes and difference
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s arising out of the Internet trading between the Co
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nstituent and the Trading Member, the seat of arbitr
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ation shall be the Regional Arbitration Centre withi
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n the area in which the Constituent ordinarily resid
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ed at the time of relevant trading, provided however
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in respect of a Non-Resident Indian Constituent, th
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e seat of arbitration shall be the RAC in the area o
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f which the correspondence office of the Trading Mem
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ber is situated. Unless otherwise specificially agre
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ed in writing between the Trading Member and the Con
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stituent, in respect of any claims,disputes and diff
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erences arising out of the Internet trading between
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the Constituent and the Trading Member, the seat of
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arbitration shall be the Regional Arbitration Centre
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within the area in which the Constituent ordinarily
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resided at the time of relevant trading, provided h
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owever in respect of a Non-Resident Indian Constitue
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nt, the seat of arbitration shall be the RAC in the
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area of which the correspondence office of the Tradi
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ng Member is situated. Unless otherwise specificiall
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y agreed in writing between the Trading Member and t
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he Constituent, in respect of any claims,disputes an
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d differences arising out of the Internet trading be
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tween the Constituent and the Trading Member, the se
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at of arbitration shall be the Regional Arbitration
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Centre within the area in which the Constituent ordi
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narily resided at the time of relevant trading, prov
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ided however in respect of a Non-Resident Indian Con
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stituent, the seat of arbitration shall be the RAC i
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n the area of which the correspondence office of the
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Trading Member is situated.
*"TM" stands for "Trading Member" and "C" stands for "Constituent" *"TM" stands for "Tradi
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ng Member" and "C" stands for "Constituent" *"TM" st
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ands for "Trading Member" and "C" stands for "Consti
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tuent" *"TM" stands for "Trading Member" and "C" sta
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nds for "Constituent"
For more details please refer to Chapter XI of the Byelaws and Chapter 5 of Capital Market Trading Regulations of National Stock Exchange of India Limited.
For more details please refer
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to Chapter XI of the Byelaws and Chapter 5 of Capita
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l Market Trading Regulations of National Stock Excha
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nge of India Limited. For more details please refer
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to Chapter XI of the Byelaws and Chapter 5 of Capita
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l Market Trading Regulations of National Stock Excha
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nge of India Limited. For more details please refer
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to Chapter XI of the Byelaws and Chapter 5 of Capita
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l Market Trading Regulations of National Stock Excha
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nge of India Limited.