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Masking Janet Holbrook, PhD, MPH Johns Hopkins University Copyright © 2013 Johns Hopkins University and Janet Holbrook. All Rights Reserved .

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Masking

Janet Holbrook, PhD, MPHJohns Hopkins University

Copyright © 2013 Johns Hopkins University and Janet Holbrook. All Rights Reserved.

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Outline

!  Masking

Definition

Rationale

-  Advantage and disadvantage

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Masking

!  Synonymous with blinding

!  Treatment assignment is not known after  randomization

Patient, clinic personnel, evaluators, data processors, analyst,independent review committee, sponsor . . .

Single, double, triple, quadruple . . .

!  Not the same as concealment of treatment assignment prior to

randomization

-  Concealment protects against selection bias

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Rationale

!  To reduce bias related to prior knowledge or beliefs about

treatment effects on the performance of the trial and on the

reporting of outcomes

Promotes objectivity in:

-  Data reporting

-  Data collection and follow-up

Concomitant treatments, testing, behaviors

-  Outcome assessment

Data interpretation

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Level of Masking

!  Single

Participant is masked

!  Double

-  Participant and  clinical investigator are masked

Triple

-  Participant and  clinical investigator and  “others” are masked

!  Others: outcome evaluators, data analysts, datamonitoring committees, sponsors . . .

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Advantages/Disadvantages

!  Advantages of masking

Protects against performance/reporting bias

!  Data collection and follow-up

!  Outcome assessment and reporting

Other care received during the trial

!  Interpretation of results

!  Disadvantages

May be logistically or ethically impossible

-  May not reflect clinical care practices

Concomitant care

Increases logistical complexity-

 

Increased cost

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Bias protection

Level of Masking

None Single Double Triple

Data reporting No Yes Yes Yes

Data collection/follow-up No No Yes Yes

Concomitant care, testing,behaviors

NoNo/No/

YesYes Yes

Outcome assessment No No Yes Yes

Data analysis/interpretation No No No Yes

Bias Protection by Level of Masking

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Decision to Mask Treatments

!  Is it ethical?

Exposure to risk with placebo treatment, e.g., sham surgery,IV infusions

Risk increased if investigator/caregiver doesn’t know

-  Viable unmasking plan

!  Is it possible?

Distinctive characteristic, behavioral intervention, communityinterventions may make it impossible

Can you make the treatments seem “identical” 

Or  

Can you create a placebo for each treatment, frequently

called a “dummy” treatment

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Decision to Mask Treatments (cont.)

!  Trial design features

Type of outcomes, more important for subjective ones

Will outcome evaluation be masked regardless?

-  What are the comparison groups?

No treatment

!  Active control

!  Is it feasible?

Cost-benefit

-  Is it practical? Would participants adhere to it?

Effectiveness of masking

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Unmasking—Planned

!  Strategy depends on closeout design

Common closeout: all participants finish at “same” time

!  Closeout visit or phone call

-  Anniversary closeout: participants finish at different times

Should not be revealed to clinic staff

!  Letter to participant at the exit interview

!  Instructions for ways to continue treatment

Collect data on participant and clinic guess as to treatmentassignment before you reveal it

!  Need to document, provide primary care physician with information

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Unmasking—Unplanned

!  Discouraged—usually not required to treat patient

Stop drug for adverse events

!  Extenuating circumstances

-  Next step in treatment may be more problematic

Overdoses

!  Easy access without being too easy

Weigh risks

Methods

-  On study drug container

At clinics, semi-independent person responsible

Contact parties responsible for randomizing/masking-

 

24-hour call line

Web site