cn_20090730_n135007_nse3356561

CONTRACT NOTE (Pursuant to Regulation 3.5) (Capital Market Segment of NSE)

CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUENTS AS BROKERS

& AGENTS RELIGARE SECURITIES

LIMITED Regd Office: 19, NEHRU

PLACE NEW DELHI - 110 019 011-55562200

Web Site :

For any queries/complaints write to us at Email :

Corp Office: 19, NEHRU PLACE NEW DELHI - 110 019

011-55562200 MEMBER: NATIONAL

STOCK EXCHANGE OF INDIA LTD. SEBI

REGN.NO.INB230653732 TRADING & MEMBER

Code.06537

Dealing Office: 169,3RD FLOOR,TTK ROAD,ALWERPET,CHENNAI,TAMILNA

DU 600018

To,

SIVAGNANAM PONRAJ DAKSHINAMOOR CODE :N135007

41/1

NORTH USMAN ROAD

NORTH POST OFFICE QUARTERS II FLOOR T NAGAR C CHENNAI 600017 INDIA

Pan # BARPS5916B

Contract Note No : N/NN/140/3356561

TRADE DATE : 30/07/2009

SETTLEMENT NO : 2009140

SETTLEMENT DATE :

03/08/2009 To 03/08/2009

Sir / Madam,I/We have this day done by your order and on your account the following transactions:

Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,

I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as

per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act.

Order No

Order Time

Trade No.

Trade Time Security

Bought Qty

Sold Qty

Gross Rate Per Security

Gross Total

Brokerage

Net Rate Per Security

Service Tax

STT Amount

Amount Rs

Rs. Rs. (Total) Rs. Rs. Rs. Rs.

01781984 190 013925

52 13:12:22

ABAN OFFSHORE LTD.

1 1000.60

1000.60 0.25 1000.85

00 0.025

8 1000.85

02156960 190 017532

21 14:13:16

ABAN OFFSHORE LTD.

1 1018.65

1018.65 0.25 1018.90

00 0.025

8 1018.90

02191769 190 017941

54 14:17:43

ABAN OFFSHORE LTD.

1 1024.30

1024.30 0.26 1024.56

00 0.026

8 1024.56

02316999 190 019194

19 14:35:48

ABAN OFFSHORE LTD.

1 1013.00

1013.00 0.25 1013.25

00 0.025

8 1013.25

02427016 190 020430

70 14:47:42

ABAN OFFSHORE LTD.

1 1011.50

1011.50 0.25 1011.75

00 0.025

8 1011.75

02452929 190 020745

12 14:51:49

ABAN OFFSHORE LTD.

1 1013.00

1013.00 0.25 1013.25

00 0.025

8 1013.25

02504791 190 021188

87 14:57:14

ABAN OFFSHORE LTD.

1 1013.20

1013.20 0.25 1013.45

00 0.025

8 1013.45

02510496

190 02124841

14:57:57

ABAN OFFSH

1 1013.20

1013.20

0.25 1013.4500

0.0258

1013.45

ORE LTD.

02515561 190 021273

67 14:58:18

ABAN OFFSHORE LTD.

1 1012.50

1012.50 0.25 1012.75

00 0.025

8 1012.75

01725646 190 013147

23 13:00:49

ABAN OFFSHORE LTD.

1 1005.25

1005.25 0.25 1005.00

00 0.025

8 1005.00

02081241 190 016886

69 14:01:42

ABAN OFFSHORE LTD.

1 1014.45

1014.45 0.25 1014.20

00 0.025

8 1014.20

02217901 190 018217

56 14:22:07

ABAN OFFSHORE LTD.

2 1019.60

2039.20 0.50 1019.35

00 0.051

5 2038.70

02378810 190 019868

11 14:41:22

ABAN OFFSHORE LTD.

3 1011.10

3033.30 0.75 1010.85

00 0.077

3 3032.55

02447588 190 020635

92 14:50:34

ABAN OFFSHORE LTD.

1 1017.00

1017.00 0.25 1016.75

00 0.025

8 1016.75

02464618 190 021074

24 14:55:59

ABAN OFFSHORE LTD.

1 1016.00

1016.00 0.25 1015.75

00 0.025

8 1015.75

* STT JOBBING *

9 1013.62

9122.58 2.28

* TOTAL STT *

2.28

01930883 190 015279

44 13:35:38

BHARTI AIRTEL FV5

1 416.60 416.60 0.10 416.7000

0.0103 416.70

02010946 190 016096

46 13:48:57

BHARTI AIRTEL FV5

1 416.40 416.40 0.10 416.5000

0.0103 416.50

02039074 190 016386

69 13:53:18

BHARTI AIRTEL FV5

1 416.80 416.80 0.10 416.9000

0.0103 416.90

02061928 190 016595

10 13:56:55

BHARTI AIRTEL FV5

1 415.60 415.60 0.10 415.7000

0.0103 415.70

01834486 190 014333

69 13:18:29

BHARTI AIRTEL FV5

1 416.65 416.65 0.10 416.5500

0.0103 416.55

01825715 190 014517

13 13:22:12

BHARTI AIRTEL FV5

1 417.65 417.65 0.10 417.5500

0.0103 417.55

01935462 190 015322

63 13:36:29

BHARTI AIRTEL FV5

1 417.55 417.55 0.10 417.4500

0.0103 417.45

01977441 190 015754

52 13:43:24

BHARTI AIRTEL FV5

1 417.30 417.30 0.10 417.2000

0.0103 417.20

* STT JOBBING *

4 416.82 1667.28 0.42

* TOTAL STT *

0.42

01745374 190 346204

47 13:04:16

I C I C I BANKING CO

1 740.20 740.20 0.19 740.3900

0.0196 740.39

01755534 190 346298

02 13:05:37


1 738.45 738.45 0.18 738.6300

0.0185 738.63

02058238 190 348944

57 13:58:00


1 742.50 742.50 0.19 742.6900

0.0196 742.69

02321156 190 350957

14 14:36:14


3 740.55 2221.65 0.57 740.740

0 0.058

7 2222.22

02328820 190 351077

52 14:37:13


2 740.60 1481.20 0.38 740.790

0 0.039

1 1481.58

02341333 190 351186

13 14:37:55


1 739.25 739.25 0.18 739.4300

0.0185 739.43

01658685 190 345429

67 12:50:09


1 739.60 739.60 0.18 739.4200

0.0185 739.42

01656462 190 345891

30 12:58:25


1 742.00 742.00 0.19 741.8100

0.0196 741.81

01764944 190 346375

05 13:07:02


1 740.00 740.00 0.18 739.8200

0.0185 739.82

01774672 190 346433

79 13:08:21


1 739.55 739.55 0.18 739.3700

0.0185 739.37

01867298 190 347304

43 13:28:49


1 741.80 741.80 0.19 741.6100

0.0196 741.61

01968910 190 348072

51 13:41:54


1 741.60 741.60 0.19 741.4100

0.0196 741.41

02119836 190 349362

02 14:07:10


1 743.75 743.75 0.19 743.5600

0.0196 743.56

02044754 190 349706

09 14:14:27


1 745.50 745.50 0.19 745.3100

0.0196 745.31

02240385 190 350305

10 14:25:25


1 742.00 742.00 0.19 741.8100

0.0196 741.81

* STT JOBBING *

9 741.06 6669.54 1.67

* TOTAL STT *

1.67

01946541 190 347840

80 13:38:28

LANCO INFRATECH

1 430.00 430.00 0.11 430.1100

0.0113 430.11

02519912 190 352613

30 14:59:06

LANCO INFRATECH

1 426.00 426.00 0.11 426.1100

0.0113 426.11

01649685 190 345343

55 12:48:45

LANCO INFRATECH

1 439.65 439.65 0.11 439.5400

0.0113 439.54

01714838 190 345923

23 12:59:02

LANCO INFRATECH

1 439.30 439.30 0.11 439.1900

0.0113 439.19

02606573 190 353435

32 15:06:59

LANCO INFRATECH

1 422.35 422.35 1.06 421.2900

0.1092 421.29

* STT SELL DELIVERY *

1 431.46 431.46 0.54

* STT JOBBING *

2 431.46 862.92 0.22

* TOTAL STT *

0.76

* STT ROUND OFF *

-0.13

[OTH CHARGES

0.06

+DEL]

[SERVICE TAX]

0.96

[OTH CHARGES JOB]

1.90

[~STT DEL CHG.~]

0.54

[~STT TRD CHG.~]

4.46

DR. TOTAL 18317.

09

CR. TOTAL 18765.

84

DUE TO YOU.

448.75

OTHER LEVIES, IF

ANY:

YOUR CHEQUE REQUESTED FOR THE COST SHOWN HEREIN PLEASE PAY IMMEDIATELY FOR YOUR

PURCHASE/DEBIT

YOU ARE REQUESTED TO SEND SHARE/DEBENTURE CERTIFICATE ALONGWITH TRANSFER DEEDS DULY SIGNED IMMEDIATELY

Note:Selling rate inclusive of dividends,if any.

Brokerage has been charged as stated and has been at rates not exceeding the official scale of brokerage and indicated separately. This contract is subject to the Rules,Bye-laws,Regulations and usages of The National Stock Exchange of India Limited. In matters where the exchange is a party to the dispute, the Civil Courts at Mumbai shall have exclusive jurisdiction and in all other matters, proper courts within the areas covered under the Regional Arbitration Centre shall have juridiction in respect of arbitration proceedings failing under or conducted in that Regional Arbitration Centre

This contract constitutes and shall be deemed to constitute as provided overleaf an agreement between you and me/us and in event of any claims (whether admitted or not), differences or disputes in respect of any dealings and contracts of a date prior or subsequent to the date of this contract (including any question whether such dealings, transactions or contracts have been entered into or not) shall be referred to arbitration as provided in the rules.Bye-laws and the regulations of The National Stock Exchange of India Limited.The provisions printed overleaf form a part of

Authorised Signatories:

the contract. Yours Faithfully, For RELIGARE SECURITIES LIMITED Authorised Signatory Member of National Stock Exchange of India Ltd., PAN : AAACF1952D

S.Tax Regn # : SB\DELHI\545\EC\96

EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION

EXTRACTS FROM THE BYELAWS & REGULATI

ONS PERTAINING TO ARBITRATION EXTRACTS FROM THE BYEL

AWS & REGULATIONS PERTAINING TO ARBITRATION EXTRACTS

FROM THE BYELAWS & REGULATIONS PERTAINING TO ARBITR

ATION

(1)

All claims,differences or disputes between the Trading Members inter se and between Trading Members and Constituents arising out of or in relation to dealing,contracts and transactions made subject to the Bye-Laws, Rules and Regulations of the Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity,construction,interpretation,fulfillment or the rights,obligations and liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-laws and Regulations.

All claims,differences or disputes between t

he Trading Members inter se and between Trading Memb

ers and Constituents arising out of or in relation t

o dealing,contracts and transactions made subject to

the Bye-Laws, Rules and Regulations of the Exchange

or with reference to anything incidental thereto or

in pursuance thereof or relating to their validity,

construction,interpretation,fulfillment or the right

s,obligations and liabilities of the parties thereto

and including any question of whether such dealings

, transactions and contracts have been entered into

or not shall be submitted to arbitration in accordan

ce with the provisions of these Bye-laws and Regulat

ions. All claims,differences or disputes between the

Trading Members inter se and between Trading Member

s and Constituents arising out of or in relation to

dealing,contracts and transactions made subject to t

he Bye-Laws, Rules and Regulations of the Exchange o

r with reference to anything incidental thereto or i

n pursuance thereof or relating to their validity,co

nstruction,interpretation,fulfillment or the rights,

obligations and liabilities of the parties thereto a

nd including any question of whether such dealings,

transactions and contracts have been entered into or

not shall be submitted to arbitration in accordance

with the provisions of these Bye-laws and Regulatio

ns. All claims,differences or disputes between the T

rading Members inter se and between Trading Members

and Constituents arising out of or in relation to de

aling,contracts and transactions made subject to the

Bye-Laws, Rules and Regulations of the Exchange or

with reference to anything incidental thereto or in

pursuance thereof or relating to their validity,cons

truction,interpretation,fulfillment or the rights,ob

ligations and liabilities of the parties thereto and

including any question of whether such dealings, tr

ansactions and contracts have been entered into or n

ot shall be submitted to arbitration in accordance w

ith the provisions of these Bye-laws and Regulations

.

(2)

In all dealings,contracts and transactions which are made or deemed to be made subject to the Byelaws, Rules and Regulations of the Exchange,the provisions relating to arbitration as provided in these Byelaws and Regulations and shall form and shall be deemed to form part of the dealings,contracts and transactions and the parties shall be deemed to have entered into an arbitration agreement in writing by which all claims,differences or disputes of the nature referred to in clause (1) above shall be submitted to arbitration as per the provisions of these Byelaws and Regulations.

In all dealings,contracts and transactions which

are made or deemed to be made subject to the Byelaw

s, Rules and Regulations of the Exchange,the provisi

ons relating to arbitration as provided in these Bye

laws and Regulations and shall form and shall be dee

med to form part of the dealings,contracts and trans

actions and the parties shall be deemed to have ente

red into an arbitration agreement in writing by whic

h all claims,differences or disputes of the nature r

eferred to in clause (1) above shall be submitted to

arbitration as per the provisions of these Byelaws

and Regulations. In all dealings,contracts and trans

actions which are made or deemed to be made subject

to the Byelaws, Rules and Regulations of the Exchang

e,the provisions relating to arbitration as provided

in these Byelaws and Regulations and shall form and

shall be deemed to form part of the dealings,contra

cts and transactions and the parties shall be deemed

to have entered into an arbitration agreement in wr

iting by which all claims,differences or disputes of

the nature referred to in clause (1) above shall be

submitted to arbitration as per the provisions of t

hese Byelaws and Regulations. In all dealings,contra

cts and transactions which are made or deemed to be

made subject to the Byelaws, Rules and Regulations o

f the Exchange,the provisions relating to arbitratio

n as provided in these Byelaws and Regulations and s

hall form and shall be deemed to form part of the de

alings,contracts and transactions and the parties sh

all be deemed to have entered into an arbitration ag

reement in writing by which all claims,differences o

r disputes of the nature referred to in clause (1) a

bove shall be submitted to arbitration as per the pr

ovisions of these Byelaws and Regulations.

(3)

All claims,differences or disputes referred to in clause (1) above shall be submitted to arbitration within six months from the date on which the claim, difference or disputes arose or shall be deemed to have arisen.The time taken in conciliation proceedings,if any,initiated and conducted as per the provisions of the Act and the time taken by the Relevant Authority to administratively resolve the claim,differences or disputes shall be excluded for the purpose of determining the period of six months.

All cla

ims,differences or disputes referred to in clause (1

) above shall be submitted to arbitration within six

months from the date on which the claim, difference

or disputes arose or shall be deemed to have arisen

.The time taken in conciliation proceedings,if any,i

nitiated and conducted as per the provisions of the

Act and the time taken by the Relevant Authority to

administratively resolve the claim,differences or di

sputes shall be excluded for the purpose of determin

ing the period of six months. All claims,differences

or disputes referred to in clause (1) above shall b

e submitted to arbitration within six months from th

e date on which the claim, difference or disputes ar

ose or shall be deemed to have arisen.The time taken

in conciliation proceedings,if any,initiated and co

nducted as per the provisions of the Act and the tim

e taken by the Relevant Authority to administrativel

y resolve the claim,differences or disputes shall be

excluded for the purpose of determining the period

of six months. All claims,differences or disputes re

ferred to in clause (1) above shall be submitted to

arbitration within six months from the date on which

the claim, difference or disputes arose or shall be

deemed to have arisen.The time taken in conciliatio

n proceedings,if any,initiated and conducted as per

the provisions of the Act and the time taken by the

Relevant Authority to administratively resolve the c

laim,differences or disputes shall be excluded for t

he purpose of determining the period of six months.

(4)

Save as otherwise specified by the Relevant Authority the seat of arbitration for different regions shall be as follows :

Save as otherwise specified by the Relevant Author

ity the seat of arbitration for different regions sh

all be as follows : Save as otherwise specified by t

he Relevant Authority the seat of arbitration for di

fferent regions shall be as follows : Save as otherw

ise specified by the Relevant Authority the seat of

arbitration for different regions shall be as follow

s :

SEATS OF ARBITRATION SEATS OF ARBITRATION SEATS OF ARBITRATION SEAT

S OF ARBITRATION

REGIONAL ARBITRATION CENTRES (RAC)

REGIONAL ARBITRATION CENTRES (RAC) STATES & UNION TERRITORIES COVERED BY THE RAC

DELHI Delhi,Haryana,Uttar Pradesh,Himachal Pradesh,Punjab,Jammu & Kashmir,Chandigarh,Rajasthan,Uttranchal

Delhi,Haryana,Uttar Pradesh,H

imachal Pradesh,Punjab,Jammu & Kashmir,Chandigarh,Ra

jasthan,Uttranchal

KOLKATTA

West Bengal,Bihar,Jharkhand,Orissa,Assam,Arunachal Pradesh,Mizoram,Manipur,Sikkim,Meghalaya,Nagaland,Tripura,Chattishgadh..

West Bengal,Bihar,Jharkhand,Oriss

a,Assam,Arunachal Pradesh,Mizoram,Manipur,Sikkim,Meg

halaya,Nagaland,Tripura,Chattishgadh..

CHENNAI

Andhra Pradesh,Karnataka,Kerala,Tamilnadu,Andaman & Nicobar,Lakshadweep,Pondicherry.

Andhra Prad

esh,Karnataka,Kerala,Tamilnadu,Andaman & Nicobar,Lak

shadweep,Pondicherry.

MUMBAI

Maharashtra,Gujarat,Goa,Daman,Diu,Dadra & Nagar Haveli,Madhya Pradesh

Maharashtra,Gujarat,Goa,Daman,

Diu,Dadra & Nagar Haveli,Madhya Pradesh

(5)

Save as otherwise specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows :

Save as ot

herwise specified by the Relevant Authority, the cri

teria for selection of seat of arbitration for a par

ticular matter is as follows : Save as otherwise spe

cified by the Relevant Authority, the criteria for s

election of seat of arbitration for a particular mat

ter is as follows : Save as otherwise specified by t

he Relevant Authority, the criteria for selection of

seat of arbitration for a particular matter is as f

ollows :

PARTIES TO DISPUTE

PLACE OF FILING THE APPLICATION FOR ARBITRATION

PLACE OF FILING THE

APPLICATION FOR

ARBITRATION PLACE OF HEARING

TM*V/s TM

a) If the dealing offices of both Trading Members from where the dealing was carried is situated in any of the states covered by particular RAC then the Application for Arbitration shall be filed by the Applicant - Trading Member in that RAC.

b) If the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent-Trading Members dealing office is situated.

a) If the dealing offices of both Trading Members from where the dealing was carried is situated in any of the states covered by particular RAC then the Application for Arbitration shall be filed by the Applicant - Trading Member in that RAC.

b) If the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent-Trading Members

dealing office is situated. The hearing shall be held at the RAC where the Applicant Trading-Member has filed the Application for Arbitration and the Respondent-Trading Member shall attend the hearing in that particular RAC.

TM V/s C* &C V/s TM

The Application for Arbitration shall be filed by the Applicant at the RAC covering the state in which the constituent orinarily resides.

The Application for Arbitration shall be filed by the Applicant at the RAC covering the state in which the constituent orinarily resides. The hearing shall be held in that RAC where the Applicant has filed the Application for Arbitration and the Respondent shall attend the hearing in that particular RAC.

(6)

Unless otherwise specificially agreed in writing between the Trading Member and the Constituent, in respect of any claims,disputes and differences arising out of the Internet trading between the Constituent and the Trading Member, the seat of arbitration shall be the Regional Arbitration Centre within the area in which the Constituent ordinarily resided at the time of relevant trading, provided however in respect of a Non-Resident Indian Constituent, the seat of arbitration shall be the RAC in the area of which the correspondence office of the Trading Member is situated.

Unless otherwis

e specificially agreed in writing between the Tradin

g Member and the Constituent, in respect of any clai

ms,disputes and differences arising out of the Inter

net trading between the Constituent and the Trading

Member, the seat of arbitration shall be the Regiona

l Arbitration Centre within the area in which the Co

nstituent ordinarily resided at the time of relevant

trading, provided however in respect of a Non-Resid

ent Indian Constituent, the seat of arbitration shal

l be the RAC in the area of which the correspondence

office of the Trading Member is situated. Unless ot

herwise specificially agreed in writing between the

Trading Member and the Constituent, in respect of an

y claims,disputes and differences arising out of the

Internet trading between the Constituent and the Tr

ading Member, the seat of arbitration shall be the R

egional Arbitration Centre within the area in which

the Constituent ordinarily resided at the time of re

levant trading, provided however in respect of a Non

-Resident Indian Constituent, the seat of arbitratio

n shall be the RAC in the area of which the correspo

ndence office of the Trading Member is situated. Unl

ess otherwise specificially agreed in writing betwee

n the Trading Member and the Constituent, in respect

of any claims,disputes and differences arising out

of the Internet trading between the Constituent and

the Trading Member, the seat of arbitration shall be

the Regional Arbitration Centre within the area in

which the Constituent ordinarily resided at the time

of relevant trading, provided however in respect of

a Non-Resident Indian Constituent, the seat of arbi

tration shall be the RAC in the area of which the co

rrespondence office of the Trading Member is situate

d.

*"TM" stands for "Trading Member" and "C" stands for "Constituent" *"TM" stands for "Trading Member" and "C" stands

for "Constituent" *"TM" stands for "Trading Member"

and "C" stands for "Constituent" *"TM" stands for "T

rading Member" and "C" stands for "Constituent"

For more details please refer to Chapter XI of the Byelaws and Chapter 5 of Capital Market Trading Regulations of National Stock Exchange of India Limited.

For

more details please refer to Chapter XI of the Byela

ws and Chapter 5 of Capital Market Trading Regulatio

ns of National Stock Exchange of India Limited. For

ns of National Stock Exchange of India Limited.

cn_20090730_n135007_nse3356561

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